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FORTRESS VRF I LLC and FORTRESS
Claimants
v.
JEEPERS, INC.,
Respondent
and
FINANCIAL TRUST COMPANY, INC. and
JEEPERS, INC.,
Counterclaimants and Third-Party Claimants
v.
FUND, L.P. k/n/a FORTRESS VALUE
Counter-Respondent
and
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
DANIEL ZWIRN, and
Third-Party Respondents
Case No. 1425006537
Arbitrator: Hon. Anthony J. Carpinello
To:
Perry Gruss
do Ethan Brecher, Esq.
Liddle & Robinson. LLP
10022
EFTA00599546
NOTICE IS HEREBY GIVEN that pursuant to the Commix:wive Arbitration Rules &
Procedures of the Judicial Arbitration end Mediation Service and applicable state and federal
laws, you are HEREBY COMMANDED TO APPEAR Wort the erbi
10 am to the offices of Susman Godfrey, LLP,
Aprill0, 201
Newl yotic 1,L a
New
10022, and to BRING ANDPRODUCE
as caret
on
ibit A hereto.
Dated: Ke,-1,1- 2011
Requested by.
Harry P. Susman
Houston, Texas 77002-5096
Telephone:
Fax:
&mar :
Stephen D. Susman
Attorneys for Respondent Counterclaimants and Third-Party Claimants
Finanoial Trust Company, Inc. and Japer; Inc.
EFTA00599547
FORTRESS VRF I LLC and FORTRESS
Claimants
v.
JEEPERS, INC.,
Respondent
and
FINANCIAL TRUST COMPANY, INC. and
JEEPERS, INC.,
Counterclaimants and Third-Party Claimants
v.
FUND, L.P. k/n/a FORTRESS VALUE
Counter-Respondent
and
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
DANIEL ZWIRN, and
Third-Party Respondents
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Case No. 1425006537
Arbitrator: Hon. Anthony J. Carpinello
EXHIBIT A
INSTRUCTIONS
1.
These requests apply to all documents within your possession, custody, or control,
including, but not limited to, all documents in the possession, custody, or control of your
attorneys, agents, representatives, accountants, and employees.
EFTA00599548
2.
For any responsive documents withheld from production, state the date, authors,
recipients, type of document, subject matter, number of pages, and the basis of the claim of
privilege asserted.
DEFINITIONS
1.
"Zwim Entities" means Daniel Zwim, D.B. Zwim Partners, LLC, D.B. Zwim &
Co., L.P., DBZ GP, LLC, and Zwim Holdings, LLC, and includes all their respective members,
managers, general partners, limited partners, employees, representatives, agents, parents,
subsidiaries, predecessors, affiliates, divisions, and anyone else acting on their behalf.
2.
Your Lawsuit means the lawsuit captioned Perry A. Gruss v. Daniel B. Zwim,
D.B. Zwim & Co., L.P., and D.B. Zwim Partners, LLC, No. 09 Civ. 6441 (S.D.N.Y.).
3.
"You" means Perry Gruss.
4.
Rules of construction: "All" and "each" shall be construed as all and each; "and"
and "or" shall be construed either disjunctively or conjunctively as necessary to bring within the
scope of this request all requests that might otherwise be construed to be outside its scope; the
use of the singular form of any word includes the plural and vice versa; "any" includes and
encompasses the words "each" and "all"; terms used in the present tense include terms in the past
tense and terms in the past tense include terms in the present tense.
I.
All copies of testimony or written statements by You in either any SEC
investigation of the Zwim Entities or Your Lawsuit.
EFTA00599549
FORTRESS VRF I LLC and
Claimants,
v.
JEEPERS, INC.
: Ref. No. 1425006537
Respondents,
and
FINANCIAL TRUST COMPANY, INC., and
JEEPERS, INC.,
Counter-Claimants and
Third-Party Claimants,
v.
Counter-Respondents,
and
D.B. ZWIRN & CO, L.P.,
and DANIEL ZWIRN,
Third-Party Respondents.
To:
Perry Gruss
c/o Ethan Brecher, Esq.
Liddle & Robinson, LLP
New York, NY 10022
EFTA00599550
NOTICE IS HEREBY GIVEN that pursuant to the Comprehensive Arbit
Procedures of the Judicial Arbitration and Mediation Service and applicable s
laws, you are HEREBY COMMANDED TO AP
at 10:00 a.m. at the offices of Swann Godfrey LLP,
NY, 10022, to give siepnoltion testimony at a
mummy
ring relating
referenced matter.
Dated: Mauchz3 2011
Requested by:
Harry P. Seaman
Houston, T
7
-
Telephone:
Fax:
E-mail:
Stephen D. Susman
New York, Ncw York 10022
Telephone
Fax:
E-mail:
Attorneys for Respondent CounterrJaimants and Third-Patty Claimants
Financial Trust Company, Inc. and Jecpers, Inc.
Rules &
2011
ew York,
to the above-
EFTA00599551