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efta-efta00665828DOJ Data Set 9Other

From: Paul Barrett <I

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DOJ Data Set 9
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From: Paul Barrett <I To: Jeffrey E. <[email protected]> CC: Richard Kahn Subject: RE: Date: Thu, 02 Nov 2017 15:52:01 +0000 Attachments: PSB_Positions_02nov17.pdf Inline-Images: image003.jpg; image002.jpg Jeffrey I apologize but I overstated the returns. The Sept Merrill account statement was wrong and understated the account by $2.5MM (they duplicated a debit to pay for a structured note and the cash was sitting in a settlement account which is not included on the statement). So I used a starting account balance that was too low. This was corrected in October. Corrected: 1st Oct Starting Account value (ex apple): $170.28MM Current Account value (ex apple): $171.6MM Change $1.320MM or 0.78% Attached is a listing of all my trades (both open and closed). Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (o) (c) From: Paul Barrett Sent: Wednesday, November 01, 2017 11:23 AM To: 'jeffrey E.' <[email protected]> Cc: 'Richard Kahn' Subject: RE: Jeffrey Oct 1st (official start) — Oct 31st: up 2.03% ($3.409MM) excludes Apple. Oct 1st (official start) — Nov 1st: up 2.46% ($4.126MM) excludes Apple. Attachment is as of today. Paul EFTA00665828 Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 (o) (c) From: Jeffrey E. [mailto:[email protected]] Sent: Wednesday, November 01, 2017 10:24 AM To: Richard Kahn < >; Paul Barrett < Subject: results to date? please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected] and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00665829

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