Case File
efta-efta00788101DOJ Data Set 9OtherBAI NCO
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DOJ Data Set 9
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efta-efta00788101
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BAI NCO
January 19, 2018
Mr. Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor
New York, New York 10022
Richard:
Internoliot
hivcstorS
Last week I sent a letter to Noam Chomsky confirming that Bainco will no longer manage or provide
investment advice to his personal accounts and requesting instructions as to the transfer of assets.
In response, Noam sent an e-mail telling us that we should deal with you on these matters.
As a matter of professional responsibility, we want to make sure that the transition of Noam's
accounts goes smoothly. Please send us written instructions as to how we should proceed (either
signed by Noam or with written evidence of your authori to act on Noam's behal . At our
earliest convenience, please contact Isabel Scharmer (at
) to
process this transfer; this is a matter of some urgency, as Noam's assets may no longer remain in
the Pershing accounts where they are currently held. For our records, we would appreciate it if
you would provide us with some information about HBRK Associates and clarification of your role
vis-à-vis Noam and his investments (as a registered investment advisor, attorney, accountant or
other role).
It is our understanding that Noam would like Valeria copied on all correspondence to you and/or
Noam. Inasmuch as our correspondence may include some confidential communications, would
you or Noam please confirm in writing that we are authorized to send copies to Valeria?
Sincerely,
Samuel E. Bain, Jr.
CEO and Managing Partner
cc: Professor Noam Chomsky
Isabel Scharmer, Managing Director
699 Boylston Street, 101h floor • Boston, MA 02116 • Main: 617.536.0333 • Fax: 617.456.3039 •
EFTA00788101
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617.536.0333Forum Discussions
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