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efta-efta00670043DOJ Data Set 9Other

From: Richard Kahn

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DOJ Data Set 9
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efta-efta00670043
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: MS + AFSI Pref [C] Date: Thu, 12 Mar 2015 19:54:46 +0000 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax eel Begin forwarded message: From: Vahe Stepanian To: Richard Kahn < Cc: Paul Morris < >, Daniel Sabba Subject: MS + AFSI Pref [C] Date: March 12, 2015 at 3:47:49 PM EDT Classification: Confidential Rich — I'm following up your conversation with Daniel this morning RE: MS and AFSI preferreds. Unfortunately DB is not currently an underwriter on either deal. Please let us know if you have questions. Thank you, Vahe Vahe Stepanian Assistant Vice President i Key Client Partners Deutsche Bank Securities Inc. Tel Mobil Email , Ariane Dwyer All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. EFTA00670043 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00670044

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