Case File
efta-efta00867341DOJ Data Set 9OtherFrom: Daniel Sabba
Date
Unknown
Source
DOJ Data Set 9
Reference
efta-efta00867341
Pages
2
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0
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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Daniel Sabba
To: Renee Maxey <I
Cc: "jeevacation r
il.com" <'eevacation
ail.com>
Morris
, Lorna Barrow-Austin
Paul
Subject: Fw: Southern Financial LLC/Deutsche Bank AG - GMRA [Document Attached] [C]
Date: Mon, 05 Jan 2015 14:49:35 , 0000
Attachments: Southern Financial - GMRA (DB1 12.31.2014).doc
Inline-Images: unnamed; unnamed(1)
Classification: Confidential
Renee - please liaise with Richard Kahn for communication regarding this matter. I have CCed Rich here.
Rich - please see below.
Best regards,
Daniel
Daniel Sabba
Key Client Partners
Deutsche Bank Securities Inc.
Tel.
Mobile
Email
-- Forwarded by Dani
From:
Renee Maxe
To:
Cc:
01/0512015 019:47 AM ----
<
... leeyacation@gmaitcom <[email protected]>.
Roddy Moore/
Troy-D Williams!
Daniel Sabba/Saul
Morrisallillini.
Mary
Breslin
Kristine Pecunia
Loma Barrow-Austin
Brendan Drogei
12/31/2014 12:41 PM
Subject: Southern Financial LLC/Deutsche Bank AG - GMRA [Document Attached] (CI
Classification: Confidential
Classification: Confidential
Dear Harry and Jeffrey,
Please find attached a GMRA between Deutsche Bank AG and Southern Financial LLC. Please let me (Renee Maxey -
know if you have any comments or questions.
If there are no questions or comments to the GMRA, please:
(i) insert the required information in Annex I, sections 1(g), 1(o)(iii), and 1(p)(ii) and confirm that no Counterparty assets are subject to
ERISA.
Please note, in Section 1(p)(ii), we require an "English" process agent, "English" affiliate, or "English" law firm (as the GMRA is governed
by English law);
(ii) print out TWO (2) single-sided originals;
(iii) arrange for appropriate execution by an authorized signatory on the signature page, 20;
(iv) provide evidence of signing authority and specimen signature for the signatory of the GMRA, and
EFTA00867341
(v) return TWO (2) sets of executed GMRAs to the attention of Kristine Pecunia:
Repo & Securities Lending Legal Group
Deutsche Bank AG, New York
Deutsche Bank will then have the originals signed and will forward a fully executed original to you.
Best regards,
Renee
;littps://brandportal.intranet.db.com/img/modules/logo.gif
Renee J. Maxey
Assistant Voce President I Legal
DB Services New Jersey. Inc.
United Slates of America
Tel.
Mobil
Email
wiittps://brandportal.intranet.db.corn/img/modules/claim.gif
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA00867342
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brandportal.intranet.db.comEmail
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