DS9 Document EFTA01097543

Ini Deutsche Bank Private Wealth Management DBCONNECT Overview June 1, 2011 dbconnect2.netxselect.com EI EFTA01097543 VA Deutsche Bank Private Wealth Management Overview DBConnect Overview DBConnect, Deutsche Bank Alex. Brown's account management and trading website*, provides you with around-the-clock portfolio information. DBConnect is your personal financial toolkit, a comprehensive link to all that Deutsche Bank Alex. Brown offers. Portfolio Information DBConnect provides you with the following portfolio information: positions, balances and transactions; unrealized and realized gains and losses; activity history and projected cash flow and access to electronic documents such as statements, trade confirmations and tax documents. Most portfolio information can also be downloaded to Microsoft Excel. Paper Suppression You can register for our document delivery program and receive e-mail notification when your trade confirms and statements are ready to view online in lieu of receiving physical delivery of such documents. Intuit Quicken®. Microsoft Money® and TurboTax® Downloads Deutsche Bank is pleased to offer you the ability to download account data to Intuit Quicken®, Microsoft Money® and TurboTax®. Customized DBConnect A nicknaming feature is provided so that you can easily identify your accounts. In addition, you can create custom groups and then view portfolio information for those groups. Deutsche Bank Research Deutsche Bank has top-ranked research teams covering Global Markets, Equities and Macro-Economic analysis around the globe 24 hours a day. Much of Deutsche Bank equity research and third party independent research is available 24/7 via DBConnect. You can create alerts so that you will receive e-mail notification when DB research is ready to view online. Market Data Create price, volume and new alerts for securities that you would like to track. Create your own watchlist and access real-time quotes. *provided via the NetExchange Client site by Pershing LLC DB EFTA01097544 Deutsche Bank Private Wealth Management Welcome Page (YHA.' 04ernid,COVV. SWANn as. sera Smalat CISOriali• p.• W14. In.. taFli ....angntrt wo II Ai, CW(.•••,,...4,-. tem...• romirer ,.on. ...awn eanuommurrmon eara.ennivisteer.xci.s....., efrain.leanwo.“...“. Mitlia•ThrtivtOlet•••1411•••••••••03•01,, tal/••••••Of mat Piessait rzect.Noleaf WOO OM'S DBCONNECT • DBConnect can be accessed from the following URL: dbconnect2.netxselect.com • You will be issued a unique User ID and Password to view all of your DBAB accounts • For security reasons, you will be asked to choose a picture and phrase to identify yourself • Additionally, you will be asked to choose four security questions and provide answers • The first time you log on to the site, you will be asked to review and accept a general site terms of use • You can also select to choose one of the following as a default home page: • Balances • Account Snapshot • Holdings • Market Highlights Page 3 EFTA01097545 VA Deutsche Bank Private Wealth Management Summary MARKET VALUATION • Provides a list of all accounts' you can access online • You can create a nickname for each account • Market value is updated intraday as changes occur in your portfolio ASSET ALLOCATION • View asset allocation for each individual account or click on a link to view asset allocation across all accounts • Market value is updated intraday • Asset classes include: equity, options, fixed income, mutual funds, other and cash & equivalents • Alternatives investments such as hedge funds and private equity will be represented as "Other" Mae Mown Tue.* ii•••••• • M41sl woos 4440thei•••• Cat &WI •• men.* i•••••• n. tunny IlhOSLXOSIMI Aneol• Arsonitilothem Iota Nuke* 044444 4 Stows 044.48,• C wasp. Mw../ savvy w«,..• 'vbs.., w so• ea Rom. Ignol Vale* ill Ores do Chap eV vi MAC C are SO Om Corr.. 0 6=0.69/22bIl Ma. Wan* WWI Who". Ore III CONIC•4•0 On) Otalku 4Xl.:4701 Sal IAN.* or 11440 0.1111 irAr11.00 04 'MO 0D In Otinirrafs 54:01:7.64C aft/41, 44 '44 40, * Orrs )411.116. E01 ID 2.21. OW OM OM 0* OW ow em i.100 • 0.0: that Wel 4P10 004 OM 0* Amy TOUI 111.18011.* Ma LIS otos a.4.•••• amIALL tathr INSIN011iflono44440. •••/.1044C4IT or Ti- %nib. row tatut= Nog en NOM M1O/. 0.rinslaitt. Gam,. awns. Opikuultapol papal P 419altas: 10.4 rn PEOzA • T 0:914 T et ..ax oc fa dant.. wasline. nun , 'DBConnect provides you access to accounts of which you are an owner or Joint owner of an account. A separate ID and password can be issued for accounts where you are an interested party. DBCONNECT Page 4 EFTA01097546 Deutsche Bank Private Wealth Management Summary (continued) EXECUTIONS (Available for Online Traders only) • Displays five most recent executions • Link to details of trade available ...MINI 111.601.1-41.42 Po *.,t..,Ai marl°. A 0,1. n.. VI, a •2000,4 tyetubinit dant nags Pao Tunmellon !roe,. AO Ott Oft/ I/HWY 0/bohol Ott Ai 10 Alley MOW IS mod twee I 11110040140 SYWW Oy Pat FS 19166 OuTTO40 SOW 04070202 O.M XO Ire 2300 MT tt-teiM 0496.00X WY U I01 Lai 200 MT -.412at* 01064006 WY IN 600 1.11 OUW2000 an a 62003 WA In_ DAY 11414wo aw m worm NtOditosby Make. WWI Os Wand pa lboAns• Atunin4ne *NM 0.4•404Y Pik* Ill 0.4004 441 Vivo IN 92 XS 44 SO 4o to °Tons 20 032.3121 20260:0 103 000 200300303 WOOS4I 50X03 103 oW 503.003 CO 23303022I 500000 103 000 50300303 2.1 ROM 600303 oA 4C43400 CO 26 SAWA 20000 13097 000 261.94000 Si ..2Xia 992003 WS 02 000 3313503 8351213 39000 50246 000 3%)6000 1ThOOM man 101 000 2500:0 CO temcwis 260303 6110 002 242.90000 A. AC001446? tla 133.330 .201 016 N611:12 239530 •I63 076 SALM 130361 AV 034 4C51 02301 4003 003 rune. v 055 15 •10t 015 EMI L 920666 -X 11 .023 11 Yew Fronvfw02 4505 .030 061 Cm. SWINT OCChrq• orowrimil ORDERS (Available for Online Traders only) • Displays five most recent orders • Displays open and pending orders DBCONNECT HOLDINGS • Displays top 10 holdings • Holdings are based on market value Page 5 EFTA01097547 Deutsche Bank Private Wealth Management Balances BALANCES SUMMARY • Toggle between delayed and real-time prices • Definitions of key value calculations included Ian &ass as. II San 1, ••••14S C.••••••••••• • ai • I...siva QOrI star Artvera • 'ef Ole ft•••• Olsbalas aine a* ea Ow a *la 0 a a € C= W an. wasp naiad flan. VW. ate KT* ace nel axiaalas wW d aoliaama animainao Jean 41244eiake asa fa *ra ut a.a. fm WI fan. o MAMMA Au las •a• HA FIN Wpm I lelLann. wi sm. 'Yana MOO 44.1. lit Ian Jf SS /MN 4.4 Oa Toad •00 M. 4•1 C40 :uza MS Ian la NO an •H I. fr. ',ay/ • sol 414) IM •••••••••••1•44•110 •••••••••••It DBCONNECT Page 6 west a•ua ading 104.1.• 0004.• • Ms.. t.... • ORM. —41 eabwr 014••••• flOsoce sm. (iat] Orturea 1 ) 4) Eimaha•maulase a aaw liarramai. a Mia• Ia. a abal. alga Chop* timer.. cos 4,4•4 ass 0 •• E •••• c• wand vv.@ Steyr. s *wt . 10=O.. 0 laara nal. 4I 2 arei wawa la la a • likarandaa WO la a) OW Ike. 140.) a Mena Km 40) - vs. 1•4404), If a0.10a Saila IMMO OW astectad MO S 1030 Oa • PA 12 a 0.40 ,040 • iralsaaa Vs) Vanes. woman P.011l OW saw HA wan la, ........••••••• ••••••••••••4•4•4••••••••••••••••••••••• •440•10M, .44 ail •••••• ma Wets 40.11)00 ••••••••14•40.0.••••••1111.• 4.14nael•IN• 61•••••••••••• Op Ira 'L M/ Car art Oa BALANCES DETAILS • Provides a quick snapshot of previous versus current day balances Provides both dollar and percent change EFTA01097548 r4 Deutsche Bank Private Wealth Management Holdings •••••01••••• • •In Zaki arm •• Pla •• Oa. Se. WSW.. CHEI ea us Oa Or. APK.• •• • aka 6...0 Mao tam ▪ faam INTRADAY UPDATES • Provides intraday holdings grouped by asset class • Toggle between delayed and real-time prices • Click on quantity to view a full security description DBCONNECT wT rems• 11, ▪ ill•Mala/ Cu.,. 6.... 0..0..4 1.••••••••••••06.0 ••••••1111F4••••• • •V • di rr• • ••05. faNe ...M. .1~1.1. • •• VM•• III •Illo• • KIMIN• Mao fl ea. • • aall. 11•••• Sem • no...I....aim alas Oaaa mat tram mpaapa UNREALIZED GAINS/LOSSES • Provides tax lot and cost basis information Distinguishes short- and longterm gains/losses Toggle between delayed, realtime and previous day prices Mew loom.. 0•.•••• • NIL. •• +.410....••••• N•4I•I ISMOM d•••• • COMO 0.•• REALIZED GAINS/LOSSES • Provides YTD and previous year realized gains/losses Page 7 EFTA01097549 Deutsche Bank Private Wealth Management History DBCONNECT memo Meant.. Indent Bennis *nein 4 90.• $-$0, Oti t. no,0 awn reed...ten Moo • ..... ($, :we neit• sat 44.$40/.• It• sem, h Callon... Se. Me HIst01). Tiensilla Twig Al TImetorisk It now Sflat•bn 5,4o:4 v Acclaim /we 0 n. .. One seen eat Ta Poen sax% sea* “tit$1••••1444/1 Uwe Onettolle• LW.a.COOP3 MCNEYFLPOPPOUSE u4.7i CCP 1401eTIJUSAMPROUTeCei etaniED r.7150:9 NeetV fel IWO. rfletotat C.STROUTONICallf0 (.I7/X0) IKOEY FVO ca0.0701 (WI WOOS nrun Panea S® WiellWat CtIeittnCie MCI. MD 1.4 0.7.1X9) ii pail °many Ilet Animal Na. Noe A•110.111 Ywl 411419.0 OPSOCI uW 435 Z3 [sit VA 96 9942,3 Late tr9, . Ca CTIA Irk ro ta nme czts 050 101%60 PWCO 050 N6 6790 LOS USD 5/ 9D OHO Watt 1U "Weave IS T. Nett I WIT Ouldilimobt O Non., 0 0.w.' 1-- 1 4onus C.J.4.441.C.Pra $ • I. MOD gre0 0400 00D 1203 .003 t090 links DBCONNECT HISTORY • Provides activity for current year plus two previous years • Filtering capability by specific date, symbol or transaction type Page 8 EFTA01097550 r4 Deutsche Bank Private Wealth Management Projected Cash OiCONSrs • 100••••. PrItCal4 Noon ...a *mom., Coon. t oSsasses.....• Tliselssvin sr.... so Li l sos PILO 1.{.1•610 064.310 ..• ..“..:.arev•e•1414.44“. .... •••••••••taimimmil•sial• ..W. ONO. YAWNS .1,111TOPPRIIMOCP ú. 40004 (WOW CY Magna 061.101.4.1 LE, XI API •Mainnyl•••••44 erisu•Sieletni WO CM IS Wssmosalb Ewa. tlb looser, 0 rt.. e sone or ® par leasailess so.•• vIER. %KO Stara iless SO* 00 sosaat. St= WILD 4Ps SI sr. s. INCOMING CASH • Announced and projected dividends and interest DBCONNECT MATURITY SCHEDULE • Bond maturity over time • Weekly, monthly and yearly views • Provides callable and payable indications DOCONNICT 1••••• Jaen. haw • Aix min /SP Swain 1.40.0.1 fax Etry,2 Ohl C•••••••• ;Ion. I.I••••newriala••••••• ores O.•t. ea..? wet noun. aneleeae• lOe 006•01 See••• 1.0010 Ili kilmswedom /Mat Ply 4.•••• Pam Stitt Wenn t••• •Ltwnla• %win. ••••....00040115•110% ritedlnIC.O.leal a• V.* • a. two ewe .4e• v••• wim emit. ones. 01.1740.10140It• We/ ••••-•1144 IMPICONIGNICIJD.00, 10 — 5 Mis am:a woes. I to.. Mae Os. .01%00 ram asaa•• swam VI sur., OLP. SIOga en.) falhaaltea4{140A•Mil 4440110.090.00W am. Ir.. 4Ipi Page 9 EFTA01097551 Deutsche Bank Private Wealth Management Statements, Confirms and Tax Documents Nr• StiOUINS •1•11.• Ow.lab • M.n. C•dsae•l I I 4 11.19411011“ ani Control WI* - Dads [wens. 0. Waeni br.•••••• to I • :Wit; nen Ra:Gr wag • ,29.! 'MS( t 14 cm ,21,2! Sr! Vsle.tellat usa, %PA) DBCONNECT FEATURES • Provides links to the PDF version of statements, trade confirms and 1099s Page 10 EFTA01097552 Deutsche Bank Private Wealth Management Account Profile 0•44p.4.4.•• • (444isa Inse• nosh 14nowlintmlis Y. 1144.4x les•loom noporg.....sebrat. mum. matioase Son .1001411•4 444 6444:4 .,it , 0.444.4444 .Ltj. l• ase.sm.C...... %flee QQ bonus 1011.1.11111120 NAN ttear MO '00 imam am 011311▪ 1, WS .4. ,% 1/2-Y0 tr./1/2 lilts 414 en ACCOUNT PROFILE • Nickname accounts View account address on record DBCONNECT l••• I di•• *Brine • lila* 44.44.4 ift....4•• 1,44•4•44t1 *an 0.4s. *44%04144e. (iska tokft45.444.• 4•4 4•4044414.54 olive 1.10041. OHS Ak4Pt.,..4.1..41•4 C Irwe Ow ..a.. ,«.. •SW••••••••• WOO/ ameeme Sala 0 = I 4.1•• ammo 0 0.commtv ACCOUNT GROUPS • Create groups of accounts • Manage/ edit groups • Delete groups • Groups are displayed on the following pages: • Holdings • Asset Allocation • Projected Cash Flow Page 11 EFTA01097553 VA Deutsche Bank Private Wealth Management Account Profile (continued) tam. .1.0 • •-dp rame tmaLaa.em Ism LWalt MIS ......0+.., O 'an.' DOCUMENT DELIVERY • Provides feature to suppress paper delivery of both statements and confirms • Review and electronically sign a terms of use for each account Receive email notification when documents are available for review online DBCONNECT Mil•••• Oman • •••• b....0•••••• iptypia•ver 1,commt•Icrentolawnrillat}agragetenvevtas ISalr /lama Osastio• Ewa.. Num. wrens On... Gar.. 0— Ct.Oxfam •00 ate .40 USER PROFILE • Update email address • Change password • Change security questions Page 12 EFTA01097554 r4 Deutsche Bank Private Wealth Management Markets H—. Amaind• ..amomampft ran,' M011.44 HilihIllaelt. IX•46 WA 1140 .00) IOW VIVO lembelmilen - logm ICL °warm, irelanSAAnep cre NikTriatiab10•0 iate•i 0/0 0.) OM .10) 0) 40, ito, 0O ites) ofe 0. AY,. is d040X0i1 via) CI I— Oftwalogli Chanty IRMO }0114 12:4D) 4$/ • D) ANN of OSCONNECt (.4•Inti Setrkle Yesee.16••••ttfalatrav ISO ea 0 aeon 0 sow. *MO SEWS= DBCONNECT Features • Market Highlights snapshot of domestic indices • Winners and Losers • Top News stories • Rateboard • Interest rates • Currency rates • Currency calculator Page 13 EFTA01097555 Deutsche Bank Private Wealth Management Quotes and News OB. AMOMM .:.Ys 0.....0ess Ovetm • u.. Soweto Company Dig•st &ea antetO 101 = cknoureas b 00.1.0** newel 10 I mane IS... en Rs tsar IBVINILMISSA ISM OEM Sale (ASP QIN SS. VW ..1 lial Our. o erten 0 Crat e Ma WV .00 .04 12,.35 • la MM, MOM ASP Vel 1.-.10)0 MSS IIV% Menet tab* Ia. CM eM UM am am OM WV MM MM P. seed Slalm Meas. Pas brinolaa Cam IAA INVISMOMOM Lale W n. Ju4 Latb.t esl ONAMPTI 'Wee none& •-culaul • "- DBCONNECT Features • Company digest • Options chain • Charts and news • Thomson Reports • 20 minute delayed and realtime quotes • Watchlist Page 14 EFTA01097556 Deutsche Bank Private Wealth Management Research Oil••••• OBCONN ( p.nae ...ell... ba•••• Mallen 0090**.. Inns (*Wasp Sp•Me *Why Re te/Ith In• iiiii op Paleill• tannin - use., wre • ••••••neSri •1 , 1•0:01•Welligi Cstlassapaaaue• 014. ulianmul C.1.1 AseiteaSh• p fin SP „ HIcrantisarmantrunn amailiallasc. c.g, nearsons•PiletwOM-111,1 a...p.m pm ...-011oaplars. Op.. fall arnaa. Slat. Istake. LIP 100CePt. *Parch ...... lo.0•PipOum•Olip peonelv.0.•••• Prelpailinp ppplaroPmeneePP rip Pei Pain. Cpense.rpra••a•tr ...samosa a.. eon moue. I...ssi•un ate a.•9 inate DBCONNECT Features • DB proprietary U.S. equity research • SOLAR portfolios • Independent research ratings • Transparency reports • Research alerts Page 15 EFTA01097557 Deutsche Bank Private Wealth Management Customer Service CO On-0 4.4.4.1. OIS/4 00000 W. (waits. ter... klittO •urroi Oft• JOS.. ',no • I AdaOft 0 010.• e Wet RUMEN Plon...••••• • lis.••••••• ....•oloo.” ow. hop Y.. •••••••••• •••411.• woOOD IOC~BOOPO kenli PO* III•11••••••• ..,,covedlograt),0.0 , 011/0S41 sane.O.O. /000/ ASS -...4.10.110.••••011.•ChOiall napttf0110••• 010.1.00.• ads kale N. WI" YU- CONTACT US • Email or call web support DBCONNECT ALERTS • Create price, volume, news and account alerts ••mo 444•4101. Dolby laml••• • Fin Il••••••• Canoe U. an. Via O. macro ISA Moor. 11( ••••••••••••••CIIMIIMM on. 0 n a...* SOr5E) Roes rrra SEM INS Ite• MOO COW J. I 14 MSC. EFTA01097558 r4 Deutsche Bank Private Wealth Management Disclaimer Deutsche Bank AG, including its subsidiaries and affiliates, does not provide legal, tax or accounting advice. This communication was prepared solely in connection with the promotion or marketing, to the extent permitted by applicable law, of the transaction or matter addressed herein, and was not intended or written to be used, and cannot be used or relied upon, by any taxpayer for purposes of avoiding any U.S. federal tax penalties. The recipient of this communication should seek advice from an independent tax advisor regarding any tax matters addressed herein based on its particular circumstances. "Deutsche Bank" means Deutsche Bank AG and its affiliated companies, as the context requires. Deutsche Bank Private Wealth Management refers to Deutsche Bank's wealth management activities for high-net-worth clients around the world. Deutsche Bank Alex. Brown is the private client services division of Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, which conducts the U.S. investment banking and brokerage activities of Deutsche Bank. Deutsche Bank Securities Inc. is a registered broker dealer and a member of NYSE, FINRA and SIPC. ©2011 Deutsche Bank AG. All rights reserved. 007806-060711 DE; EFTA01097559