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efta-efta00999745DOJ Data Set 9Other

From: Tazia Smith

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DOJ Data Set 9
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EFTA Disclosure
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From: Tazia Smith To: "jeffrey E." <[email protected]> Old field field , Vahe , Paul Mora, Richard Kahn Stewart Cc: Daniel Sabba Stepanian Subject: [C] Date: Wed, 29 Oct 2014 12:39:56 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith/dbidbcom To: leffrey <[email protected]>, Cc: Daniel Sabbaklb/dbcom©DBAMERICAS, Paul Morris, Richard Kahn Stewart OldlielcVdbidbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [CI Classification: Confidential Jeffrey - Today you executed the following: B 49,033 CM 5.8% pfd at S24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securibes Inc EFTA00999745 Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email IIr From: Tazia Smithtdbidbcom To: -Jeffrey E. <[email protected]>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn •= 3... Stewart OldlielcVdbklbcom@DBAMERICAS. Vahe Stepanianklb/dbcom@DBAMERICAS Date: 10/2812014 02:24 PM Subject: Re: ICI Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia VWAP from time of Order Entry: $24.0117 Tazia Smith Director i Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email ;2, From: Tazia Smithtdbidbcom To: -Jeffrey E. <[email protected]>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdbklbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/2812014 01:11 PM Subject: Re: ICI EFTA00999746 Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia From: Tazia Smith/db/dbcom To. -Jeffrey E." <[email protected]>. Cc: Daniel SabbakIloklbcom@DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdbklbcom@DBAMERICAS Date: 10128/2014 11:36 AM Subject: Re: IC) Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. From: Tazia Smitildloklbcom To: jeffrey E' leevacabonggmail.com>. Cc: Daniel Sabbaidlo/dbcom®DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepaniandb/dbcom@DBAMERICAS Dale: 10/28/2014 11:06 AM Subject: Re: [C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this moming, 28k dailyavg. Do you want to give us a limit? EFTA00999747 Tazia Smith Director i Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email From: Tazia Smith/db/dbcom To. -Jeffrey E." <[email protected]>@DEUBAINT. Cc: Richard Kahn Daniel Sabba/db/dbcom©DBAMERICAS. Vahe Stepanian/db/dbcom©DBAmericas. Paul Morris Date: 10/28/2014 10:57AM Subject: Re: (C) Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -23.92, buying 55mm worth. got it. ;2i Tazia Smith Director i Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobil Email From: "Jeffrey E." leevacabon©gmail.com> To: Tazia Smith/db/dbcom®DBAMERICAS. Richard Kahn Date: 10/28/2014 10:54 AM Subject: buy S5MM of this issue. EFTA00999748 Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00999749

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Related Documents (6)

DOJ Data Set 9OtherUnknown

From: Tazia Smith

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368480

Dec Mar EP044C23 Pfd ESL ZS :CIES:ZS :4 C 5.8 12/31/49 $ 1 24.000 -.093 N24.000 /24.010T 3 x 1 EXCE At 11:28 Vol 57,252 - 23.911'' :1 24.040 L 23.880D Val 1.377M 99 Save As 99 Actions - 97) Edit - 9tinart - cc;7;at r. Mal! ID 3D 1.ix ON YID IV SY Max Daily v 4- Track Annotate DE Last Price 24.000 T High on 06/30/14 24.400 + Average 22.792 Low on 12/11/13 20.590 Sixsityaid • Event -- News . Zoom h. o • Volume 57452.000 kAllaidelhatattAdkaithalialliq

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01359942

Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <[email protected]>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368473

From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. ([email protected]) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li

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DOJ Data Set 9OtherUnknown

From: Tazia Smith

5p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01368476

Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.

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