From: MMI

JEE 2010 Payroll & Benefits

From: Richard Kahn <I

DS9 Document EFTA00407132

DS9 Document EFTA00403831

Webex interview of MD

Webex interview of MD n 8.10.2021 - joined - Joined - joined Carolyn Forstein -.Attorney - joined joined joined joined - joined Barry pollack -Wttorney - joined Interview of c/10/2021 — Via Webex Background • M,vas on a private banking team. She was a junior person, a relationship coordinator. She worked with private bankers and helped with due dilligence for new and current clients.. would interface with them on the phone. Malso worked on KYCs, which were part of the regulations when you had to onbaord a client. • Within private wealth management division • When first joined, she was on a team where there were two private bankers. Their names aelieved she worked with them for about three or four years. Whenever Paul Morris began is when cleft their team. • Themworked with Paul Morris, a private banker. She then worked with a woman named sked to leave PM's team around the 2015 timeframe and then began we working with HK. • How many people were reporting t

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