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efta-efta00600074DOJ Data Set 9OtherValuations
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DOJ Data Set 9
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efta-efta00600074
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Valuations 8/30/12 $21. pi i "do.)
PROT0
JEE and Related Entities Investment Summary 8/30/12
Cash 8 EquMlants Financial Trust Company. (see note below)
4.135.259 J Epstein 2,568,420
HAZE Trust 1,627,903
FT Real Estate 84.434 Epstein Interests 111.810 Epstmn VI Foundation
5,518 917
COUO 2.750
Total Cash 8 Equivalents 14,049,293 Less Cash in Operating Accounts
(1.837,143) Cash in Foundations (6.633277) (7,470.420)
Total Available Cash 8 Equivalents 6.578.873
JP Morgan Trading Account (cash, securities, Denvitivest- FTC-
See Note A 77.324.909
JP Morgan Trading Account (cash. securities. Detivitives)- HAZE
22.205.627 Marketable Securest •(hrw) 7.558,072 Investment Island Yacht Harbor (per JEE)
Settlements •DEIZ Partnaship Investments (see attached schedule)
Total • Value Above Adjustments' 289.431.188 Operating Cash
1.837 143 Loans Recenrable 2.084 679
Total per attached valuation schedule 293,353 010
• Investment 0artnentlips are subject to various restrict:one en withdrawals, and therefore
293,353 010 the bring of availability of tunas will ce so limited
NOTE A The JPM trading account was funded wth 575 Million Dump July 2011 we withdrew S 52.478,520
On 2/14/12 the account was reduced by $501.930 for the purchase of 16,535 Mad Pharmaceuticals iS 2,095 eiogen 'DEC
on 522712 the account was reduced by 41,33O000 for the purchase of 35.000 shares of Facebodi
In August 2012 the account received 5349.402 from the safes proceeds od 17,500 sh of Facebook
1 000000 70000.000 98 765,707 289,431.188
PROT1
J. EPSTEIN 8 RELATED ENTITIES
VALUATIONS
CASHLIABILITIES,INVESTMENTS 8/30112
ACCOUNTS J P MORGAN- Case
JP Morgan Trading Account
FINANCIAL TRUST COMPANY 07/31/12 08/30/12 1 528,823
366.790 74.752,955 77.324909 01/01/12
VALUATION
YTO
Auprel
PERFORMANCE J P Morgan. Securmes 4 492193 4.605.277
Olher Bank Accounts 167.527 215.244
JPM (Bear Steams) 5 688.745 5 836.497
INVESTMENTS
AP TECHNOLOGV(LEON BLACK) 250.030 250.000 A P SHL INVESTOR
1 030.000 1.003.000
TUDOR FUTURES MA) 33/14112) 16 468610 16.416,909 16917.403
3.14% 43.32%
HIGHBRIDGE CAPITAL (a/o trvdmo0% August) 18 030,631
15 313.915 17.097.994 7.11% 1.57%
PAL HERTZ 2.866,548 3.660156
RENALSSANCE MST EQUITY FUND (estenate) 1.322.565 1.344.442
1.231.882 9.15% 1.65% June esimate
BEAR STEARNS Asset Backed Sep-rues (7/31/09 vak 331,882
331,982 Enwrneniental Sok:tons (stock cerldicate) 527.948
765,525 Settlements
DO 2VARN SPECIAL OPPORTUNITIES FUND 74,000,000 78000,000 see footnote
INVESTMENT Island Yacht Harbor
FT Real ENS (casts balance)
FT Real Eats, Investment in ptsnp et coil
FT Real Estate - Escrow -Columba Holdings
CHECKING/SAVINGS ACCOUNTS
LOANS DUE FROM INOIVIOUALS
CORE CLUB NOTE Jeffrey Epstein 000% 1 000,000 84.895
920603 500.000 918,380 1 984.679 100,030 1 000.000
84,434 920,500 500.000 1837,149 1984.679 100.000
BROKERAGE ACCOUNTS -IPM (Bear Stearns) 666.442 668.442
JP MORGAN 56,793 50,791 Money Trust 6,044 8,044
FAZE TnJel
HIGHBRIDGE CAPITAL (aro miancom August) 33,204,401
33,725,710 31.348.105 7.58% 1.57%
KING STREET fast:nolo) 22.164,571 21.301.991 21.123.753
558% 0.62%
JP Morgan - Call 1.627.903 1627.933 Morgan•maruge0 account
11,296681 21,205.827
TOTAL 269,362,014 293.353,010
THESE AMOUNTS DO NOT INCLUDE HOUSES. AIRPLANEFIXTURES al OTHER ASSETS
There e aPProximalley 5200,000 in Freedom Air not Included above on 6/1/12. Freedom Air funded JEE 52 melon
PROT2
Reconciliation of large items Value 7/31/12 289,362,014
Partnerships 1,705,597 see below
JPM Trading account- FTC 2,222,550
JPM Trading account. HAZE 909,046 Securities 331,213
Dividends/interest Change in loan account cash spent :
JEE
FTC
total (1.081,239) (112.283) cash received BSABS 16,602 miscellaneous
(490) 293.353.010 Value 8/30/12 293,353.010 Partnerships
FTC
TUDOR FUTURES
FTC
HIGHBRIDGE CAPITAL
FTC
ML HERTZ
FTC
RENAISSANCE INST EQUITY FUND Haze
HIGHBRIDGE CAPITAL Haze
KING STREET (51.901) 283.084 793.808 21.877 521.309
137,420 1 705 597
DBZ- This is based on the following assumptions:
1)
the fund will recognize a wandrtnvai amount payable to Jeepers totaling $70 million
2)
Jeepers will receive an interest of G Dubins ptshp interest valued at approx $3.8 million with a
backstop payment from G. Dubin equal to the excess of $5 million over the aggregate value of all
distributions made with respect to this investment
3)
JEE will pay $1 million for Zwirns Interest in Corbin. JEE will rercieve all distributions unto $2 million
and the remaining distributions will be divided 50/50 between JEE and Zwirn
76.000,000 70,000,000 5,000,003 1,000,000
The June 30,2011 valuations(prior to the settlement) valued DBZ at 18,688,906 (May valuation) + 44,850,660
receivable . Total was 63,539.566 Thus the value as a result of the $76 million settlement increased by 12.460.434
from the valuation reported on June 30,2011
PROT3
JEE and Related Entoes
MOON Eau.4y Icr Investments 8)30112 Securities Long e Fair Markel Value
13198111 70.500 151.494 20.000 21 753 263.157 17.500
16.535 2.095
FTC
[repeated 5 times]
HAZE
HAZE
FT Reaty
FT Realty
FT Realty
FTC
FTC
Ern/momenta, Swoons Ascena Retail Envenomentsi Scions
Ednitarder
JP Morgan Apollo Global Management Facetook (carchased 612/121
Mild Pharmaceuticals Bogen IDEC
JPM Trading (so attached) Sales proceeds nom certificate at JPM (formerly Bear Stearns)
M JPM (formerly Baer Slone) al JPM (formerly Bear Steams) et JPM (formerly Bear Stoma)
at JPM at JPM aced 17.500August 349.403 at JPM
JPM
349,403 8130/12 765,525 1.402,950 8,711 70,923 802,886
3,528.304 334,076 339.133 305.765 7,656,072 7,674,262
331.213 7131112 garn(loss) 527.949 1,292.970 6.060
71,983 783,100 3.510.514 7513.850 316.315 305.514 237 577
109 980 2 651 ( t,060) 19.578 15.790 (76 372) 22,818
251 unmarried realved-2010 realized-201i reatzed.2012 investments alo 8/30112 at FRY Market Value
7719.5135 (6.959.209) 1.541.549 3.064,051 8285.956
Nell 2010
Nil
2011
Net
2012 (1,519.390) (741.062) 8.546.406
TUDOR FUTURES
HIGHBRIDGE CAPITAL
ML HERTZ
RENAISSANCE INST EQUITY FUND(May)
ABS Trust (lest valuation 7/31/09 FTC recess madly testnbuoons)
HIGH8RIDGE CAPITAL
KING STREET Advance Star LLC (ozoll basis) Lofts 21 LLC (Cosi beers)
Escrow -Coterie's Holdings
AP TECHNOLOGYhote down)
AP Sat. INVESTORS hoe down)
Total Partners's') investments 6.285956 16,416.909
18.313.915 3,660,358 1,344,442 331.882 33.725.710 22,301.991
700.000 220.500 500000 97 515 707 250.000 1.033000
1250000 96 65707
PROT4
FTC
JPM
JPM (Bear Steams) Bank accounts
JEE and Related Enabes Cash Summary 8130/12 388,790
3.551.225 215.244 4,135,259
JEE
Bank accounts 1.837,143
JPM (Bear Stearns) 688,442
JPM
503,791 Butterfly Trust (Bear Steams) 8,044 2.568.420
HAZE Trust
JPM
1 627,903 1.627.903
FT Real Estate 84 434 64.434 Epstesn Interests 11'1,610
J Epstein VI Foundation 5 374.919 J.Epstetn VI Foundation(accrued in0
143,998
COUO 2.750 5.633.277 Taal Cash 14.019 293 14,049 293
INS does not include cash in JP Morgan trading account
1,837,143
PROT5
ENHANCED EDUCATION 8/70/12
TOTAL
PARTNERSHIPS£
CASH
SECURITIES
RECEIVABLES
BEAR STEARNS 5352275 5.200291 143.998
BANK 16408 18108 ImetesI Domini
GOLDMAN SACHS
TOTAL 5519 917 537/.919 143.998 3.465.850 FInol69 Group 11/15097.5%
(Sc. mead W PPY.TNnT) (JPM snows ¥ Face. These 5111bErnelibt POPS reduce li ce 97 FATIFINFIH
pn0eNlil
COUCI FOUNDATION 1/30/12
PARTNERSHIPS
RECEIVABLES
TOTAL
CASH
SECURITIES
BEAR STEARNS
DANK 2 750 2 750
GOLDMAN SACHS
TOTAL 2 750 2 750
BEAR STEARNS
BANK
EPS TEIN INTERESTS 8/30/12
PARTNERSHIPS It
RECEIVABLES
IOTA(
CASH
SECURITIES 111.610 111 610
0
III 610
PROT6
Financial Trust Company Analysis of Investments
ML Hertz Investment
FMV unrealized 8/30/12 Gam(loss) 12/15105 5.100.000
OrstrIbutions 8/11/06 (2.160,021) 4151660one 12/11/06
(580,006) Ostnbubons 7/28/07
(2848908) cfarsibutions 4/20111 (1,297,352) (1,358.285)
2,886,546 4,274 833 redemption partnership is (liquid and therefore no redemptions allowed
status original investment of 500,000 sh HTZ Received distribution of
112.744 and 92.289 sh of NIL Carrera underlying investineM is 294 986 sh HTZ
Valuabon is based on the value of HTZ (8/30/12. $14.28/per share)
BS ABS dandaultens 11/29/06 10.000.000 (3,794.0221
6,205.978 331,882 (5,874,096) Hight ridge Capital Corp
1/11/01 25,000.000 detributions 2128/00 (25,000 000)
18,313915 18.313,915
DB Zwim
This moments the 10(010/ Hightedge Captor Coro and HB Mult-Stratogy Hotting, Ltd.
4/29/02 10,000,000 8/30/02 10,000,000 12/2J02 30.000000
6/2/03 10000,000 1/3/05 20 000 000 80,000,000 76,000.000
(4,003,000)
DBZ- settlement This is based on the blowing assurnpuons the fund will recognize a withdrawal amount payable to Jeepers totaling $70 Sion
70,000,000
Jeepers will receive an interest of G Dubins ptshp interest valued at aporox $3.8 man with a
5.000.000 backstop payment from G. Dube equal to the excess of $5 Mikan over the appligalls value of al
dstntuvons made with respect to this investment
JEE will! pay St million for Zwins interest hi Corbin. JEE will rercieve all distributices urn° $2 mina
1,003.000 and the remaning dishibubons wan to divided 50/50 between JEE end Nam
76,003,000
AP Slit.
Pan AP Technology 1/9(02 717107 7/14/08 4/24/10 910,562
(122.570) (107.048) (154,507) 526.437 250,000 (Per JEE)
AP Technology Mar. Nov 2000 1,222.084 1/9(02 1.000,000
To AP SSIL 1/902 (910,562) 12/2309 (55.417) 1,256,105
1,000000 (Per JEE) Cit/group Renaissance 8/21/06 1,010,000
1.344,442 June Tudor 1/35'01 5000000 16,418909 (276,437)
(256.1051 334,442 11,416,909
PROT7
Haze Trust Analysis of Investments investment
FMV unrealized 6/30/12 Gain(oss) Ingham:Igo Capital
4120f09 10.041,666 33,725,710 23,664,044
This represents the total of Highbricige Capital Corp. and HS Multi-Strategy Holdings Ltd.
King Street 11/1/99 10.000.000 7728/10 50% redemption
(20,090,787) (10.090,787) 22.301,091 32.392.778
PROT8
Bear Stearns Asset Backed Securities Distributions Received
Fit
Total ►artnership 8 Trust Partnership Trust 1/9/08
1,047,29140 1,017,291.00 3/12/08 431,015.00 431,015.03
4/14/08 147,70740 147,707.0 5/14/08 147,707-00 147,707.00
6/16/08 135,37700 135,377.10 7/16/08 110,71140 110,71140
8/21/08 110.615.00 110,61500 9/25/08 110,57600 110471.00
10/29/08 92,127-00 92,127.00 11/25/08 16,95340 85,95340
12/22/08 73,670.00 73,67000 1/23/09 73.670.00 73,67000
2/20/09 73-014.00 73,61400 3/12/09 67.43400 67.43440
4/30/09 66,443.00 66,44300 5/29/09 57,98600 57,98600
7/24/09 Note A 14,38700 84,387.00 8/26/09 47,911.00
47,911.00 9/21/09 35.711.00 35,71200 12/2/09 87495.00
87,89500 1/8/10 25,073.30 25,073.30 2/8/10 31,07144
31,073.84 3/8/10 33,60543 33,06.83 4/8/10 22,613.71
22,613.71 5/10/10 26,315.18 26,315.18 6/8/10 25,243.91
25,243.91 7/8/10 19.961.45 19,961.45 8/10/10 22.01208
22,012.08 9/8/10 24,989-61 24,90.61 10/13/10 20,527.91
20,527.91 11/5/10 23.33645 23,336.55 12/8/10 25,134.27
25,234.17 1/10/11 24,61391 24,623.91 1/31/11 Note II
25,793.17 25,793.27 2/8/11 26,966.92 26,966.92 34 /11
26,31300 26,313.00 4/8/11 21,112.25 21,212.25 5/9/11
21,557.96 21,557.96 6/9/11 18,67/174 18,678.74 7/8/17
16,690.35 16,610.35 84/11 15.596-19 15,596.19 9/8/11
16-010.22 16420.22 10/12/11 15,819.76 15,819.76 11/8/11
17,377.32 17,377.32 12/8/11 17.832-09 27,832.49 1/9/12
12.088.73 18,010.73 2/8/12 18.61146 18,611.56 3/9/12
19.767.40 19,767.40 4/9/12 17,612.13 17,622.23 5/5/12
16,800 79 16,800.79 6/8/11 17,401.50 17,401.50 7/9/12
16,165.50 16,165.50 8/9/12 16,602.00 16,602.00
Total 3,794,021.53 3,113,595.17 680,426.36 3,794,011.53
Tit invested SIOCCOMOO in Sear Steams Asset Backed Securities on 11/29/06
Distributions eve based on maturing assets
NOTE A: (represents 7 months per Dorothy Oriorsky)
NOTE B: (audit adjustment in partnership)
PROT9
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(frit& ant )024.." Global Investment Group
OTC Derivatives Position Summary
M
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