Cc: Richard Kahn
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Classification: Confidential
thanks - will do!
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 10154.0004 New York. NY. USA
Tel.
Fax
Mobil
Email
From:
"jeffrey E."
[email protected]>
To:
Tazia Smithicibrdbcorn@DBAMERICAS. Richard Kahn
Date:
10/2912014 08:43 AM
Subject:
Re: IC)
vwap ok
On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith <
> wrote:
Classification: Confidential
Good Morning Jeffrey - Re-enter order?
Use limit and/or participate % volume?
Thanks,
Tazia
EFTA00999756
From.
Tazia Smith/db/dbcom
To:
jeffrey
<jeevacationAgmail.com>,
Cc:
Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn <
)., Stewart Old0eld/db/dbcom@DBAMERICAS, Vahe
Stepanian/db/dbcom@DBAMERICAS
Date:
10/28/2014 04:14 PM
Classification: Confidential
Jeffrey -
Today you executed the following:
B 49,033 Citi 5.8% pfd at $24.0205
This leaves 150,967 shares to buy. Re-enter tomorrow?
Your other Citi pfd is held in Haze. Would you like this booked there as well?
Thank You,
Tazia
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset 8 Wealth Management
345 Park Avenue. 10154-0004 New York, NY, USA
Tel.
Fax
Mobil
Email
From:
Tazia Smith/db/dbcom
To:
jeffrey
<jeevacationagmail.com>,
Cc:
Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn <
)., Stewart Old0eld/db/dbcom@DBAMERICAS, Vahe
Stepanian/db/dbcom@DBAMERICAS
Date:
10/28/2014 02:24 PM
EFTA00999757
Classification: Confidential
Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now.
Please let us know if you would like us to be more aggressive. Not enough volume to get done on
200k in one day.
Tazia
VWAP from time of Order Entry: $24.0117
EFTA00999758
Tazia Smith
Director Key Client Partners - US
DB Securities Inc
Deutsche Asset 8 Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Fax
Mobil
Email
From:
Tazia Smith/dbidbcom
To:
Winn
<jeevacationAgmail.com>,
Cc:
Daniel Sabbaklb/dbcom@DBAMERICAS, Paul Morris, Richard Kahn <
)., Stewart OldlielcVdb/dbcom@DBAMERICAS, Vahe
Stepanianklb/dbcom(g1DBAMERICAS
Date:
10/28/2014 01:11 PM
Classification: Confidential
Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to
EFTA00999759
participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working
not to push price. please come back to me if you want to be more aggressive.
Thanks!
Tazia
From:
Tazia Smith/db/dbcom
To:
-Jeffrey E." <jeevacationagmail.com>.
Cc:
Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn
Vahe Stepanian/db/dbcom©DBAMERICAS. Stewart
OldlielcVdb/dbcom©DBAMERICAS
Dale:
10/2812014 11:36 AM
Classification: Confidential
Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently
$24, we're working aggressively at that level. Please let us know if you want us to bid higher.
EFTA00999760
From:
Tazia Smithiclbklbcom
To:
"Off ray E." <
[email protected]>.
Cc:
Daniel Sabba/db/dbcorn®DBAMERICAS. Paul Monis. Richard Kahn
Vahe Stepanianklbidbcom®DBAMERICAS
Date:
10/2812014 11:06AM
Classification: Confidential
Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k
shares this morning, 28k dailyavg. Do you want to give us a limit?
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Fax
Mobile
Email
EFTA00999761
From:
Tazia Smilhiclbidbcom
To:
"jeffrey E."
[email protected]>@DEUBAINT.
Co:
Richard Kahn <->.
Daniel Sabbaidbidbcorn@DBAMERICAS, Vahe Stepanianklb/dbcorn@DBAmericas. Paul Morris
Date:
10/28/2014 10:57 AM
Classification: Confidential
Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it.
Tazia Smith
Director J Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Fax
Mobile
Email
;2,
From:
"jeffrey E." <jeevacation6i?gmal.corn>
To:
Tazia Smith/db/dbcom@DBAMERICAS, Richard Kahn
Date:
10/28/2014 10:54 AM
Subject:
buy $5MM of this issue.
Citi 5.80% PFD
EFTA00999762
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please note
The information contained in this communication is
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the use of the addressee. It is the property of
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Unauthorized use, disclosure or copying of this
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This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
EFTA00999763
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA00999764