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efta-efta00662601DOJ Data Set 9Other

From: Richard Kahn

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DOJ Data Set 9
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efta-efta00662601
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EFTA Disclosure
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From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Bruce Galloway Date: Wed, 06 Aug 2014 14:10:44 +0000 Attachments: Balance_ and_ Positions.pdf attached are positions and balance as of 8/5/2014: 3,616,556 7/31/2014 online balance 3,804,363 7/31/2014 month end statement 3,893,350 additional $88,987 based on option marking Bruce is aware that he cannot buy options and old options liquidated must be held in cash I checked online this am and there are no buy option orders.. speaking with Tazia this am regarding some of his options and realistic pricing to liquidate.. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA00662601

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