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efta-efta01077368DOJ Data Set 9OtherPAUL, WEISS. RIFKIND, WHARTON & GARRISON LLP
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DOJ Data Set 9
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efta-efta01077368
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PAUL, WEISS. RIFKIND, WHARTON & GARRISON LLP
1285 AVENUE OF THE AMERICAS
NEW YORK. NEW YORK 10019•6054
TELEPHONE
LLOYD I( GARRISON MIRO 1.41.
RANCOI-PH E. PAUL /19451966/
SINOP. It MARINO
11080.19$4.
LOINS S. Tali*
II PIT. 4001
JOHN r. WHARTON
.1027..977)
WRITERS DIRECT DIM. NUNOER
WRITER'S DIRECT FACSIMILE
waif tiI4 DIRECT RAWL. ADDRESS
UNIT 11401. FORTUNE PLAZA OfFeCt TOWER A
NO 7 GONG SANHUAN DIONIMAI
CHAO TANG INSTIOCT
SWIMS 100020
PEOPLE'S REPUSLIC OF CHINA
IELEPHONE
12TH rLOOR. HONG KONG CLUB SUM DANG
SA CHATER ROAD. CENTRAL
HONG KONG
By E-mail and Hand Delivery
Harry P. Susman, Esq.
Susman Godfrey LLP
654 Madison Avenue
New York, NY 10022
TELEPHONE
ALDER CASTLE
30 MOLE STREET
LONDON ECRU Tay. O.R.
TELEPHONE I
UTIONU EMMA' WILDING
UCHISAIWACHO 2.CHOME
CIIPIODA•KU. TOIITO 100.0011 JAPAN
TELEPHONE
2001 K STREET. NW
WASHINGTON. DC 20000-1047
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SOO DELAWARE AVENUE, WITS 200
POST OFFICE IPOX Ea
WILMINGTON. GE I 08204022
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1101 Alt114111 let To volt Mr* Jong SAN
Fortress VRF I v. Jeepers, Inc., JAMS No. 1425006537
Dear Mr. Susman:
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KATE N. MOWN°
TTRANECIEVA TACCZE
T. ROBERT ZucH
SKI, JR.
On behalf of Claimants Fortress VRF 1 LLC and Fortress Value Recovery
Fund I LLC, enclosed please find one CD of Claimants' Arbitration Exhibits and a hard-
copy index of those documents. Claimants' documents are designated confidential in
accordance with the Confidentiality Agreement and Order entered in this matter on June
27, 2011.
Very truly yours,
Hannah Sholl
Sholl
Enclosures
cc:
William O'Brien, Esq. (with enclosures)
John Siffert, Esq. (with enclosures)
EFTA01077368
JUDICIAL ARBITRATION AND MEDIATION SERVICE
NEW YORK, NEW YORK
IN THE MATTER OF
FORTRESS VRF I LLC and FORTRESS
VALUE RECOVERY FUND I LLC,
Claimants
v.
JEEPERS, INC.,
Respondent
and
FINANCIAL TRUST COMPANY, INC.
and JEEPERS, INC.,
Counter-Claimants and Third-Party
Claimants
v.
FORTRESS VALUE RECOVERY FUND I
LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., LP,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC, and
DANIEL ZWIRN,
Third-Party Respondents
JAMS Reference No. 1425006537
Arbitrator: Hon. Anthony J. Carpinello (Ret.)
CLAIMANTS' ARBITRATION EXHIBITS
EFTA01077369
Exhibit
Description
Date
Bates
1-122
Deposition Exhibits (included on
Respondent's Exhibit List)
301
Memo to Ha Investors and Interested
Parties from Dan Zwirn re May 2002
Update
6/5/2002
VRF 00000559
302
D.B. Zwirn Special Opportunities
Fund, L.P. Subscription Documents
9/1/2002
DBZCO_FTC0001658 - 0001679
303
Highbridge/Zwirn Special
Opportunities Fund Presentation
10/2002
DBZCO_FTC 0025364 - 0025389
304
Memo to H/Z Investors and Interested
Parties from Dan Zwirn re October
2002 Update
11/4/2002
VRF 00000565 — 00000566
305
Highbridge/Zwirn Special
Opportunities Fund, L.P. Subscription
Documents
12/1/2002
VRF 00000875 - 00000894
306
Memo to Highbridge/Zwirn Investors
and Interested Parties from Dan Zwirn
re Highbridge/Zwirn Fourth
Quarter/December 2002 Market
Commentary
1/7/2003
VRF 00000545 — 00000547
307
Memo to Highbridgeawirn Investors
and Interested Parties from Dan Zwirn
re Highbridge/Zwirn First Quarter-
March 2003 Market Commentary
4/7/2003
VRF 00000554 - 00000556
308
D.B. Zwirn Special Opportunities
Fund, L.P. Confidential Memorandum
5/2003
DBZCO_FTC 0031756 - 0001809
309
Highbridge/Zwim Special
Opportunities Fund, L.A. Amended and
Restated Li inited Partnership
Agreement
5/1/2003
DBZCO_FTC 0001726 — 0001755
310
D.B. Zwirn Special Opportunities
Fund. L.P. Subscription Documents
6/1/2003
JE000081 - 000101
311
D.B. Zwirn Special Opportunities
Fund, L.P. Subscription Documents
6/1/2003
DBZCO_FTC 0001700— 0001724
312
Memo to Highbridgelzwirn Investors
and Interested Parties from Dan Zwirn
re Highbridgeawirn Second Quarter-
June 2003 Market Commentary
7/11/2003
VRF 00000535 - 00000537
313
Memo to Highbridgeliwirn Investors
and Interested Parties from Dan Zwirn
re Highbridge/Zwirn Third Quarter-
September 2003 Market Commentary
10/10/2003
VRF 00000541 - 00000544
314
E-mail to Dan Zwirn from Perry Gruss
re Help — more from Entrust
8/27/2004
DBZCOPR-00541659
315
D.B. Zwirn & Co, L.P. Presentation
9/2004
DBZCO_FTC 0025303 - 0025329
316
E-mail to Dan Zwirn from Glenn Dubin
re Investor Calls
11/15/2004
DBZCO_FTC 0008646
2
EFTA01077370
Exhibit
Description
Date
Bates
317
E-mail to Dan Zwirn from Glenn Dubin
re 20 mil jan 1 domestic
12/23/2004
DBZCO_FTC 0003246 - 0003248
318
E-mail to Glenn Dubin from Perry
Gruss re Done
12/23/2004
DBZCO_FTC 0003242
319
E-mail to Perry Gross from Allyson
Alimausky re Rubenstein Partnership
12/24/2004
DBZCOPR-00979305
320
D.B. Zwirn Special Opportunities
Fund, L.P. Subscription Documents
1/52005
DBZCO_FTC 0001605 — 0001635
321
Memo to DBZ & Co. Investors and
Interested Parties from Dan Zwirn re
Fourth Quarter 2004 Investor
Commentary
1/12/2005
VRF 00000417 — 00000421
322
D.B. Zwirn & Co., L.P. Presentation
5/2005
DBZCO__FI'C 0022748 — 0022775
323
Email to Tallah Woykowski from
Silvia Wu, attaching D.B. Zwirn & Co.,
L.P.: Investor Redemption Schedule
6/13/2005
DBZCO_FTC 0007064. 0007065A
— 0007079A
324
Memo to Investors and Interested
Parties from Dan Zwirn re Fourth
Quarter 2005 Investor Commentary
1/31/2006
VRF 00000426 - 00000431
Memo to investors and Interested
Parties from D.B. Zwirn & Co., LP,
325
re
Second Quarter 2006 Investor
Commentary
8/4/2006
VRF 00000508 - 00000515
326
Talking Points — Investors (Hybrid
Domestic and Offshore)
10/2006
DBZ 0000019 — 0000022
327
E-mail to Glenn Dubin from Dan Zwim
re spoke to jeffrey
10/11noo6
HCMARB_00000170
328
Memo to Investors and Interested
Parties from D.B. Zwirn & Co., LP. re
Third Quarter 2006 Investor
Commentary
10/27/2006
VRF 00000455 - 00000463
329
D.B. Zwirn & Co., LP. Special
Opportunities Fund Presentation
11/2006
DBZCO_FTC 0024200 - 0024231
330
E-mail to David Lee from Elise
Hubsher re Harry Beller from Jeff
Epstein's Office Called
11/13/2006
DBZCO_FTC 0002802
331
CRM Database Printout for Japers
12/6/2006
VRF 00000001 - 00000023
332
D.B. Zwirn Special Opportunities
Fund, L.P. Subscription Documents
1/8/2007
JE 000129 - 000179
333
E-mail to Lawrence Cutler from Dan
Zwirn
1/29/2007
DBZCO_FTC 0004127 - 0004129
334
Letter to Investors from D.B. Zwirn &
Co., L.P. re Fourth Quarter 2006
Investor Commentary
1/29/2007
DBZ 0008856 - 0008869
335
Letter to Tallah Woykowski from
Investor
2/8/2007
VRF 00001394
336
Email to Elise Hubsher and Alisa
Butchkowski from Dan Zwirn,
attaching Financial Trust spreadsheet
2/14/2007
DBZCO_FTC 0002140 — 0002141
3
EFTA01077371
Exhibit
Description
Date
Bates
337
E-mail to [email protected] from Seth
Lebowitz re Jeepers
2/14/2007
DBZCO_FTC 0003762
338
E-mail to David Lee from David Lee re
Jeepers Lena, attaching PDF
2/14/2007
DBZCO„,,FTC 0002414 - 0002416
339
E-mail to Tallah Woykowski from
David Lee re Redemption Schedule
2/15/2007
DBZCO_FTC 0002417
340
E-mail to Cara Howe from Tallah
Woykowski re Redemption Schedule
2/15/2007
DBZCO FTC 0003275 - 0003276
341
E-mail to Cara Howe from Elise
Hubsher re Jeepers
2/16/2007
DBZCO_FTC 0004019
342
Email to Elise Hubsher from David Lee
re Redemption Schedule
2/21/2007
DBZCO_FTC 0002433
343
E-mail to David Lee from Elise
Hubsher re Revised Jeepers
Redemption Schedule, attaching
leepers_l 2_31_06 Revised.xls
3/14/2007
DBZCO_FTC 0002161 — 0002162
344
Letter to Marc Elovitz from Darren
Indyke re Jeepers IncJD.B. Zwirn
Special Opportunities Fund, L.P.
3/28/2007
JE 002042 — 002043
345
Letter to Marc Elovitz from Darren
Indyke re Jeepers IncJD.B. Zwirn
Special Opportunities Fund, L.P.
4/9/2007
JE 001747 — 001749
346
Letter to Darren Indyke from Marc
Elovitz re Jeepers Inc. Redemption
Request
4/10/2007
JE 002012
347
E-mail to [email protected] from
Cara Howe re 2006 Tax Estimate —
Jeepers Inc., attaching Jeepers Inc.
2006 K-1 Estimates for DBZ SOF
LP I .pdf
4/12/2007
DBZCO_FTC 0002933 — 0002934
348
E-mail to Seth Lebowitz from David
Lee re Jeepers/Epstein, attaching
Financial Trust — 11.13.06.xls
6/10/2007
DBZCO_FTC 0022117 - 0022118
349
E-mail to Many Beller from DBZ &
CO Investor Relations re D.B. Zwirn
Special Opportunities Fund, LP -
Quarterly Account Statement
6/18/2007
DBZCO_FTC 0000977 - 0000978
350
E-mail to Cara Howe from Kit Lau re
7-9-07 Redemption Schedule.xls
7/9/2007
DBZCO_FTC 0003783, 0003784A
— 0003798A
351
LP Cashflows Chart
9/18/2007
DBZCO_FTC0018967A -
0019014A
352
Email to Daniel Zwirn from Lawrence
Cutler, attaching Redemption Schedule
by Fund
I OV18/2007
DBZCO_FTC 0004266, 0004267A
_ ~4433A
353
CRM Database Printout for Redacted
Investor
11/15/2007
VRF 00001389 — 00001393
354
Request for Withdrawal of Limited
Partnership Interest
2t2008
VRF 00000968 — 00000971
4
EFTA01077372
Exhibit
Description
Date
Bates
355
E-mail to [email protected] from
Lauren Kwintner re Jeepers, Inc.
redemption notice reed - DBZ does
required
2/13/2008
JE 002608-002610
356
E-mail to David Lee from Elise
Hubsher re Fax received
2/13/2008
DBZCO_IFTC 0004198
357
Fax to Dan Zwirn from Darren Indyke
re Jeepers, Inc. Memorandum
2/13/2008
DBZCO_FTC 0004199 — 0004202
358
E-mail to [email protected] from Nicole
White re Japers, Inc. redemption recd
- DBZ does required
2/13/2008
DBZCO_FTC 0001163
359
Memo to Investors from D.B. Zwirn
Co, L.P.
2/21/2008
VRF 00000592
360
Memo to Limited Partners of D.B.
Zwim Special Opportunities Fund, L.P.
from D.B. Zwirn Partners LLC
3/7/2008
JE 001958 - 001960
361
E-mail to Nicole White from Elise
Hubsher re Jeepers — LP Investment
9/8/2008
VRF 00001111- 00001112
362
D.B. Zwirn Special Opportunities
Fund, L.P. Capital Allocation for the
Month Ended December 31, 2008
12/31/2008
VRF 00001387 - 0001388
363
Settlement Agreement and Release
4/8/2009
VRF 00000984 — 00000997
364
E-mail to Elise Hubsher from Nicole
White re: FW:; attaching
Jeepers_3_13_09.xls
4/29/2009
VRF 00001199 — 00001200
a65
D.B. Zwirn Special Opportunities
Fund, L.P. Consent Solicitation
5/8/2009
VRF 00000609 — 00000793
366
E-mail to Glenn Dubin from Jeffrey
Epstein re Zwirn
7/6/2009
HCMARB_ 00000224
367
E-mail to Doug Cardoni from Marc
Furstein re Meeting Request
7/15/2009
VRF 0001250
368
Letter to VRF Investors from Fortress
VRF Advisors 1 LLC
12/3/2009
VRF 00000583 - 000000589
369
Fax to Jeffrey Epstein from Noah
Greenhill re Affidavit of Glenn Dubin
1/3/2010
JE 001556 — 001559
370
Letter to David Lee from Jeffrey
Epstein re Settlement Agreement and
Release
1/5/2010
JE 001552
371
Henry Bregstein Biography
—
—
372
Henry Bregstein Expert Report
6/24/2011
—
373
Sponsor B - Redacted
Confidential Offering Memorandum
_
BREGSTEIN 00000001 —
00000049
374
Sponsor C — Redacted
Confidential Private Placement
Memorandum
—
BREGSTEIN 00000050 —
000000104
375
Sponsor D — Redacted
Confidential Offering Memorandum
_
BREGSTEIN 00000105 —
000000160
5
EFTA01077373
Exhibit
Description
Date
Bates
376
Sponsor E — Redacted
Confidential Private Placement
Memorandum
—
BREGSTE1N 00000161 —
000000188
377
Sponsor F — Redacted
Confidential Offering Memorandum
_
BREGSTE1N 00000189 —
000000268
378
Sponsor A — Redacted
Confidential Private Offering
Memorandum
—
BREGSTE1N 00000269 —
000000308
379
Sponsor G — Redacted
Confidential Memorandum
7/2007
BREGSTE1N 00000309 —
000000397
380
FTC/DBZ InvestmentRestructuring
Points
-
DBZCO_FTC 0022185
6
EFTA01077374
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