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efta-efta00821782DOJ Data Set 9Other

Classification: Confidential

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Unknown
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DOJ Data Set 9
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efta-efta00821782
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Classification: Confidential From: Richard Kahn To: "Jeffrey E." <[email protected]> Subject: Fwd: Jeffrey Epstein's Custody Account [C] Date: Tue, 09 Aug 2016 21:32:09 +0000 Inline-Images: image001.gif; image003.png i spoke with arthur today and he stated the only reason the account was moved was that his workload was to great and they were delegating work to other teams when i asked him if he collaborated with stewart on this he said he has never dealt with stewart at all as they are in separate offices i did not get any suspicious feelings from my phone call with arthur please advise thank you Richard Kahn HBRK Associates Inc. Begin forwarded message: From: Arthur Tendler < Subject: Jeffrey Epstein's Custody Account [C] Date: August 8, 2016 at 10:28:38 AM EDT To: Darren Indyke Cc: Richard Kahn < >, bellaklein < >, Stewart Oldfield >, "'Jj Litchford'" < >, Robert Lechner >, Marjorie Flash Katy Cheng < Darren / Rich / Bella, I hope everyone had a nice weekend. Mr. Epstein's account will be transferred to another team within the custody account. It has been a pleasure working with the 3 of you and of course please feel free to contact me if needed. The new account officer is Marjorie Flash. Below is contact information EFTA00821782 Marjorie will provide additional contacts to insure there is proper coverage for the relationship. Once again, thank you for all your cooperation and help. Kind regards, Arthur Tendler Arthur Tendler Deutsche Bank Trust Company Americas Wealth Management Products Important information Regarding Trading instructions: Regarding mutual fund and Corporate Acton transactions: Deutsche Bank Trust Company Americas (the "Bank") shall only be obligated to act on any instructions to buy or sell mutual funds or elect on a Corporate Action instruction that you deliver via email, voicemail or facsimile. at such time as your Bank representative has confirmed via email or telephone that the Bank has received your request. Responses received after the SSC Deadline date will be handled on a best-effort basis. With respect to all other trading instructions (including, without limitation, foreign currency transactions), The Bank shall only be obligated to act on any such instructions at such time as your Bank representative has confirmed that the Bank has received your request via telephonic communication. Please note. automated electronic responses such as "read receipts" or fax confirmations do not constitute confirmation by the Bank that your instructions have been received. If you submit trade instructions and do not receive a timely confirmation that the Bank has received such instructions, please contact your Bank representative immediately. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error), please notify the sender immediately and delete the communication from your computer. Any unauthorized copying, disclosure or distribution of the material is this communication is prohibited. Deutsche Bank does not render legal or tax advice, and information contained in this communication should not be regarded as such. If ou reside in. or have business in Canada and wish to unsubscribe from receiving email communication. please reply to and type "unsubscribe' in the subject line. 1;f:I This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00821783

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

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KYC Print Page I of 20 DB PWM GLOBAL KYCINCA: PART A KYC Case R : 01977699 One sheet must be established per relationship - list all accounts included In the relationshi 1. Relationship Details Relations* Name: SOUTHERN FINANCIAL RELATICNSHa Booking Center New York Relationship Manager Stewart Olcilieki O New PWM Relationship 2 Existing PWM Relationship Reran:instep to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: "' 2018 Periodic Review "s Last Approved KYC e - J. Epstein Virgin Islands Foundation Inc - 1790655: Hyperion Air LLC - 1790820. How Was the Clent(s) 2 Client Referral • PM Prospect O Interrnediary/FIM • Other Source (CB, EEC) Introduced? How long has the RM personalty known the client? Please provide details (e.g. ame of referral source, how many years RM personally ha known dent, etc.): Jeffrey Epstein reached out to Stew Cedfleid on 3/7/17 to have a new acct opened

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