Case File
efta-efta00307552DOJ Data Set 9OtherDS9 Document EFTA00307552
Date
Unknown
Source
DOJ Data Set 9
Reference
efta-efta00307552
Pages
4
Persons
0
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the taws of the State of California
on March 12. 1998
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ALIPHCOM
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**I 260 )33**
THIS CERTIFIES THAT Mort, Inc. is the record holder of One Million Two Hundred Sixty Thousand Two Hundred Thirty-Three
(1,260,233) shares of the Common Stock of At.imiCom transferable only on the books of the corporation by the holder hereof; in
person or by duly authorized attorney, upon surrender of this Certificate properly endorsed or assigned.
A statement of the rights, preferences, privileges and restrictions granted to or imposed upon the respective classes or series of shares
of stock of the Corporation or by any certificate of determination of preferences, and the number of shares constituting each class and
the designations thereof, may be obtained by any shareholder upon request and without charge at the principal office of the
Corporation.
IN WITNESS WHEREOF, the Company has caused this Certificate to be signed by its duly authorized officers this
September, 2012.
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EFTA00307552
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For value Received,
hereby sell, assign and transfer unto Si
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....... _ ...... Shares of
the Common Stock of the within named Corporation, represented 5 5.
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by the within Certificate and do hereby irrevocably constitute and h
appoint
Attorney too
transfer the said shares of said Common Stock on the books of ti
the said Corporation, pursuant to the provisions of the By-Laws h
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thereof, with full powers of substitution in the premises.
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In Presence of:
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THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT FOR
DISTRIBUTION, AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. SUCH SHARES
MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED, OR OTHERWISE TRANSFERRED IN THE ABSENCE
OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT THERETO UNDER SUCH ACT UNLESS SOLD PURSUANT TO
RULE 144 OF SUCH ACT OR UNLESS SUCH SALE, PLEDGE. HYPOTHECATION OR TRANSFER IS OTHERWISE EXEMPT FROM
REGISTRATION. THE COMPANY MAY REQUEST A WRITTEN OPINION OF COUNSEL (FROM COUNSEL REASONABLY
ACCEPTABLE TO THE COMPANY) REASONABLY SATISFACTORY TO THE COMPANY, TO THE EFFECT THAT REGISTRATION
IS NOT REQUIRED IN CONNECTION WITH SUCH SALE, PLEDGE OR HYPOTHECATION, OR OTHER TRANSFER. THIS
CERTIFICATE MUST BE SURRENDERED TO THE COMPANY OR ITS TRANSFER AGENT AS A CONDITION PRECEDENT TO THE
SALE, PLEDGE. HYPOTHECATION OR ANY OTHER TRANSFER OF ANY INTEREST IN ANY OF THE SHARES REPRESENTED BY
THIS CERTIFICATE.
THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER CONTAINED IN AN
INVESTOR RIGHTS AGREEMENT BETWEEN THE COMPANY AND THE SHAREHOLDER, A COPY OF WHICH IS ON FILE WITH
THE SECRETARY OF THE COMPANY.
THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO A RIGHT OF FIRST REFUSAL OPTION IN FAVOR OF THE
COMPANY AND/OR ITS ASSIGNEE(S). AS PROVIDED IN THE BYLAWS OF THE COMPANY.
THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO THE TERMS AND CONDITIONS OF A VOTING
AGREEMENT THAT CONTAINS CERTAIN DRAG-ALONG PROVISIONS AND WHICH PLACES CERTAIN RESTRICTIONS ON THE
VOTING OF THE SHARES REPRESENTED HEREBY. ANY PERSON ACCEPTING ANY INTEREST IN SUCH SHARES SHALL BE
DEEMED TO AGREE TO AND SHALL BECOME BOUND BY ALL THE PROVISIONS OF SUCH AGREEMENT. A COPY OF SUCH
VOTING AGREEMENT WILL DE FURNISHED TO THE RECORD HOLDER OF THIS CERTIFICATE WITHOUT CHARGE UPON
WRITTEN REQUEST TO THE COMPANY AT ITS PRINCIPAL PLACE OF BUSINESS.
EFTA00307553
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Incorporated Under
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the Laws of the State of .Catilomia
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on March 12. 1998
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ALIPHCOM
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THIS CERTIFIES THAT Mort, Inc. is the record holder of Six Hundred Ninety-Five Thousand Three Hundred One (695,301)
shares of the Series 5 Preferred Stock of ALIPHCOM transferable only on the books of the corporation by the holder hereof, in
person or by duly authorized attorney, upon surrender of this Certificate properly endorsed or assigned.
A statement of the rights, preferences, privileges and restrictions granted to or imposed upon the respective classes or series of shares
of stock of the Corporation or by any certificate of determination of preferences, and the number of shares constituting each class and
the designations thereof, may be obtained by any shareholder upon request and without charge at the principal office of the
Corporation.
IN WITNESS WHEREOF, the Company. has caused this Certificate to be signed by its duly authorized officers this
day of
September, 2012.
MOON C
IF
Secretary
Chief Execu ye 0 ice
EFTA00307554
For value Received,...._...._ ....hereby sell, assign and transfer unto s.
Shares of 3ft.
the Preferred Stock of the within named Corporation, represented 3
elt
by the within Certificate and do hereby irrevocably constitute and t
it
appoint
Attorney top 3
transfer the said shares of said Preferred Stock on the books of d
the said Corporation, pursuant to the provisions of the By-Laws
thereof, with full powers of substitution in the premises.
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Dated
A.D.
In Presence of:
THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT FOR
DISTRIBUTION, AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. AS AMENDED. SUCH SHARES
MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED, OR OTHERWISE TRANSFERRED IN THE ABSENCE
OF A REGISTRATION STATEMENT IN EFFECT WITH RESPECT THERETO UNDER SUCH ACT UNLESS SOLD PURSUANT TO
RULE 144 OF SUCH ACT OR UNLESS SUCH SALE, PLEDGE, HYPOTHECATION OR TRANSFER IS OTHERWISE EXEMPT FROM
REGISTRATION. THE COMPANY MAY REQUEST A WRITTEN OPINION OF COUNSEL (FROM COUNSEL REASONABLY
ACCEPTABLE TO THE COMPANY) REASONABLY SATISFACTORY TO THE COMPANY, TO TIIE EFFECT THAT REGISTRATION
IS NOT REQUIRED IN CONNECTION WITH SUCH SALE, PLEDGE OR HYPOTHECATION, OR OTHER TRANSFER. THIS
CERTIFICATE MUST BE SURRENDERED TO THE COMPANY OR ITS TRANSFER AGENT AS A CONDITION PRECEDENT TO THE
SALE, PLEDGE, HYPOTHECATION OR ANY OTHER TRANSFER OF ANY INTEREST IN ANY OF THE SHARES REPRESENTED BY
THIS CERTIFICATE.
THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTIONS ON TRANSFER CONTAINED IN AN
INVESTOR RIGHTS AGREEMENT BETWEEN THE COMPANY AND THE SI IAREHOLDER, A COPY OF WHICH IS ON FILE WITH
THE SECRETARY OF THE COMPANY.
THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO A RIGHT OF FIRST REFUSAL OPTION IN FAVOR OF THE
COMPANY AND/OR ITS ASSIGNEE(S), AS PROVIDED IN THE BYLAWS OF THE COMPANY.
THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO THE TERMS AND CONDITIONS OF A VOTING
AGREEMENT THAT CONTAINS CERTAIN DRAG-ALONG PROVISIONS AND WHICH PLACES CERTAIN RESTRICTIONS ON THE
VOTING OF THE SHARES REPRESENTED HEREBY. ANY PERSON ACCEPTING ANY INTEREST IN SUCH SHARES SHALL BE
DEEMED TO AGREE TO AND SHALL BECOME BOUND BY ALL THE PROVISIONS OF SUCH AGREEMENT. A COPY OF SUCH
VOTING AGREEMENT WILL BE FURNISHED TO THE RECORD HOLDER OF THIS CERTIFICATE WITHOUT CHARGE UPON
WRITTEN REQUEST TO THE COMPANY AT ITS PRINCIPAL PLACE OF BUSINESS.
EFTA00307555
Technical Artifacts (5)
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SWIFT/BIC
INVESTORSWIFT/BIC
SHAREHOLDERSWIFT/BIC
SURRENDEREDSWIFT/BIC
TRANSFERREDWire Ref
TRANSFER CONTAINEDForum Discussions
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