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IIIIIIIOIIUNIIIIIII 43433 08F-082643 SOUTHERN FINANCIAL LLC RECEIVED 6100 RED HOOK QUARTER 83 ST THOMAS 00802 MAR 27 2018 VIRGIN ISLANDS U S Dear Investor: For Questions Regarding Your Tax Package Contact Partner DataLink Partner DataLink Apollo Global Management, LLC P.O. Box 8447 Hermitage, TN 37076-8447 Phone: Fax: Email: [email protected] Website: www.PartnerDataLink.com/Apollo Please find enclosed your Apollo Global Management, LLC Tax Package for 2017. Please do not discard this package as it contains important information that you will need to prepare your federal and state income tax returns for 2017. Enclosed please find the following schedules: (1) Schedule K-1 (Form 1065) (2) Supplemental Information (3) Ownership Schedule If you also held Apollo Global Management, LLC Series A Preferred Units during the tax year, you will receive a separate 2017 tax package(s) in the mail. You can also download your Tax Package in Portable Document Format (.pdf) via the internet at www.PartnerDataLink.com/Apollo. For additional information, the Partner's Instructions for Schedule K-1 (Form 1065) can be found on the Internal Revenue Service website at www. irs.qov/instructions/i1065sk 1. If ou have any questions regarding this Tax Package, please contact Partner DataLink at or [email protected]. Any corrections to your Tax Package must be submitted on or before June 1, 2018. Thank you for your investment in Apollo Global Management, LLC. Sincerely, Apollo Global Management, LLC EFTA00798116 Schedule K-1 (Form 1065) Department of the Treasury Internal Revenue Service beginning 2017 For calendar year 2017, or tax year ending / Partner's Share of Income, Deductions, Credits, etc. ► See back of form and separate instructions. 651117 K anal K• I K Amended K-1 OMB No 1545.0123 Partner's Share of Current Year Income, Deductions, Credits, and Other Items Information About the Partnership A Partnership's employer identification number B Partnership's name. address, city, state. and ZIP code APOLLO GLOBAL MANAGEMENT, LLC C/O APOLLO MANAGEMENT 9 W 57111 ST, 43RD FLOOR NEW YORK, NY 10019 C IRS Center where partnership tiled return OGDEN D Check II this is a publicly traded partnership (PIP) E Partners idenlifyng number XX-Xa F Partners name. address, city, stale, and ZIP code SOUTHERN FINANCIAL LLC 6100 RED HOOK QUARTER B3 ST THOMAS 00802 VIRGIN ISLANDS U S G K General partner or LLC momber.manager H K Domestic partner Foreign partner Limited partner or other LLC member It 12 It this partner is a retirement plan 0RA/SEP/Keogh/etc.). check here K J Partners share of profit, loss, and capital (see instructions): What typo of entity is this partner? FOREIGN Profit Beginning 0.141955 % Ending 0.136168 % Loss 0.141955 % 0.136168 % Capital 0.141955 % 0.136168 % K Partner's share of liabilities at year end: Nonrecourse Qualded nonrecourse financing Recourse L Partner's capital accoLcit analysis. Beginning capital account Capital contributed during the year Current year increase (decrease) Withdrawals 8 distributions Ending capital account in Tax basis K Other (explain) $ $ ( $ 4,964,670 358,199 486,840 4.836.029 K GAAP K Section 704(b) book M Did the partner contribute property with a buidt.in gain or loss? K Yes IN No If "Yes." attach statement (see instructions) 1 Ordinary business income (loss) 2 Net rental real estate Income (loss) 3 Other net rental income (loss) 5 Interest income 95,565 6a Ordinary dividends 98,185 6b Qualified dividends 95,307 7 Royalties Nat short-term capital gain (loss) (190) NM long-term capital gain (loss) 123,463 Collectibles (28%) gain (loss) 9a 9b 9c Urvecaptuted section 1250 gain Net section 1231 gain (Ices) 11 A* Other income (loss) 44,294 C (174) F 2 12 Section 179 deduction 13 Other deductions HI 1,303 1,584 14 I Sall-employment earnings (loss) 15 Credits 16 A Foreign transactions VARIOUS 65,110 59 17 Alternative minmum tax (AMT) demi 16 Tax-exempt income and nondeduchNe expenses 19 A Distributions 486,840 20 Other information 238,044 1,584 STMT 'See attached statement for additional information. For Paperwork Reduction Act Notice, see Instructions for Form 1065. 3/14/2018 8:52:36 PM Cal. No. 11394R www.irs.gov/Forml 065 Schedule K-1 (Form 1065)2017 43433 EFTA00798117 APOLLO GLOBAL MANAGEMENT, LLC 2017 SUPPLEMENTAL INFORMATION PARTNER NAME: SOUTHERN FINANCIAL LLC PARTNER FEDERAL ID 8 ENTITY TYPE: XX-XX=/ FOREIGN CUSTODIAN FEDERAL ID (IF APPLICABLE): Statement Description Amount 1 2 3 4 5 6 Box 11, Code A: Other Portfolio Income (Loss) Other Income — US Source Other Income — Non-US Source Net Section 988 Gain (Loss) Box 16: Foreign Transactions For purposes of calculating IRS Form 1116, if applicable, the amounts on Lines 1-11 must be considered when determining gross income from all sources and gross income sourced at the partner level. The amounts on Line 13 must be considered when allocating and apportioning expenses to gross income from sources outside the US. Please consult your tax advisor. Box 20, Code A: Investment Income The amount repotted on Line 20A includes investment income from Lines 5, 6a, and 11A of your Schedule K-1. Based on individual facts and circumstances, amounts on Lines 8.9a, and other Line 11 items may also be included in the investment interest expense limitation calculation. Please consult your tax advisor. Box 20, Code V: Unrelated Business Taxable Income 5 Interest Income 6a Ordinary Dividends 6b Qualified Dividends 8 Net Shod-Term Capital Gain (Loss) 9a Net Long-Term Capital Gain (Loss) 11A Other Portfolio Income (Loss) 13H Investment Interest Expense 13K Portfolio Deductions Box 20, Code Y: Net Investment Income The Partnership is engaged in activities where items of income, deduction, gain or loss reported on this Schedule K-1 may be subject to the 3.8% Net Investment Income (WI") tax under IRC Section 1411. Certain portfolio income, passive trade or business net income, net rental income, or trader income (from financial instruments or commodities as defined under Reg. Section 1.1411.5(c)(1) and (2)) is subject to the NIl tax. Please consult your tax advisor. Box 20, Code 2: Other Information 99 44,146 49 44.294 i— 940 - - - • 773 166 94,428 20 76.446 1,940 a. Supplemental Disclosure: Passive Activity Loss Limitations If you disposed of a portion of your Partnership interest, any loss resulting therefrom may be subject to the passive activity loss limitation rules. b. Supplemental Disclosure: Fixed. Determinable. Annual, Or Periodical Income (*FDAP, Interest Income US Source Interest US Bank Interest Dividend US Source Dividends US Source Interest-Related Dividends If you are a Non-US person, you may have received from your broker IRS Form 1042-S. Foreign Persons U.S. Source Income Subject to Withholding. Please follow the instructions for that form. This schedule will be Ned with the IRS along with the Schedule K-1. but note you are not required to attach them to your Federal or State Income Tax Returns. EFTA00798118 APOLLO GLOBAL MANAGEMENT, LLC 2017 OWNERSHIP SCHEDULE PARTNER NAME: SOUTHERN FINANCIAL LLC PARTNER FEDERAL ID 8 ENTITY TYPE: XX-XXXM/ FOREIGN CUSTODIAN FEDERAL ID (IF APPLICABLE): This schedule details your transactional history regarding units of Apollo Global Management, LLC, as reported to the Partnership by your broker or our transfer agent through December 31. 2017. This schedule is limited to all units that are reported as owned by the partner federal identification number and entity type shown above. NOTE: A separate schedule and related Tax Package may be issued for any other entity types associated with the partner federal identification number shown above. The transactional information contained below has been utilized to prepare this Tax Package. If this transactional information is incorrect. then the information reported in this Tax Package (as well as the information reported to the IRS) may be incorrect. Please contact Partner DataLink at or ApolloK1Helpadeloitte.com by June 1, 2018 to report any errors or inaccuracies. NOTE: If you submit corrections to us after that date, you may be required to file Form 8082, Notice of Inconsistent Treatment or Administrative Adjustment Request, with the IRS. THIS SCHEDULE IS NOT PROOF OF OWNERSHIP. TRANSACTION BROKER OR CERTIFICATE NUMBER UNITS DESCRIPTION DATE WA TRANSFER 03/23/2013 BROKER - MAN 263,157 END OF YEAR UNITS 263.157 This Ownership Schedule reflects unit dispositions on a 'first-in-first-out basis," so that you are considered to sell units in the order in which they were acquired by you. This approach has been applied solely for administrative convenience, and is not consistent with IRS Revenue Ruling 84- 53, which provides that a partner has one unified basis in its total partnership interest, and would generally yield a different result than that presented. Each partner must make his or her own determination of the amount of basis to be associated with units that are sold. The Partnership expresses no opinion on the appropriate methodology to be used in making this determination and has provided this schedule solely as a courtesy. Please consult your tax advisor to obtain advice on how this determination should be made. Do not attach this schedule to your Federal or State Income Tax Returns. EFTA00798119