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efta-efta00845902DOJ Data Set 9Other

From: Richard Kahn

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DOJ Data Set 9
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efta-efta00845902
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn To: "Jeffrey E." <jeevacation®gmail.com> Subject: Fwd: apple structured note Date: Thu, 17 Sep 2015 17:47:11 +0000 Attachments: C847_-_BARC_12M_AAPL_Phoenix_091815.pdf just reviewed attached with Mike from Paul's office it will be pricing off of Friday's AAPL closing price please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New Ynrk_ NY 2 to fa ce Begin forwarded message: From: "Wolf, Nicole" < Subject: RE: apple st Date: September 16, 2015 at 11:13:21 AM EDT To: " Cc: "Barrett, Paul S" < Hi Richard, Terms attached for this week's AAPL note. Happy to discuss on the phone. Best, Nicole Nicole Wolf I J.P. Morgan Securities LLC I IP. Morgan Private Bank I JP Morgan Chase Bank, N.A. 1320 Park Ave, Floor 14, New York, NY 10022 I T: NOT AN OFFICIAL CONFIRMATION: For informational purposes only. This report does not represent an official account of the holdings, balances, or transactions made in your account and is being provided at your request. Please refer to your monthly account statement for the official record of all of your account activities. For question, please call your J.P. Morgan representative. In discussion of options and other strategies, results and risks are based solely on hypothetical examples cited; actual results and risks will vary depending on specific circumstances. Investors are urged to consider carefully whether option or option-related products in general, as well as the products or strategies discussed herein are suitable to their needs. In actual transactions, the EFTA00845902 client's counterparty for OTC derivatives applications is JPMorgan Chase Bank, N.A., and affiliates. For a copy of the "Characteristics and Risks of Standardized Options" booklet, please contact your JPMorgan Advisor. This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at I tp://wwwjpmorgan.com/pages/disclosures/email. Original Message From: Richard Kahn Sent: Wednesday, September 16, 2015 10:12 AM Eastern Standard Time To: Barrett, Paul S Subject: apple structured note just tried calling and was told you are in asia this week Jeffrey mentioned that you were proposing a structured note for apple can you please send details when you have some time thank you and happy new year Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel CC This email is confidential and subject to important disclaimers and conditions including on offers for the purchase or sale of securities, accuracy and completeness of information, viruses, confidentiality, legal privilege, and legal entity disclaimers, available at http://www.j morgan.corn/pages/disclosures/email EFTA00845903

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