EPSTEIN V. ROTHSTEIN 80743

EPSTEIN V. ROTHSTEIN 80743 Index of VOLUME VII of Conrad, Scherer documents on disks Category Date Description To From Bates Nos. Notes Conrad Scherer docs 11/3/09 Banyon 11/3/09 Update Ballamore Capital Communications Christopher Boyle Bill Dowd Ed Spofford Larry Rovin Trisia Kavka-Coogan Ballamore Capital Communications PRODC 000171 Banyon believes that Scott Rothstein had assistance from TD Bank Officials in his illegal withdrawal of funds. Banyon has retained law firm to represent it and has made formal demand on TD Bank for recovery of misappropriated funds, etc. 11/6/09 Banyon 11/6/09 Update Ballamore Capital Communications Christopher Boyle Bill Dowd Ed Spofford Larry Rovin Trisia Kavka-Coogan Ballamore Capital Communications PRODC 000172 Ballamor has retained law firm of Saul Ewing, etc. 11/10/09 Banyon 11/10/09 Update Ballamore Capital Communications Christopher Boyle Bill Dowd Larry Rovin Trisia Kavka-Coo an Ballamore Capital Communications PRODC 000173 Confidential Update from Banyon - 11/9/10 - Banyon sought to protect its funds through multiple redundancies, including protections instituted by TD Bank, one of the top-15 commercial banks in the United States - We intend to take aggressive legal action a ainst TD Bank directl , etc. 11/23/09 Banyon Update - 11/23/09 Ballamore Capital Communications Christopher Bo le Ballamore Capital Communications PRODC 000174 thru 000175 Clients - lawsuit filed by an investor group led by Douglas Von Allmen against Rothstein, TD Bank and certain RRA and TD Bank ersonnel - Ballamore EFTA01106478 Category Date Description To 1 1Om Bates Nos. Notes Bill Dowd Trisia Kavka-Coogan briefly referred to in the complaint as the party who introduced Von Allmen to the investment, etc. Lenders and Investors - Scherer who represents a collection of RRA investors filed a lawsuit against Scott Rothstein, TD Bank...He also chose to name Banyon's Frank Preve in the suit, etc. 12/1/09 Banyon Update Letter 11/30/09 Ballamore Capital Communications Christopher Boyle Bill Dowd Larry Rovin Trisia Kavka-Coogan Ballamore Capital Communications PRODC 000176 thru 000178 Amended lawsuit that include George Levin as a defendant - Complaint makes several unsubstantiated claims about Levin that we want to directly address, etc. 12/4/09 Banyon Update - 12/4/09 Ballamore Capital Communications Christopher Boyle Bill Dowd Larry Rovin Trisia Kavka-Coogan Ballamore Capital Communications PRODC 000179 We have over the last month been urging George Levin at Banyon to start taking appropriate actions to protects your interests - We have become frustrated by slow visible progress, etc. 12/8/09 Banyon Update - 12/8/09 Ballamore Capital Communications Christopher Boyle Bill Dowd Larry Rovin Trisia Kavka-Coogan Ballamore Capital Communications PRODC 000180 thru 000182 Attached is communication we received from Banyon regarding their retention of litigation counsel - firm selected has an excellent reputation - Colson Hicks Eidson. 12/17/09 Banyon Update - 12/16/09 Ballamore Capital Communications Christopher Boyle Bill Dowd Ballamore Capital Communications PRODC 000183 thru 000184 Our lawyers are currently working around the clock to uncover the details and conduct the due diligence that will necessitate the next steps in the legal process. EFTA01106479 Category Date Description To From Bates Nos. Notes Larry Rovin Trisia Kavka-Coogan 12/18/09 Banyon Update - 12/18/09 Ballamore Capital Communications Christopher Boyle Bill Dowd Larry Rovin Trisia Kavka-Coogan Ballamore Capital Communications PRODC 000185 thru 000186 Banyon's counsel intends to pursue three sources of recovery: insurance proceeds, proceeds from the bankruptcy proceedings, and recovery from TD Bank. 12/28/09 Banyon Update - 12/28/09 Ballamore Capital Communications Christopher Boyle Bill Dowd Larry Rovin Trisia Kavka-Coogan Ballamore Capital Communications PRODC 000187 thru 000191 We believe that the proper course of action at this time based on the information we have is to permit Levin and Banyon to pursue the claims against Rothstein the law firm, TD Bank and others, etc. - Attached is letter to Levin - Ballamor has asked you several times how you plan to respond to this loss of Banyon funds and proactively pursue recovery - To date, you have not provided a definitive answer - we demand that you provide us with information and documents by 12/18/09. 12/31/09 Banyon Update - 12/21/09 Ballamore Capital Communications Christopher Boyle Bill Dowd Larry Rovin Trisia Kavka-Coogan Ballamore Capital Communications PRODC 000192 Based on conversations with Banyon's counsel we feel Banyon is making satisfactory progress to provide information to the US attorney's office and that has been the focus of Banyon's efforts, etc. 3/26/2010 Banyon Update - March 26, 2010 Ballamore Capital Communications Christopher Boyle Bill Dowd Larry Rovin Ballamore Capital Communications PRODC 000193 thru 000194 Banyon has been receiving voluminous discovery from TD Bank via the Razorback lawsuit - received extensive documentation on all of the RRA trust accounts and they are in the process of mapping out the money flows in these accounts, etc. EFTA01106480 Category Date Description To From Bates Nos. Notes Trisia Kavka-Coogan 10/20/09 Tax Indemnity Agreement PRODC 000195 thru 000198 & PRODC 000216 thru 000219 Between the Von Allmens' and Bank of America - $1,000,000.00. 10/20/09 Trust Authority Letter PRODC 000199 thru 000200 & PRODC 000220 thru 000221 Between the Von Allmens' and Bank of America. 10/20/09 Security Agreement (Deposit Accounts - Specific) PRODC 000201 thru 000213 & PRODC 000222 thru 000234 Multiple Agreements Between the Von Allmens' and Bank of America with portion of principle amount filled and other with amount in blank, but fully executed. 10/20/09 Board of Governors of the Federal Reserve System Statement of Purpose for an Extension of Credit Secured by Margin Stock (Federal Reserve Form U- 1) PRODC 000214 thru 000215 & PRODC 000235 thru 000236 Between the Von Allmens' and Bank of America $1,000,000.00. 4/21/09 Confidential Settlement Funding - Confidential Memorandum No. PRODG 000001 thru 000048 Exhibit A - Authority to Represent - Contract of Employment. Exhibit B - Confidential Settlement Agreement and General Release. Exhibit C - Sale and Transfer Agreements. Exhibit D - Acknowledgement of dated 4/21/09 EFTA01106481 Category Date Description To 1:1.O111 Bates Nos. Notes Assignment/Purchase of Settlement Proceeds. Additional Supporting Documentation - Emails, assignment of settlement proceeds correspondence, Defense Agreement, Personal Guaranty - All of these documents have been redacted. 3/24/08 Settlement Funding - A Private High Yield Low Risk Activist Investment Strategy - March 3, 2008 Banyon 1030-32, LLC PRODG 000049 thru 000066 5/23/08 Banyon 1030-32, LLC Balance Sheet as of 5/23/08 PRODG 000067 thru 000068 Total Liabilities and Equity as of 5/23/08 - $135,655,308.02 6/13/07 Pavano Dynasty Trust Delegation dated 6/13/07 PRODG 000069 thru 000071 6/13/07 Pavano Dynasty Trust PRODG 000072 000114 8/13/09 Pavano Dynasty Trust - Sparveri, Jr. Trustee - Promissory Note (Investor) PRODG 000115 thru 000119 Replaces Promissory Note 1 for $1,094,240.23 dated 2/14/09. 8/13/09 Security Agreement - Banyon 1030-32, LLC PRODG 000120 thru 000139 Pavano Dynasty Trust 1 dated 6/13/07 Joseph W. Sparveri, Jr., Trustee. 10/26/09 Re: Pavano III Rollover Joseph W. Sparveri Jr. Chantal Preve PRODG 000140 thru 000141 & PRODG 000700 Attachments Pavano III IS 10/25/09 pdf. (investment confirmation receipt) 10/21/09 Re: Pavano III Chantal Preve Frank Preve Joseph W. Sparveri Jr. PRODG 000142 & email chain - This note matures on or about 10/25/09 for $1MM - Kindly roll it over for another six months EFTA01106482 Category Date Description To From Bates Nos. Notes Joe DeSilva PRODG 000143 & PRODG 000220 thru 000221 & PRODG 000630 & PRODG 000631 & PRODG 000698 & PRODG 000699 with interest paid. 9/29/09 FW: Banyon Joe DeSilva Chantal Preve F. Preve PRODG 000144 & PRODG 000229 thru 000230 send me a note when LaBonte's wire hits so I can confirm to him that we got it, etc. 9/29/09 FW: Banyon Joe DeSilva Joseph Sparveri Jr. F. Preve Chantal Preve PRODG 000144 & PRODG 000229 thru 000230 I need to be totally sure about crediting the $250,000 received today to the right Promissory Note in the name of Roland G. LaBonte. 9/16/09 Re: Pavano VI Joseph W. Spaveri Jr. F. Preve Chantal Preve PRODG 000145 note matures 9/29/09 for $2MM - roll it over for another six months with interest paid monthly. 9/16/09 Re: Pavano VI Joseph W. Spaveri Jr. F. Preve Chantal Preve PRODG 000145 consider it done - will send you the update and note around the 29th. 8/19/09 Pavano I & II Chantal Preve Joseph W. Sparveri Jr. PRODG 000146 thru 000147 did you send me the new notes for these rollovers? EFTA01106483 Category Date Description To From Bates Nos. Notes 8/26/09 Pavano I & II Joseph W. Spaveri Jr. Chantal Preve PRODG 000146 thru 000147 & PRODG 000148 thru 000149 For sure one of them was signed by George who came back for a day during my absence. 8/13/09 Pavano Chantal Preve Sparveri PRODG 000150 thru 000151 Please confirm today's wire and let me asap when I will get a response to my requests concerning the company. 8/26/09 Re: Pavano Sparveri Chantal Preve PRODG 000150 thru 000151 have been away from office recovering - I hope Frank was able to get your request done. 8/26/09 Re: Pavano Chantal Preve Spaveri PRODG 000150 thru 000151 & PRODG 000152 thru 000153 I assure you all good but have not had the time to do in depth response to share with you. 8/3/09 Pavano Chantal Preve Sparveri PRODG 000154 thru 000156 There are 2 notes which mature this month - is there any current financial information you can provide, etc. 8/5/09 Re: Pavano Spaveri F. Preve Joe DeSilva Chantal Preve PRODG 000154 thru 000156 Pavano 1 & 2 have been rolled over and are awaiting George's signature, etc. 8/5/09 Labonte III Withdrawal of $400K from Principal Spaveri F. Preve Joe DeSilva Chantal Preve PRODG 000157 thru 000158 & PRODG 000159 & PRODG 000160 thru 000161 We are wiring the funds as you requested for $400,000.00 - investment confirmation receipt attached. 1/27/10 Link to today's Rothstein's Joe DeSilva Joe DeSilva PRODG 000162 After I sent out my earlier note, I came across this link EFTA01106484 Category Date Description To From Bates Nos. Notes court appearance on today's activity - www.sun- sentinel.com/ news/ broward/rothstein/ fl-rothstein- plea-20100127.0.2736583.story 1/27/10 Rothstein Sentencing Joe DeSilva Joe DeSilva PRODG 000163 expecting the sentencing of Rothstein today - just heard after pleading guilty to 5 charges, sentencing postponed until May - Attorney friend and Banyon investor feels the reason for delay is because he cooperates and is most likely naming names. 1/21/09 Re: Testing 1..2..3.. Sparveri Joe DeSilva PRODG 000164 Email thread regarding the testing / uploading of a file through sharefile. 1/20/09 Banyon George Levin F. Preve Joe DeSilva Sparveri PRODG 000165 provide update as to getting investors paid - insurance proceeds? Suit against TD Bank? Suit against others? 1/20/09 Banyon Sparveri George Levin F. Preve Joe DeSilva PRODG 000165 I am told that the law firm is in the process of releasing a web site for everyone to have access to with a password - I encourage you to keep in phone contact with George and or Frank. 1/06/08 Banyon News Joe DeSilva Joe DeSilva PRODG 000166 for those of you who may not have read or heard this news as of this morning, please visit this link - www.miamiherald.com/news/breaking-news- fullstory/story/1411878.html 12/16/09 Banyon Update - 12/16/09 ? Laura Sherman PRODG 000167 Please find attached Banyon Update Letter for 12/16/09. 12/16/09 FW: Banyon Update - 12- 16-09 Joe DeSilva Joe DeSilva PRODG 000167 I would like to add some observation to the letter just sent out from Banyon - Some communication is better than none...George was insistent all day on getting something to all of us - the office continues to be taken over by a group of forensic accountants hired by Banyon, etc. EFTA01106485 Category Date Description To From Bates Nos. Notes 12/14/09 Joe DeSilva Joe DeSilva Joe DeSilva PRODG 000168 Colson and Hicks, has directed the Principals of Banyon to hold off sending any correspondence, email or otherwise out for an indefinite amount of time - George continues to be committed to keeping us all apprised on what is happening, etc. 12/16/09 Re: Colson Hicks Eidson Update Banyon Colleagues The Banyon Group PRODG 000169 It is important to us that all who were involved in the execution of this fraud are brought to justice, and we are doing our part to further that objective. 12/14/09 Joe DeSilva Joe DeSilva Joe DeSilva PRODG 000170 Duplicate of 000168 - Colson and Hicks, has directed the Principals of Banyon to hold off sending any correspondence, email or otherwise out for an indefinite amount of time - George continues to be committed to keeping us all apprised on what is happening, etc. 12/8/09 Banyon Release Joe DeSilva Joe DeSilva PRODG 000171 thru 000173 computer lines still down i the office in Ft. Lauderdale, so I had them fax me a copy of the release with today's date - I hope you find the news as encouraging as I do - it appears Banyon is taking the more aggressive approach toward resolution. Banyon 12/7 Release pdf attached. 12/7/09 Banyon Update Bulletin Tomorrow Morning Joe DeSilva Joe DeSilva PRODG 000174 & PRODG 000175 I understand today's update Release is scheduled to announce the formation of the Banyon Team which has been organized to move the issues at hand forward. 11/30/09 FW: Banyon Update Letter - 11/30/09 Joe DeSilva Joe DeSilva PRODG 000176 thru 000178 If you are just receiving this from me, let me know so that I can make sure that Laura has you included on her master list - November 30, 2009 Letter - amended lawsuit includes Levin - Levin did not know that Scott Rothstein was operating a Ponzi scheme, etc. EFTA01106486 Category Date Description To From Bates Nos. Notes 11/25/09 Joe DeSilva Joe DeSilva Joe DeSilva PRODG 000179 I, like you continue to be concerned as to the ultimate outcome - to date I have no reason other than to remain positive and hopeful. 11/23/09 Banyon Phone Numbers Joe DeSilva Joe DeSilva PRODG 000180 Here are the phone numbers you should be using - George's cell Frank's cell Office - 11/23/09 From Banyon Joe DeSilva Joe DeSilva PRODG 000181 thru 000182 Banyon ltr 11/23 - By dragging Mr. Preve into his complaint, Mr. Scherer revealed a shocking failure to investigate his case - as this release explains, Scherer appears to be more concerned with getting his name in the media and attracting potential new clients than he is about understanding the basic facts. 11/18/09 Banyon Visit Joe DeSilva Joe DeSilva PRODG 000183 Frank is back in the office and addressing the requests and needs of the Banyon legal team. 11/16/09 This Weeks Banyon Update Joe DeSilva Joe DeSilva PRODG 000184 thru 000185 11/16/09 Confidential Update from Banyon - Banyon's investigation of the role played by Toronto Dominion Bank continues to develop substantial evidence pointing the finger at the bank as a key player in these events. 11/12/09 Banyon Joe DeSilva Sparveri PRODG 000186 Joe Sparveri has requested that you upload a file throw h ShareFile. 11/12/09 Banyon Sparveri Joe DeSilva PRODG 000186 It said the file was uploaded so I am assuming it went to you. 11/12/09 Re: Joe DeSilva Sparveri Joe DeSilva PRODG 000187 thru 000188 George just returned my call... He will get proof of covers e out to ou before he leaves the office a ain. 11/12/09 Re: Joe DeSilva Sparveri Joe DeSilva PRODG 000187 thru 000188 & Email thread requesting policy be sent via ShareFile system, etc. EFTA01106487 Category Date Description To From Bates Nos. Notes PRODG 000189 thru 000191 11/12/09 Joe DeSilva Sparveri Joe DeSilva PRODG 000192 they will get you sometime today, at least a declaration page since they don't want the policy out there. 11/12/09 Joe DeSilva Joe DeSilva Joe DeSilva PRODG 000193 I say that predicated on the fact that all of our outstanding notes should be more than covered by a $70M insurance policy against the law firm - I believe we are in a good position - George is pushing for that policy to be paid asap - everyone awaits TD Bank's position which would appear by all accounts to be an accessory at least for unauthorized release of trust funds. 11/9/09 Banyon Update Joe DeSilva Joe DeSilva PRODG 000194 thru 000195 11/9/09 Confidential Update from Banyon - Banyon sought to protect its funds through multiple redundancies, including protections instituted by TD Bank, one of the top 15 commercial banks in the US - We intend to take aggressive legal action against TD Bank directly. 11/9/09 Banyon Information Joe DeSilva Joe DeSilva PRODG 000196 thru 000197 Banyon has been told by their attorneys to reconsider launching any website - fearful that even with password it will hit the newspapers and internet. 11/9/09 FW: Banyon Information Joe DeSilva Sparveri PRODG 000196 thru 000197 & PRODG 000198 My emails to you are being caught up in your Barracuda Spam filter. 11/9/09 Re: Banyon Information Joe DeSilva Sparveri PRODG 000196 thru 000197 I have had no response to our note payoffs - where is our money? 11/9/09 Re: Banyon Information Sparveri Joe DeSilva PRODG 000196 I of course, don't know - I am guessing everything is EFTA01106488 Category Date Description To From Bates Nos. Notes thru 000197 being frozen - Put another call into Frank or George. 11/8/09 Resending - Banyon Joe DeSilva Joe DeSilva PRODG 000199 I was invited to Ft. Lauderdale today because a strategy meeting was taking place - Banyon is finalizing the makeup of its legal team. 11/8/09 Resending - Banyon Joe DeSilva Joe DeSilva PRODG 000199 Our ends are joined by a common link; with one we sit, with one we think - Success depends on which we use, Heads we win, tails we lose! 11/6/09 Sparveri Note Chantal Preve Joe DeSilva Frank Preve Sparveri PRODG 000200 thru 000201 & PRODG 000241 thru 000242 Our note matures today, 11/6/09 - we would like payment of $150,000 principal together with the accrued interest. 11/6/09 Re: Sparveri Note Sparveri Joe DeSilva PRODG 000200 thru 000201 Frank and George were scheduled to be with attorneys for most of the day, they are trying to get the suit filed against the Bank today. 11/5/09 Important: Wall Street Journal Article Joe DeSilva Joe DeSilva PRODG 000202 thru 000204 This article was put together in conjunction with the PR firm hired by Banyon - The Wall Street Journal - 11/5/09 - Investors Blame Bank's Actions in Alleged Fraud - B Nathan Ko l 11/4/09 Banyon Update Joe DeSilva Joe DeSilva PRODG 000205 The general belief and agreement is that the Bank should be the center of our attention and it was determined that since the Bank has not come forward...to acknowledge which appear to be questionable practices, a suit needed to be filed asap and that is the focus of the steerin ou . 11/3/09 Banyon Joe DeSilva Joe DeSilva PRODG 000206 thru 000207 & PRODG 000210 Things looking a hell of a lot better than last night - meetings taking place and feedback that I am getting is very good. EFTA01106489 Category Date Description To From Bates Nos. Notes 11/3/09 Re: Banyon Joe DeSilva Richard Bruno PRODG 000206 thru 000207 I got that impression talking to Frank a few minutes ago - apparently Rothstein is back in town, which I hope is good news, etc. 11/3/09 Re: Banyon Richard Bruno Sparveri Chad LaBonte Joe DeSilva PRODG 000206 thru 000207 & PRODG 000208 thru 000209 I can't explain in detail but I can tell you this is some group George has put together - they had tracked Rothstein's whereabouts out of the country, followed the plane on "plane tracker", etc. There are things going on that I am not a part of. 11/3/09 Frank (Banyon's) Cell Phone Joe DeSilva Joe DeSilva PRODG 000211 954-482-2135 11/3/09 Banyon Joe DeSilva Joe DeSilva PRODG 000212 My understanding is that Levin is going to attempt to reach out to all of you by phone - My suggestion to each of you...is to put a call into the office for George or Frank. 11/2/09 Re: Important Notification Letter from Banyon Joe DeSilva Joe DeSilva PRODG 000213 thru 000214 & PRODG 000217 thru 000218 & PRODG 000340 thru 000341 I received the attached letter from Banyon - signed by Levin - I know no more than the letter states - George assures me that our interests are protected, etc. - Letter attached to 000217 - We have just been notified RRA is unable to account for certain trust funds - These funds may have been included in law firm trust accounts that flow directly to Banyon entities as repayment of purchased settlements. 11/2/09 Re: Important Notification Letter from Banyon Joe DeSilva Joe DeSilva PRODG 000213 thru 000214 & PRODG 000215 thru 000216 & As George's letter had noted he contacted the US Attorney's Office when Banyon had gotten word that there may be an issue with "certain" attorney trust accounts - If you call Frank, the answer you are going to get is that he is not available which is understandable as they are attempting to get to the EFTA01106490 Category Date Description To From Bates Nos. Notes PRODG 000338 thru 000339 bottom of the situation. 11/2/09 Re: Important Notification Letter from Banyon Joe DeSilva Joe DeSilva PRODG 000213 thru 000214 It appears that there is an issue with one of the Partners at the law firm and certain Trust accounts, etc. 10/28/09 Banyon Note Sparveri Joe DeSilva PRODG 000219 My records show that your personal not is due to mature on or about 11/10. 10/21/09 Re: Pavano III Sparveri Joe DeSilva PRODG 000220 thru 000221 Last month Roland had sent me a note saying he was sending $500,000 for his Family Dynasty Trust - I was never notified of a wire - if it was sent, I want to follow up. 10/19/09 Banyon Sparveri F. Preve Chantal Preve Joe DeSilva PRODG 000222 On or about 10/29 Pavano Dynasty Trust 3 is due to mature. 10/12/09 Joe DeSilva Sparveri Roland LaBonte Joe DeSilva PRODG 000223 & PRODG 000224 I want to make sure you all got the email and attachments that Frank sent out last week since I hadn't heard from anyone, maybe I should've assumed that to be good. 10/5/09 Banyon Frank Preve Chantal Preve Joe DeSilva Roland LaBonte Spaveri PRODG 000225 thru 000226 & PRODG 000227 thru 000228 & PRODG 000236 thru 000237 & PRODG 000391 I would like to get some updated financial information on the Company - I have many people depending on me to monitor this investment and given yesterday's story on 60 minutes, etc., everyone is every nervous. - In addition I would like to talk to Scott Rothstein so I can get insight regarding the structure of Banyon's transactions, etc. 10/5/09 Re: Banyon Sparveri Joe DeSilva PRODG 000225 Great questions - please keep me in the loop on the EFTA01106491 Category Date Description To From Bates Nos. Notes Roland LaBonte thru 000226 answers. 10/6/09 Re: Banyon Sparveri Roland LaBonte Joe DeSilva PRODG 000225 thru 000226 Frank has assured me that he will be getting back to you with a lengthy email - He is awaiting on George's review of the information, some of which is proprietary. 9/29/09 Re: Banyon Chantal Preve Sparveri F. Preve Roland LaBonte Joe DeSilva PRODG 000229 thru 000230 Unless you hear differently, add this additional $250,000 to what is now a $500,000 note in the name of Roland LaBonte Rev. Trust. 9/15/09 Banyon Roland LaBonte Sparveri Joe DeSilva PRODG 000231 Frank has assured me that Roland's directives relative to your accounts have been addressed - Joe give Frank a call following up on your request for an interim financial statement. 8/28/09 Re: Notes Due to Mature Joe DeSilva Sparveri F. Preve Chantal Preve Roland LaBonte PRODG 000232 thru 000233 & PRODG 000234 Email thread regarding instructions on how to execute funds for 3 notes that are about to mature in September. 8/28/09 Re: Notes Due to Mature Roland LaBonte Sparveri F. Preve Joe DeSilva PRODG 000232 thru 000233 Essentially rolling over your notes, one including interest releasing the interest on the other and returning the monies on Shawn's. 8/21/09 Pavano II Chantal Preve Frank Preve Joe DeSilva Sparveri PRODG 000235 & PRODG 000238 payment was due yesterday for $15K but I do not see the wire in. 8/21/09 Re: Pavano II Sparveri Joe DeSilva PRODG 000235 I will follow up with Frank - no excuse - but Chantal has been out. 10/6/09 Re: Banyon Sparveri Chantal Preve Frank Preve PRODG 000236 thru 000237 I am just waiting on the trust account balances - then I will respond to all the issues you raised. EFTA01106492 Category Date Description To From Bates Nos. Notes Joe DeSilva 8/21/09 Re: Pavano II Sparveri Frank Preve PRODG 000238 I actually paid it on Wednesday so I wouldn't be late - and then forgot to send the wire - It will be in your account in 30 minutes. 11/25/09 Re: Promissory Note Levin F. Preve Sparveri PRODG 000239 We are the Holder of a Promissory Note with Banyon 1030-32, LLC as Obligor and Levin as Guarantor - Per terms of note, such obligation is in Default - Demand is hereb made, etc. 5/12/09 Bank of America - 4 Savings Transaction Details - Incomin wire in the amount of $11,529.28. 5/10/09 Promissory Note (Investor) PRODG 000243 thru 000247 Between the Sparveris' and Banyon/Levin in the amount of $150,000 - replaces Note dated November 1, 2008. 5/10/09 Security Agreement - Banyon 1030-32, LLC PRODG 000248 thru 000268 Between the Sparveris' and Banyon/Levin. 5/10/09 Limited Recourse Obligations Guaran PRODG 000269 thru 000277 Between the Sparveris' and Banyon/Levin. 11/21/08 Certificate of Corporate Resolutions, Corporate Status and Incumbecny of Banyon 1030-32, LLC PRODG 000278 thru 000280 Executed by the Levins' 11/21/08 Banyon 1030-32, LLC Private Funding Offering / Investor Work Sheet PRODG 000281 thru 000282 Between the Sparveris' and Banyon/Levin. 11/21/08 Investor Certification PRODG 000283 thru 000284 Between the Sparveris' and Banyon/Levin. 11/21/08 Purchaser PRODG 000285 Between the Sparveris' and Banyon/Levin. EFTA01106493 Category Date Description To From Bates Nos. Notes Representative Certification 11/11/08 Promissory Note (Investor) Note 1 PRODG 000286 thru 000290 Between the Sparveris' and Banyon/Levin - in the amount of $150,000. 11/21/08 Security Agreement - Banyon 1030-32, LLC PRODG 000291 thru 000310 Between the Sparveris' and Banyon/Levin. Banyon 1030-32, LLC Investment Confirmation & Receipt PRODG 000311 For the Sparveris' - contains handwritten notation that same was revised on 4/30/09 by Chantal Preve. 4/3/09 Re: Pavano VI Chantal Preve Sparveri PRODG 000312 Can you email me my schedule like this for my $150K - misplaced it. 4/3/09 Re: Pavano VI Sparveri Chantal Preve PRODG 000312 I am enclosing your IS as you requested - the IS reflects the amount you be paid if you rollover, otherwise the maturity date stands. 4/3/09 Re: Pavano VI Chantal Preve Spaveri PRODG 000312 wouldn't the 180 days be 5/20 and not 5/10 4/3/09 Re: Pavano VI Sparveri Chantal Preve PRODG 000312 The wire was received on November 21, the interest starts running the day the funds are received. 11/21/08 Joseph and Mary Sparveri 150K Investment Schedule 11/21/08 Sparveri F. Preve Chantal Preve PRODG 000313 thru 000314 enclosed is your Investment Schedule as of 11/21/08 - Schedule attached. 11/21/08 Banyon 1030-32, LLC Register - Investor Liability Investment - Payee Sparveris' - Gibraltar account - $1,000,000.00. PRODG 000315 11/21/08 Bank of America Wire PRODG 000316 Joseph Sparveri's account. EFTA01106494 Category Date Description To From Bates Nos. Notes transfer Advice 11/21/08 Letter of Instructions PRODG 000317 wire transfer instructions to BOA from Sparveri - amount $150K. 11/21/08 Wire Transfer Sparveri Chantal Preve F. Preve PRODG 000318 Email thread regarding the sending and receipt of wire in the amount of $150K. Pavano Dynasty Trust notes receivable - Banyon PRODG 000318 notes receivable - Banyon chart with information regarding the Pavano Dynasty Trust - notes I thru VI. 10/5/09 Insurance Program Manual for Banyon 1030-32, LLC Frank Preve Lindsay Crosby - Harden Account Assistant PRODG 000320 thru 000336 Correspondence / Insurance Policy information regarding various policies from Chubb, Travelers, RLI, CNA, ACE, Ironshore, Zurich, etc. PRODG 000337 AnyWho People search print out for phone number 305-361-8182 - Woodrow M. Melvin - 151 Crandon Blvd., Florida. 10/7/09 FW: Banyon Update Sally Gulli Sparveri PRODG 000342 thru 000372 BIF - June - 09.Zip file containing information requested by Sparveri pertaining to Banyon, TD Bank and RRA, including but not limited to, Consolidated Financial Statements, Independent Auditors' Report, Balance Sheets, Statements of Income, Statements of Cash Flows, etc. 10/7/09 Banyon Update Sparveri Roland LaBonte Joe DeSilva F. Preve PRODG 000342 thru 000344 I owe you an updated information package - Banyon is doing very well and has succeeded beyond anything we could have imagined - there will be some significant structural changes with the way Banyon does business - changes will occur before the end of 2009 - The only reason for these changes is to minimize Banyon's tax exposure, etc. - Any investor who has un-matured obligation will have the option of having that prepaid prior to any transfer to the new EFTA01106495 Category Date Description To From Bates Nos. Notes entity - in other words we will gladly stop paying 16% and 18% for our funds. 1/8/09 Banyon Frank Preve Sparveri PRODG 000372 I appreciate the disclosure of this confidential data - I have many people depending on me to monitor this investment - Please keep me in the loop for the December 2008 audited financials, and pass along the contact info for the partner at Berenfeld Spritzer CPAs 1/8/09 Re: Banyon Sparveri Chantal Preve Joe DeSilva F. Preve PRODG 000372 Tracy D. Weintraub - Partner - Berenfeld Spitzer, et al. PRODG 000373 thru 000390 Information regarding Berenfeld Spitzer. Tracy Weintraub, Scott Rothstein's bio, Company info/client list regarding RRA, Redacted information pertaing to TD Bank's Account Portfolio, Banyon Statement of Condition, and Banyon 1030-32 Rothstein Investment Maturity Schedule as of 1/8/09 8/13/09 Note 1 Pavano Dynasty Trust Sparveri F. Preve PRODG 000392 Just want to confirm that the $192,713.21 is being wired today for Pavano Dynasty Trust. 10/8/08 Banyon LLC Update Joe DeSilva Joe DeSilva PRODG 000393 thru 000394 Business continues to grow for Banyon and plans for uninterrupted expanded growth - Financial statements as of 6/30/08 have been completed and are available at your request - additional capital is strongly encouraged and welcomed, however with a few changes - new Banyon notes will yield 16% - no personal guarantee. 10/10/08 Clarification to Banyon LLC Update Joe DeSilva Joe DeSilva PRODG 000393 thru 000394 Banyon will accept one last investment from current investors with an 18% APR, all subsequent investments will be at then offered rate 16%. EFTA01106496 Category Date Description To From Bates Nos. Notes 10/30/008 Joe DeSilva Sparveri F. Preve Joe DeSilva PRODG 000393 thru 000394 See below the two emails I had sent out earlier in October directly to the investors - I had a problem with your emails return as undeliverable. PRODG 000395 thru 000408 Banyon Consolidated Financial Statements, Accountants Review Report, Financial Statements, Balance Sheets, Statements of Income, Statements of Income, Changes in Members Equity, Cash Flows, etc. 11/25/08 Banyon and FDIC Grants Unlimited Coverage on FDIC Accounts Joe DeSilva Joe DeSilva PRODG 000409 thru 000410 Once again another reason to rest easy on a very timely and valuable decision made by each of you - NYSBA News Release 11/24/08 - NYSBA praises FDIC for extending deposit insurance to IOLA accounts. 8/7/08 Mutual Nondisclosure Agreement PRODG 000411 thru 000414 Between Banyon and Carl Pavano. Banyon Wire Instructions PRODG 000415 6/1/08 Settlement Funding - A High Yield Low Risk Activist Investment Strategy - 6/1/08 Banyon 1030-32, LLC PRODG 000416 thru 000432 7/18/08 Banyon Consolidated Comparative Statement of Condition 12/31/07 and 6/30/08 / Statement of Income and Expenses PRODG 000433 thru 000434 Banyon 1030-32, LLC Private Funding Background Summary PRODG 000435 George G. Levin Biographical Sketch - PRODG 000436 EFTA01106497 Category Date Description To From Bates Nos. Notes 12/31/07 Personal Financial Statements - George & Gayla Sue Levin as of 3/31/08 PRODG 000437 thru 000438 8/5/09 Banyon Investment Confirmation Receipt PRODG 000439 Pavano Dynasty Trust I dated 6/13/07 Sparveri, Jr. Trustee Rev. Rul. 2009-22 Table 1 - Applicable Federal Rates (AFR) for August 2009 II:11O:11:GG 00000O4400 8/18/08 Bank of America Wire Transfer Advice PRODG 000441 Carl A Pavano's BOA account - $1,000,000.00. 8/18/08 Letter of Instructions PRODG 000442 wire transfer instructions Sparveri to BOA from Carl Pavano's account - amount $1,000,000.00. 8/18/08 Banyon Investor Work Sheet PRODG 000443 Pavano Dynasty Trust dated 6/13/07, Sparveri, Jr. Trustee. 2/16/09 Certificate of Corporate Resolutions, Corporate Status and Incumbency of Banyon 1030-32, LLC PRODG 000444 thru 000446 In favor of the Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee 8/13/09 Promissory Note (Investor) PRODG 000447 thru 000451 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - one million dollars. Replaces Promissory Note 1 for $1,094,240.23 dated 2/14/09. 8/13/09 Security Agreement - Banyon 1030-32, LLC PRODG 000452 thru 000471 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 8/18/08 Guaranty (George G. Levin) IIHILHILHGG 000O44:: HY:. 000O44H IbieettrreeH II:H:0i 11://ir::tyr "H":::HH :11HH:11 H:H..:::: p ::: IirrssH: Hiull IIHAryinri....e0:int 2 18 09 Banyon Investment HHHHHHHHHGG 00001188: HHHHHHHHH 11 Hit: tyHAL: H 11:H11 H H: 11 : HHHHHHH HHH EFTA01106498 Category Date Description To From Bates Nos. Notes Confirmation Receipt Trustee. 2/14/09 Promissory Note (Investor) Note 1 PRODG 000481 Thru 000485 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,094,240.23. Rev. Rul. 2009-5 Table 1- Applicable Federal Rates (AFR) for February 2009 PRODG 000486 2/14/09 Security Agreement - Banyon 1030-32, LLC PRODG 000487 Thru 000506 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 2/13/09 Banyon Investment Confirmation Receipt PRODG 000507 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee. Time Value - August 2008 Applicable Federal Rates - Rev. Rul. 2008-43 PRODG 000508 & PRODG 000604 8/26/08 Re: Pavano Dynasty Trust - Investments I & II Sparveri Chantal Preve PRODG 000509 We did execute the changes immediately, however it does take a little longer to send you the already reviewed documentation which is enclosed. 8/26/08 Re: Pavano Dynasty Trust - Investments I & II Chantal Preve Sparveri PRODG 000509 E-mail thread requesting correction of maturity dates and confirmation that it was corrected. 8/21/08 Re: Pavano Dynasty Trust - Investments I & II Sparveri F. Preve Chantal Preve PRODG 000510 Both schedules enclosed - Investment #1 received on 8/19 and Investment #2 received on 8/20. 8/26/08 Re: Pavano Dynasty Trust - Investments I & II Chantal Preve F. Preve Sparveri PRODG 000510 I notice both schedules show interest accruing - I requested monthly cash payments on one, and interest to be accrued on the other. 8/18/08 Promissory Note (Investor) PRODG 000511 One page only - Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee - One Million Dollars. 8/18/08 Security Agreement - Banyon 1030-32, LLC PRODG 000512 thru 000531 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 8/18/08 Certificate of Corporate PRODG 000532 In favor of the Pavano Dynasty Trust dated 6/13/07 EFTA01106499 Category Date Description To From Bates Nos. Notes Resolutions, Corporate Status and Incumbency of Banyon 1030-32, LLC thru PRODG 000534 Sparveri, Jr. Trustee 8/5/09 Banyon Investment Confirmation and Receipt PRODG 000535 - Pavano Dynasty Trust II dated 6/13/07 Sparveri, Jr. Trustee Rev. Rul. 2009-22 Table 1 - Applicable Federal Rates (AFR) for August 2009 PRODG 000536 8/20/08 Bank of America Wire Transfer Advice PRODG 000537 Carl A Pavano's BOA account - $1,000,000.00. 8/20/08 Letter of Instructions PRODG 000538 wire transfer instructions from Sparveri to BOA from Carl Pavano's account - amount $1,000,000.00. 8/20/08 Banyon Investor Work Sheet PRODG 000539 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee 2/16/09 Certificate of Corporate Resolutions, Corporate Status and Incumbency of Banyon 1030-32, LLC PRODG 000540 thru 000542 In favor of the Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee 8/15/09 Promissory Note (Investor) PRODG 000543 thru 000547 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 - Replaces Promissory Note 2 for $1,000,000.00 dated Februa 16, 2009. 8/15/09 Security Agreement - Banyon 1030-32, LLC PRODG 000548 thru 000567 Between Pavano Dynasty Trust dated 6/13/07 S • arveri, Jr. Trustee and Ban on/Levin. 8/20/09 Guaranty (George G. Levin) PRODG 000568 thru 000575 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee. 2/18/09 Banyon Investment Confirmation & Receipt PRODG 000576 Pavano Dynasty Trust II dated 6/13/07 Sparveri, Jr. Trustee. EFTA01106500 Category Date Description To From Bates Nos. Notes 8/15/09 Promissory Note (Investor) Note 2 PRODG 000577 thru 000581 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 Rev. Rul. 2009-5 Table 1- Applicable Federal Rates (AFR) for February 2009 PRODG 000582 2/16/09 Security Agreement - Banyon 1030-32, LLC PRODG 000583 thru 000602 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 2/20/09 Banyon Investment Confirmation & Receipt PRODG 000603 Pavano Dynasty Trust II dated 6/13/07 Sparveri, Jr. Trustee 8/20/08 Promissory Note (Investor) PRODG 000605 One page only - Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee - One Million Dollars. 8/20/08 Security Agreement - Banyon 1030-32, LLC PRODG 000606 thru 000625 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 8/19/08 Certificate of Corporate Resolutions, Corporate Status and Incumbency of Banyon 1030-32, LLC PRODG 000626 thru 000628 In favor of the Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee 10/26/09 Banyon Investment Confirmation & Receipt PRODG 000629 Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Trustee 10/26/09 Re: Pavano III Rollover Sparveri Chantal Preve PRODG 00630 enclosed the investment schedule of Pavano's III rollover - has been entered in the system for the monthly interest payment. 11/6/09 Re: Pavano III Rollover Chantal Preve F. Preve Joe DeSilva Sparveri PRODG 000630 Please wire the $1,000,000 principal for this note which matured on 10/25/09. 10/26/09 Banyon Investment Confirmation & Receipt PRODG 000632 Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Trustee Rev. Rul. 2009-33 Table 1 - Applicable Federal PRODG 000633 EFTA01106501 Category Date Description To From Bates Nos. Notes Rates (AFR) for October 2009 4/20/09 Banyon Investment Confirmation & Receipt PRODG 00634 Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Trustee Time Value - October 2008 Applicable Federal Rates - Rev. Rul. 2008-49 PRODG 000635 10/31/08 Bank of America Wire transfer Advice PRODG 000636 Carl Pavano's BOA account - $1,000,000.00. 10/31/08 Letter of Instructions PRODG 000637 wire transfer instructions from Sparveri to BOA from Carl Pavano's account - amount $1,000,000.00. 10/31/08 Pavano Trust Sparveri Chantal Preve F. Preve PRODG 000638 received wire. 10/31/08 Banyon 1030-32, LLC Private Funding Offering / Investor Work Sheet PRODG 000639 thru 000640 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee - Note # 3. 10/31/08 Investor Certification PRODG 000641 thru 000642 Between Banyon & Joseph W. Sparveri, Jr., Trustee. 4/20/09 Pavano Dynasty Trust III $1M Rollover dated 4/28/09 Sparveri F. Preve Joe DeSilva Chantal Preve PRODG 000643 I am sending the Promissory Note Renewal for $1,000,000.00 dated 4/28/09. 4/28/09 Promissory Note (Investor) PRODG 000644 thru 000648 Between Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 - Replaces Promissory Note for $1,000,000.00 dated October 30, 2009. 4/28/09 Security Agreement - Banyon 1030-32„ LLC PRODG 000649 thru 000668 Between Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 10/31/08 Banyon Investment Confirmation Receipt PRODG 000669 Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Trustee EFTA01106502 Category Date Description To From Bates Nos. Notes 10/30/08 Promissory Note (Investor) Note 3 PRODG 000670 thru 000674 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00. 10/30/08 Security Agreement - Banyon 1030-32„ LLC PRODG 000675 thru 000694 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Ban on Levin. 10/28/08 Certificate of Corporate Resolutions, Corporate Status and Incumbency of Banyon 1030-32, LLC PRODG 000695 thru 000697 In favor of the Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee 6/1/09 Banyon Investment Confirmation & Receipt PRODG 000701 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Trustee. 5/31/09 Promissory Note IV (Investor) PRODG 000702 thru 000706 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 - Replaces Promissory Note for $1,000,000.00 dated December 2, 2008. 5/29/09 Banyon Investment Confirmation & Receipt PRODG 000707 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Trustee. 12/2/08 Banyon 1030-32, LLC Register - Investor Liability Investment - Payee Pavano Dynasty IV - Gibraltar account - $1,000,000.00. PRODG 000708 Time Value - December 2008 Applicable Federal Rates - Rev. Rul. 2008-53 PRODG 000709 12/2/08 Bank of America Wire Transfer Advice PRODG 000710 Carl Pavano's BOA account - $1,000,000.00. 12/2/08 Letter of Instructions PRODG 000711 wire transfer instructions from Sparveri to BOA from EFTA01106503 Category Date Description To From Bates Nos. Notes Carl Pavano's account - amount $1,000,000.00. 12/2/08 Code Green Wire sent for Carl A. Pavano - Reference 081202091050082 Jodie E. Kevetos Barbara L. Freeman Suzanne Hill on Behalf of USTWiresTempe PRODG 000712 Email thread regarding the processing of incoming wire in the amount of $1,000,000.00 from Pavano's BOA account from Bank and Banyon personnel. 12/2/08 Banyon 1030-32, LLC Private Funding Offering / Investor Work Sheet PRODG 000713 thru 000714 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Trustee. 12/2/08 Investor Certification PRODG 000715 thru 000716 Between Banyon & Joseph W. Sparveri, Jr., Trustee. 5/31/09 Security Agreement - Banyon 1030-32, LLC PRODG 000717 thru 000736 Between Pavano Dynasty Trust dated 6/13/07 S • arveri, Jr. Trustee and Ban on Levin. 5/31/09 Banyon Investment Confirmation & Receipt PRODG 000737 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Trustee. 5/11/09 Banyon Notes Maturities - May 2009 Sparveri Chantal Preve F. Preve Joe DeSilva PRODG 000738 provide Chantal with update on intended future of the below notes - Shawn LaBonte, LaBonte I, and Pavano D . IV. 5/11/09 Banyon Notes Maturities - May 2009 Joe DeSilva Chantal Preve F. Preve Sparveri PRODG 000738 wire$ 81K of interest, rollover the $1M for additional 180 days, etc. 12/2/08 Promissory Note (Investor) Note 4 PRODG 000739 thru 000743 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 12/2/08 Security Agreement - Banyon 1030-32, LLC PRODG 000744 thru 000763 Between Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 12/2/08 Certificate of Corporate Resolutions, Corporate Status and Incumbency of Banyon 1030-32, LLC PRODG 000764 thru 000766 In favor of the Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee. 7 2 09 Banyon Investment PRODG 000767 Pavano • nas Trust V dated 6 13 07 S.arveri, Jr. EFTA01106504 Category Date Description To From Bates Nos. Notes Confirmation & Receipt Trustee. Rev. Rul. 2009-20 Table 1 - Applicable Federal Rates (AFR) for July 2009 PRODG 000768 7/8/09 Promissory Note (Investor) PRODG 000769 thru 000773 Between Pavano Dynasty Trust V dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 - Replaces Promissory Note V for $1,000,000.00 dated January 9, 2009. 7/8/09 Security Agreement - Banyon 1030-32, LLC PRODG 000774 thru 000793 Between Pavano Dynasty Trust V dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 1/9/09 Banyon 1030-32, LLC Private Funding Offering / Investor Work Sheet PRODG 000794 thru 000795 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee - Note # 5. 1/9/09 Investor Certification PRODG 000796 thru 000797 Between Banyon & Joseph W. Sparveri, Jr., Trustee. 1/9/09 Banyon 1030-32, LLC Register - Investor Liability Investment - Payee Pavano Dynasty V - Gibraltar account - $1,000,000.00. PRODG 000798 1/9/09 Bank of America Wire Transfer Advice PRODG 000799 Carl Pavano's BOA account - $1,000,000.00. 1/9/08 Letter of Instructions wire transfer instructions from Sparveri to BOA from Carl Pavano's account - amount $1,000,000.00. 1/9/09 Receipt of $1M Wire Transfer Sparveri Chantal Preve PRODG 000801 Confirm receipt of $1M wire transfer today. 7/8/09 Banyon Investment Confirmation & Receipt PRODG 000802 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Trustee. EFTA01106505 Category Date Description To From Bates Nos. Notes 1/9/09 Promissory Note (Investor) Note V PRODG 000803 thru 000807 & PRODG 000808 thru 000812 Between Pavano Dynasty Trust V dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00. 7/9/09 Pavano IV Sparveri Chantal Preve PRODG 000813 Email thread regarding an interest payment due on 7/8/09 and response clarification from Chantal Preve regarding payment dates. Rev. Rul. 2009-1 Table 1- Applicable Federal Rates (AFR) for January 2009 PRODG 000814 1/9/09 Security Agreement - Banyon 1030-32, LLC PRODG 000815 Thru 000834 Between Pavano Dynasty Trust V dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. 1/9/09 Certificate of Corporate Resolutions, Corporate Status and Incumbency of Banyon 1030-32, LLC PRODG 000835 thru 000837 In favor of the Pavano Dynasty Trust V dated 6/13/07 Sparveri, Jr. Trustee. 9/24/09 Banyon Investment Confirmation & Receipt PRODG 000838 Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Trustee. Rev. Rul. 2009-29 Table 1 - Applicable Federal Rates (AFR) for September 2009 PRODG 000839 9/29/09 Promissory Note (Investor) PRODG 000840 thru 000844 Between Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $2,000,000.00 - Replaces Promissory Note for $2,000,000.00 dated i_kpril 2, 2009. 9/29/09 Security Agreement - Banyon 1030-32, LLC PRODG 000845 thru 000864 Between Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. EFTA01106506 Category Date Description To From Bates Nos. Notes 4/2/09 Bank of America Wire Transfer Advice PRODG 000865 Carl Pavano's BOA account - $2,000,000.00. 4/2/09 Letter of Instructions PRODG 000866 wire transfer instructions from Sparveri to BOA from Carl Pavano's account - amount $2,000,000.00. 4/2/09 Banyon 1030-32, LLC Private Funding Offering / Investor Work Sheet PRODG 000867 thru 000868 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Trustee. 4/2/09 Investor Certification PRODG 000869 thru 000871 Between Banyon & Joseph W. Sparveri, Jr., Trustee. 4/2/09 Certificate of Corporate Resolutions, Corporate Status and Incumbency of Banyon 1030-32, LLC PRODG 000872 thru 000874 In favor of the Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Trustee. 4/2/09 Limited Recourse Obligations Guaranty PRODG 000875 thru 000883 Between the Pavano Dynasty Trust VI dated 6/13/07 Sparveri Jr., Trustee and Banyon/Levin. 4/3/09 Banyon Investment Confirmation & Receipt PRODG 000884 Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Trustee. 4/3/09 Pavano VI Sparveri F. Preve Chantal Preve PRODG 000885 Maturity date is 180 days and that date is 9/29/09 exactly - Schedule attachment is not attached. Rev. Rul. 2009-10 Table 1 - Applicable Federal Rates (AFR) for April 2009 PRODG 000886 4/2/09 Promissory Note - Note VI PRODG 000887 thru 000891 Between Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin - $2,000,000.00. 4/2/09 Security Agreement - Banyon 1030-32, LLC PRODG 000892 thru 000911 Between Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Trustee and Banyon/Levin. EFTA01106507 Category Date Description To From Bates Nos. Notes PROD PRODH Ira Sochet / Rothstein Timeline - from February 2009 - November 2009 PRODM 000001 thru 000002 & PRODM 000018 thru 000019 3/20/09 Re: Rothstein Rosenfeldt Adler PA Trust Accounts Scott Rothstein Jennifer Kerstetter PRODM 000003 thru 000008 & PRODM 000020 thru 000025 & PRODM 000042 thru 000046 & PRODM 000080 thru 000085 TD Bank correspondence enclosing balance statements for RRA Trust Accounts - CK Display Account Printouts from Geshem LLC with account balance information pertaining to accounts: EFTA01106508 Category Date Description To From Bates Nos. Notes Marked as Exhibit A. 8/25/09 Re: Account Number Revocable Inter Vivos Trust, Trust Account Frank Spinosa - TD Bank Scott Rothstein PRODM 000009 & PRODM 000026 Correspondence regarding irrevocably restricting the account and instructions regarding same - Marked at Exhibit B. 9/16/09 Re: Account No. 6861255567 RRA SL2 - Ira Sochet Rev. Inter Vivos Trust Frank Spinosa - TD Bank Scott Rothstein PRODM 000010 & PRODM 000027 Correspondence regarding irrevocably restricting the account and instructions regarding same - Marked at Exhibit C. 9/17/09 Re: Rothstein Rosenfeldt Adler PA Trust Accounts Scott Rothstein Matthew Brennan PRODM 000011 & PRODM 000028 thru 000031 & PRODM 000038 thru 000041 & PRODM 000076 thru 000079 TD Bank Correspondence enclosin balance statements for RRA Trust accounts: - CK Display Account Printouts with account balance information pertaining to accounts: Statements attached to 000028 - Marked as Exhibit D. 9/18/09 Re: Account No. Ira Sochet Rev. Inter Vivos Trust RRA Frank Spinosa - TD Bank PRODM 000012 & PRODM 000032 & PRODM 000037 & PRODM 000075 Correspondence regarding irrevocably restricting the account and instructions regarding same - Marked at Exhibit E. 10/21/09 Locked escrow account Scott Rothstein Michael PRODM 000013 consolidate both of Sochet's restricted accounts into EFTA01106509 Category Date Description To From Bates Nos. Notes Ira Sochet Szafranski - Onyx Capital & PRODM 000033 the account ending in Marked as Exhibit F. PRODM 000014 & PRODM 000034 TD Bank Business Cards for Frank A. Spinosa, Regional Vice President and Rosanne Caretsky, Assistant Vice President - Marked as Exhibit G. 10/21/09 Re: Account number Trust RRA Frank Spinosa - TD Bank PRODM 000015 & PRODM 000035 & PRODM 000036 & PRODM 000074 Corres - lance in RRA-IS Trust (locked account is $138,277,857.13 - Marked at Exhibit H. Statement of Events from Ira Sochet PRODM 000016 thru 000017 Ira Sochet's detailed statement on how he met Michael Szafranski, and ultimately came to business dealings with Szafranski & Scott Rothstein. 1/4/03 Agreement of Limited Partnership of Investors Risk Advantage, LP as of January 4, 2003 PRODM 000047 thru 000073 8/7/09 Confidential Settlement Agreement and General Release - RRA S107 PRODM 000086 thru 000095 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5107 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000096 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note PRODM 000097 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000098 Between Sochet and RRA. EFTA01106510 Category Date Description To From Bates Nos. Notes Assignment /Purchase of Settlement Proceeds - RRA-5107 thru 000101 8/7/09 Sale and Transfer Agreement - RRA-5107 PRODM 000102 thru 000109 Sochet & RRA. Agreement is Redacted. 8/7/09 Sale and Transfer Agreement - RRA-5107 PRODM 000110 thru 000116 Sochet & RRA. Agreement is Redacted. Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000117 thru 000120 Redacted 9/16/09 Confidential Settlement Agreement and General Release - RRA 5148 PRODM 000121 thru 000130 REDACTED Agreement between Sochet and RRA total amount $13,100,000.00 - $10,000,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 9/16/09 Re: Case No. RRA 5148 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000131 Correspondence regarding the Assignment of Settlement proceeds in the amount of $10,000,000.00. 9/16/09 Promissory Note - - RRA S148 PRODM 000132 RRA to pay $5,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5148 PRODM 000133 thru 000137 Between Sochet and RRA - $5,000,000.00. 9/16/09 Sale and Transfer Agreement - RRA 5148 PRODM 000138 thru 000145 Sochet & RRA. Agreement is Redacted. 9/16/09 Sale and Transfer Agreement - RRA 5147 PRODM 000146 thru 000152 Sochet & RRA. Agreement is Redacted. Rothstein Rosenfeldt PRODM 000153 Redacted EFTA01106511 Category Date Description To From Bates Nos. Notes Adler Authority to Represent - Contract of Em • lo ment thru 000156 8/7/09 Confidential Settlement Agreement and General Release - - RRA 5104 PRODM 000157 thru 000166 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5104 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000167 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - RRA 5104 PRODM 000168 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5104 PRODM 000169 Thru 000173 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer A: • ement - RRA 5104 PRODM 000174 Thru 000181 Sochet & RRA. Agreement is Redacted. 8/7/09 Sale and Transfer Agreement - RRA 5104 PRODM 000182 Thru 000188 Sochet & RRA. Agreement is Redacted. Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000189 Thru 000192 Redacted Sochet / RRA 62916- 0001 PRODM 000193 Thru 000195 & PRODM 000193 thru 000195 List of files by Categories - contains control numbers and Bates Numbers. EFTA01106512 Category Date Description To From Bates Nos. Notes 2/24/09 Confidential Settlement Agreement and General Release - - RRA S1 PRODM 000197 Thru 000205 REDACTED Agreement between Sochet and RRA total amount $2,010,000.00 - $1,500,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S1 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000206 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,500,000.00. 2/24/09 Promissory Note - S1 PRODM 000207 RRA to pay $1,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $2010000.00 PRODM 000208 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds -RRA S1 PRODM 000209 Thru 000213 Between Sochet and RRA - $1,000,000.00. 2/24/09 Sale and Transfer A ement - RRA S1 PRODM 000214 Thru 000221 Sochet & RRA. Agreement is Redacted. 2/24/09 Sale and Transfer A ement - RRA S1 PRODM 000222 Thru 000228 Sochet & RRA. Agreement is Redacted. 8/7/09 Confidential Settlement Agreement and General Release - RRA 5103 PRODM 000229 Thru 000238 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5103 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000239 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 9/7/09 Promissory Note - S103 PRODM 000240 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000241 Between Sochet and RRA - $800,000.00. EFTA01106513 Category Date Description To From Bates Nos. Notes Assignment /Purchase of Settlement Proceeds - RRA 5103 Thru 000245 8/7/09 Sale and Transfer Agreement - RRA 5103 PRODM 000246 Thru 000253 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5103 PRODM 000254 Thru 000260 Sochet & RRA. Agreement is Redacted. Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000261 Thru 000264 Redacted 8/7/09 Confidential Settlement Agreement and General Release -- RRA 5114 PRODM 000265 Thru 000274 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5114 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000275 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5104 PRODM 000169 thru 000173 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5104 PRODM 000174 thru 000181 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5104 PRODM 000182 thru 000188 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of PRODM 000189 thru 000192 Redacted EFTA01106514 Category Date Description To From Bates Nos. Notes Employment 2/24/09 Confidential Settlement Agreement and General Release - - RRA S1 PRODM 000196 thru 000205 REDACTED Agreement between Sochet and RRA total amount $2,010,000.00 - $1,500,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S1 PRODM 000206 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,500,000.00. 2/24/09 Promissory Note - S1 PRODM 000207 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $2010000.00 PRODM 000208 Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S1 PRODM 000209 Thru 000213 Between Sochet and RRA - $1,000,000.00. 2/24/09 Sale and Transfer Agreement - RRA S1 PRODM 000214 Thru 000221 Sochet & RRA. Agreement is Redacted 2/24/09 Sale and Transfer Agreement - RRA S1 PRODM 000222 Thru 000228 Sochet & RRA. Agreement is Redacted 8/7/09 Confidential Settlement Agreement and General Release - - RRA 5103 PRODM 000229 Thru 000238 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5103 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000239 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - S103 PRODM 000240 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106515 Category Date Description To From Bates Nos. Notes Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5103 PRODM 000241 Thru 000245 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5103 PRODM 000246 Thru 000253 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5103 PRODM 000254 Thru 000260 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000261 Thru 000264 Redacted 8/7/09 Confidential Settlement Agreement and General Release - - RRA 5114 PRODM 000265 Thru 000274 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5114 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000275 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5114 PRODM 000276 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Promissory Note - 5114 PRODM 000277 Thru 000281 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5114 PRODM 000282 Thru 000289 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5114 PRODM 000290 Thru 000296 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to PRODM 000297 Thru 000300 Redacted EFTA01106516 Category Date Description To From Bates Nos. Notes Represent - Contract of Employment 8/7/09 Confidential Settlement Agreement and General Release - RRA 5105 PRODM 000301 Thru 000310 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5105 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000311 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - S105 PRODM 000312 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5104 PRODM 000313 Thru 000317 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5105 PRODM 000318 Thru 000325 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5105 PRODM 000326 Thru 000332 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000333 Thru 000336 Redacted 8/7/09 Confidential Settlement Agreement and General Release - RRA 5106 PRODM 000337 Thru 000346 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5106 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000347 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. EFTA01106517 Category Date Description To From Bates Nos. Notes 8/7/09 Promissory Note - S106 PRODM 000348 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5106 PRODM 000349 Thru 000353 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5106 PRODM 000354 Thru 000360 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5106 PRODM 000362 Thru 000368 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000369 Thru 000373 Redacted 4/27/09 Confidential Settlement Agreement and General Release - RRA S13 PRODM 000374 Thru 000383 REDACTED Agreement between Sochet and RRA total amount $1,620,000.00 - $1,200,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 4/27/09 Re: Case No. RRA 5106 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000384 Correspondence regarding the Assignment of Settlement proceeds in the amount of $300,000.00. 4/27/09 Promissory Note - S13 (A) PRODM 000385 RRA to pay $200,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 513(A) PRODM 000386 thru 000390 Between Sochet and RRA - $200,000.00. 4/27/09 Sale and Transfer Agreement - RRA PRODM 000391 thru 000398 Sochet & RRA. Agreement is Redacted EFTA01106518 Category Date Description To From Bates Nos. Notes S13(A) 4/27/09 Sale and Transfer Agreement - RRA S13(A) PRODM 000399 thru 000405 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000406 thru 000409 Redacted 8/7/09 Confidential Settlement Agreement and General Release - RRA 5108 PRODM 000410 thru 000419 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5108 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000420 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - S1308 PRODM 000421 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S108 PRODM 000422 thru 000426 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5108 PRODM 000427 thru 000434 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5108 PRODM 000435 thru 000441 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000442 thru 000445 Redacted EFTA01106519 Category Date Description To From Bates Nos. Notes 8/7/09 Confidential Settlement Agreement and General Release - RRA 5109 PRODM 000446 thru 000455 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5109 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000456 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 51309 PRODM 000457 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S109 PRODM 000458 thru 000462 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5109 PRODM 000463 thru 000470 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA Si® PRODM 000471 thru 000477 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000478 thru 000481 Redacted 8/7/09 Confidential Settlement Agreement and General Release - RRA 5110 PRODM 000482 thru 000491 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5110 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000492 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5110 PRODM 000493 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106520 Category Date Description To From Bates Nos. Notes Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5110 PRODM 000494 thru 000498 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer A: • ement - RRA 5110 PRODM 000499 thru 000506 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5110 PRODM 000507 thru 000513 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000514 thru 000517 Redacted 8/7/09 Confidential Settlement Agreement and General Release - RRA 5111 PRODM 000518 thru 000527 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5111 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000528 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - S111 PRODM 000529 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S111 PRODM 000530 thru 000534 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer A: • ement - RRA 5111 PRODM 000535 thru 000542 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5111 PRODM 000543 thru 000549 Sochet & RRA. Agreement is Redacted EFTA01106521 Category Date Description To From Bates Nos. Notes Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000550 thru 0005553 Redacted 8/7/09 Confidential Settlement Agreement and General Release - RRA 5115 PRODM 000554 thru 000563 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5115 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000564 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5115 PRODM 000565 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5115 PRODM 000566 thru 000570 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5115 PRODM 000571 thru 000578 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5115 PRODM 000579 thru 000585 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000586 thru 000589 Redacted 8/7/09 Confidential Settlement Agreement and General Release - RRA 5113 PRODM 000590 thru 000599 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. EFTA01106522 Category Date Description To From Bates Nos. Notes 8/7/09 Re: Case No. RRA 5113 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000600 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5113 PRODM 000601 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S113 PRODM 000602 thru 000606 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5113 PRODM 000607 thru 000614 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5113 PRODM 000615 thru 000621 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000622 thru 000625 Redacted 9/24/09 Confidential Settlement Agreement and General Release - RRA 5152 PRODM 000626 thru 000635 REDACTED Agreement between Sochet and RRA total amount $13,100,000.00 - $10,000,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 9/24/09 Re: Case No. RRA 5152 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000636 Correspondence regarding the Assignment of Settlement proceeds in the amount of $10,000,000.00. 9/24/09 Promissory Note - S152 PRODM 000637 RRA to pay $5,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S152 PRODM 000638 thru 000642 Between Sochet and RRA - $5,000,000.00. EFTA01106523 Category Date Description To From Bates Nos. Notes 9/24/09 Sale and Transfer Agreement - RRA 5152 PRODM 000643 thru 000650 Sochet & RRA. Agreement is Redacted 9/24/09 Sale and Transfer Agreement - RRA 5152 PRODM 000651 thru 000657 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000658 thru 000661 Redacted 8/7/09 Confidential Settlement Agreement and General Release - RRA 5116 PRODM 000662 thru 000671 REDACTED Agreement between Sochet and RRA total amount $1,890,000.00 - $1,400,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5116 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000672 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5116 PRODM 000673 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5116 PRODM 000674 thru 000678 Between Sochet and RRA - $800,000.00. 8/7/09 Sale and Transfer Agreement - RRA 5116 PRODM 000679 thru 000686 Sochet & RRA. Agreement is Redacted 8/7/09 Sale and Transfer Agreement - RRA 5116 PRODM 000687 thru 000693 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000694 thru 000697 Redacted EFTA01106524 Category Date Description To From Bates Nos. Notes 7/27/09 Confidential Settlement Agreement and General Release - RRA 575 PRODM 000698 thru 000707 REDACTED Agreement between Sochet and RRA total amount $1,242,000.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S75 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000708 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S75 PRODM 000709 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - 575 PRODM 000710 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 575 PRODM 000711 thru 000715 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S75 PRODM 000716 thru 000723 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S75 PRODM 000724 thru 000730 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000731 thru 000734 Redacted 4/27/09 Confidential Settlement Agreement and General Release - RRA S14 PRODM 000735 thru 000744 REDACTED Agreement between Sochet and RRA total amount $2,466,000.00 - $1,800,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 4/27/09 Re: Case No. RRA 514 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000745 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,800,000.00. EFTA01106525 Category Date Description To From Bates Nos. Notes 7/27/09 Promissory Note - S14 PRODM 000746 RRA to pay $1,200,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S14 PRODM 000747 thru 000751 Between Sochet and RRA - $1,200,000.00. 4/27/09 Sale and Transfer Agreement - RRA S14 PRODM 000752 thru 000759 Sochet & RRA. Agreement is Redacted 4/27/09 Sale and Transfer Agreement - RRA S14 PRODM 000760 thru 000766 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000767 thru 000770 Redacted 6/26/09 Promissory Note - S36 PRODM 000771 RRA to pay $1,100,000.00 plus fees to Ira Sochet Inter Vivos Trust. 9/16/09 Confidential Settlement Agreement and General Release - RRA 5147 PRODM 000772 thru 000781 REDACTED Agreement between Sochet and RRA total amount $13,100,000.00 - $10,000,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 9/16/09 Re: Case No. RRA 5147 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000782 & PRODM 000783 Correspondence regarding the Assignment of Settlement proceeds in the amount of $10,000,000.00. 9/16/09 Promissory Note - S147 PRODM 000784 & PRODM 000785 RRA to pay $5,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase PRODM 000786 thru 000790 Between Sochet and RRA - $5,000,000.00. EFTA01106526 Category Date Description To From Bates Nos. Notes of Settlement Proceeds - RRA 5147 9/16/09 Sale and Transfer Agreement - RRA 5147 PRODM 000791 thru 000798 Sochet & RRA. Agreement is Redacted 9/16/09 Sale and Transfer Agreement - RRA 5147 PRODM 000799 thru 000805 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000806 thru 000810 & PRODM 000811 thru 000814 Redacted 2/24/09 Confidential Settlement Agreement and General Release - RRA S3 PRODM 000815 thru 000824 REDACTED Agreement between Sochet and RRA total amount $2,010,000.00 - $1,500,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S3 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000825 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,500,000.00. 2/24/09 Promissory Note - S3 PRODM 000826 RRA to pay $1,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $2010000.00 PRODM 000827 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds -RRA S3 PRODM 000828 thru 000831 Between Sochet and RRA - $1,000,000.00. 2/24/09 Sale and Transfer Agreement - RRA S3 PRODM 000832 thru 000839 Sochet & RRA. Agreement is Redacted EFTA01106527 Category Date Description To From Bates Nos. Notes 2/24/09 Sale and Transfer Agreement - RRA S3 PRODM 000840 thru 000846 Sochet & RRA. Agreement is Redacted PRODM PRODM 9/18/09 Confidential Settlement Agreement and General Release - RRA 5151 (a) & (b) PRODM 000847 thru 000856 REDACTED Agreement between Sochet and RRA total amount $13,100,000.00 - $10,000,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 9/18/09 Re: Case No. RRA 9151 (a) & (b) Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000857 Correspondence regarding the Assignment of Settlement proceeds in the amount of $5,000,000.00. 9/18/09 Promissory Note - S151(a) PRODM 000858 RRA to pay $2,500,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5151 (a) PRODM 000859 thru 000863 Between Sochet and RRA - $2,500,000.00. 9/18/09 Sale and Transfer Agreement - RRA S151(a) PRODM 000864 thru 000871 Sochet & RRA. Agreement is Redacted 9/16/09 Sale and Transfer Agreement - RRA S151(a) PRODM 000872 thru 000878 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000879 thru 000882 Redacted 6/26/09 Confidential Settlement Agreement and General PRODM 000883 thru 000892 REDACTED Agreement between Sochet and RRA total amount $4,620,000.00 - $3,500,000.00 as EFTA01106528 Category Date Description To From Bates Nos. Notes Release - RRA 535 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 6/26/09 Re: Case No. RRA 535 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000893 Correspondence regarding the Assignment of Settlement proceeds in the amount of $3,500,000.00. 6/26/09 Promissory Note - S35 PRODM 000894 RRA to pay $2,1000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $4620000.00 PRODM 000895 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S35 PRODM 000896 thru 000900 Between Sochet and RRA - $2,100,000.00. 6/26/09 Sale and Transfer Agreement - RRA S35 PRODM 000901 thru 000908 Sochet & RRA. Agreement is Redacted 6/26/09 Sale and Transfer A ement - RRA S35 PRODM 000909 thru 000915 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Em lo ment PRODM 000916 thru 000919 Redacted 4/27/09 Confidential Settlement Agreement and General Release - RRA 516 PRODM 000920 thru 000929 REDACTED Agreement between Sochet and RRA total amount $2,970,000.00 - $2,200,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 4/27/09 Re: Case No. RRA S16 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000930 Correspondence regarding the Assignment of Settlement proceeds in the amount of $2,200,000.00. 4/27/09 Promissory Note - S16 PRODM 000931 RRA to pay $1,550,000.00 plus fees to Ira Sochet Inter EFTA01106529 Category Date Description To From Bates Nos. Notes Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S16 PRODM 000932 thru 000936 Between Sochet and RRA - $1,550,000.00. 4/27/09 Sale and Transfer Agreement - RRA S16 PRODM 000937 thru 000944 Sochet & RRA. Agreement is Redacted 4/27/09 Sale and Transfer Agreement - RRA S16 PRODM 000945 thru 000951 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 000952 thru 000955 Redacted 10/15/09 Confidential Settlement Agreement and General Release - RRA 5159 PRODM 000956 thru 000986 REDACTED Agreement between Sochet and RRA total amount $28,000,000.00 - $28,000,000.00 as compensation to the Plaintiffs. 10/15/09 Re: Case No. RRA 5159 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 000887 Correspondence regarding the Assignment of Settlement roceeds in the amount of $28,000,000.00. 10/15/09 Promissory Note - 5159 PRODM 000988 RRA to pay $16,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $28000000.00 PRODM 000989 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5159 PRODM 000990 thru 0009994 Between Sochet and RRA - $16,000,000.00. 10/15/09 Sale and Transfer PRODM 000995 Sochet & RRA. Agreement is Redacted EFTA01106530 Category Date Description To From Bates Nos. Notes Agreement - RRA 5159 thru 001021 10/15/09 Sale and Transfer Agreement - RRA 5159 PRODM 001022 thru 001028 Sochet & RRA. Agreement is Redacted 5/7/09 Confidential Settlement Agreement and General Release - RRA 519 PRODM 001029 thru 001038 REDACTED Agreement between Sochet and RRA total amount $1,242,000.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 5/7/09 Re: Case No. RRA 919(b) Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001039 Correspondence regarding the Assignment of Settlement proceeds in the amount of $450,000,00. 4/27/09 Promissory Note - 919(b) PRODM 001040 RRA to pay $300,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $1242000.00 PRODM 001041 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S19(b) PRODM 001042 thru 001046 Between Sochet and RRA - $300,000.00. 5/7/09 Sale and Transfer Agreement - RRA 919(b) PRODM 001047 thru 001054 Sochet & RRA. Agreement is Redacted 5/7/09 Sale and Transfer Agreement - RRA S19(b) PRODM 001055 thru 001061 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001062 thru 001065 Redacted EFTA01106531 Category Date Description To From Bates Nos. Notes 10/22/09 Confidential Settlement Agreement and General Release - RRA 5167 PRODM 001066 thru 001096 REDACTED Agreement between Sochet and RRA total amount $28,000,000.00 - $28,000,000.00 as compensation to the Plaintiffs. 10/22/09 Re: Case No. RRA 5167 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001097 Correspondence regarding the Assignment of Settlement proceeds in the amount of $28„000,000.00. 10/22/09 Promissory Note - S167 PRODM 001098 RRA to pay $16,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 5167 PRODM 001099 thru 001103 Between Sochet and RRA - $16,000,000.00. 10/22/09 Sale and Transfer Agreement - RRA 5167 PRODM 001104 thru 001126 Sochet & RRA. Agreement is Redacted 10/22/09 Sale and Transfer Agreement - RRA 5167 PRODM 001127 thru 001137 Sochet & RRA. Agreement is Redacted 2/24/09 Confidential Settlement Agreement and General Release - RRA S2 PRODM 001138 thru 001147 REDACTED Agreement between Sochet and RRA total amount $2,010,000.00 - $1,500,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S2 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001148 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,500,000.00. 2/24/09 Promissory Note - S2 PRODM 001149 RRA to pay $1,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $2010000.00 PRODM 001150 Redacted Acknowledgement of PRODM 001151 Between Sochet and RRA - $1,000,000.00. EFTA01106532 Category Date Description To From Bates Nos. Notes Assignment /Purchase of Settlement Proceeds - RRA S2 thru 001155 2/24/09 Sale and Transfer Agreement - RRA S2 PRODM 001156 thru 001163 Sochet & RRA. Agreement is Redacted 2/24/09 Sale and Transfer Agreement - RRA S2 PRODM 001164 thru 001170 Sochet & RRA. Agreement is Redacted 5/26/09 Confidential Settlement Agreement and General Release - RRA 520 PRODM 001171 thru 001179 REDACTED Agreement between Sochet and RRA total amount $1,957,500.00 - $1,450,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 5/26/09 Re: Case No. RRA S20 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001180 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,450,000.00. 5/26/09 Promissory Note - S20 PRODM 001181 RRA to pay $1,100,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $1957500.00 PRODM 001182 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S20 PRODM 001183 thru 001187 Between Sochet and RRA - $1,100,000.00. 5/26/09 Sale and Transfer Agreement PRODM 001188 thru 001195 Sochet & RRA. Agreement is Redacted 4/27/09 Sale and Transfer A: • ement - RRA S20 PRODM 001196 thru 001202 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to PRODM 001203 thru 001206 Redacted EFTA01106533 Category Date Description To Fro Bates Nos. Notes Represent - Contract of Employment 5/26/09 Confidential Settlement Agreement and General Release - RRA 521 PRODM 001207 thru 001216 REDACTED Agreement between Sochet and RRA total amount $1,687,500.00 - $1,250,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 5/26/09 Re: Case No. RRA 521 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001217 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,250,000.00. 5/26/09 Promissory Note - S21 PRODM 001218 RRA to pay $950,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $1687500.00 PRODM 001219 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S21 PRODM 001220 thru 001224 Between Sochet and RRA - $950,000.00. 5/26/09 Sale and Transfer Agreement - RRA S21 PRODM 001225 thru 001232 Sochet & RRA. Agreement is Redacted 5/26/09 Sale and Transfer Agreement - RRA S21 PRODM 001233 thru 001239 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001240 thru 001243 Redacted 5/26/09 Confidential Settlement Agreement and General Release - RRA S22 PRODM 001244 thru 001253 REDACTED Agreement between Sochet and RRA total amount $2,362,500.00 - $1,850,000.00 as compensation to the Plaintiff and the balance to RRA EFTA01106534 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. 5/26/09 Re: Case No. RRA 522 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001254 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,850,000.00. 5/26/09 Promissory Note - S22 PRODM 001255 RRA to pay $1,300,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $2362500.00 PRODM 001256 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S21 PRODM 001257 thru 001261 Between Sochet and RRA - $1,300,000.00. 5/26/09 Sale and Transfer Agreement - RRA S22 PRODM 001262 thru 001269 Sochet & RRA. Agreement is Redacted 5/26/09 Sale and Transfer Agreement - RRA S22 PRODM 001270 thru 001276 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001277 thru 001280 Redacted 6/8/09 Confidential Settlement Agreement and General Release - RRA S27 PRODM 001281 thru 001290 REDACTED Agreement between Sochet and RRA total amount $1,620,500.00 - $1,500,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 6/8/09 Re: Case No. RRA S27 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001291 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,500,000.00. 6/8/09 Promissory Note - S27 PRODM 001292 RRA to pay $900,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106535 Category Date Description To From Bates Nos. Notes Notification to RRA of incoming wire in the amount of $1620000.00 PRODM 001293 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S27 PRODM 001294 thru 001298 Between Sochet and RRA - $900,000.00. 6/8/09 Sale and Transfer Agreement - RRA S27 PRODM 001299 thru 001306 Sochet & RRA. Agreement is Redacted 5/26/09 Sale and Transfer Agreement - RRA S27 PRODM 001307 thru 001313 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001314 thru 001317 Redacted 5/26/09 Confidential Settlement Agreement and General Release - RRA S23 PRODM 001318 thru 001327 REDACTED Agreement between Sochet and RRA total amount $2,970„000.00 - $2,200,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 5/26/09 Re: Case No. RRA S23 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001328 Correspondence regarding the Assignment of Settlement proceeds in the amount of $2,200,000.00. 5/26/09 Promissory Note - S23 PRODM 001329 RRA to pay $1,600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $2970000.00 PRODM 001330 Redacted Acknowledgement of Assignment /Purchase PRODM 001331 thru 001333 Between Sochet and RRA - $1,600,000.00. EFTA01106536 Category Date Description To From Bates Nos. Notes of Settlement Proceeds - RRA S23 5/26/09 Sale and Transfer Agreement - RRA S23 PRODM 001334 thru 001341 Sochet & RRA. Agreement is Redacted 5/26/09 Sale and Transfer Agreement - RRA 523 PRODM 001342 thru 001348 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001349 thru 001352 Redacted 5/26/09 Confidential Settlement Agreement and General Release - RRA S23 PRODM 001353 thru 001362 REDACTED Agreement between Sochet and RRA total amount $2,970,000.0.00 - $2,200,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S23 PRODM 001363 thru 001365 Between Sochet and RRA - $1,600,000.00 5/26/09 Sale and Transfer Agreement - RRA S23 PRODM 001366 thru 001373 Sochet & RRA. Agreement is Redacted 5/26/09 Sale and Transfer Agreement - RRA S23 PRODM 001374 thru 001380 Sochet & RRA. Agreement is Redacted PRODM PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S97 PRODM 001381 thru 001390 REDACTED Agreement between Sochet and RRA total amount $1,242,000.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA EFTA01106537 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA 597 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001391 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S97 PRODM 001392 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S97 PRODM 001393 thru 001397 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S97 PRODM 001398 thru 001405 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S97 PRODM 001406 thru 0011412 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001413 thru 001416 Redacted PRODM PRODM 6/24/09 Confidential Settlement Agreement and General Release - RRA 533 PRODM 001417 thru 001426 REDACTED Agreement between Sochet and RRA total amount $1,795,500.00 - $1,350,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA S33 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001427 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,350,000.00. 6/24/09 Promissory Note - S33 PRODM 001428 RRA to pay $950,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001429 Redacted EFTA01106538 Category Date Description To From Bates Nos. Notes incoming wire in the amount of $1795500.00 Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S33 PRODM 001430 thru 001434 Between Sochet and RRA - $950,000.00. 6/24/09 Sale and Transfer Agreement - RRA S33 PRODM 001435 thru 001442 Sochet & RRA. Agreement is Redacted 6/24/09 Sale and Transfer Agreement - RRA S33 PRODM 001443 thru 0011449 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001450 thru 001453 Redacted 7/29/09 Confidential Settlement Agreement and General Release - RRA S96 PRODM 001454 thru 001463 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA S96 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001464 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S96 PRODM 001465 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S96 PRODM 001466 thru 001470 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S96 PRODM 001471 thru 001478 Sochet & RRA. Agreement is Redacted EFTA01106539 Category Date Description To From Bates Nos. Notes 6/24/09 Sale and Transfer Agreement - RRA S96 PRODM 001479 thru 0011485 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001486 thru 001489 Redacted PRODM PRODM 7/16/09 Confidential Settlement Agreement and General Release - RRA S47 PRODM 001490 thru 001499 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/16/09 Re: Case No. RRA S47 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001500 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/16/09 Promissory Note - S96 PRODM 001501 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S47 PRODM 001502 thru 001506 Between Sochet and RRA - $600,000.00. 7/16/09 Sale and Transfer Agreement - RRA S47 PRODM 001507 thru 001514 Sochet & RRA. Agreement is Redacted 7/16/09 Sale and Transfer Agreement - RRA S47 PRODM 001515 thru 001521 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001522 thru 001525 Redacted EFTA01106540 Category Date Description To From Bates Nos. Notes PRODM PRODM 6/29/09 Confidential Settlement Agreement and General Release - RRA S37 PRODM 001526 thru 001535 REDACTED Agreement between Sochet and RRA total amount $2,767,500.00 - $2,050,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 6/29/09 Re: Case No. RRA S37 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001536 Correspondence regarding the Assignment of Settlement proceeds in the amount of $2,050,000.00. 6/29/09 Promissory Note - S37 PRODM 001537 RRA to pay $1,500,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $2767500.00 PRODM 001538 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 537 PRODM 001539 thru 001543 Between Sochet and RRA - $1,500,000.00. 6/29/09 Sale and Transfer Agreement - RRA 537 PRODM 001544 thru 001551 Sochet & RRA. Agreement is Redacted 6/29/09 Sale and Transfer Agreement - RRA S37 PRODM 001552 thru 001558 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001559 thru 001562 Redacted PRODM PRODM 2/24/09 Confidential Settlement PRODM 001563 REDACTED Agreement between Sochet and RRA EFTA01106541 Category Date Description To From Bates Nos. Notes Agreement and General Release - RRA S1 thru 001572 total amount $3,990,000.00 - $3,000,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S4 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001573 Correspondence regarding the Assignment of Settlement proceeds in the amount of $3,000,000.00. 2/24/09 Promissory Note - S4 PRODM 001574 RRA to pay $2,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $3990000.00 PRODM 001575 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds -RRA S4 PRODM 001576 thru 001580 Between Sochet and RRA - $2,000,000.00. 2/24/09 Sale and Transfer Agreement - RRA S4 PRODM 001581 thru 001588 Sochet & RRA. Agreement is Redacted 2/24/09 Sale and Transfer Agreement - RRA S4 PRODM 001589 thru 001595 Sochet & RRA. Agreement is Redacted PRODM 7/16/09 Confidential Settlement Agreement and General Release - RRA S46 PRODM 001596 thru 001605 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/16/09 Re: Case No. RRA 546 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001606 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/16/09 Promissory Note - S46 PRODM 001607 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106542 Category Date Description To From Bates Nos. Notes Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S46 PRODM 001608 thru 001612 Between Sochet and RRA - $600,000.00. 7/16/09 Sale and Transfer Agreement - RRA 546 PRODM 001613 thru 001620 Sochet & RRA. Agreement is Redacted 7/16/09 Sale and Transfer Agreement - RRA 546 PRODM 001621 thru 001628 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001629 thru 001632 Redacted PRODM PRODM 7/24/09 Confidential Settlement Agreement and General Release - RRA S66 PRODM 001633 thru 001642 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S66 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001643 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S66 PRODM 001644 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S66 PRODM 001645 thru 001649 Between Sochet and RRA - $600,000.00. 7/24/09 Sale and Transfer Agreement - RRA S66 PRODM 001650 thru 001657 Sochet & RRA. Agreement is Redacted EFTA01106543 Category Date Description To From Bates Nos. Notes 7/24/09 Sale and Transfer Agreement - RRA S66 PRODM 001658 thru 0016664 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001665 thru 001668 Redacted PRODM PRODM 7/16/09 Confidential Settlement Agreement and General Release - RRA 47 PRODM 001669 thru 001678 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/16/09 Re: Case No. RRA S47 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001679 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/16/09 Promissory Note - S47 PRODM 001680 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S47 PRODM 001681 thru 001685 Between Sochet and RRA - $600,000.00. 7/16/09 Sale and Transfer Agreement - RRA S47 PRODM 001686 thru 001693 Sochet & RRA. Agreement is Redacted 7/16/09 Sale and Transfer Agreement - RRA S47 PRODM 001647 thru 001700 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001701 thru 001704 Redacted EFTA01106544 Category Date Description To From Bates Nos. Notes PRODM PRODM 7/19/09 Confidential Settlement Agreement and General Release - RRA S51 PRODM 001705 thru 001714 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA 551 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001715 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S51 PRODM 001716 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S51 PRODM 001717 thru 001721 Between Sochet and RRA - $600,000.00. 7/19/09 Sale and Transfer Agreement - RRA S51 PRODM 001722 thru 001729 Sochet & RRA. Agreement is Redacted 7/19/09 Sale and Transfer Agreement - RRA S51 PRODM 001730 thru 001736 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001737 thru 001740 Redacted PRODM PRODM PRODM 7/19/09 Confidential Settlement Agreement and General Release - RRA S53 PRODM 001741 thru 001750 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA EFTA01106545 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA 553 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001751 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S53 PRODM 001752 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S53 PRODM 001753 thru 001757 Between Sochet and RRA - $600,000.00. 7/19/09 Sale and Transfer Agreement - RRA S53 PRODM 001758 thru 001765 Sochet & RRA. Agreement is Redacted 7/19/09 Sale and Transfer Agreement - RRA S53 PRODM 001766 thru 001772 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001773 thru 001776 Redacted PRODM PRODM 7/19/09 Confidential Settlement Agreement and General Release - RRA S52 PRODM 001777 thru 001786 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA S52 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001787 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S52 PRODM 001788 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001789 Between Sochet and RRA - $600,000.00. EFTA01106546 Category Date Description To From Bates Nos. Notes Assignment /Purchase of Settlement Proceeds - RRA S52 thru 001793 7/19/09 Sale and Transfer Agreement - RRA S52 PRODM 001794 thru 001801 Sochet & RRA. Agreement is Redacted 7/19/09 Sale and Transfer Agreement - RRA S52 PRODM 001802 thru 001808 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001809 thru 001812 Redacted PRODM PRODM 7/19/09 Confidential Settlement Agreement and General Release - RRA S54 PRODM 001813 thru 001822 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA S54 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001823 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S54 PRODM 001824 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S54 PRODM 001825 thru 001829 Between Sochet and RRA - $600,000.00. 7/19/09 Sale and Transfer Agreement - RRA S54 PRODM 001830 thru 001837 Sochet & RRA. Agreement is Redacted 7 19 09 Sale and Transfer PRODM 001838 Sochet & RRA. A eement is Redacted EFTA01106547 Category Date Description To From Bates Nos. Notes Agreement - RRA S54 thru 001844 Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001845 thru 001848 Redacted PRODM PRODM 7/19/09 Confidential Settlement Agreement and General Release - RRA S56 PRODM 001849 thru 001858 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA 556 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001859 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S56 PRODM 001860 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S56 PRODM 001861 thru 001865 Between Sochet and RRA - $600,000.00. 7/19/09 Sale and Transfer Agreement - RRA S56 PRODM 001866 thru 001873 Sochet & RRA. Agreement is Redacted 7/19/09 Sale and Transfer Agreement - RRA 556 PRODM 001874 thru 001880 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001881 thru 001884 Redacted PRODM EFTA01106548 Category Date Description To From Bates Nos. Notes PRODM 7/23/09 Confidential Settlement Agreement and General Release - RRA S64 PRODM 001885 thru 001894 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S64 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001895 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S64 PRODM 001896 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S64 PRODM 001897 thru 001901 Between Sochet and RRA - $600,000.00. 7/24/09 Sale and Transfer Agreement PRODM 001902 thru 001908 Sochet & RRA. Agreement is Redacted 7/23/09 Sale and Transfer PRODM 001910 thru 001916 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001917 thru 001920 Redacted PRODM PRODM 7/19/09 Confidential Settlement Agreement and General Release - RRA S65 PRODM 001921 thru 001930 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S65 Ira Sochet Inter Vivos Scott Rothstein PRODM 001931 Correspondence regarding the Assignment of EFTA01106549 Category Date Description To From Bates Nos. Notes Trust Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S65 PRODM 001932 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S65 PRODM 001933 thru 001937 Between Sochet and RRA - $600,000.00. 7/24/09 Sale and Transfer Agreement - RRA 565 PRODM 001938 thru 001945 Sochet & RRA. Agreement is Redacted 7/23/09 Sale and Transfer Agreement - RRA S65 PRODM 001946 thru 001952 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001953 thru 001956 Redacted PRODM PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA S71 PRODM 001957 thru 001966 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S71 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 001967 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S71 PRODM 001968 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S71 PRODM 001969 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106550 Category Date Description To From Bates Nos. Notes Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S71 PRODM 001970 thru 001974 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S71 PRODM 001975, 001977 thru 001983 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA 571 PRODM 001976, 001984 thru 001989 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 001990 thru 001993 Redacted PRODM PRODM 7/23/09 Confidential Settlement Agreement and General Release - RRA S67 PRODM 001994 thru 002003 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S67 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002004 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S67 PRODM 002005 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S67 PRODM 002006 thru 002010 Between Sochet and RRA - $600,000.00. EFTA01106551 Category Date Description To From Bates Nos. Notes 7/24/09 Sale and Transfer Agreement - RRA S67 PRODM 002011 thru 002018 Sochet & RRA. Agreement is Redacted 7/23/09 Sale and Transfer Agreement - RRA S67 PRODM 002019 thru 002025 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002026 thru 002029 Redacted PRODM PRODM 7/24/09 Confidential Settlement Agreement and General Release - RRA S68 PRODM 002030 thru 0020397 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S68 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002040 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S68 PRODM 002041 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 568 PRODM 002042 thru 002046 Between Sochet and RRA - $600,000.00. 7/23/09 Sale and Transfer Agreement - RRA S68 PRODM 002047 thru 002054 Sochet & RRA. Agreement is Redacted 7/23/09 Sale and Transfer Agreement - RRA S68 PRODM 002055 thru 002061 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to PRODM 002062 thru 002065 Redacted EFTA01106552 Category Date Description To From Bates Nos. Notes Represent - Contract of Employment PRODM PRODM 7/23/09 Confidential Settlement Agreement and General Release - RRA S69 PRODM 002066 thru 002075 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA 569 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002076 Correspondence regarding the Assignment of Settlement iroceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S69 PRODM 002077 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 569 PRODM 002078 thru 002082 Between Sochet and RRA - $600,000.00. 7/24/09 Sale and Transfer Agreement - RRA S69 PRODM 002083 thru 002090 Sochet & RRA. Agreement is Redacted 7/23/09 Sale and Transfer Agreement - RRA 569 PRODM 002091 thru 002097 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002098 thru 002101 Redacted PRODM PRODM 3/13/09 Confidential Settlement Agreement and General PRODM 002102 thru 002111 REDACTED Agreement between Sochet and RRA total amount $6,700,000.00 - $5,000,000.00 as EFTA01106553 Category Date Description To From Bates Nos. Notes Release - RRA 57 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 3/13/09 Promissory Note - S7 PRODM 002112 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of incoming wire in the amount of $6700000.00 PRODM 002113 Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds -RRA S7 PRODM 002114 thru 002118 Between Sochet and RRA - $2,000,000.00. 3/13/09 Sale and Transfer Agreement - RRA S7 PRODM 002119 thru 002126 Sochet & RRA. Agreement is Redacted 3/13/09 Sale and Transfer Agreement - RRA 57 PRODM 002127 thru 002133 Sochet & RRA. Agreement is Redacted Acknowledgement of Assignment /Purchase of Settlement Proceeds -RRA S7 PRODM 002134 thru 002138 Between Sochet and RRA - $2,000,000.00. 3/13/09 Sale and Transfer Agreement - RRA S7 PRODM 002139 thru 002146 Sochet & RRA. Agreement is Redacted 3/13/09 Sale and Transfer Agreement - RRA S7 PRODM 002147 thru 002153 Sochet & RRA. Agreement is Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S92 PRODM 002154 thru 002163 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA EFTA01106554 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA 592 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002164 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S92 PRODM 002165 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S92 PRODM 002166 thru 002170 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S92 PRODM 002171 thru 002178 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S92 PRODM 002179 thru 002185 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002186 thru 002189 Redacted PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 570 PRODM 002190 thru 002199 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA 570 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002200 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S70 PRODM 002201 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S70 PRODM 002202 RRA to pay $600,000.00 plus fees to Ira Sochet Inter EFTA01106555 Category Date Description To 1 10111 Bates Nos. Notes Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S70 PRODM 002203 thru 002207 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA 570 PRODM 002208 thru 002215 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S70 PRODM 002216 thru 007777 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002993 thru 002226 Redacted PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 572 PRODM 002227 thru 002236 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S72 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002237 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S72 PRODM 002238 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S72 PRODM 002239 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S72 PRODM 002240 thru 002244 Between Sochet and RRA - $600,000.00. EFTA01106556 Category Date Description To From Bates Nos. Notes 7/27/09 Sale and Transfer Agreement - RRA 572 PRODM 002245 thru 002252 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA 572 PRODM 002253 thru 002259 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Em lo ment PRODM 002260 thru 002263 Redacted PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 573 PRODM 002264 thru 002273 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA 573 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002274 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S73 PRODM 002275 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S73 PRODM 002276 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Hilcinv:11HHHHTH HI HHHHAryntHrH :11HHAIH:H HH HeeiittHrrntHrH HHHcceell - HRRH HH PRODM 002277 thru 002281 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S73 PRODM 002282 thru 002289 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S73 PRODM 002290 thru 002296 Sochet & RRA. Agreement is Redacted EFTA01106557 Category Date Description To From Bates Nos. Notes Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002297 thru 002300 Redacted PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA S74 PRODM 002301 thru 002310 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S74 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002311 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - 574 PRODM 002312 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S74 PRODM 2313 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 574 PRODM 002314 thru 002318 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S74 PRODM 002319 thru 002326 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S74 PRODM 002327 thru 002333 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002334 thru 002337 Redacted EFTA01106558 Category Date Description To From Bates Nos. Notes PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA 594 PRODM 002338 thru 002347 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA 594 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002348 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S94 PRODM 002349 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S94 PRODM 002350 thru 002354 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA 994 PRODM 0022355 thru 002362 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S94 PRODM 002363 thru 002369 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002370 thru 002373 Redacted PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 576 PRODM 002374 thru 002383 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. EFTA01106559 Category Date Description To From Bates Nos. Notes 7/27/09 Re: Case No. RRA S76 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002384 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - 576 PRODM 002385 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S76 PRODM 002386 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S76 PRODM 002387 thru 002391 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S76 PRODM 002392 thru 002399 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S76 PRODM 002400 thru 002406 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002407 thru 002410 Redacted PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 574 PRODM 002413 thru 002420 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S77 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002421 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S77 PRODM 002422 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106560 Category Date Description To From Bates Nos. Notes 7/27/09 Promissory Note - S77 PRODM 002423 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 577 PRODM 002424 thru 002428 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer A ement - RRA S77 PRODM 002429 thru 002436 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S77 PRODM 002437 thru 002443 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002444 thru 002447 Redacted PRODM PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA S79 PRODM 002448 thru 002457 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA 579 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002458 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - 579 PRODM 002459 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S79 PRODM 002260 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002461 Between Sochet and RRA - $600,000.00. EFTA01106561 Category Date Description To From Bates Nos. Notes Assignment /Purchase of Settlement Proceeds - RRA S79 thru 002465 7/27/09 Sale and Transfer Agreement - RRA S79 PRODM 002466 thru 0022473 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S79 PRODM 002474 thru 002480 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002481 thru 002484 Redacted PRODM PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 578 PRODM 002485 thru 002494 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S78 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002495 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S78 PRODM 002496 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S78 PRODM 002497 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S78 PRODM 002298 thru 002502 Between Sochet and RRA - $600,000.00. EFTA01106562 Category Date Description To From Bates Nos. Notes 7/27/09 Sale and Transfer Agreement - RRA S78 PRODM 002503 thru 002510 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S78 PRODM 002511 thru 002517 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002518 thru 002521 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S83 PRODM 002522 thru 002531 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA S83 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002532 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S83 PRODM 002533 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S83 PRODM 002534 thru 002538 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S83 PRODM 002539 thru 0022546 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S83 PRODM 002547 thru 002553 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to PRODM 002554 thru 002557 Redacted EFTA01106563 Category Date Description To From Bates Nos. Notes Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 572 PRODM 002227 thru 002236 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S72 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002237 Correspondence regarding the Assignment of Settlement iroceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S72 PRODM 002238 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S72 PRODM 002239 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S72 PRODM 002240 thru 002244 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S72 PRODM 002245 thru 002252 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer A: • ement - RRA S72 PRODM 002253 thru 002259 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002260 thru 002263 Redacted PRODM PRODM EFTA01106564 Category Date Description To From Bates Nos. Notes PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 572 PRODM 002227 thru 002236 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S72 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002237 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S72 PRODM 002238 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S72 PRODM 002239 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 572 PRODM 002240 thru 002244 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA 572 PRODM 002245 thru 002252 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S72 PRODM 002253 thru 002259 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002260 thru 002263 Redacted PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 573 PRODM 002264 thru 002273 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA EFTA01106565 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S73 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002274 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S73 PRODM 002275 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S72 PRODM 002236 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S73 PRODM 002277 thru 002281 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S73 PRODM 002282 thru 002289 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S73 PRODM 002290 thru 002296 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002297 thru 002300 Redacted PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA S74 PRODM 002301 thru 002310 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S74 Ira Sochet Inter Vivos Scott Rothstein PRODM 002311 Correspondence regarding the Assignment of EFTA01106566 Category Date Description To From Bates Nos. Notes Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S74 PRODM 002312 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S74 PRODM 002313 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 574 PRODM 002314 thru 002318 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S74 PRODM 002319 thru 002326 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S74 PRODM 002327 thru 002333 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002334 thru 0023337 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S94 PRODM 002339 thru 002347 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S94 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002348 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S94 PRODM 002349 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106567 Category Date Description To 1 10111 Bates Nos. Notes Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S94 PRODM 002350 thru 002354 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S94 PRODM 002355 thru 002362 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA 594 PRODM 002363 thru 002369 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 00370 thru 002373 Redacted PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 576 PRODM 002374 thru 002383 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S76 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002384 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S76 PRODM 002385 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S76 PRODM 002386 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase PRODM 002387 thru 002391 Between Sochet and RRA - $600,000.00. EFTA01106568 Category Date Description To From Bates Nos. Notes of Settlement Proceeds - RRA S76 7/27/09 Sale and Transfer Agreement - RRA S76 PRODM 002392 thru 002399 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S76 PRODM 002400 thru 002410 Sochet & RRA. Agreement is Redacted PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA S74 PRODM 002411 thru 002420 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S77 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002421 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S77 PRODM 002422 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S77 PRODM 002423 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S77 PRODM 002424 thru 002428 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA 577 PRODM 002429 thru 002436 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA 577 PRODM 002437 thru 002443 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt PRODM 002444 Redacted EFTA01106569 Category Date Description To From Bates Nos. Notes Adler Authority to Represent - Contract of Employment thru 002447 PRODM PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA S79 PRODM 002448 thru 002457 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S79 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002458 Correspondence regarding the Assignment of Settlement roceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S79 PRODM 002459 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S79 PRODM 002460 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S79 PRODM 002461 thru 002465 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA S79 PRODM 002466 thru 002473 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer Agreement - RRA S79 PRODM 002474 thru 002480 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of PRODM 002481 thru 002484 Redacted EFTA01106570 Category Date Description To From Bates Nos. Notes Em lo ment PRODM PRODM 7/27/09 Confidential Settlement Agreement and General Release - RRA 578 PRODM 002485 thru 002494 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S78 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002495 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S78 PRODM 002496 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S78 PRODM 002497 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S78 PRODM 002498 thru 002502 Between Sochet and RRA - $600,000.00. 7/27/09 Sale and Transfer Agreement - RRA 578 PRODM 002503 thru 002510 Sochet & RRA. Agreement is Redacted 7/27/09 Sale and Transfer A ement - RRA S78 PRODM 002511 thru 002517 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Em lo ment PRODM 002518 thru 002521 Redacted PRODM PRODM EFTA01106571 Category Date Description To From Bates Nos. Notes 7/27/09 Confidential Settlement Agreement and General Release - RRA S83 PRODM 002522 thru 002531 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S83 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002532 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S83 PRODM 002533 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 583 PRODM 002534 thru 002538 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S83 PRODM 002539 thru 00546 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S83 PRODM 002547 thru 002553 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002554 thru 002557 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S84 PRODM 002558 thru 002567 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. EFTA01106572 Category Date Description To From Bates Nos. Notes PRODM 7/29/09 Re: Case No. RRA S84 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002568 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S84 PRODM 002569 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S84 PRODM 002570 thru 002574 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S84 PRODM 002575 thru 002582 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA 584 PRODM 002583 thru 002589 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 00590 thru 002593 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S85 PRODM 002594 thru 002603 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S85 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002604 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S85 PRODM 002605 RRA to pay $600,000.00 plus fees to Ira Sochet Inter EFTA01106573 Category Date Description To From Bates Nos. Notes Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S85 PRODM 002606 thru 002610 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S85 PRODM 002619 thru 002625 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S85 PRODM 002290 thru 002296 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002626 thru 002629 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S86 PRODM 002630 thru 002639 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S86 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002640 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - 586 PRODM 002641 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase PRODM 002642 thru 002646 Between Sochet and RRA - $600,000.00. EFTA01106574 Category Date Description To From Bates Nos. Notes of Settlement Proceeds - RRA S86 7/29/09 Sale and Transfer Agreement - RRA S86 PRODM 002647 thru 002654 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S86 PRODM 002655 thru 002661 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002662 thru 002665 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S87 PRODM 002666 thru 002675 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S87 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002676 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S87 PRODM 002677 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S87 PRODM 002678 thru 002682 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S87 PRODM 0026/(3 thru 002690 Sochet & RRA. Agreement is Redacted EFTA01106575 Category Date Description To From Bates Nos. Notes 7/29/09 Sale and Transfer Agreement - RRA S87 PRODM 002691 thru 002697 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002698 thru 002701 Redacted PRODM PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S88 PRODM 002702 thru 002711 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA 588 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002712 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - 588 PRODM 002713 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 588 PRODM 002714 thru 002718 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S88 PRODM 002719 thru 002726 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S88 PRODM 002727 thru 002733 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt PRODM 002734 Redacted EFTA01106576 Category Date Description To From Bates Nos. Notes Adler Authority to Represent - Contract of Employment thru 002737 PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S89 PRODM 002738 thru 002747 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S89 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002748 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S89 PRODM 002749 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S89 PRODM 002750 thru 002754 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S89 PRODM 002755 thru 002762 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA 589 PRODM 002763 thru 002769 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002770 thru 002773 Redacted PRODM EFTA01106577 Category Date Description To From Bates Nos. Notes PRODM 3/24/09 Confidential Settlement Agreement and General Release - RRA S9 PRODM 002774 thru 002783 REDACTED Agreement between Investors Risk Advantage and RRA total amount $2,680,000.00 - $2,000„000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 3/24/09 Re: Case No. RRA S9 Investors Risk Advantage, LP Scott Rothstein PRODM 002784 Correspondence regarding the Assignment of Settlement proceeds in the amount of $2,000,000.00. 3/24/09 Promissory Note - S9 PRODM 002785 RRA to pay $1,500,000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds -RRA S9 PRODM 002786 thru 002790 Between Investors Risk Advantage and RRA - $1,500,000.00. 3/24/09 Sale and Transfer Agreement - RRA S9 PRODM 002791 thru 002798 Investors Risk Advantage & RRA. Agreement is Redacted 3/24/09 Sale and Transfer Agreement - RRA 59 PRODM 002799 thru 002805 Investors Risk Advantage & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002806 thru 002809 Redacted PRODM PRODM PRODM 7/29/09 Confidential Settlement PRODM 002810 REDACTED Agreement between Sochet and RRA EFTA01106578 Category Date Description To From Bates Nos. Notes Agreement and General Release - RRA 590 thru 002819 total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA 590 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002820 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S90 PRODM 002821 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S90 PRODM 002822 thru 002826 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S90 PRODM 002827 thru 002834 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA 590 PRODM 002835 thru 002841 Sochet Sr RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002842 thru 002845 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S91 PRODM 002846 thru 002855 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM EFTA01106579 Category Date Description To From Bates Nos. Notes 7/29/09 Re: Case No. RRA 591 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002856 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - 591 PRODM 002857 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S91 PRODM 002858 thru 002862 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer A ement - RRA S91 PRODM 002863 thru 002870 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S91 PRODM 002871 thru 002877 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Em lo ment PRODM 002878 thru 002881 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S93 PRODM 002882 thru 002891 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S93 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002892 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S93 PRODM 002893 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106580 Category Date Description To 1 10111 Bates Nos. Notes Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S93 PRODM 002894 thru 002898 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S93 PRODM 002899 thru 002906 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S93 PRODM 002907 thru 002913 Sochet & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002914 thru 002917 Redacted PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA 595 PRODM 002918 thru 002928 REDACTED Agreement between Sochet and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Sale and Transfer Agreement - RRA S95 PRODM 002929 thru 002935 Sochet & RRA. Agreement is Redacted 7/29/09 Re: Case No. RRA S95 Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 002936 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S95 PRODM 002937 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106581 Category Date Description To 1 10111 Bates Nos. Notes Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S95 PRODM 002938 thru 002942 Between Sochet and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA S95 PRODM 002943 thru 002950 Sochet & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S95 PRODM 002951 thru 002957 Sochet & RRA. Agreement is Redacted PRODM PRODM PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 002958 thru 002961 Redacted 2/24/09 Finder's Fee Agreement PRODM 002962 thru 002963 Between Alexa Funding LLC and Ira Sochet Inter Vivos Trust (investor) 2/24/09 Finder's Fee Agreement PRODM 002964 thru 002965 Between Alexa Funding LLC and Investors Risk Advantage LP (investor) 2/24/09 Finder's Fee Agreement PRODM 002966 Between Alexa Funding LLC and Investors Risk Advantage LP (investor) PRODM EFTA01106582 Category Date Description To From Bates Nos. Notes 2/24/09 Confidential Settlement Agreement and General Release PRODM 002967 thru 002974 REDACTED Agreement PRODM 2/24/09 Re: Case No. RRA 55 Investors Risk Advantage, LP Scott Rothstein PRODM 002975 Correspondence regarding the settlement proceeds in the amount of $1,5000,000.00 2/24/09 Promissory Note - S5 PRODM 002976 RRA to pay $1,000,000.00 plus fees to Investors Risk Advantage, LP. Notification to RRA of incoming wire in the amount of $2040000.00 PRODM 0002977 Redacted PRODM Acknowledgement of Assignment /Purchase of Settlement Proceeds -RRA S5 PRODM 002978 thru 002982 Between Investors Risk Advantage and RRA - $1,000,000.00. 2/24/09 Sale and Transfer Agreement - RRA 55 PRODM 002983 thru 002990 Investors Risk Advantage & RRA. Agreement is Redacted 2/24/09 Sale and Transfer Agreement - RRA 55 PRODM 002991 thru 002997 Investors Risk Advantage & RRA. Agreement is Redacted Index of Control No. and Bates Numbers PRODM 002998 Investors Risk Advantage EFTA01106583 Category Date Description To From Bates Nos. Notes 3/27/09 Re: Case No. RRA 510 A Investors Risk Advanta e, LP Scott Rothstein PRODM 002999 Correspondence regarding the Assignment of Settlement roceeds in the amount of $750,000.00. 3/27/09 Promissory Note - 510(a) PRODM 003000 RRA to pay $500,000.00 plus fees to Investors Risk Advanta e, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S10(A) PRODM 003001 thru 003005 Between Investors Risk Advantage and RRA - $500,000.00. 2/24/09 Sale and Transfer Agreement - RRA 510(A) PRODM 003006 thru 003013 Investors Risk Advantage & RRA. Agreement is Redacted 2/24/09 Sale and Transfer Agreement - RRA 510(A) PRODM 003014 thru 003020 Investors Risk Advantage & RRA. Agreement is Redacted PRODM PRODM 7/16/09 Confidential Settlement Agreement and General Release - RRA 550B PRODM 003021 thru 003030 REDACTED Agreement between Investors Risk Advantage, LP and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/16/09 Re: Case No. RRA S50(b) Investors Risk Advantage, LP Scott Rothstein PRODM 003031 Correspondence regarding the Assignment of Settlement proceeds in the amount of $450,000.00. 7/16/09 Promissory Note - PRODM 003032 RRA to pay $300„000.00 plus fees to Investors Risk EFTA01106584 Category Date Description To From Bates Nos. Notes S50(b) Advantage, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S50(b) PRODM 003033 thru 003037 Between Investors Risk Advantage and RRA - $300,000.00. 7/16/09 Sale and Transfer Agreement - RRA S50(b) PRODM 003038 thru 003045 Investors Risk Advantage & RRA. Agreement is Redacted 7/16/09 Sale and Transfer Agreement - RRA S50(b) PRODM 003046 thru 003052 Investors Risk Advantage & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003053 thru 003056 Redacted PRODM PRODM PRODM 7/29/09 Confidential Settlement Agreement and General Release - RRA S98 PRODM 003057 thru 003066 REDACTED Agreement between Investors Risk Advantage, LP and RRA total amount $1,242,500.00 - $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA S98 Investors Risk Advantage, LP Scott Rothstein PRODM 003067 Correspondence regarding the Assignment of Settlement proceeds in the amount of $900,000.00. EFTA01106585 Category Date Description To From Bates Nos. Notes 7/29/09 Promissory Note - S98 PRODM 003068 RRA to pay $600„000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S98 PRODM 003069 thru 003073 Between Investors Risk Advantage and RRA - $600,000.00. 7/29/09 Sale and Transfer Agreement - RRA 598 PRODM 003074 thru 003081 Investors Risk Advantage & RRA. Agreement is Redacted 7/29/09 Sale and Transfer Agreement - RRA S98 PRODM 003082 thru 003088 Investors Risk Advantage & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003089 thru 003092 Redacted PRODM 5117 - No Documents Pa e PRODM 003093 PRODM 4/27/09 Confidential Settlement Agreement and General Release - RRA 515 PRODM 003094 thru 003103 REDACTED Agreement between Investors Risk Advantage, LP and RRA total amount $1,136,000.00 - $800,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 4/27/09 Re: Case No. RRA 515 Investors Risk Advanta e, LP Scott Rothstein PRODM 003104 Correspondence regarding the Assignment of Settlement roceeds in the amount of $800,000.00. EFTA01106586 Category Date Description To From Bates Nos. Notes 4/27/09 Promissory Note - S15 PRODM 003105 RRA to pay $600„000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S15 PRODM 003106 thru 003110 Between Investors Risk Advantage and RRA - $600,000.00. 4/27/09 Sale and Transfer Agreement - RRA 515 PRODM 003111 thru 003118 Investors Risk Advantage & RRA. Agreement is Redacted 4/27/09 Sale and Transfer Agreement - RRA 515 PRODM 003119 thru 003125 Investors Risk Advantage & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003126 thru 003129 Redacted PRODM PRODM 9/3/09 Re: Case No. RRA 9133(a) Investors Risk Advantage, LP Scott Rothstein PRODM 003130 Correspondence regarding the Assignment of Settlement proceeds in the amount of $10,500,000.00. 9/3/09 Promissory Note - 5133a PRODM 003131 RRA to pay $7,000,000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S133 (a) PRODM 003132 thru 003136 Between Investors Risk Advantage and RRA - $7,000,000.00. EFTA01106587 Category Date Description To From Bates Nos. Notes PRODM 9/3/09 Sale and Transfer Agreement - RRA S133(a) PRODM 003137 thru 003147 Investors Risk Advantage Redacted & RRA. Agreement is 9/3/09 Sale and Transfer Agreement - RRA S133(a) PRODM 003148 thru 003154 Investors Risk Advantage Redacted & RRA. Agreement is Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003155 thru 003158 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003159 thru 003162 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003163 thru 003166 Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003167 thru 003170 Redacted EFTA01106588 Category Date Description To From Bates Nos. Notes PRODM PRODM 7/8/09 Re: Case No. RRA S41(b) Investors Risk Advanta:e, LP Scott Rothstein PRODM 003171 Correspondence regarding the Assignment of Settlement • roceeds in the amount of $1,500,000.00. 7/8/09 Promissory Note - S41(b) PRODM 003172 RRA to pay $750„000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S41(b) PRODM 003173 thru 003177 Between Investors Risk Advantage and RRA - $750,000.00. PRODM 7/8/09 Sale and Transfer Agreement - RRA S41(B) PRODM 003178 thru 003185 Investors Risk Advantage & RRA. Agreement is Redacted 7/8/09 Sale and Transfer Agreement - RRA S41(B) PRODM 003178 thru 003185 Investors Risk Advantage & RRA. Agreement is Redacted 7/8/09 Sale and Transfer Agreement - RRA S41(B) PRODM 003186 thru 003192 Investors Risk Advantage & RRA. Agreement is Redacted PRODM PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of PRODM 003193 thru 003196 Redacted EFTA01106589 Category Date Description To From Bates Nos. Notes Employment PRODM PRODM 9/3/09 Re: Case No. RRA 9133(b) Investors Risk Advantage, LP Scott Rothstein PRODM 003197 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,500,000.00. PRODM PRODM 9/3/09 Promissory Note - 9133(b) PRODM 003172 RRA to pay $750„000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S41(b) PRODM 003199 thru 003203 Between Investors Risk Advantage and RRA - $1,000,000.00. PRODM PRODM 9/3/09 Sale and Transfer Agreement - RRA 133(b) PRODM 003204 thru 003214 Investors Risk Advantage & RRA. Agreement is Redacted 9/3/09 Sale and Transfer Agreement - RRA S133(b) PRODM 003215 thru 003221 Investors Risk Advantage & RRA. Agreement is Redacted PRODM PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of PRODM 003222 thru 003225 Redacted EFTA01106590 Category Date Description To From Bates Nos. Notes Employment PRODM PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003226 thru 003229 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003230 thru 003233 Redacted PRODM PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003234 thru 003237 Redacted Ira Sochet, as Trustee and Investors Risk Advantage, as fractional Investors - Index Page of Control Numbers and Bates Numbers PRODM 003238 PRODM PRODM Acknowledgement of PRODM 003239 Between Investors Risk Advantage and RRA - EFTA01106591 Category Date Description To From Bates Nos. Notes Assignment /Purchase of Settlement Proceeds - RRA S128(A) thru 003243 $19,000,000.00. PRODM PRODM 8/7/09 Sale and Transfer Agreement - RRA 128(a) PRODM 003244 thru 003260 Investors Risk Advantage Redacted & RRA. Agreement is 8/25/09 Sale and Transfer Agreement - RRA S128(a) PRODM 003261 thru 003267 Investors Risk Advantage Redacted & RRA. Agreement is Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003268 thru 003271 Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003272 thru 003275 Redacted Rothstein Rosenfeldt PRODM 003276 Redacted EFTA01106592 Category Date Description ' To From Bates Nos. Notes Adler Authority to Represent - Contract of Employment thru 003279 Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003280 thru 003283 Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003284 thru 003287 Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003288 thru 003291 Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003292 thru 003295 Redacted EFTA01106593 Category Date Description To 1 10111 Bates Nos. Notes Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003296 thru 003299 Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003300 thru 003303 Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003304 thru 003307 Redacted S153A - No documents Page PRODM 003308 S153B - No documents Page PRODM 003309 S158A - No documents Page PRODM 003310 PRODM PRODM 8/25/09 Re: Case No. RRA Investors Risk Scott Rothstein PRODM 003311 Correspondence regarding the Assignment of EFTA01106594 Category Date Description To From Bates Nos. Notes 9128(b) Advantage, LP Settlement proceeds in the amount of $1,500,000.00. 8/25/09 Promissory Note - S128b PRODM 003312 RRA to pay 1,000,000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA 9128(b) PRODM 003313 thru 003317 Between Investors Risk Advantage and RRA - $1,000,000.00. PRODM 8/25/09 Sale and Transfer Agreement - RRA S128(b) PRODM 003318 thru 003334 Investors Risk Advantage & RRA. Agreement is Redacted 8/25/09 Sale and Transfer Agreement - RRA S128(b) PRODM 003335 thru 003341 Investors Risk Advantage & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 00342 thru 003345 Redacted PRODM PRODM PRODM Rothstein Rosenfeldt PRODM 003346 Redacted EFTA01106595 Category Date Description To From Bates Nos. Notes Adler Authority to Represent - Contract of Employment thru 003349 PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003350 thru 003353 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003354 thru 003357 Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003358 thru 003361 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003362 thru 003365 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003366 thru 003369 Redacted PRODM EFTA01106596 Category Date Description To From Bates Nos. Notes Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003370 thru 003373 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003374 thru 003377 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003378 thru 003381 Redacted PRODM Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003382 thru 003385 Redacted PRODM S158B - No Documents Page PRODM 003386 PRODM 7/8/09 Re: Case No. RRA 941(a) Ira Sochet Inter Vivos Trust Scott Rothstein PRODM 003387 Correspondence regarding the Assignment of Settlement proceeds in the amount of $2,500,000.00. 7/8/09 Promissory Note - S41(a) PRODM 003388 RRA to pay 1,250,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106597 Category Date Description To From Bates Nos. Notes Acknowledgement of Assignment /Purchase of Settlement Proceeds - RRA S41 PRODM 003389 thru 003393 Between Ira Sochet Inter Vivos Trust and RRA - $1,250,000.00. PRODM PRODM 7/8/09 Sale and Transfer Agreement - RRA 541(A) PRODM 003394 thru 003401 Sochet & RRA. Agreement is Redacted 7/8/09 Sale and Transfer Agreement - RRA 541(A) PRODM 003402 thru 003408 Ira Sochet Inter Vivos Trust & RRA. Agreement is Redacted Rothstein Rosenfeldt Adler Authority to Represent - Contract of Employment PRODM 003409 thru 003412 Redacted PRODM 6/15/09 Check # 198 Onyx Options Consultants Investors Risk Advantage LP PRODM 003413 check in the amount of $3,333.33 - consulting fee. PRODM 7/1/09 Check # 199 Onyx Options Consultants Investors Risk Advantage LP PRODM 003414 check in the amount of $5,000.00 - consulting fee. 12/15/06 Check # 151 Onyx Options Consultants Investors Risk Advantage LP PRODM 003415 check in the amount of $3,333.33 - consulting fee. 11/15/06 Check # 150 Onyx Options Consultants Investors Risk Advantage LP PRODM 003416 check in the amount of $3,333.33 - consulting fee. 10/15/07 Check # 163 Onyx Options Investors Risk PRODM 003417 check in the amount of $3,333.33 - consulting fee. EFTA01106598 Category Date Description To From Bates Nos. Notes Consultants Advantage LP 11/15/07 Check # 164 Onyx Options Consultants Investors Risk Advantage LP PRODM 003418 check in the amount of $3,333.33 - consulting fee. 8/15/07 Check # 161 Onyx Options Consultants Investors Risk Advantage LP PRODM 003419 check in the amount of $3,333.33 - consulting fee. 9/15/07 Check # 162 Onyx Options Consultants Investors Risk Advantage LP PRODM 003420 check in the amount of $3,333.33 - consulting fee. 8/15/06 Check # 146 Onyx Options Consultants Investors Risk Advantage LP PRODM 003421 check in the amount of $3,333.33 - consulting fee. 9/15/06 Check # 147 Onyx Options Consultants Investors Risk Advantage LP PRODM 003422 check in the amount of $3,333.33 - consulting fee. 9/15/08 Check # 178 Onyx Options Consultants Investors Risk Advantage LP PRODM 003423 check in the amount of $3,333.33 - consulting fee. 10/15/08 Check # 179 Onyx Options Consultants Investors Risk Advantage LP PRODM 003424 check in the amount of $3,333.33 - consulting fee. 4/15/08 Check # 172 Onyx Options Consultants Investors Risk Advantage LP PRODM 003425 check in the amount of $3,333.33 - consulting fee. 5/15/08 Check # 174 Onyx Options Consultants Investors Risk Advantage LP PRODM 003426 check in the amount of $3,333.33 - consulting fee. 1/4/03 Agreement of Limited Partnership of Investors Risk Advantage, LP as of January 4, 2003 PRODM 003427 thru 003453 PRODM 10/15/06 Check # 149 Onyx Options Consultants Investors Risk Advantage LP PRODM 003454 check in the amount of $3,333.33 - consulting fee. 9/1/09 Check # 202 Onyx Options Consultants Investors Risk Advantage LP PRODM 003455 check in the amount of $5,000.00 - consulting fee. EFTA01106599 Category Date Description To From Bates Nos. Notes 5/15/09 Check # 197 Onyx Options Consultants Investors Risk Advantage LP PRODM 003456 check in the amount of $3,333.33 - consulting fee. 8/1/09 Check # 201 Onyx Options Consultants Investors Risk Advantage LP PRODM 003457 check in the amount of $5,000.00 - consulting fee. 6/15/07 Check # 158 Onyx Options Consultants Investors Risk Advantage LP PRODM 003458 check in the amount of $3,333.33 - consulting fee. 6/15/08 Check # 175 Onyx Options Consultants Investors Risk Advantage LP PRODM 003459 check in the amount of $3,333.33 - consulting fee. 7/15/08 Check # 176 Onyx Options Consultants Investors Risk Advantage LP PRODM 003460 check in the amount of $3,333.33 - consulting fee. 5/15/07 Check # 157 Onyx Options Consultants Investors Risk Advantage LP PRODM 003461 check in the amount of $3,333.33 - consulting fee. 7/15/07 Check # 160 Onyx Options Consultants Investors Risk Advantage LP PRODM 003462 check in the amount of $3,333.33 - consulting fee. 3/15/09 Check # 193 Onyx Options Consultants Investors Risk Advantage LP PRODM 003463 check in the amount of $3,333.33 - consulting fee. 4/15/09 Check # 195 Onyx Options Consultants Investors Risk Advantage LP PRODM 003464 check in the amount of $3,333.33 - consulting fee. 1/15/09 Check # 190 Onyx Options Consultants Investors Risk Advantage LP PRODM 003465 check in the amount of $3,333.33 - consulting fee. 12/15/08 Check # 181 Onyx Options Consultants Investors Risk Advantage LP PRODM 003466 check in the amount of $3,333.33 - consulting fee. 3/15/08 Check # 169 Onyx Options Consultants Investors Risk Advantage LP PRODM 003467 check in the amount of $3,333.33 - consulting fee. 4/2/08 Check # 171 Onyx Options Consultants Investors Risk Advantage LP PRODM 003468 check in the amount of $3,333.33 - consulting fee. 4/15/07 Check # 155 Onyx Options Consultants Investors Risk Advantage LP PRODM 003469 check in the amount of $3,333.33 - consulting fee. EFTA01106600 Category Date Description To From Bates Nos. Notes 3/15/07 Check # 154 Onyx Options Consultants Investors Risk Advantage LP PRODM 003470 check in the amount of $3,333.33 - consulting fee. 2/15/07 Check # 153 Onyx Options Consultants Investors Risk Advantage LP PRODM 003471 check in the amount of $3,333.33 - consulting fee. 3/6/09 Check # 192 Onyx Options Consultants Investors Risk Advantage LP PRODM 003472 check in the amount of $3,333.33 - consulting fee. 1/15/08 Check # 166 Onyx Options Consultants Investors Risk Advantage LP PRODM 003473 check in the amount of $3,333.33 - consulting fee. 12/15/07 Check # 165 Onyx Options Consultants Investors Risk Advantage LP PRODM 003474 check in the amount of $3,333.33 - consulting fee. 1/15/07 Check # 152 Onyx Options Consultants Investors Risk Advantage LP PRODM 003475 check in the amount of $3,333.33 - consulting fee. 2/24/09 Case Verification February 24, 09 Michael Szafranski - Onyx Capital Management PRODM 003476 thru 003477 & PRODM 003552 & PRODM 003589 Met with Rothstein today regarding cases S1 thru S5. 3/16/09 S7 verification Michael Szafranski - Onyx Capital Management PRODM 003478 thru 003479 & PRODM 003553 & PRODM 003588 case has been verifed - please sign attached document and wire funds today. 4/27/09 S15 inriad deal Michael Szafranski - Onyx Capital PRODM 003480 & PRODM 003554 will verify when I get there. EFTA01106601 Category Date Description To From Bates Nos. Notes Management 4/27/09 Fw: Sl3B Michael Szafranski - Onyx Capital Management PRODM 003481 & PRODM 003555 Joint damson. 5/8/09 FW S19 (Ira Sochet) Michael Szafranski - Onyx Capital Management PRODM 003482 & PRODM 003556 case has been verified. 6/9/09 527 Michael Szafranski - Onyx Capital Mana ement PRODM 003483 & PRODM 003557 verified by reviewing unredacted documents, etc. 6/24/09 s33 DOCS AND VERIFICATION Michael Szafranski - Onyx Capital Management PRODM 003484 thru 003485 PRODM 003558 & PRODM 003590 verified - by viewing unredacted documents/wire. 6/29/09 FW: S35 Michael Szafranski - Onyx Capital Management PRODM 003486 & PRODM 003559 do not wire until I verify. 6/29/09 FW: S37 Michael Szafranski - Onyx Capital Management PRODM 003487 & PRODM 003560 Do not wire until I verify - note the date is today. 6/29/09 s35-37 verification Michael Szafranski - Onyx Capital PRODM 003488 thru 003489 & verification completed - you may wire funds. EFTA01106602 Category Date Description To From Bates Nos. Notes Management PRODM 003561 & PRODM 003591 7/8/09 verfication s41 Michael Szafranski - Onyx Capital Management PRODM 003490 thru 003491 & PRODM 003562 & PRODM 003568 I went online to the TD website and verified that the $5,240,000 has been wired from defendant to Rothstein's escrow account, etc. 7/16/09 verification Michael Szafranski - Onyx Capital Management PRODM 003492 thru 003493 & PRODM 003563 & PRODM 003569 18 cases verified - please wire funds to Rothstein, etc. 7/20/09 Verification Michael Szafranski - Onyx Capital Management PRODM 003494 thru 003495 & PRODM 003570 & PRODM 003575 verified - please wire 3.6 million and reference RRA S51-56. 7/16/09 Notification to RRA of incoming wire in the amount of $21333996.00 PRODM 003496 Redacted 7/24/09 64-69 verification Michael Szafranski - Onyx Capital Management PRODM 003497 thru 003498 & PRODM 003572 cases verified, etc. EFTA01106603 Category Date Description To From Bates Nos. Notes thru 003573 & PRODM 003576 7/27/09 70-79 verification Michael Szafranski - Onyx Capital Management PRODM 003499 thru 003500 & PRODM 003577 verification completed. 7/29/09 83-98 verification Michael Szafranski - Onyx Capital Management PRODM 003501 thru 003502 & PRODM 003574 & PRODM 003578 funds wired, etc. 8/9/09 s106-17 Michael Szafranski - Onyx Capital Management PRODM 003503 thru 003504 & PRODM 003579 s117 mislabeled as Sochet and not Investors Risk, etc. 8/9/09 FW: S110 Michael Szafranski - Onyx Capital Management PRODM 003505 verified. 8/18/09 Funding Issue - Urgent Scott Rothstein PRODM 003506 thru 003507 Email chain regarding funding issues. 8/25/09 5128 Verification Michael Szafranski - Onyx Capital Management PRODM 003508 thru 003509 & PRODM 003580 $30 million wired into Rothstein's account - settlement agreement has been signed by 10 plaintiffs, etc. 8/25/09 wire Scott Rothstein PRODM 003510 let me know when the wire flies so I can alert my EFTA01106604 Category Date Description To From Bates Nos. Notes Michael Szafranski clients. 9/4/09 133 verification Ira Sochet Michael Szafranski - Onyx Capital Management PRODM 003511 thru 003512 & PRODM 003564 & PRODM 003581 settlement proceeds have been wired to the escrow accounts, etc. 9/16/09 Verification Michael Szafranski - Onyx Capital Management PRODM 003513 thru 003514 & PRODM 003565 thru 003566 & PRODM 003582 verified - you may wire $10 million to Rothstein's account. 9/18/09 s151 verification Michael Szafranski - Onyx Capital Management PRODM 003515 thru 003516 & PRODM 003583 verified - please wire $2.5 million to Rothtein's escrow account. 9/24/09 152-153 Michael Szafranski - Onyx Capital Management PRODM 003517 thru 003518 & PRODM 003567 & PRODM 003584 verified - wire $5 million today and $5 million tomorrow, etc. 10/1/09 FW: amount still due to sochet and investors risk Scott Rothstein Irene Stay Michael Szafranski - Onyx Capital Management PRODM 003519 thru 003519 monies still due - we need today either by wire or trust check, etc. EFTA01106605 Category Date Description To From Bates Nos. Notes 10/5/09 update Scott Rothstein PRODM 003520 I had them re input the 3m wire as wires put in after seemed to be going faster than wire entered last week - I just have to make sure the 116 other wires my firm sent all went out and arrived. Ira Sochet 10/5/09 FW: here is the trace number for the 3m wire out, waiting for the original Scott Rothstein PRODM 003521 thru 003522 Resending the wire worked. Ira Sochet 10/8/09 158 verification Ira Sochet Michael Szafranski - Onyx Capital Management PRODM 003523 thru 003524 & PRODM 003585 & PRODM 003592 verified - you may wire $9 at this time. 10/6/09 Re: Michael Szafranski - Onyx Capital Management PRODM 003525 & PRODM 003593 they said it is out there - let's wait. 10/15/09 Re: new deal Michael Szafranski Ira Sochet Rothstein PRODM 003526 thru 003527 & PRODM 003594 thru 003595 Email chain - More than 50 and I need to take 10 today, 10 tomorrow and 10 Monday, or I risk losing clients -could cause ripple effect across the other levels of this case and could affect my ability to pick up the tropicana cases. 10/15/09 funding Ira Sochet Michael Szafranski Rothstein PRODM 003528 thru 003529 & PRODM 003596 thru 003597 can you please fund the deals today - I am willing to pay another 500k out of my fee if you can - I am under tremendous pressure and I do not want to lose any clients from this deal and I do not want to lose any of the Tropicana clients coming in now. EFTA01106606 Category Date Description To From Bates Nos. Notes 10/16/09 Fw: S159 Ira Sochet Michael Szafranski PRODM 003530 thru 003531 & PRODM 003586 & PRODM 003598 verified - Scott asked if any can be wired today because he had clients breathing down his neck. 10/20/09 ira wire Michael Szafranski Scott Rothstein PRODM 003532 thru 003533 & PRODM 003599 thru 003600 TD say the are trying to send wire and it is bouncing back, etc. 10/21/09 Rothstein PRODM 003534 thru 00003541 & PRODM 003543 thru 003550 Frank Spinosa finds my requests extrememly odd given the fact that I have access to my balances on line and then I request that he send me a letter with same info - money in that account belongs to the defendant entity - I am breaching banking confidentiality - Ira and I have discussed this previously - I asked Frank for a letter and he wants to know why - I have no ligitimate answer, etc. Ira Sochet Michael Szafranski 10/21/09 Locked escrow account Scott Rothstein Ira Sochet Michael Szafranski PRODM 003542 & PRODM 003601 10/20/09 update on deals as per your request Michael Szafranski Scott Rothstein PRODM 003551 & PRODM 003603 thru 003604 we still have many of the 800K deals remaining that we need to fund - Ira...Could you take another 20...1 would be willing to give you another one million dollars of my fee immediately for taking the 20 800's. EFTA01106607 Category Date Description To From Bates Nos. Notes 7/16/09 Notification to RRA of incoming wire in the amount of $21333996.00 PRODM 003571 Redacted 10/23/09 167 Ira Sochet Michael Szafranski PRODM 003587 & PRODM 003605 verification completed - you may now wire $16 million dollars. 10/23/09 current set of 20 deals Rothstein PRODM 003602 & PRODM 003606 thru 003607 we got wire for $500K into Florida Care - but I don't see other wire for remaining $500K, etc. PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM EFTA01106608 Category Date Description To From Bates Nos. Notes PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM EFTA01106609 Category Date Description To From Bates Nos. Notes EFTA01106610 Category Date Description To From Bates Nos. Notes EFTA01106611 Category Date Description To From Bates Nos. Notes EFTA01106612 Category Date Description To From Bates Nos. Notes EFTA01106613 Category Date Description To From Bates Nos. Notes EFTA01106614 Category Date Description To From Bates Nos. Notes EFTA01106615 Category Date Description To From Bates Nos. Notes EFTA01106616 Category Date Description To From Bates Nos. Notes EFTA01106617 Category Date Description To From Bates Nos. Notes EFTA01106618 Category Date Description To From Bates Nos. Notes EFTA01106619 Category Date Description To From Bates Nos. Notes EFTA01106620 Category Date Description To From Bates Nos. Notes EFTA01106621 Category Date Description To From Bates Nos. Notes EFTA01106622 Category Date Description W:\80743\INDEXS22-Index of Volume VII of Conrad Sher Dom - EQC-Eqs.docx To From Bates Nos. Notes EFTA01106623