Case File
efta-efta01108684DOJ Data Set 9OtherJAMS ARBITRATION
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DOJ Data Set 9
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efta-efta01108684
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JAMS ARBITRATION
IN THE MATTER OF
FORTRESS VRF I LLC and FORTRESS
VALUE RECOVERY FUND I LLC,
Claimants
v.
JEEPERS, INC.,
Respondent
and
FINANCIAL TRUST COMPANY, INC. and
JEEPERS, INC.,
Counterclaimants and Third-Party Claimants
v.
D.B. ZWIRN SPECIAL OPPORTUNITIES
FUND, L.P. k/n/a FORTRESS VALUE
RECOVERY FUND I LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC,
DANIEL ZWIRN, and
Third-Party Respondents
Case No. 1425006537
Arbitrator: Hon. Anthony J. Carpinello
SUBPOENA DUCES TECUM
To:
Harold Kahn
Gravitas
475 Park Avenue South, 32nd Floor
New York, NY 10016
Tel. 212.607.8200
NOTICE IS HEREBY GIVEN that pursuant to the Comprehensive Arbitration Rules &
Procedures of the Judicial Arbitration and Mediation Service and applicable state and federal
EFTA01108684
laws, you are HEREBY COMMANDED TO BRING AND PRODUCE DOCUMENTS before
the arbitrator on July 20, 2011 at 10 am to the offices of Susman Godfrey, LLP, 560 Lexington
Ave, 15th Floor, New York, New York, 10022, as described on Exhibit A hereto.
Dated:
, 2011
Hon. Anthony J. Carpinello (Ret.)
Arbitrator
Requested by:
SUSMAN GODFREY L.L.P.
Harry P. Susman
SUSMAN GODFREY L.L.P.
1000 Louisiana Street, Suite 5100
Houston, Texas 77002-5096
Tele
Fax:
E-mail:
Stephen D. Susman
Seth Ard
560 Lexington Ave, 15th Floor
New York, New York 10022
Tele hone:
Fax:
E-mail:
E-mail:
Attorneys for Respondent Counterclaimants and Third-Party Claimants
Financial Trust Company, Inc. and Jeepers, Inc.
EFTA01108685
JAMS ARBITRATION
IN THE MATTER OF
FORTRESS VRF I LLC and FORTRESS
VALUE RECOVERY FUND I LLC,
Claimants
v.
JEEPERS, INC.,
Respondent
and
FINANCIAL TRUST COMPANY, INC. and
JEEPERS, INC.,
Counterclaimants and Third-Party Claimants
v.
D.B. ZWIRN SPECIAL OPPORTUNITIES
FUND, L.P. k/n/a FORTRESS VALUE
RECOVERY FUND I LLC,
Counter-Respondent
and
D.B. ZWIRN PARTNERS, LLC,
D.B. ZWIRN & CO., L.P.,
DBZ GP, LLC,
ZWIRN HOLDINGS, LLC,
DANIEL ZWIRN, and
Third-Party Respondents
Case No. 1425006537
Arbitrator: Hon. Anthony J. Carpinello
EXHIBIT A
INSTRUCTIONS
1.
These requests apply to all documents within your possession, custody, or control,
including, but not limited to, all documents in the possession, custody, or control of your
attorneys, agents, representatives, accountants, and employees.
EFTA01108686
2.
For any responsive documents withheld from production, state the date, authors,
recipients, type of document, subject matter, number of pages, and the basis of the claim of
privilege asserted.
DEFINITIONS
I.
"Zwim Entities" means Daniel Zwim, D.B. Zwim Partners, LLC, D.B. Zwim &
Co., L.P., DBZ GP, LLC, and Zwim Holdings, LLC, and includes all their respective members,
managers, general partners, limited partners, employees, representatives, agents, parents,
subsidiaries, predecessors, affiliates, divisions, and anyone else acting on their behalf.
3.
"You" means Harold Kahn.
4.
Rules of construction: "All" and "each" shall be construed as all and each; "and"
and "of shall be construed either disjunctively or conjunctively as necessary to bring within the
scope of this request all requests that might otherwise be construed to be outside its scope; the
use of the singular form of any word includes the plural and vice versa; "any" includes and
encompasses the words "each" and "all"; terms used in the present tense include terms in the past
tense and terms in the past tense include terms in the present tense.
DOCUMENT REOUESTS
1.
All copies of testimony or written statements by You in any SEC investigation
relating to the Zwim Entities.
EFTA01108687
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Phone
212.607.8200Phone
5006537Forum Discussions
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