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efta-efta00840533DOJ Data Set 9Other

From: "Jeffrey E." <[email protected]>

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Unknown
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DOJ Data Set 9
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efta-efta00840533
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3
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EFTA Disclosure
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From: "Jeffrey E." <[email protected]> To: Richard Kahn • Subject: Re: square IPO Date: Tue, 17 Nov 2015 18:31:44 +0000 yes On Tue, Nov 17, 2015 at 2:30 PM, Richard Kahn c:a. wrote: Morgan Stanley is also on Square deal shall i put in for shares there as well? please advise thank you Richard Kahn HBRK Associates Inc. Begin forwarded message: From: "Atlas, Andrew S" < Subject: RE: square IPO Date: November 17, 2015 at 11:16:17 AM EST To: Richard Kahn Hey Rich, IPO is coming on Thursday. Southern Trust Company can absolutely indicate. Here are the Square details: Square Inc. ("SQ" / NYSE) Offer size: 27,000,000 Shares Price Range: $11 - $13 Speak soon, Andrew Andrew S. Atlas Financial Advisor Equity Sales/Middle Markets Group Morgan Stanley Wealth Management EFTA00840533 \HEM\ II NI:11111111 tall (.O111111C\ Original Message----- From: Richard Kahn [mailto: Sent: Tuesday, November 17, 2015 11:06 AM To: Atlas, Andrew S (Wealth Mgmt MS) Subject: square IPO when is IPO? can we put in for shares? please advise thanks Richard Kahn HBRK Associates Inc. Important Notice to Recipients: Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we cannot execute such instructions provided in e-mail. Thank you. The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted under applicable law, to monitor electronic communications. This message is subject to terms available at the following link: httpahvww.morganstanley.com/disclaimers/mssbemail.html. If you cannot access this link, please notify us by reply message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of EFTA00840534 JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00840535

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