Pershing Advisor Solutions LLC, a BNY Mellon company

Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 (877) 870-7230 mernew riNkA, SIPC BAINCO international Investors Rollover Incliwthie/ Retirement Account Statement IRA FBO AVRAM NOAM CHOMSKY PERSHING LLC AS CUSTODIAN Portfolio at a Glance Account Numbe Statement Period: 12/01/2016.12/31/2016 This Period Year ROLLOVER ACCOUNT Beginning Account Value $2,723,609.31 $3,184,716.50 984 MEMORIAL DR An' 404 Net Cash Deposits and Withdrawals 0.00 -609,179.50 CAMBRIDGE MA 02138-5747 Adjusted Previous Account Value 2,723,609.31 2,575,537.00 Dividends. Interest and Other Income 11,853.80 75,941.46 Net Other Activity 0.00 -35,63200 Net Chan. e in Portfolio 16 885.86 136 502.51 Ending Account Value S2,752.348.97 $2.752,348.97 Your Investment Advisor: Accrued Interest $6,772.86 BAINCO INTERNATIONAL NV LLC Account Value with Accrued Interest $2,759,121.83 (617) 5360333 Estimated Annual Income $73,021.00 Asset Summary Last Period This Period %Allocation Cash, Money Funds, and Bank Deposits' 96,255.19 125,786.43 5% Fixed Income 773,129.45 770,621.95 28% I Equities 1,436,304.85 1,410,080.35 51% Mutual Funds 100,418.82 100,230.24 4% I Exchange-Traded Products 317,501.00 345,630.00 12% Account Total (Pie Chart) $2,723,609.31 $2,752,348.97 100% I The Bank Deposits In your account are FDIC Insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC). up to allowable limits. Page 1 of 34 PAW 0? ROM A E co co Cio paperless I T. TT " 4" Sm'a 2007 ASK A•OuT C-OnivCRY °MAAR RATED COMMUNICATIONS D(CELUNCE Clears stamps ("RS. WO. • •••••, caw. osteaM1 M Ins Owe 94 OS. Ywt likapriCimmenen alive PROT0 Additional Information Description This Period Year-to-Date Securities Bought and Sold $17.677.44 5318.695.70 Required Minimum Distribution Summary Calculated Amount Prior Year-end Fair Market Value ("FMV"): 53,184,716.50 Calculation Factor: 12.7 Participant DOB: Beneficiary DOB: 00/0000 Beneficiary Relationship: NON SPOUSE Amount Required to be Withdrawn for 2016: $250.765.07 Amount Withdrawn Year to Date: $610.000.00 The Remaining Amount You Are Required to Withdraw for 2016: $0.00 Disclaimers and Other Important Information Regarding Your Required Minimum Distribution Summary You appear to have satisfied your annual required minimum distribution (RMD) from your retirement account. Please verify this calculation with your tax professional, as there may be other information that could impact your required minimum distribution. Accorcting to our records, you are required under federal tax law to take an annual minimum distribution from your retirement account. Required minimum distributions (RMDs) usually begin in the year you reach the age of 70 112 and is calculated by dividing your year-end fair market value by a factor determined by the Internal Revenue Service (IRS). For the year you turn 70 1/2, the first RMD payment can be delayed until April 1r of the year following the year in which you turn 70'h. For all subsequent years, including the year in which the first RMD was paid by April 1'. you must take the RMD by December 31" of the year. Please verify this calculation with your tax professional. as there may be other information that could impact your RMD. If you do not take enough to satisfy the requirement. the IRS may impose a 50% excise tax on the shortfall. To start your distributions, contact your Investment Advisor. For Your Information Reminder: Please make all checks for deposit into your investment account payable to either Pershing LLC" or 'Pershing LLC fbo (Account Registration)'. Be sure to also print your investment account number on the check. Including this information will allow for the timely and accurate deposit of funds to your account. Thank You. Client Service Information Your Investment Advisor: RBH Contact Information BAINCO INTERNATIONAL INV LLC SUITE 440 500 BOYLSTON STREET BOSTON MA 02116 Telephone Number: (617) 536-0333 Page 2 of 34 Account Number RANO Emcollent Go paperless 4,3k . (v.° . 7.4° S.N. 2007 IRA FBO AVFIAM NOAM CHOMSKY AMAqui Otuvrity 'MUMS, RATED COMMUNICATIONS EXCELLENCE Cleo.. Way" Pte.*" lLe. • iSsdry owned *WSW Owe M Olaf .1••• 11~ Commensa SOY Shea PROT1 (877) 870-7230 Member FINRA, Your Account Information BAINOO j Inve Interna stors tiolial Rollover Inditidue/ Retirement Statement Period: 12/01/2016 - 12/31/2016 Retirement Information Year-End Fair Market Value (12/31/2016): $2,752,348.97. The year-end fair market value is furnished to the Internal Revenue Service for Individual Retirement Accounts. Your fair market value may change based on transaction or asset valuation adjustments made after 12/31,2016. Tax Lot Default Disposition Method Default Method for Mutual Funds: HIGH COST LONG TERM Default Method for Stocks in a Dividend Reinvestment Plan: HIGH COST LONG TERM Default Method for all Other Securities: HIGH COST LONG TERM Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You are currently enrolled to receive the following account communications via electronic delivery: Trade Confirmations Notifications Prospectus' Please log in to your account to make any changes to your electronic delivery preferences. Portfolio Holdings E-mail notifications are delivered to the following e-mail address(es): cittrft###@imit.edu '[email protected] is on file for these documents The above email address is partially masked for your security. Please log into your account to review the full e-mail address. Account Opening Date Quantity Number Activity Ending Opening Balance Closing Balance Accrued Income Income This Year 30Day Yield Current Yield Cash, Money Funds, and Bank Deposits 5.00% of Portfolio Cash Balance FDIC Insured Bank Deposits LIQUID INSURED DEPOSITS 12/01/16 125,670.430 N/A 12130/16 45.14402 51.11117 116.00 125.670.43 0.60 11.45 NiA N/A Total FDIC Insured Bank Deposits $51,111.17 $125,670.43 $0.60 $11.45 Total Cash, Money Funds, and Bank Deposits $96,255.19 $125,786.43 $0.60 $11.45 Page 3 of 34 PAR•O2.ROLL Account Numbers Rated EmCollent Go paperless Cy" Wm' Swa 2007 IRA FRO AVRAM NOAM CHOMSKY At* AJOUT (-01LIVCRY (MIAMI, RATED COMMUNICATIONS EXCELLENCE arose any' . - s WI S WM,/ 0.4d •••••011M, I'M OM* ea WM". 0•••••••••11 COW 40•001,0 Imm.tLC nano ~A MK SIC PROT2 Portfolio Holdings (continued) Date Iceland Fixed Income 28.00% of Portfolio (In kfaturity Date Sequence) Municipal Bonds GAINESVILLE FLA UTILS SYS REV SER A Security Identifier: 3628480E6 5.020%10/01/17 B/E DTD 02/13/08 INS ASSURED GUARANTY MUNICIPAL CCM 1ST CPN DTE 10/01/08 CPN PMT SEMI ANNUAL ON APR 01 AND OCT 01 "'TAXABLE - Moody Rating AA2 S & P Rating AA 02/21/08 ',a, I2 135,000.000 100.1610 135,216.85 102.7370 Original Cost Basis: $137,255.85 KANSAS CITY MO SPL OBLIG Security Identifier: 48510019 TAXABLE-IMPT-SER C 3.150%08/01/18 B/E DTD 10/03/13 1ST CPN DTE 02/01/14 CPN PMT SEMI ANNUAL ON FEB 01 AND AUG 01 Moody Rating Al S & P Rating AA- ..'TAXABLE"' 09/27/13 'An 100,000.000 100.5750 100374.56 102.3690 Original Cost Basis: $101.673.00 CALIFORNIA ST VAR PURP Security Identifier: 13063A7G3 6.200%10/01/19 B/E DTD 10/15/09 1ST CPN DTE 04/01/10 CPN PMT SEMI ANNUAL ON APR 01 AND OCT 01 ***TAXABLE*** Moody Rating APS S 8 P Rating AA- 06/04/12 %kir 100,000.000 107.8760 107,876.48 111.5330 Original Cost Basis: $119,498.00 OAKLAND CALIF PENSION OBLIG RFDG Security Identifier: 672319CC2 TAXABLE 3.800% 12/15/21 B/E DTD 07/30/12 1ST CPN DTE 12/15/12 CPN PMT SEMI ANNUAL ON JUN 15 AND DEC 15 Moody Rating Al S & P Rating A+ mTAXABLE*** 09/04/12 ',3,12 100,000.000 992140 99,213.87 102.3430 Odginal Cost Basis: $98,645.00 Total Municipal Bonds $442,881.76 435,000.000 Adjusted Unrealized Accrued Estimated Estimated Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Interest Annual Income Yield 138,694.95 3,478.10 1,694.25 6.777.00 4.88% 102,369.00 1,794.44 1,312.50 3,150.00 3.07% 111,533.00 3,656.52 1,550.00 6,200.00 5.55% 102,343.00 3,129.13 168.89 3,800.00 3.71% $454,939.95 ;12,058.19 $4,725.64 $19,927.00 Page 4 of 34 B01056 9 SCSI 30000 Account Number: A2A-950307 Rated EAPPRent PAR O2 ROLL GO paper leSS Every Yost Sown 2007 AIR AMOR?. tivr OALSAR RATED COMMUNICATIONS EXCELLENCE cleesseateopseepsoua.saeo soma sutastv eons. M Nos PRA lecOonCAARean•PNYMIARA Peast", osier MIRA MSC SSC PROT3 (877) 870-7230 Member FINRA, SIPC BAINCO International Investors Rollover IncAldus/ Retirement Adjusted Unrealized Accrued Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds ORACLE CORP NT 5.750%04/15/18 B/E Security Identifier: 68389XAC9 DM 041091081ST CPN DTE 10/15/08 CPN PMT SEMI ANNUAL ON APR 15 AND OCT 15 Moody Rating Al S & P Rating AA- 06/23/15',3,l2 100,000.000 105.3550 105.356 1.21329 15 105.6460 105,646.00 290.85 5.750.00 5.44% Original Cost Basis: $111.485.00 PEPSICO INC SR NT 5.000%06/01/18 B/E Security Identifier: 713448BHO DM 05/28/08 1ST CPN DTE 12/01/08 CPN PMT SEMI ANNUAL ON JUN 01 AND DEC 01 Moody Rating Al S & P Rating A 06/02/08 ',3,I2 200,000.000 99.7630 199.526.79 105.0180 210.036.03 10.50921 833.33 10,000.00 4.76% Original Cost Basis: $197.300.00 Total Corporate Bonds $315,682.00 $2,047.22 $304,881.94 $10,800.06 $15,750.00 300,000.000 Total Fixed Income $747,763.70 $770,621.95 $22,858.25 $6,772.86 $35,677.00 735,000.000 Unrealized Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Equities 51.00% of Portfolio Common Stocks CHUBB LTD COM Security Identifier: C8 ISIN#CH0044328745 CUSIP: H1467J104 Dividend Option: Cash 04/02/12' 100.000 74.4250 7,442.49 132.1200 13.212.00 6,769.51 276.00 2.08% 01/06/16' 300.000 113.4320 34,029.47 132.1200 39.636.00 6,606.53 828.00 2.08% Total Noncovered 400.000 41,471.96 52,848.00 11,376.04 1.104.00 Total 400.000 $41,471.96 $52,848.00 $11,376.04 $1,104.00 AT&T INC COM Security Identifier: T CUSIP: 002068102 01/02/15 400.000 33.8630 13,54520 42.5300 17,012.00 3,466.80 784.00 4.60% Annual Income Yield Page 5 of 34 Account Number: E On PAR. 2 ,ROL L GO papeness fat , Every VAN Svcs 2007 IRA F80 AVRAM NOAH CHOMSKY ASK ASCOT tell. WC NY °MAAR RATED COMMUNICATIONS D(CCIACNCE Orr. arsosponikins LLO.• meet 11,1Ponli el Non VW. ISOM CIPPIPMalll MOW. POISOLLC. CONC.' ran" ilvile. Lec PROT4 Date Ac uired Equities (continued) Common Stocks (continued) ABBVIE INC COM 04/23/12 11/14/14 Total ALPHABET INC CAP STX CL C 09/14/11 .•3 11/26/12 .,3 Total 75.000 ALPHABET INC CAP STK CL A 09/14/11 25.000 264.2970 AMAZON COM INC 04/06/16 ' 30.000 594.6700 ANSYS INC COM 08/18/14',s 200.000 80.9000 BUT CORP COM 02/02/12 700.000 28.1140 03/14/12 %3 400.000 30.4770 1,100.000 Total BANK AMER CORP COM 03/16/12 " 3 1,100.000 9.6820 10,650.20 22.1000 24.310.00 13,659.80 330.00 1.35% 06/22/12 ',s 400.000 8.0100 3,204.00 22.1000 8.84).00 5,636.00 120.00 1.35% 1,500.000 13 854.20 33,150.00 19,295.80 450.00 Total 1,500.000 $13,854.20 $33,150.00 BERKSHIRE HATHAWAY INC DEL CL B NEW 04/14/16 • Quantity Unit Cost Cost Basis Market Price Market Value Unrealized Gain/Loss Annual Income Yield Security Identifier: ABBY CUSIP: 00287Y109 600.000 31.1120 10667.06 62.6200 300.000 63.5420 19,062.72 62.6200 900.000 37,729.78 900.000 $37,729.78 49.931 25.069 75.000 262.7310 329.7870 Security Identifier: GOOG CUSIP: 02079K107 13,118.54 771.8200 8.267.30 771 8200 21.385.84 $21.385.84 Security Identifier: GOOGL CUSIP:02079K305 37.572.00 18,904.94 1,536.00 4.08% 18.786.00 -276.72 768.00 4.08% 56,358.00 18,628.22 2,304.00 $56,358.00 $18,628.22 $2,304.00 38.538.05 25,419.51 19.348.45 11,081.15 57,686.50 36,500.66 $57,886.50 $36,500.66 $0.00 6,607.43 792.4500 19,81125 13,20312 Security Identifier MEN CUSIP: 023135106 17,840.09 749.8700 22,496.10 4,656.01 Security Identifier: ANSS CUSIP: 036620105 16,179.93 92.4900 18.498.00 2,318.07 Security Identifier: BBT CUSIP: 054937107 19,679.45 47.0200 12,190.96 47.0200 31,870.41 1,100.000 $31,870.41 Security Identifier: BAC CUSIP: 060505104 32.914.00 13,234.55 840.00 2.55% 18.808.00 6,617.04 480.00 2.55% 51,722.00 19,851.59 1,320.00 $51,722.00 $19,851.59 $1,320.00 Security Identifier: BRK B CUSIP: 084670702 100.000 143.7630 14,376.32 162.9800 16,298.00 1,921.68 $19,295.80 $450.00 Page 6 of 34 PAR 0) ROI I Account Number RAMO (Aeolian( Go papesiess , Even That Soar 2oo7 IRA FB0 AVRAM NOAM CHOMSKY ASK AlbOUT tal. NY D(CELLENCE OSA. amiss pen•••• what el MOODS el OWN V. tatainCii••••••••• Pesky U.C. mister MIA MSS SSC PROT5 One Pershing Plaza, Jersey City, NJ O7399 (877) 87O-723O BAINCO Date Acquired Quantity Unit Cost Cost Basis Market Price Common Stocks (continued) BIOGEN IDEC INC COM Security Identifier: BBB CUSIP: 09062X103 07/02/15 '3 75.000 404.4050 30,330.41 283.5800 BLACKROCK INC COM Security Identifier: BLK CUSIP: 09247X101 06117/10 '3 50.000 159.0480 7,952.39 380.5400 BRISTOL MYERS SOUIBB CO COM Security Identifier: BMY CUSIP: 110122108 10/07/16 ' 5D0.000 55.4700 27,734.85 58.4400 CELGENE CORP Security Identifier: CELG CUSIP: 151020104 04/09/12 " 3 300.000 39.7020 11,910.67 115.7500 CERNER CORP COM Security Identifier: CERN CUSIP: 156782104 02/05/14 500.000 54.2990 27,14925 47.3700 CISCO SYSTEMS INC Security Identifier: CSCO CUSIP: 17275R102 09/21/12 'A 1200.000 18.9910 22,788.84 302200 COCA COLA COMPANY Security Identifier: KO CUSIP: 191216100 02/15/12 *-3 500.000 34.2980 17,148.75 41.4600 COMCAST CORP CL A Security Identifier: CMCSA CUSIP: 200301101 10/04/13 300.000 45.7570 13,727.13 69.0500 09/23/16 300.000 67.2920 20,187.45 69.0500 600.000 Total 600.000 DANAHER CORP COM 33 914.58 $33,914.58 Security Identifier: DHR CUSIP: 235851102 international Investors Market Value Rollover Individue/ Retirement Unrealized Gain/Loss Annual Income Yield 21,268.50 -9,061.91 19,027.00 11,074.61 458.00 2.40% 29,220.00 1,485.15 780.00 2.66% 34,725.00 22,814.33 23,685.00 -3,46425 36,264.00 13,475.16 1248.00 344% 20,730.00 3,58125 700.00 3.37% 20,715.00 6,987.87 330.00 1.59% 20,715.00 527.55 330.00 1.59% 41,430.00 7,51542 660.00 $41,430.00 97,515.42 $660.00 Page 7 of 34 PAR. O2.ROLL Account Numter: ated (morns:rat GO paperless R alb 1OO7 IRA FRO AVRAM NOAM CHOMSKY ASK NOW' or ovdtv DALBAR RATED CORINIUNICATrONS EXCELLENCE Oa.. . - t Agroba n mi Ude • ...or owns •••••••••• eiP ao len• Ye •••••:. Cerseet PROT6 Date Acquired Quantity Unit Cost Common Stacks (continued) DANAHER CORP COM (continued) 10/22/13 100.000 DISNEY WALT CO DISNEY COM 02109/12 EOG RES INC COM 05/04/12 EXXON MOBIL CORP COM 05/04/12 FACEBOOK INC CL A 11/27/12 OU26/14 .+3 Total 700.000 FLEETCOR TECHNOLOGIES INC COM 12/15/10 200.000 261510 FORTIVE CORP COM 10/22/13 • 50.000 342860 GENERAL ELECTRIC CO COM 01/23/13 '4 1.700.000 21.9700 HOME DEPOT INC COM 09/25/13 •is 400.000 75.7600 HONEYWELL INTL INC COM 04/09/09 '4 300.000 30.6210 JOHNSON & JOHNSON COM 01/26/12 *•3 200.000 65.7920 Cost Basis Market Price Market Value Unrealized Gain/Loss Annual Income Yield 55.1000 400.000 41.5030 200.000 52.5990 500.000 84/460 400.000 26.0950 300.000 67.2870 700.000 5.50997 77.8400 Security Identifier: DIS CUSIP: 254687106 16,601.16 104.2200 Security Identifier: EOG CUSP: 26875P101 10,519.78 101.1000 Security Identifier: XOM CUSIP: 30231G102 42,372.95 90.2600 Security Identifier: FB CUSIP: 30303M102 10,437.80 115.0500 29186.10 115.0500 30,623.90 $30,623.90 Security IdentMer: FLT CUSP: 339041105 5.35910 141.5200 Security Identifier: FTV CUSIP: 349591108 1,714.28 53.6300 Security Identifier: GE CUSIP: 369604103 37,349.00 31.6000 Security Identifier: HD CUSP: 437076102 30,303.84 134.0800 Security Identifier: HON CUSIP: 438516106 918622 115.8500 Security Identifier: JNJ CUSIP: 478160104 13,158.36 1152100 7784.00 41.688.00 20220.00 45.130.00 46,020 00 34,515 00 80,535.00 880,535.00 28,304.00 2,681.50 53/20.00 53,632.00 34,755.00 23,042.00 2.274.03 25,086.64 9.700.22 2,757.05 35,58220 14,328.90 49,911.10 $49,911.10 22,95190 967.22 16,371.00 23,32816 25,568.78 9,883.64 50.00 0.64% 624.00 1.49% 134.00 0.66% 1,500.00 3.32% $0.00 14.00 0.52% 1,632.00 3.03% 1,104.00 2.05% 798.00 2.29% 640.00 2.77% Page 8 of 34 Account Number 4 6 :1, RAMO Emcollwa PAP:2021700 Go paperless Every Vow Since 2007 IRA FEIO AVRAM NOAM CHOMSKY nicAlinu* tCCUV" rf EXCELLENCE a. Nes Yen Yeast Canaan •Sia, PROT7 (877) 870-7230 Date ked Quantity Unit Cost Common Stocks (continued) KRAFT HEINZ CO COM STK 05/18/12',3 400.000 40.6130 07/23/15 300.000 77.0780 700.000 Total 700.000 MARSH & MCLENNAN COS INC COM 02/12/13 .r3 MERCK & CO INC NEW COM 04/04/13 09/23/13 '.3 Total 1,000.000 NEXTERA ENERGY INC COM 02/12/16 • 400.000 111.5200 PROCTER & GAMBLE CO COM 09/18/09 350 CC0 574860 SCHLUMBERGER LTD C0M ISIN#AN8068571086 03/11/13',3 250.000 77.6890 TJX COS INC NEW COM 09/18/12',3 500.000 45.7860 800.000 36.0660 600.000 45.3300 400.000 47.9850 1,000.000 BAINCO Cost Basis Market Price international Investors Wet Value Rollover Retirement Unrealized Gain/Loss Annual In:ome Yield Security Identifier: KHC CUSIP: 500754106 16,245.15 87.3200 23,12333 87.3200 39,368.88 $39,388.88 Security Identifier: MMC CUSIP: 571748102 28.853.04 67.5900 Security Identifier: MRK CUSIP: 58933Y105 58.8700 58.8700 27,197.94 19193.84 46,391.78 $46,391.78 Security Identifier: NEE CUSIP: 65339F101 44,608.19 119.4600 Security Identifier: PG CUSIP: 742718109 20,119.96 84.0800 Security Identifier: SLR CUSIP: 806857108 19,422.17 83.9500 Security Identifier: TJX CUSIP: 872540109 22,892.75 75.1300 34.928.00 18,68225 960.00 2.74% 26.19600 3,07247 720.00 2.74% 61,124.00 21,755.32 1,680.00 $81,124.00 $21,755.32 81,680.00 54,072.00 25.218 96 1,088.00 2.01% 35.322.00 8.124.06 1,128.00 3.19% 23.548.00 4.354.16 75200 3.19% 58.870.00 12,478.22 1,880.00 $58,870.00 512,478.22 51,880.00 47,784.00 3,175.81 1,392.00 2.91% 29,428.00 9,308.04 937.30 3.18% 20,987.50 1,565.33 500.00 2.38% 37,565.00 14,67225 520.00 1.38% Page 9 oi 34 PAP 0)100 I Acoount Number Rated Excellent Go paperiess ait s, inn v..,S iva 2°° 7 IRA F8O AVRAM NOAM CHOMSKY ASK ASOLYI t atIVZITY °MAAR RATED COMenureCATiONS D(CELLENCE 0.0.0 OWN.% • %MO, Oalted N- Verb ISSFIG••••••••• Mena% neenseux ...On MINA MSC SOC PROT8 Date Acquired Quantity Unit Cost Common Stocks (continued) US BANCORP DEL COM DMdend Option: Cash 01/31/12 05/23113 Total 1,200.000 UNITED PARCEL SVC INC CL B 01/26/12 er3 200.000 75.8920 VERIZON COMMUNICATIONS INC COM 04/11/14 700.000 47.3410 VISA INC COM CL A 07/08/09 *.a 200.000 14.7220 Total Common Stocks Options CALL 100 TJX COS INC NEW COM EXP 01-20-17(075.000 OPTION ROOT= TJX Cost Basis Market Price Markel Value Unrealized Gain/Loss Annual Income Yield 1,000.000 28.3290 200.000 353170 1,200.000 10/24/16 • -4.000 22850 CALL 100 SPDR GOLD TR GOLD SHS EXP 01-20-17(0120.000 OPTION ROOT= GLD 10/06/16 • -1.000 CALL 100 COMCAST CORP CL A EXP 01-20-17(067.500 OPTION ROOT= CMCSA 09/23/16 09/23/16 ' Total -3.000 CALL 100 SPDR GOLD TR GOLD SHS EXP 03-17-17Q/121.000 OPTION ROOT= GLD -2.000 2.4260 -1.000 2.4260 -3.000 Security Identifier: USB CUSIP: 902973304 28,329.00 513700 7,063.46 51.3700 35,39246 $35,392.46 Security Identifier: UPS CIJSIP: 911312106 15,178.46 114.6400 Security Identifier: VZ CUSIP: 92343V104 33.138.98 53.3800 Security Identifier: V CUSIP: 92826C839 2.944.44 78.0200 $904,791.37 Option Identifier: 990AE6TJO Underlying Security Identifier: TJX Underlying Security Price: $75.13 -913.81 1.4500 Option Identifier: 990AFKFEW Underlying Security Identifier: GLD Underlying Security Price: $109.61 3.5500 -354.95 0.0700 Option Identifier: 990AFUHC5 Underlying Security Identifier: CMCSA Underlying Security Price: $69.05 -485.25 2.4100 -24a61 2.4100 -727.86 51,370.00 10,274.00 61,644.00 $61,644.00 22,928.00 37,366.00 15,604.00 61,411,293.35 -580.00 -7.00 -482.00 -241.00 -723.00 23,041.00 3.210.54 26,251.54 $26,251.54 7.749.54 4.22732 12.65356 $506,501.98 333.81 347.95 325 1.61 4.86 1,120.00 2.18% 224.00 2.18% 1,344.00 $1,344.00 624.00 2.72% 1,617.00 4.32% 132.00 0.84% 628,018.30 11/08/16 -2.000 4727.86 Option Identifier: 990AIDKN3 Underlying Security Identifier: GLD Underlying Security Price: $109.61 5.0290 -1,005.71 0.4400 -$723.00 48.00 $4.86 917.71 $0.00 Page 10 of 34 PAR•02.ROLL Account Number od (Aeolian( Go papertess Rat tlik ; Even Yaw. Since 0007 IRA R30 AVRAM NOAM CHOMSKY ASK ArbOuT gol3aiveltY DALSAR RATED COMNIUNICATODNS EXCELLENCE el Ile 10•441 WOW. Verb •• IllellopriGe•pisall Shin nosiootte, mower I. VIA MSC VC PROT9 (877) 870-7230 member FINRA, SIPC Date Wed Quantity Unit Cost Options (continued) PUT 100 SPDR S&P 500 ETF TR TR UNIT [email protected] OPTION ROOT= SPY 12/15/16 9.000 CALL 100 FACEBOOK INC CL A OP 03-17-17Q/120.000 OPTION ROOT= FB 12/21/16' -3.000 5$860 CALL 100 ANSYS INC COM OP [email protected] OPTION ROOT= MISS 12/21/16' -1.000 CALL 100 DISNEY WALT CO DISNEY COM OP [email protected] OPTION ROOT= DIS 12/21/16 -2.000 CALL 100 CHUBB LTD COM ISIN#CH0044328745 EXP [email protected] OPTION ROOT= CB 12/21/16' -2.000 CALL 100 HOME DEPOT INC COM [email protected] OPTION ROOT= HD 12/21/16' -3.000 PUT 100 SPDR S&P 500 ETF TR TR UNIT OP [email protected] OPTION ROOT= SPY 12/16/16' 9.000 BAINCO Cost Basis Markel Price International Investors Market Value Rollover Indiviclue/ Retirement Statement Period: 12/01/2016. 12/31/2016 Unrealized Gain/Loss Annual Income Yield Option Identifier: 990AINOMJ Underlying Security Identifier: SPY Underlying Security Price: $223.53 1.6270 1,464.13 1.6100 Option Identifier: 990Al9P2C Underlying Security Identifier: FB Underlying Security Price: $115.05 -1,675.84 3.8500 Option Identifier: 99CIAJGF2Y Underlying Security Identifier: /MSS Underlying Security Price: $92.49 4.0800 -407.95 3.0000 Option Identifier: 99CIAJGYV8 Underlying Security Identifier: DIS Underlying Security Price: $104.22 4.5690 -913.89 3.9500 Option Identifier: 990AJMYOT Underlying Security Identifier: CB Underlying Security Price: $132.12 42400 -847.90 3.6000 Option Identifier: 990AJNMW1. Underlying Security Identifier: HD Underlying Security Price: $134.08 5.0520 -1,515.67 3.9000 Option Identifier: 990A00580 Underlying Security Identifier: SPY Underlying Security Price: $223.53 4.0410 3,636.75 4.3900 1,449.00 -15.13 -1,155.00 520.84 -300.00 107.95 -790.00 12189 -720.00 127.90 -1,170.00 345.67 3,951.00 31425 Page 11 of 34 PAR oi RON =a.= colINA Go papedess 431k). Vw Um° 2007 IRA MO MRAM NOAM CHOMSKY ASK ASOuT DMA (vein °ALINE RATED COMMUNICATIONS D(CEL LENGE ammo ormemsmons UA.• AMIN modd oramewi TO, Omni •41 Wee NW& 11•01en Cowman NNW 1••••••1 Ammo ut. mar mein wit SAC PROT10 Date Acquired Quantity Unit Cost Options (continued) CALL 100 HONEYWELL INTL INC COM EXP [email protected] OPTION ROOT= HON Cost Basis Market Price Market Value Unrealized Gain/Loss Annual Income Yield 12/21/16 ' -3.000 Total Options Total Equities Option Identifier: 990AJREIR Underlying Security Identifier. HON Underlying Security Price: $115.85 42960 -1.288.85 3.6000 •1.080.00 208.85 Date Acquired Quantity Unit Cost Mutual Funds 4.00% of Portfolio VANGUARD SHORT-TERM INVESTMENT GRADE FUND INVESTOR SHARES Open End Fund Dividend Option: Cash: Capital Gains Option: Cash 06/24/15 9,428.997 10.6610 Total Mutual Funds -34.551.55 $900,239.82 Cost Basis Market Price -$1,213.00 $1,410,080.35 Market Value S3.338.55 $509,840.53 Unrealized Gain/Loss $0.00 $28.018.30 Annual Income Yield Date Acquired Quantity Unit Cost Exchange-Traded Products 12.00% of Portfolio ISHARES TR MSCI INDIA ETF DMdend Option: Cash: Capital Gains Option: Cash 09/13/16 ' 800.000 29.2500 SPDR GOLD TR GOLD SHS DMdend Option: Cash: Capital Gains Option: Cash 07/15/16 ' 100.000 126.5420 11/08/16 • 300.000 121.8990 Total Powwowed 400.000 Total 400.000 SELECT SECTOR SPDR TR MARS 09/13/12 700.000 37.9560 SELECT SECTOR SPDR TR FINANCIAL 10/11/16 • 3.000.000 19.5330 SELECT SECTOR SPDR TR INDL Security Identifier: %/SU CUSIP: 922031406 100,522.15 10.6300 $100,522.15 Cost Basis Market Price 100.230.24 5100.230.24 Market Value -291.91 -$291.91 Unrealized Gain/Loss 1,974.04 1.96% $1,974.04 Annual Income Yield Security Identifier: INDA CUSIP: 46429B598 23,400.32 26.8100 Security Identifier: GLD CUSIP: 784634107 12,654.22 109.6100 3e569.78 109.6100 49,224.00 $49,224.00 Security Identifier: XIS CUSIP: 81369Y100 26,568.99 49.7000 Security Identifier: XLF CUSIP: 81369Y605 58,600.35 23.2500 Security Identifier: XLI CUSIP: 81369Y704 21,448.00 10,961.00 32,883.00 43,844.00 843,844.00 34.790.00 69.750.00 -1,952.32 -1,693.22 -3,686.78 -5,380.00 -35,380.00 8,221.01 11,149.65 193.97 0.90% $0.00 678.28 1.94% 1.395.67 2.00% Page 12 of 34 PAR 0? ROI I Acoount Number: Ratod (Aeolian( Go paperless (win That Sir" 2007 IRA F80 AVFIAM NOAM CHOMSKY ASK .ROUT t.00LIVERY OMSAit RATED COMMUNICATIONS C(CEL LENGE ilwaoli ••••••• ON•I•doRRYEIRR II- ORR el !k Ve rt Geopionin NORM ._UL. 'Mater MIRA MY. VC PROT11 (877) 870-7230 Member FINRA SIPC BAINCO International Investors Rollover Individual Retirement Date Acquired Ouantity Unit Cost Cost Basis Market Prke Market Value Unrealized Gain/loss Annual Income Yield Exchange-Traded Products (continued) SELECT SECTOR SPDR TR INDL (continued) 12/07/16 400.000 63.4020 25,360.70 622200 24,888.00 472.70 514.29 2.06% VANGUARD FTSE DEVELOPED MARKETS Security Identifier: VEA ETF CUSIP: 921943858 11/25/13',s 1,200.000 41.0120 49,21428 36.5400 43.848.00 -5,36628 1,336.80 3.04% 05/20/15 400.000 42.3180 16,92720 36.5400 14.616.C° -2,31120 445.60 3.04% 11/03/16 1.200.000 36.1230 43,348.10 36.5400 43.848.CC 499.90 1,336.80 3.04% 2,800.000 109,489.58 102,312.00 -7,177.58 3,119.20 Total 2,800.000 $109,489.58 $102,312.00 -$7,177.58 $3,119.20 VANGUARD INTL EQUITY INDEX FD INC FTSE Security Identifier: VEU ALL WORLD EX US INDEX FD ETFS SHS CUSIP: 922042775 11/21/08 1.100.000 27.2310 29,954.10 44.1800 48,598.00 18,643.90 1,438.80 2.96% Total Exchange-Traded Products $322,598.04 $345,630.00 $23,031.96 $7,340.21 Unrealized Accrued Estimated Cost Basis Market Value Gain/loss Interest Annual Income Total Portfolio Holdings $2,196,910.14 $2,752,348.97 $555,438.83 $6,772.86 $73,021.00 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after thee 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: Stock in a corporation acquired on or after January 1.2011 Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed Page 13 of 34 RAUPO EACAIN.M. PAP 02420EL Go papertess ct, ), Ivory Vow Sim* 2007 A./A.460Ln tativtltv EXCELLENCE arms sate. esanste ts< • .mer anted Si n Tim lwe Pan Acesenipen Meas. P.0 NIR A ATM PPG PROT12 income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been oldained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual FIgures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to iwnv.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation el these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing farm in maintaining current badtground and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing% currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poors. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. 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Page 14 of 34 Account Number paperless Ratml Emollent PAP 02 ,RCA I Go ai ) IV " V" , Ss we 2007 AtAAMOLIT uou eve ow DAUM RATED COMMUNICATIONS D(CELISNCE cry ateugibswave WI • .••••• angel ••••••lety Pa to N Nov Pori IllsCoomeneri 011" Sapp PROT13 (877) 870-7230 member FINRA. SIPC BAINCO international Investors Rollover Activity Summary (All amounts sham are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year- o-Oate Net Year-to-Date Securities Securities Bought 0.00 -30,951.74 -30,951.74 0.00 -515.178.50 -515.178.50 Securities Sold 48.629.18 0.00 48,629.18 833,874.20 0.00 833.87420 Total Securities $48,629.18 -$30,951.74 $17,677.44 $833,874.20 -$515,178.50 $318,695.70 Dividends and Interest $11,753.85 $0.00 $11,753.85 $75,841.51 $0.00 $75,841.51 Distributions $99.95 $0.00 $99.95 $99.95 $0.00 $99.95 Fees $0.00 [repeated 3 times] $488.00 -$36,120.00 -$35,632.00 Cash Withdrawals 0.00 [repeated 4 times] -831.000.00 -831.000.00 Deposits 0.00 [repeated 3 times] 221,820.50 0.00 221.820 50 Total Cash $0.00 [repeated 3 times] $221,820.50 4831,000.00 -$609,179.50 $29,887.08 4104,446.34 -$74,559.26 $775,012.00 4556,201.08 $218,810.92 Totals $90,370.06 4135,398.08 -$45,028.02 $1,907,136.16 41,938,499.58 431,363.42 Transactions by Type of Activity Process/ Trade/ Settlement Transaction Date Date Activity Type Description Quantity Price Accrued Interest Amount Currency Securities Bought and Sold 12/02/16 11/29/16 SOLD UNITEDHEALTH GROUP INC COM ACCT OPT ASSIGNED -300.000 140.0000 41.979.08 USD UNH 12/12/16 12/07/16 PURCHASED SELECT SECTOR SPDR TR INDL BKCM A PERSHING 400.000 63.3680 -25.360.70 USD XLI AFFILIATE MAKES A MKT IN THIS SECURITY & ACED AS PRINCIPAL ENTERED ON 12/07/201 AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 12/16/16 12/15/16 PURCHASED PUT 100 SPDR S&P 500 ETF TR TR UNIT EXP 9.000 1.6063 -1.464.13 USD 99OAINOMJ 03-17-17(0204.000 OPTION ROOT= SPY OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/15/201 EXCHANGE LISTED Page 15 of 34 Ralit00 ExCellent PAR 02 ROLL Go p.aperless Ivory Vow Yea 2007 ASK ASOuT taLivein OALIAR RATED COMMUNICATIONS D(CELLENCE arr. !LW SW. WTI, Omni Yeti thin eerie... W. Pea. Lit. awes, new MSS ESC PROT14 Transactions by Type of Activity (continued) Process/ Trade/ Date Date Activ T e Securities Bought and Sold (continued) 12/16/16 12/15/16 PURCHASED 990AIP1HH 12/19/16 12/16/16 PURCHASED 990AG0580 12/19/16 [repeated 3 times] Quantity YOUR OPTION EXPIRED 99CIADVVX5R YOUR OPTION EXPIRED 99CIAIOJTB YOUR OPTION EXPIRED 99CIAIOUIL 12/19/16 YOUR OPTION EXPIRED 99CIAIROZA 12/22/16 12/21/16 SOLD 99CIAI9P2C 12/22/16 12/21/16 SOLD 99CIAJGF2Y 12/22/16 12/21/16 SOLD 990/11GYV8 12/22/16 12/21/16 SOLD 99CIAPAYOT CALL 100 FACEBOOK INC CL A CO 12-16-16(0120.000 OPTION ROOT= FB CLOSING TRANSACTION UNSOLICITED ORDER EXCHANGE LISTED OPTION PUT 100 SPDR S&P 500 ETF TR TR UNIT EXP [email protected] OPTION ROOT= SPY OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/16/201 EXCHANGE LISTED PUT 100 SPUR S&P 500 ETF TR TR UNIT EXP 12-16160195.000 OPTION ROOT= SPY SPY CLOSING TRANSACTION PUT 100 SPDR S&P 500 ETF TR TR UNIT EXP 12-1646O2O4.OOO OPTION ROOT= SPY SPY CLOSING TRANSACTION CALL 100 NEXTERA ENERGY INC COM EXP 12-16-160125.000 OPTION ROOT= NEE NEE CLOSING TRANSACTION CALL 100 VISA INC COM CL A EXP [email protected] OPTION ROOT. V V CLOSING TRANSACTION CALL 100 FACEBOOK INC CL A EXP 0117-17(0120.000 OPTION ROOT. FB OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED CALL 100 ANSYS INC COM EXP 04-21-17(§195.000 OPTION ROOT= ANSS OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED CALL 100 DISNEY WALT CO DISNEY COM EXP 04-21-17(0105.000 OPTION ROOT. DIS OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED CALL 100 CHUBB LTD EXP 05-19-17 @135 OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED OPTION YOUR BROKER Prix Accrued Interest 4.000 1 2:CD 9.000 -.0274 -9.000 -10.000 2.000 2.000 -3.000 5.6200 -1.000 4.1800 -2000 4.6200 -2000 4.2900 Amount Cunene -490.16 USD -3.636.75 USD 0.00 USD 0.00 USD 0.00 USD 0.00 USD 1,675.84 USD 407.95 USD 913 89 USD 847 90 USD Page 16 of 34 Account Number RATINI PAR O2.ROLL GO paperl•zss &Ay Yew Sump 2007 IRA FRO AVRAM NORM CHOMSKY ASOLIT (Caret RV OA LIAR RATED COMMUNICATIONS MCCLUNG( CiemsoOtay. pap U. . • M.*, ommid vita, Tea Os* *I N - "el SOW. Co••••••••• SOY Shea PROT15 (877) 870-7230 Member FINRA, Transactions by Type of Activity (continued) Process/ Trade/ Date Date Activity Type Securities Bought and Sold (continued) 12/22/16 12/21/16 SOLD 990AJNMWL Description BAINCO Itfl hurl notional (",tors Quantity 12/22/16 12/21/16 SOLD 990A1REZR CALL 100 HOME DEPOT INC COM EXP [email protected] OPTION ROOT= HD OPENING TRANSACTION ENTERED ON 12/21/201 EXCHANGE LISTED OPTION CALL 100 HONEYWELL INTL INC EXP [email protected] OPTION ROOT ID. HON OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED -3.000 -3.000 Total Securities Bought and Sold Dividends and Interest 12/01/16 CASH DIVIDEND RECEIVED BBT 12/01/16 BOND INTEREST RECEIVED 713448BH0 12/01/16 TJX 12/01/16 VFSTX 12/06/16 .NJ 12/06/16 V 12/09/16 XOM 12/09/16 HON 12/15/16 KO 12/15/16 HD 1100 SHRS WU CORP COM RD 11/10 PD 12/01/16 200000 PEPSICO INC SR NT 5.000%06/01/18 B/E DTD 05/28/08 RD 11/30 PD 12/01/16 500 SHRS TJX COS INC NEW COM RD 11/10 PD 12/01/16 VANGUARD SHORT-TERM INVESTMENT GRADE FUND INVESTOR SHARES FOR ACCRUAL PERIOD ENDING 11/30/16 200 SHRS JOHNSON 8 JOHNSON COM RD 11/22 PI) 12/06/16 200 SHRS VISA INC COM a A RD 11/18 PD 12/06/16 500 SHRS EXXON MOBIL CORP COM RD 11/10 PD 12/09/16 300 SHRS HONEYWELL INTL INC COM RD 11/18 PD 12/09/16 500 SHRS COCA COLA COMPANY RD 12/01 PD 12/15/16 400 SHRS HOME DEPOT INC COM RD 12/01 PD 12/15/16 Rollover Price Acaued Interest Amount Cunency 5.0860 1.515 67 USD 4.3300 1288.85 USD 50.00 517,677.44 USD 330.00 USD 5.000.00 USD 130.00 USD 156.99 USD 160.00 USD 33.00 USD 375.00 USD 199.50 USD 175.00 USD 276.00 USD Page 17 of 34 PAU ()) ROI I Account Number Go paperless Lit."'IL-2:. 2007 At* MOUT t-OILIVOIY DALSAA RATED COMNINNKATiONS EXCELLENCE Cil•••••••••••••••••••0611C.•••••••••0•••••••••SASS,I 7.11•4* Oilea Verb Warta Cowmen twee. "C ••••••:••0•41.• MK SIC PROT16 Transactions by Type of Activity Process/ Trade/ Date Date Achy T e Dividends and Interest (continued) 12/15/16 NEE 12/15/16 BOND INTEREST RECEIVED 672319002 12/16/16 KHC 12/16/16 FDIC INSURED BANK DEPOSITS INTEREST RECEIVED 761991108 12/23/16 BLK 12/27/16 XIS 12/27/16 XLF 12/27/16 XLI 12/27/16 VEU 12/28/16 INDA 12/29/16 VEA 12/30/16 BAC 12/30/16 FTV Total Dividends and Interest Distributions 12/27/16 SHORT TERM CAPITAL GAIN DISTRIBUTION VFSTX (continued) Dew Ion Price Accrued Interest 400 SHRS NEXTERA ENERGY INC COM RD 11/25 PD 12/15/16 100000 OAKLAND CALIF PENSION OBLIG RFDG TAXABLE 3.800% 12/15/21 BÆ DTD 07/30/12 RD 12/01 PD 12/15/16 *** TAXABLE '•` 700 SHRS KRAFT HEINZ CO COM STK RD 12/02 PD 12/16/16 LIQUID INS DEPOSITS INTEREST CREDITED 50 SHRS BLACEROCK INC COM RD 12/12 PD 12/23/16 700 SHRS SELECT SECTOR SPCA TR MAILS RD 12/20 PD 12/27/16 3000 SHRS SELECT SECTOR SPDR TR FINANCIAL RD 12/20 PD 12/27/16 400 SHRS SELECT SECTOR SPCA TR INDL RD 12/20 PD 12/27/16 1100 SHRS VANGUARD INTL EQUITY INDEX FD INC FTSE ALL WORLD EX US INDEX FD ETFS SHS RD 12/22 PD 12/27/16 800 SHRS ISHARES TR MSCI INDIA ETF RD 12/23 PD 12/28/16 2800 SHRS VANGUARD FTSE DEVELOPED MARKETS ETF RD 12/27 PD 12/29/16 1500 SHRS BANK AMER CORP COM RD 12/02 PD 12/30/16 50 SHRS FORTIVE CORP COM RD 11/25 PD 12/30/16 Amount Currenc 348.00 USD 1.900.00 USD 420.00 USD 0.72 USD 114.50 USD 233.87 USD 320.24 USD 153.69 USD 412.50 USD 58.84 USD 840.00 USD 112.50 USD 3.50 USD VANGUARD SHORT-TERM INVESTMENT GRADE FUND INVESTOR SHARES FOR ACCRUAL PERIOD ENDING 12/23/16 $0.00 $11,753.85 USD 99.95 USD Total Distributions $0.00 $99.95 USD Page 18 of 34 PAR 0) RCM I Acosunt Number: Rated EmCollent Go paperless 2Ø°7 IRA FBO AVRAM NOAM CH0MS7W OttiVrity DAL etAll RATED COPaneuRCA T PONS C(CEL LE NC E ashy ~nap led needle Cane etteeen •• II, Os* oil Ilow MY ~WS, PROT17 (877) 870-7230 member FIN A, SIPC BAINCO international Investors Rollover Inc Retirement Transactions by Type of Activity (continued) Process/ Trade/ Date Date Activity Type Description Comity Price Ac:rued Interest Amount Curren 12/01/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS 45,144.02 USD USD999997 1V02/16 -5,616.99 USD USD999997 12/05/16 -41,979.08 USD USD999997 12/07/16 -193.00 USD USD999997 12/12/16 FDIC INSURED BANK 24,786.20 USD WITHDRAWAL USD999997 12/16/16 -2,628.84 USD USD999997 12/16/16 FDIC INSURED BANK LIQUID INS DEPOSITS INTEREST REINVESTED -0.72 USD DEPOSITS INTEREST REINVESTED 761991108 12/19/16 FDIC INSURED BANK 5,100.88 USD WITHDRAWAL USE/999997 12/23/16 -6,650.10 USD USD999997 12/27/16 -114.50 USD USD999997 12/28/16 -1,220.25 USD USD999997 12/29/16 -58.84 USD USD999997 12/30/16 -840.00 USD USD999997 Total FDIC Insured Bank Deposits $0.00 -$74,559.26 USD Total Value of Transactions $0.00 445,028.02 USD The price and quantity displayed may have been rounded. Page 19 of 34 Rated EXCell*Al PAP O2 MOIL GO paperless Ivory 'Vow Smut 2O07 IRA FRO AVRAM NORM CHOMSKY AUCA.°M Wt." OALIAR RATED COMMUNICATIONS EXCELLENCE Opa. Seto. Prob.. U.C.• Aineew a-PAI angry 0 New Yam w. OS. PPAPP. ti.0 • yea. rmtA Nv SC SVC PROT18 Trades Not Settled Settlement Trade Activity Date Date 01/03/17 12t28116 Ti ger' Description CERNER CORP COM AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT Quantify -500.006 Price 43.6121 Accrued Interest 0.00 Settlement Amount 21,822.10 Total Amount of Trades Not Settled Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends DISNEY WALT CO DISNEY COM 12/12/16 01/11/17 400.000 0.780000 Cash 312.00 GENERAL ELECTRIC CO COM 12/27/16 01/25/17 1,700.000 0.240000 Cash 408.00 MERCK & CO INC NEW COM 12/15/16 01/09/17 1.000.000 0.470000 Cash 470.00 Total Cash Not Yet Received $1,190.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. $21,822.10 Retirement Account Transactions This Period Year-to-Date This Period Year4o-Date Distributions Normal 0.00 -610.000.00 0.00 0.00 Total Distributions $0.00 -$610,000.00 $0.00 $0.00 Tax Year - 2016 Tax Year - 2015 NOTE: The amounts shown in the Year-to-Date columns are aggregate amounts of all transactions conducted for a particular transaction type. Income and Expense Summary Current Period Tax Deferred Year-to-Date Tax Deland Dividend Income Equities 2977.00 30,715.11 Other Dividends 2,176.13 9,437.95 Interest Income Bond Interest 6,900.00 35,677.00 0.72 11.45 Total Dividends, Interest, Income and Expenses $11,753.85 $75,841.51 Distributions Shod - Term Capital Gain Distributions 99.95 99.95 Total Distributions $99.95 $99.95 Page 20 of 34 Account Number Every Excellent PAR-0200a Go paparless Every VAN Smo• 2OO7 IRA FB0 AVRAM NORM CHOMSKY ( AW"' tCalVnY OMANI, RATED COMMUNICATIONS EAGELLENGE pair. seams's. WO. a airy a...dm/SSW el sw •• Hawn MS.. Cningen San Poesy G. amour is MY. WC PROT19 (877) 870-7230 Member FINRk Dale Activity Type Description Sweep FDIC Insured Bank Deposits LIQUID INSURED DEPOSITS Activity Ending: 12/30/16 12/01/16 Opening Balance 12/01/16 Deposit DEPOSIT 12/02/16 Deposit DEPOSIT 12/05/16 Deposit DEPOSIT 12/07/16 Deposit DEPOSIT 12/12/16 Withdrawal WITHDRAWAL 12/15/16 Deposit INTEREST CREDITED 12/16/16 Deposit DEPOSIT YIELD .01% FIRST TENNESEE BANK. NO 12/16 5121887.62 12/19/16 Withdrawal WITHDRAWAL 12/23/16 Deposit DEPOSIT 12/27/16 Deposit DEPOSIT 12/28/16 Deposit DEPOSIT 12/29/16 Deposit DEPOSIT 12/30/16 Deposit DEPOSIT 12/30/16 Closing Balance Total FDIC Insured Bank Deposits The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Corporation (FDIC) up to $250.000 for each category of legal ownership inducing individual retirement accounts and certain other self (keeled retirement accounts. Please review this deposits you may have at each respective bank. BAINCO I I II (' )(If 111i 1 I westors Rollover Amount Balance 51.111 17 45.144.02 5.616.99 41.979.08 193.00 -2438620 0.72 2.628.84 -5,100.88 6.650.10 114.50 1220.25 58.84 840.00 51.111.17 96.25519 101.872.18 143.85126 144.04426 119258.06 119258.78 121.887.62 111786.74 123436.84 121551.34 124771.59 124.830.43 125.670.43 $125,670.43 $125,670.43 Federal Deposit Insurance in connection with other Page 21 ol 34 PAH Pi I R.m.a Go paperless hnny Yn t SW" 2007 IRA FBOAVRAM NOAM CHOMSXY At* OttIVCRY DALSAII RATED COMmumCATOONS INCELLENCE arose May" ••••••inell. .••••••• esi•d•WrIlevy 11.0M M Nn "el le•••••• (Amman Penne. LI.C. "sew twatA SOC PROT20 Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value 7 to 12 months 138.694.95 18% - 1 to 5 years 631.927.00 82% n Total 770,621.95 100% Bonds that are in default are not included. Bond Quality Bond QuaMr Market Mutt % of Bond Market Value AA 250227.95 32% n A 520,394.00 68% • Total 770,621.95 100% Bond quality ratings reflect Moody's or Standard and Poots ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Schedule of Realized Gains and Losses Year-to-Date Percentages of bond market values are rounded to the nearest whole percentage. Percentages of bond market values are rounded to the nearest whole percentage. Description Date Disposed Date Acquired Designation Disposition Method / Transaction Quantity Proceeds Cost Basis Realized Gain/Loss Short Term 'SHARES INC EDGE MSC 09/12/16 07/19116 Noncovered' High Cost Long Term / SELL zooboo 10,52627 10,563.50 -3723 VOLATILITY EMERGING MARKETS ET F Security Identifier: 464286533 'SHARES TR MSCI EAFE 11/03/16 05/27/16 Noncovered4 400.000 18,298.36 18,433.26 -134.90 Security Identifier: 464288877 SPDR GOLD TR GOLD SH 11/25/16 08/26/16 Noncoverof 300.000 33,741.02 38811.77 -4,570.75 Security Identifier: 78463V107 11/25/16 06/27/16 Noncoverof 100.000 11,247.00 12680.47 -1,433.47 Total 400.000 44,988.02 59992.24 -6,004.22 UNITEDHEALTH GROUP I 11/29/16 06/22/16 Noncovered. 300.000 43,453.92 41,401.98 2951.94 Security Identifier: 91324P102 Page 22 of 34 Amount Number: Rated Ocellent PAR 02 ROLL Cio paperless 4 t 3., unn Since 2007 IRA F80 AVRAM NOAM CHOMSKY AIR AliOUT tan ivt itv OA LIAR RATED COMMUNICATiONS D(CELLENCE Cosa. -I--SE WO. a Slag !rid erAligaSY el TWO/sal el We Y.'S War C••••••••• INSI••• Psishw.U.C. ester l'IMA MSS WC PROT21 One Pershing Plaza, Jersey City, NJ O7399 (877) 87O-723O memeet Mak SRC BAINCO International Investors Rollover Date Date Descri lion Ells sed A uired Designation (continued) Disc. ion Method/Transaction 0wn1 Realized Proceeds Cost Basis Gain/Loss Short Term (continued) VANGUARD SHORT-TERM 04/19/16 06/24/15 Noncovered" 4.672897 49.975.00 49,817.57 157.43 GRADE FUND INVESTOR SHARES Security Identifier: 922031406 06/23/16 06/24/15 Noncovered" 4,659.832 49,970.00 49,678.28 291.72 Total 9,331729 99,945.00 99,495.85 449.15 CALL CELGENE CORP 01 01/19/16 10/20/15 Noncovered High Cost Long Term / EXPIRE OPT -2.000 1,164.89 0.00 1,164.89 0.00 SHT Security Identifier: 99OADGRFL CALL COMCAST CORP CL 01/19/16 09/30/15 Noncovered- -3.000 475.86 0.00 475.86 60.00 SHT Security Identifier: 99OADGRNP CALL JOHNSON & JOHNS 01/19/16 09/30/15 Noncovered- -3.000 638.86 0.00 638.86 9750 SHT Security Identifier: 99OADGUG0 CALL UNITED PARCEL S 01/19/16 09/30/15 Noncovered- -3.000 1,10284 0.00 1,10284 100.00 SHT Security Identifier: 99OADGW62 Page 23 0134 Account Numter. Rat EmCollent PAR-02.ROLL GO paperleaS ed , Every Vow Um* 2007 ASK AlIOuT DA LIAR RATED COMMUNICATIONS EXCELLENCE Orme *mos Emmy ua. a Me. OMOdeellaiM1 Tle Os* Ws NV.% IllSnCip••••••••• wennagu.C. owes - A fan Sec PROT22 Date Date Desert ion Dis sed Ac uited Designation (continued) Dis sition Method / Transaction 0uanti Proceeds Cost Basis Realized Gain/Loss Short Term (continued) CALL TJX COMPANIES I 01/19/16 09/30/15 Non:overed. -4000 1.185.80 0.00 1.185.80 72.50 Security Identif ier: 990ADR7H4 SHT PUT SPDR 500 ET 12/19/16 07/14/16 Noncovered4 High Cost Long Term / EXPIRE 9000 000 2.88254 -2.882.54 195.00 Security Identif ier: 990ADWX5R OPTION CALL FACEBOOK INC CL 01/15/16 09/30/15 Noncoyered. High Cost Long Term / BUY -4.000 1,725.79 458.17 1.267.62 95.00 Security Identifier: 990ADX5FR CALL UNITED HEALTH G 01/19/16 09/30/15 Noncoyered. -3.000 1.528.84 0.00 1528.84 120.00 Security Identif ier: 990AEBG3P SHT PUT SPDR S&P 500 ET 06/20/16 10/12/15 Noncovered4-1 High Cost Long Term / EXPIRE 11.000 0.00 9.67163 -9.673.63 190.00 Security Identifier: 990AER2YU OPTION PUT SPDR S&P 500 ET 02/11/16 11/04/15 Noncoyered. 11.000 14.846.65 4.479.21 10.367.44 195.00 Security Identif ier: 990AFUCO5 CALL DANAHER CORP CO 03/17/16 09/30/15 Noncovered4 -2.000 763.90 870.08 -106.18 87.50 Security Identifier:990AGZPOEI CALL VISA INC COM CL 03/17/16 09/30/15 Noncovered4 -2.000 863.90 502.08 361.82 70.00 Security Identifier:990AG1003 Page 24 of 34 PAP 0? SOH Account Number Ra1id Emcollent Go paperless tit Ey" Yn t 200E IRA FB0 AVFIAM NOAM CHOMSKY At* LaUT C Otuvritiv EXCELLENCE CWTsaseer wo.• erne. cameo ee Re se Res yea man Geemse. R.nI tSC..o.WI A taSill PROT23 (877) 870-7230 member FINRA. SIPC BAINCO International Investors Rollover Date Date Desorption Dis sed A uired Designation (continued) Disc. Ion Method/Transaction Ouan1 Realized Proceeds Cost Basis Gain/Loss Short Term (continued) CALL ABBVIE INC COSA 05;23116 11/23/15 Noncovered "A -4.000 1.53780 0.00 1.537.80 62.50 Security Identifier: 990AHDPIN SHT CALL FLEETCOR TECHNO 05;23/16 11/23/15 Noncovered 't -1.000 1,036.94 0.00 1,036.94 155.00 Security Identifier: 990AHEOOZ SHT PUT SPUR S&P 500 ET 09/13/16 06'06!16 Noncovered. 10.000 287.32 3,276.70 -2,98928 195.00 Security Identifier: 990AHIK3A CALL FACEBOOK INC CL 06/17/16 02/22/16 Noncoyered. -4.000 2,601.78 1,290.16 1,311.62 110.00 Security Identifier: 990AHL6U CALL NEXTERA ENERGY 06/17/16 02/23/16 Noncoyered. -2.000 497.90 1,070.08 -572.18 120.00 Security Identifier: 990AHMEBS CALL CELGENE CORP 07 07/14/16 02/22/16 Noncovered' -2.000 1,235.89 36.08 1.199.81 0.00 Security Identifier: 990AHSIIF Page 25 of 34 PAN 0? .010 Account Number cit st Rated Emcollent Go paperless Every That Since 2007 IRA FB0 AVRAM NOAM CHI:NASKY ( MOUT 742nlYNN OALSAII RATED COMMUNICATIONS EXCELLENCE 044010. Ile. • Whea, OMENS •Sidbry nail* _NNW verb 0••••••••MIIPIN ••••••1 Pea, t", IS MSC. SOC PROT24 Date Date Description Disposed Acquired Designation (continued) Disposition Method/Transaction Quantity Proceeds Cost Basis Realized Gain/Loss Short Term (continued) CALL TA COS INC NEW 07/14/16 02/22/16 Noncoyered. -3.000 1,117.35 967.62 149.73 75.00 Security Identifier:99OAHT9YK 07/14/16 02/22/16 Noncovered. -1.000 37245 322.54 49.91 Total -4.000 1,489.80 1.290.16 199.64 CALL UNITED HEALTH G 09/19/16 06/22/16 Noncoyered. -3.000 1,271.84 0.00 1,271.84 140.00 Security Identifier:99OAH65X0 SHT CALL VISA INC COM CL 09/16/16 03/17/16 Noncovered -2.000 689.90 1.358.08 -668.18 75.00 Security Identifier:99OAH672U PUT SPOR S&P 500 ET 07/18/16 03/11/16 Noncoyered. High Cost Long Term / EXPIRE 10.000 0.00 4.930.94 -4.930.94 190.00 Security Identifier:99OA1A7J9 OPTION CALL TJX COS INC NEW 10/24/16 07/14/16 Noncovered. -4.000 833.82 0.00 833.82 80.00 Security Identifier:99OAtEV68 SHT CALL ABBVIE INC COM 1121/16 05/23/16 Noncovered. -4.000 1,045.81 0.00 1,045.81 62.50 Security Identifier:99OA111LE SHT CALL FLEETCOR TECHNO 11/18/16 05/23/16 Noncoyered. -1.000 974.43 390.04 584.39 150.00 Security Identifier:99OAUX15 Page 26 of 34 PAH 0) ROI Rated EmCollent Go paperless (v "Y That Sint° 2007 IRA FB0 AVRAM NOAM CHOMSRY At* ...MOUT e•OtovOltv OALSAlt RATED COMMUNICATIONS D(CELLENCE Orme acad.' ...MN u.C. newsy ens •acian I'M On* I Now "el Yearn ern PROT25 One Pershing Plaza, Jersey City, NJ O7399 (877) 87O-723O BAINCO International Investors Rollover Date Date Desert Lion Dis sed A Wed Desl nation (continued) Dls Ion Method/Transaction Own Realized Proceeds Cost Basis Gain/Loss Short Tenn (continued) PUT SPCA S&P 500 ET 12/19/16 05'22/16 Noncovered" High Cost Long Term / EXPIRE 10.000 0.00 3.428.33 -3.428 33 204.00 Security Identifier: 99OAIOJTB OPTION CALL FACEBOOK INC CL 12/15/16 06/22/16 Noncovered. -4.000 2,549.78 490.16 2,059.62 12100 Security Identifier: 99OAIP1HH CALL SPDR GOLD TR GO 11/21/16 08/26/16 Noncovered. -3.000 1.504.84 28.12 1,476.72 127.00 Security Identifier: 99OAIP6VJ CALL NEXTERA ENERGY 12/19/16 06/22/16 Noncovered. -2.000 941.89 0.00 941.89 125.00 Security Identifier: 99OAIQUIL SHT CALL VISA INC COM CL 12/19/16 09/23/16 Noncovered. -2.000 565.90 0.00 565.90 82.50 Security Identifier: 99OAIROZA SHT CALL SPDR GOLD TR GO 10/06/16 06/21/16 Noncovered* -1.000 567.76 20.04 547.12 126.00 Security Identifier: 99OAI3E8O Total Short Term 261,162.30 257,361.43 3,800.87 Page 27 of 34 Account Number Rotel Excellent PAR 02 ROLL Go paper-less at o Fain Yee See, 2002 Asx moor ic Cif LWOW OALIAR RATED COMMUNICATIONS EXCELLENCE O... Stagg. OS'S. 1.1.10.• •••••• asned oteamItilv el Rs 10•441 el Ws lialSriGeoperan Saba, Poneeec. ewer - A MIN SSC PROT26 Date Date Descri ion Dis sed Ac uited (Iasi nation (continued) Dis sition Method / Transaction Ouantl Proceeds Cost Bash GaReal ln/Loss ized Long Term ADVANSIX INC COM 11I23,16 04/09/09 Noncovered. 12.000 220.73 48.89 171.84 Security Identifier: 007731101 ALPHABET INC CAP STK 04/19/16 11/26/12 Noncovered 4. I 25.000 19,512.82 8,293.80 11,219.02 Security Identifier: 020791(305 04/19/16 09/14/11 Noncovered 4. I 25.000 19,512.81 6,607.43 12,905.38 Total 50.000 39,025.63 14,901.23 24,124.40 BLACKROCK INC COM 04/19/16 06/17/10 Noncoveredt I 50.000 18,195.39 7,952.39 10,243.00 Security Identifier: 09247X101 CERNER CORP COM 12/28/16 u 02/05/14 Noncovered. • I 500.000 21,822.10 27,149.25 4,327.15 Security Identifier: 156782104 COMCAST CORP CL A 06/30/16 10/04/13 Noncoveredt I 300.000 18,689.46 13,727.13 4,962.33 Security Identifier: 20030N101 DANAHER CORP COM 09/16/16 10/22/13 Noncovered 4. I Versus Purchase / SELL 200.000 14.684.59 11,019.95 3,664.64 Security Identifier: 235851102 DUKE ENERGY CORP NEW 02/01/16 01/14/13 Noncovered. 300.000 23024.02 19,694.11 3,329.91 Security Identifier: 26441C204 FORTIVE CORP COM 09/16/16 10/22/13 Noncovered4 100.000 4,604.89 3,428.55 1,176.34 Security Identifier: 34959J108 MARES TR MSCI EAFE 11/03/16 10/18/10 Noncovered. • I 125.000 8,104.63 7,427.50 677.13 F Security Identifier: 464288885 11/03/16 11/01/11 Noncovered. • I High Cost Long Term/SELL 500.000 32,418.50 26,987.90 5,430.60 Total 625.000 40,523.13 34,415.40 6,107.73 JOHNSON & JOHNSON CO 05/19/16 01/26/12 No •.1 300.000 32,657.16 19,737.54 12,919.62 Security Identifier: 478160104 Page 28 of 34 Rated OCenent PAR 02 ROLL Go p.aperless beacy Ye., S'reco 2007 ASK MORT PLOLapaRY °MAMA RATED COMMUNICATIONS MCCLUNG( 01•01... 110. • %AO.. Send •••••Itilir M Os* W Now Verb Cemlipallon S, PROT27 (877) 870-7230 Member FiNRA, SIPC BAINCO International Investors Rollover Date Date Descri ion Dis A. uired Desi' nation (continued) Dis Ion Method / Transaction Own Realized Proceeds Cost Basis Gain/Lou Long Term (continued) OCCIDENTAL PETE CORP 02/02/16 03/26/10 Noncoveree 200.000 13,072.56 15,735.00 -2,66244 Security Identifier: 674599105 02/02/16 05/21/10 Noncovered. 200.000 13,072.56 15,252.54 -2,179.98 Total 400.000 26,145.12 30,987.54 -4,84242 PFIZER INC COM 10/07/16 11/03/09 Noncovered". I 200.000 6,689.45 3,381.88 3,307.57 Security Identifier: 717081103 10/07/16 08/17/10 Noncovered". I 1.500.000 50,170.85 24,572.25 25,598.60 Total 1.700.000 56,860.30 27,954.13 28,906.17 PROCTER & GAMBLE CO 04/19/16 01/22/10 Noncovered". I 100.000 8.34105 6,051.59 2,293.46 Security Identifier: 742718109 04/19/16 09/18/09 Noncovered". I 50.000 4,17252 2,874.28 1.29824 Total 150.000 12,517.57 8,925.87 1591.70 SCHLUMBERGER LTD COM 009/16 03/11/13 Noncovered".1 High Cosi Long Term / SELL 150.000 11,812.59 11,653.31 159.28 68571086 Security Identifier: 806857108 SCHWAB STRATEGIC TR 07/20/16 02/05/15 Noncovered.:1 1,000.000 27,656.22 29,869.20 -2,21298 PETE Security Identifier: 808524805 SELECT SECTOR SPDR T 09/23/16 02/21/12 Noncovered".1 600.000 30,475.91 21,038.82 9,437.09 Security Identifier: 81369Y886 UNION PAC CORP COM 02/25/16 03/04/13 Noncovered" 400.000 31,528.36 27,514.76 4,013.60 Security Identifier: 907818108 Page 29 of 34 PAR-O2-ROLL Account Rudy Rolm. EolINA Go p.aperless &my V..,A Swim 2007 IRA FB0 AVRAM NORM CHOMSRY ASK/J[00T (41,0. WOW °MAAR RATED COMMUNICATIONS MCCLUNG( owww sew.. Ovevavy +AC • Atter owed wataWiwo [Wow. L L.< mweverwtv P.m so,C PROT28 Date Date Descrl lion Dis sed Ac uited Desi nation (continued) Dis sition Method/Transaction Ouanti Proceed: DOA Bash Realized Gain/Loss Long Term (continued) UNITED PARCEL SVC IN 07Agm 6 01/26/12 Noncovered .1. I 300.000 30,359.21 22,767.69 7,591.52 Security Identifier: 911312106 UNITEDHEALTH GROUP I 06/14/16 12/24/12 Noncovered'-1 300.000 38,891.02 16,499.64 22,391.38 Security Identifier: 91324P102 V F CORP COM 02/01/16 01/20/12 Noncovered' 300.000 19,023.75 10.012.48 9.011.27 Security Identifier: 918204108 VANGUARD INTL EQUITY 04/19/16 12/08/09 Noncoveredt 1 100.000 4,507.09 4.399.03 108.06 INC FTSE ALL WORLD EX US INDEX FD ETFS SHS Security Identifier: 922042775 04/19/16 11/21/08 Noncovered'-1 600.000 27,042.56 16,338.60 10,703.96 Total 700.000 31,549.65 20,737.63 10,81202 WELLS FARGO 8 CO NEW 10/11/16 01/21/14 Noncovered'-1 High Cost Long Term/SELL 200.000 9,074.64 9,319.48 -244.84 Security Identifier: 949746101 10/11/16 10/11/13 Noncovered'-1 1,100.000 49,910.51 45,322.64 4,587.87 Total 1,300.000 58,985.15 54,642.12 4,343.03 Total Long Term 589,251.95 434,677.63 154,574.32 Total Short and Long Term 850,41425 692,039.06 158,375.19 • Noncovered under the cost oasis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (-IRC") (incorporating amendments enacted by P.L110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. MI other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: Stock in a corporation acquired on or alter January 1, 2011 Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or alter January 1 2014. Page 30 of 34 Account Number ed Rat 'Genera PAR, O2 ,ROLL Go paperless alk (Tin That SinC• 2007 IRA F80 AVAAM NOAM CI-IOMSKY ASK46OLn t.OftIVERY EXCELLENCE sraospon•••• WO. a Ia. a...6~aq se as 100.41 90 Ws 'IVA Slam Ceoplipan Sara Pena" 'LAC. minor '-0* MY. Sec PROT29 (877) 870-7230 member FiNRA, SIPC BAINCO Schedule of Realized Gains and Losses Year-to-Date (continued) international Investors Rollover Inonadue/ Retirement This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequentty reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports. inducing your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly. disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. 1 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. u These shares are unsettled and have been recently disposed. You will also see these shares on the Portfolio Holdings section until this transaction has been settled. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain and/or loss. unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Messages Federal regulations state an individual retirement account (IRA) owner, with the exception of Roth IRAs, must take his or her required minimum distribution (RMD) for the year in which he or she turns 70% and each calendar year thereafter. According to our records, your 2017 RMD amount must be distributed by December 31, 2017. Beginning in January 2017, your 2017 RMD ifformation will be included in your IRA statement. Should you need to have your 2017 RMD amount calculated prior to receiving this information, please contact your advisor or financial organization for assistance with your request. With the exception of inherited IRAs, we will inform the IRS of all IRA participants who are required to take an RMD from their IRA. It is your obligation to ensure that you withdraw sufficient funds to satisfy your RMD requirement and if you do not take enough to satisfy the requirement, the IRS may impose a 50% excise tax on the shortfall. Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by Investing In a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. FEDERAL DEPOSIT INSURANCE CORPORATION {FDIC)-INSURED BANK DEPOSITS ARE NOT PROTECTED BY SECURITIES INVESTOR PROTECTION CORPORATION (SIPC). YOU MAY VIEW CURRENT MONEY MARKET FUND RATES BY VISITING WWW.PERSHING.CCM AND SELECTING THE LINK AT THE BOTTOM OF THE PAGE TITLED "MONEY MARKET MUTUAL FUND & FDIC-INSURED DEPOSITS PROGRAM RATES & BANK LISTS". PLEASE NOTE THAT WE MAY NOT OFFER ALL OF THE MONEY MARKET FUNDS LISTED ON THE PERSHING WEBSITE. FEDERAL AND STATE TAX WITHHOI DINE, FOR RFTIRFMFNT ACCOUNTS-You may, at any time. designate or change the federal and state income tax withholding election for distributions from your individual retirement account or qualified retirement plan by contacting your advisor or financial organization. Please note that if you do not have enough federal or state income tax withheld, you may be responsible for payment of estimated taxes and penalties that may apply. Page 31 of 34 Account Numbers Rolm. EmCelltelt PAR- O2-ROLL Go paperless Ferny Yeat SSW' 2°°7 AIX MOUT tcrovr °MAAR RATED COMMUNICATIONS DCCELLENCE 0.m.y U.0 • ...yr fowled starleort el II. Owe a. mar ten an.. Cooranim. Sas, PROT30 Messages (continued) Electronic delivery of account communications can make managing your financial information easier-and tax documents are no exception. You can have anywhere. anytime access including the ability to download and email tax documents to your accountant. E-delivery is the convenient way to approach fax season! If you're enrolled in edelivery for account statements. but not tax documents, simply click the "Go Paperless"icon when you log in. Please contact your financial advisor or investment professional for more information. The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5, 2017. for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T4 to a 74-2 settlement cycle will provide faster access to sale proceeds. but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider edelivery of your account documents-including trade confirmations, account statements and more. Ask your advisor about how you can set up e-delivery. Important Information and Disclosures The Role of Pershing Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Your financial institution is responsible for adherence to the securities laws, regulations and lutes which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement. pleac• contact your financial institution. Pershing is a member of the Securities Investor Protection Corporation (SIPC1). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: myiv.pershing.comiaboutistrength-and-stability. This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. inducing your rights under the Securities Investor Protection Act. Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any Page 32 of 34 Account Number Rated (mongol PAR O7 RO11 Go paperless &i n Yeat 2°°7 Aa R AliOUT corovitav MCCLUNG( Clasilie Stamp. Penh.. 4.1.4 • .fteev emoted sterilert el Th. Owe ON., ten Mac. Conan.. 0. N", ennowniFIA Nvie SVC PROT31 (877) 870-7230 BAINCO Important Information and Disclosures (continued) International investors Rollover Important Arbitration Agreement (continued) claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified: a (III) the client is excluded from the class by the courl. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 33 of 34 PAR ()) ROI( Account Number RM•0 Emsellont Go paperless Twin TAN Sara 2007 ASK AhOUT (413a1VOTY 'SALSA RATED COMMUNICATIONS DICELISNCE Osa. trete% Only.. 4.1.< • ...iv anted •••0.040, ea De awe a.m., ten awe. Georenee. NOSIC. S•C PROT32 TERMS AND CONDMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE CA MARKET AND THE CLEARING FACLITY, IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL NOUSTRY REGULATORY AUTHORITY MID TO ALL APPLICABLE LAWS ANO REGULATIONS • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHNG HAS ACTED AS PRICPAL, SHALL REMAN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR STATEMENT. F SO, THE TRANSACTIONS V/ LL APPEAR CR YOUR NEXTPERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED SY YOU WHEN COMPUTING THE VALUE CF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS LYNCH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IT THE CONDUCT OF ITS BUSINESS DEBIT BALANCES: NTEREST CHARGED ON DENT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCREMO IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FNANCLAL INSTITUTION F YOU DESIRE ADOITIONAL COPIES MARGIN INFORMATION IF YOU MAIN TAW A MARGIN ACCOUNT, THIS IS A =MEWED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD CF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST TAX INFORMATION • AFTER YEAR END. PERSHNG M REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE MID OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVTDE THAT !FORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU, USE THAT STATEMENT TO PREPARE YOUR TAX FILINGS THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS • DIVIDENDS. NTEREST AND OTHER DISTREUTCNS SHOWN ON THIS STATEMENT WERE CLASSFED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN NFORMATON KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION S SUBJECT TO CHANGE ANO TS SOLELY INTENDED FOR USE AS GENERAL OFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES MCI NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE 00 NOT RELY UPON ANY SUCH ADVICE. F GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TOOSTER/ONE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. OENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC OPERSHING" FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY 14 ITS DISCRETION AT ANY WE. WITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE CR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL CR ANY SECURITIES CARRIED IN SUCH ACCOUNTS. ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU, • WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE.WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH W LL PERMIT THE COAMNGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHMITED BY LAW • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPEC/AUST. 000 LOT DEALER. BLOCK POSITCNER. ARBITRAGEUR CR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY CR COMPLETELY HEDGED. • f AVERAGE PRICE TRANSACTION IS INDICATE° CR THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PROTCPAL. AGENT OR BOTH. DETAILS AVAILABLE UPON REQUEST. • THE INVESTMENT ADVISOR RETAINED BY YOU, F ANY. IS RESPONSIBLE FOR DETERMINING THE SUITABILITY CF EACH TRANSACTOR IN YOUR ACCOUNT. PERSHING DOES NOT EVALUATE WHETHER YOUR INVESTMENTS COMPORT WITH YOUR FINANCIAL STATUS OR OBJECTIVES YOU RELEASE PERSHNG FROM ANY LIABILITY TO DO SO. • A FINANCIAL STATEMENT OF PERSHNG IS AVALABLE FOR YOUR PERSONAL INSPECTCN AT PERSHNRS OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST CR YOU CAN VIEW TT ONLINE AT WYNN PERSHRG.CCRI. • FOR BUSINESS CON MOM NC ADDITIONAL DISCLOSURES. WWW PERSHING.COMONCLOSJRES. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTINES POLICIES DISCLOSURES (REGULATION ARMS--RILE 007(ABIHR) PERSHNG SENDS CERTAN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER- DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADNG SESSIONS. CERTAIN OF THESE VENUES PROVEDE PAYMENTS TO PERSHING CR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION THE DETAILS OF THESE PAYMENTS ANO FEES ARE AVALABLE UPON WRITTEN REOUEST PERSHNG RECEIVES PAYMENTS FOR DIRECTNG LISTED OPTIONS ORDER FLON TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. U.C. FOR EXECUTION AS PRINCPAL. COMPENSATION IS GENERALLY N THE FOAM OF A PER OPTION CONTRACT CASH PAYMENT. BEST DECUTIOM NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SCE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BO OR OFFER Nee% ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TOW RICH ORDERS ME AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR CUALITY 0 7 EXECUTION PURPOSES WRAP ACCOUNT CUSTOMERS WINO ELECTED NOT TO RECEIVE IWWOIATE CONFIRSIATION OF TRANSACTIONS THE FOLLOWING TERMS AND CONOITIONS ARE APPLICABLE ONLY IF YOUR ACCOUNT IS AN INVESTMENT ADVISORY ACCOUNT AND THE TRANSACTION CONFIRMATIONS ME NOT SENT TO YOU (SENT ONLY TO YOUR FIDUCIARY) PURSUANT TO YOUR INSTRUCTION- WRAP ACCOUNT TRANSACTIONS THE FOLLOWING INFORMATION WILL BE FURNISHED TO YOU UPON REQUEST TO YOUR FINANCIAL INSTITUT/ON EXTROOUCNIG FIRM-IWITH RESPECT TO ANY TRANSACTION FOR WHICH A ODIFIRMATION WAS NOT SENT TO YOU. THE MARKET UPON WHICH ANY TRANSACTION WAS EXECUTED. THE TIME OF DAY THAT ANY TRANSACTOR WAS EXECUTED. THE NAME OF THE PERSON FROM WHOM ANY SECURITY WAS PURCHASED OR TO WHOM SUCH SECURITY WAS SOLD. TIE SOURCE AND AMOUNT OF OTHER COMMISSIONS RECEIVED IN CONNECTOR WITH ANY TRANSACTION. AND A COPY OF THE TRANSACTOR CORP NMATION. YOUR INTRODUCING FIRM EFFECTED EACH TRANSACTION FOR WHICH A CONFIRMATION WAS NOT SENT TO YOU AS YOUR AGENT. • IN CONNECTOR WITH EACH EQUITY SECURITY AND CERTAN OTHER SECURITES SOLD. YOUR NTRODUONG FIRM CHARGES TO YOU. AND REMITS TO A REGULATORY ORGANIZATTON OR NATIONAL SECURITIES EXCHANGE. A- TRANS FEE" PERSHING CALCULATES THIS FEE BASED ON AMOUNTS PAD BY YOUR INTRODUCING FIRM TO THE APPLICABLE REGULATORY ORGANIZATION OR NATIONAL SECURITIES EXCHANGE. THLS. IN TURN. IS BASED ON THE VALUE OF THE APPLICABLE SECURITES SOLD. TO DETERMINE THE EXACT AMOUNT OF THIS FEE WITH RESPECT TO ANY TRANSACTION. PLEASE CONTACT YOUR INTRODUCING FIRM IF ANY TRANSACTION INVOLVES AN ASSET-BACKED SECURITY. INCLUDING A MUNICIPAL COLLATERALIZED MORTGAGE OBLIGATION, WHICH REPRESENTS AN INTEREST IN CR IS SECURED BY A POOL OF RECEIVABLES OR OTHER FINANCIAL ASSETS THAT ARE SUBJECT CONTINUOUSLY TO PREPAYMENT. THEN THE ACTUAL YIELD OF SUCH SECURITY MAY VARY ACCORDING TO THE RATE AT WHICH THE UNDERLYING RECEIVABLES CR OTTER FINANCIAL ASSETS ARE PREPAJD INFORMATION CONCERNING THE FACTORS THAT AFFECT YIELD INCLUDING AT A MNNIUM ESTIMATED YIELD. WEIGHTED AVERAGE LIFE, AND THE PREPAYMENT ASSUMPTIONS Of UNDERLYING YIELD) WU BE FURNISHED TO YOU UPON REQUEST TO YOUR INTRCOUCING FIRM WRAP ACCOUNT ORDER FLOW YOUR INTRODUCING FIRM DOES NOT RECEIVE ANY PAYMENT FOR ORDER FLOW FOR ANY TRANSACTOR FOR WHICH A CONFIRMATION WAS NOT SENT TO YOU. WRAP ACCOUNT CALL FEATURES: CALL FEATURES MAY EXIST FOR SECURITIES CALL FEATURES FOR FIXED INCOME SECURITIES MAY AFFECT YIELD COMPLETE NFORMATION WILL BE PROVIDED UPON REQUEST. WRAP ACCOUNT RATINGS: THE RATINGS THAT APPEAR IN THE DESCRIPTION Of SOME FIXED INCOME SECURITIES HAVE BEEN OBTANED FROM RATINGS SERVICES WHICH PERSHING BELEVES TO BE RELIABLE. HOWEVER. PERM/NGCANNOT GUARANTEE THEIR ACCURACY. SECURITIES FOR WHICH A RATING IS NOT AVALABLE ARE MARKED IJNRATECt. F ANY OF THE ABOVE TERMS AND CCRENCTS ARE UNACCEPTABLE TO YOU. FLEASE NOTIFYPERS-MG IMMEDIATELY II WRITING BY CERNFED MAIL TO ONE PERSHINGPLAZA JERSEY CITY. W 07399. ATM. LEGAL DEPT Page 34 of 34 PAP ()) R011 Account Number t RAM Emcollent Go paperless twin. Suto• 2007 IRA FRO AVRAM NOAM CHOMSKY At. ASOUT OttIVrItY I [MIAMI RATED COMMUNICATIONS EXCELLENCE ammo .....AtwAve L.A. • mm, owns evaem.7 M TON. On* Own von. W am Compomim - •' •e MC nettle Oak Mit SOC PROT33