From: Tazia Smith

From: Tazia Smith To: "jeffrey E." <[email protected]> Stewart Oldfield , Vahe , Paul Morra, Richard Kahn Cc: Daniel Sabba Stepanian Subject: Trade Report 10/29/14 [C] Date: Wed, 29 Oct 2014 20:34:36 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11); unnamed(12); unnamed(13); unnamed(14) Classification: Confidential Jeffrey - Today you executed the following: B 150.967 C at $24.2528 This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you woutd like to change that. Best Regards, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Detrtsche Asset 8 Wealth Management 345 ParkAvenue. 10154-0004 New York. NY. USA Tel. Fax Mot Erri R From: Tada SmithsdbMbcom To: letrrey <[email protected]>. Cc: Daniel Sa Paul Morris. Richard Kahn Stewart Oldlie Stepania Date: 10/29/2014 01:16 PM Subject: Re: [C] Vahe EFTA00679235 Classification: Confidential Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at $24.23238. Please let us know if you want to modify. TDS From: Tazia Smithldb/dbcom To: "affray <[email protected]>. Cc: Daniel Sabbaar. Paul Morris. Richard Kahn Stewart °Iasi Stepanian/ Dale: 10/29/2014 10:57 AM Subject: Re: [Cl Vahe Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. From: Tazia Smithidb/dbcom To: -Jeffrey E? <[email protected] Cc: Richard Kahn Daniel Sabba Oldliel Date: 10/2912014 10:02 AM Subject: Re: [Cl ahe Stepanian . Paul Morris. Stewart Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeffrey leevacabon©gmail.corn> To: Tazia Smith/db/dbcom®DBAMERICAS. Richard Kahn Date: 10/2972014 08:43 AM Subject: Re: IC) EFTA00679236 vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith/db/dbcom To: ',affray E? <jeevacSgmail.com>. Cc: Daniel Sarli~. Paul Morris. Richard Kahn >. Stewart Oldfield. Vahe Stepania Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [C] Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management EFTA00679237 345 ParkAvenue. 10154-0004 New York. NY. USA Tel. Fax Email From: Tazia Smith/c1b/dbcom To: "feflrey E." <[email protected]>. Cc: Daniel Sabbaklb/dbcom©DBAMERICAS. Paul Morris. Richard Kahn c >. Stewart OldlielcVdbklbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 1012812014 02:24 PM Subject: Re: ICJ Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia VWAP from time of Order Entry: $24.0117 EFTA00679238 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 New York. NY. USA Tel. Fa Mo E From: Tazia Smith/db/dbcom To: ',affray E. <jeevacationagmail.com>, Cc: Daniel Sabba/ Stepania Dale: 10/28/2014 01:11 PM Subject: Re: IC] Paul Morris. Richard Kahn >. Stewart Oldfiel . Vahe Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to EFTA00679239 participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia From: Tazia Smitli To: Whey E." <[email protected]>. Cc: Daniel Sab a SI Paul Morris. Richard Kahn Vahe Stepaniant Oldliel Dale: 10/2812014 11:36 AM Subject: Re: (C) Stewart Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA00679240 Gr Front Tazia Smithfclbklbcom To: "jeffrey E." <[email protected]>. Cc: Daniel Sabba/ Date: 10/28/2014 11:06 AM Subject: Re: (CI Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel Fa Mo Email EFTA00679241 From: Tazia Smithrdb/dbcom To: "jeffrey E. leevacationgIgmail.com>@DEUBAINT. Cc: Richard Kahn Daniel Sabbal Valle Stepaniani Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: [CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director j Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 34 New York, NY, USA Tel. Fa Mo Email From: "jeffrey E." leevacationtilimmalcom> To: Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn Date: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD EFTA00679242 please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected] and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00679243 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00679244