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efta-efta00622240DOJ Data Set 9OtherCienented: 627,20123:18:13 PM PST
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DOJ Data Set 9
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Cienented: 627,20123:18:13 PM PST
AliphCom
Fully Diluted Capitalization Table (Issued and Outstanding Shares) - Summary
As of 8/27/2012 - Prior to Issuance
COMMON STOCK 'Authorized: 240.000.000)
Issued and
Outstanding
Shares
CSE Shares' Total Fully Diluled
Shares
Issued rd Ouhlanarg
59.169.169
59169169
59.169.169
PREFERRED STOCK (Aulhortuct 129.654.469)
SERIES la Palliated Stock Inuthonzed: 1.250.0331
1250.033
1250.030
SERIES 1.B Prolorod Stock (esithonscri: 2.0372061
2.037205
2.037206
SERIES It Prelegred Siodk(Ar.efortzad: 23.251.193)
23251.193
23251.193
SERIES 2 Relined Stock inuthanzed:61A66.070)
59.777.831
59777,831
SERIES 3 Proloirod Slack inuthoilzed:23.CCO.000)
22.190.990
22.190.990
SERIES 4 Proloirod Stock inuthoilzed: 7.150=0)
7.131.940
7.131.940
SERIES 5 Proloirod Stock inuthoilzed: 11.500.000)
8274.092
8274.092
123.913242
WARRANTS
COMMON Slack
5.183.333
5.183.333
5.183
2010 EIP (Resenred: 69.067.000)
Shams Issuable Under Flan:
Oplons and!se SPRs Issued and Outstanding
31252.457
31352.457
Optc
ander SPRs Commmod lor Issuance
shares Renialnro for Issuance Under Plan
5.955.449
5.955.449
37207.
Remand in Flan
69.067.000
69.067.000
Optced angst SPRs Eveicisof
31.859.094
31.859.094
Outside (Reserved: 9.275.940)
shares Issuatle Under Plan:
°plats andor SPRs Issued and 0.nUareing
Oceans andor SPRs Commmod for Istuarco
shares Remalnro for Issuance Under Plan
Reserved in Flan
9375.940
9375.940
Oplons andor SPRs Euxclusa
9375.940
9375.940
Total shares Issued and outstanding. including snares
committed lot Issuance and conferee teserves. assuming
224.473.610
Footnotes:
CSE Shame COmmOnSeth Equiveleol ICS() share. redeaf the Cerrinen 510th Meek it, the See-0y type KrpliOn. Sleek YAWS& CM)
an., ne apprOrniale oornotsiOn raliO if Waled vAth regwd le parameters eel let 1197001.19n1ourKle010r etChClaSSIervet
- ,erved !teeth the Goren Reserved Amount ate °peen plan hag shags Oaring infrom enolhei plan. this number wsl change as new
nr en ere poured un Irani Pre op plan.
The CompanyerIgnalt, adopted the AlphCon 2000 Stoat Plan Ito 203) Flan, en Pori 4 2000. Past to the eapeallan of toe Flan. Ma
EFTA00622240
Folly-31MS Omonctship - Pre I:: once to Mon. In:.
-0 of
Large
Holders by
Class Series
Total Shares
". of Fully Diluted
ClassSeries
held by Large
Holders
61611,0113 06rc, ship Post Is
to Mott. Inc.
Total Shares % Of elaSSSerks %ol Fully
held by Investor
Chivied
Common Stock
58.169.169
2691%
Common Stock
59.429.402
26.29%
MOIL
-
MOM kit
1280233
EM
-
SERIES LA Piehmed Stock
1350.090
036%
SERIES I A Preferred Stock
1150030
0.55%
SERIES 1.8 Piehmed Stock
2.037306
0.91%
SERIES 1.B Preferred Stock
2.037.206
0.90%
66,noedno eternshond LW.
348.837
17.12%
SERIES It PI eland Stock
23.251.193
10.27%
My* Island knetaet SON900513C
450.000
2209%
SERIES 2 Preferred Stock
59.777.831
2660%
SERIES It Pielened Stock
23351.193
1036%
SERIES 3 Preferred Stock
12.190.990
920%
Mayleld Enlbet.
9.737.383
41.88%
SERIES 4 Preferred Stock
7.131.940
3.15%
Sellouts Erekes
9.250.513
39.79%
SERIES S Preferred Mock
2969.323
3.96%
SERIES 2 Preferred Stock
59.777.831
26.63%
NC=
725%
Knotki Eelites
31.840.392
53.28%
COMMON Stock Warrants
5.183,333
229%
SERIES 3 Preferred Stock
22.190.990
939%
Options and or SPRs issued and
outstanang under Man • 23i0 EiP
31.292.457
13.80%
SOnOtela [reties
22.190.990
100.00%
Unissued RI. servo .2010 OP
5.914.449
26316
SERIES 4 Preferred Stock
7.131.980
3.1
Tow
220430314
1001
AntS1C6160, 601/11112 &COW.
7.121.094
99.85%
FUN Okdod Ownorsnp onion. leg.
SERIES S Preferred Stock
0374482
la%
JP Mogen [cubes
5.5/12.408
87.234
COMMON Slott Warrants
5.183.333
231%
Options arodior SPRs Issued and twists/Icing under plan.
31352.457
1392%
2010 EIP
unissued Reserve • 2010 EIP
5.955.449
265%
rose
324A73.610
TOOK
EFTA00622241
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GPS
2.0372061
2.037205Phone
1.250.0331Phone
9169169Forum Discussions
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