DS9 Document EFTA01121617

GIO Global Investment Opportunities Group Account Position and MTM Surnmary (Open Positions) Prepared for Southern Financial LIC as of November 29. 2013 LP. Morgan Securithrt. L1C. Curriont it tb Coonnoodllty rate USOMX11 U1DARS USIX>IF 111133 6141 090(4 MAUVS0 USIXRYi USDCAD 125244 fOrrt1 10515 GINNSO tl*NSO USOTRY 16362 1.3583 2021 175CUnr USDNI USDed n. 192,130 13314 61334 Structured Note • Manual Plena sta PLIoNanIntestentot tant te ol plet Ost rr ade Date Orteurtry Faut Amtman ion9 brittuben Cert Rant Or ti Vak.' Ill intnest Rensed Lem, Pta Is) ~ont Pokern MTM 2•444•13 &nupit 2.030.070 25•1413 5,409•14 2104070 2415.13 1101144 1.009003 Nbc GEN 5.701• 00% IKOIxerleulton•171K4p1NOLOLeter271429 SG Maskot PlutiNTICruck, 74t7S%banier.1014544. Untapped »11 CIINSX7P. IM% Pant turrior.04. ON. 2SMCap. Inhol reol 56.77 57.0:0.401 510:0.00:4 $1132207 $1.971403 11.000.003 $0 $0 50 510? (0 4103(0 SE» CO 410161 $9492 $10.90 $131200 521(401 19400 Stunturel Note ram 51.111.44,0 Se 5111000 Internatlonal Flad Inom» • i ttachy PtIt~1a Slum Pink Ost* Naturtry rate amount Knot 5.5 Rating Curtency Coupon Ainopor Curt III Planet Volut IS) Total g:n.4 et. m is) York to Nara tnery da° Nk* (anat Inka Rean li MIM 'tuvor i? i417K.205 1.504040 2144.0 .13 Nepentl 3.400550 1155.13 2.052015 2.5040:0 UOrch Gint 5 59 Captal No I TU hakor De VeNnært MO 114 lon U50 USO VW 9.825% 4030% 5.000% 5124? SON 131250.01») 5175620 $ 3.1114303 $1021000 $130.00$ 1135,333 $25.347 354% 632% 1727% Mia 0, 10625 5000 n91 106.1$ 44 00 $371.125 462333 *2046571 • PA.towl Pool, Menan4 Amt tackad Trade Date Meurity Otiginal rate via PLI intenmeot tlant Tita Rating ned om Orte coopoo Principal Con (SI LINAN Vala IS) Tola) "."<.int Lotry Pirs Cvaent Raste Itdealt 10811 MIM 14.54e43 254.4••2033 4.504070 10a413 2S.Ape.203S 19030.000 160143 25.49,1032 4251070 19.140v43 25%1.2033 1.294070 04494003.11.1 gem20014 INI Cent 2046 A112 ~mr 20044442 401 CC N D 12125/013 11092013 152511014 imam 1710% 4551% 5.250% 4972% ($1,418.!0» 51.042.8244 0192514N 5447.1521 f1.134676 $1.067 539 $2.092913 5494.4131 $352059 $71,42? $120.137 $2.475 9550 6075 9200 22U0 9300 14 9398 t290 440.132 446.136 167.441 $41004 Melgage and Taget Radie] MUA Te Ila ett., 55.744.14. 0,0» on ¶771,11a io.v.m.d.ConinKb. MIM 10 Fl Options • 0414114 Modeller ta Illootobn Trade Ost< Expiroten Corettioe e it ir" Typ. 2 Clarenemte nal %gate Connery .? Type flernor Type Clutteol Currmt Premium ISI Ml Ml 444-13 Inrett. 60405 2.449-13 141.5.14 Sold USD USD 481 tut 210.0® 291000 11000 9330 UNR 1141141L UNIT114109t Pin Call 65 Si 0 1131 55425(01 $161100 $21.414 543.k.:9 `ltd 1.0541 1154013 Option hett ep LO 10 1.11Y $571.521 10 NN- $1.404Att $0 $479.989 34477.130 ro 51 10 $0 lo Debatt, 03142.234 51245711 ($412.0271 Mor nate. 10 50 ro Othe I allsnetleNoin LO $0 Talat $194119 1439522 14341111 (0 200 "Jomo, Omm t4. TRA445.4115 SIONnert 9.45 e tu tumOvar Nom nos pava 2012 tOY Open /ANA 51477.175 Current °pen 0411141 $114.2119 rlDclwgek.OgnMIM bY13 Cl000d PA. mO.231) 6312.2311 (52.4103310 54.154.821 all Not radonoomo tianPROT0 GIO~ Account Position and MTM Summary (2013 Closed Positions) Drrp+'M lo/ Sou0w4 Una./ 144 4. of 3444 tr 15. 2915 Srmallles 1SC Tr4/14444 44•• Eta. I) M-11 4M11) Mann 141091; Mann 121190 11.4.13 181.91; Mann 181.91; 14141.13 $41.91; 214m13 251.91; Mann Plena 21.5,13 30090 I8011 14*13 4•4041 14143 1440.11 452 13 19141.13 1:40.12 ISIS 13 21.141.13 /11413 3441413 if kb 13 4141413 547 144/11 /MY 144/11 MY 0.14 141 SUP ULM 444/1 TAM 449 COM MCP 1111 MLA IONA MCP net 404 VP/ NY ISO KC IOC AIR NAM 190 3.045 1410 AGM 0/14 DO MI MI 140 0 0130 0 KM Mv 13 891 •Ildral 1141 .12 US 1144.12 Nett OM/ 11PA* W444.13 WI , 54/14 MLA lam.lf AMC 44111 204.0 DSC 11 4/0 MO 11210.0 M 0440 al t 114413 Olt 1140.0 Aft 11.4.4.11 1140.0 05( 10 40,0 fake 44441 19 15/.12 TEF 194.4.11 1/41 254.0 90 394.4.11 RA 394.4.11 Inc 11401 14.4 2 14/11 5019 /WO 0491 )M4 0 WY 4414 I) 101 444.11 VNIV 444.11 WIS 240042 fowl) 0011 900441 Ilea AlCO Alto 1210 %MO 240) 440 240) 690 5.20) /COD MO) 94 254 QUO 134 MD/ 25024 1540 197) ACM 1.40 390 2944 390 0:40 1.40 20433 3/40 11.093 1.250 390 2750 VD/ 54 2.023 134 5.. 290 20) 49 40 1.40 3.00 MO) 1.9 9.00 100 40) 044 2/40 1.071 1.40 OS:01 MOD 0431 ACM 401 440 loco 2.114 0.031 400 390 290 MOO 190 2550 Compory (.44 50/1410 4440s. Say C4.4 SM 74.4 / 0 1.4 U. armor.% Prins 10 41.1(m Otx.n.am1K4b Mamoval% ant ...any...CONIN MM an; to lbltaovt Hammon Oulu, M Nelda Norttern re. fie* L. A/1•011vers.mml. 1m 1440. a/44 4.19 Mt..., n n5attk Sofa VON 4414 14100 44M Cal 9 1401110•04/0.001 VaMmillathrallYmnm 294514 044.44 9440 h. 1444,11.4.444 491141.1.0 Crowirtr hoax.% rwma roof Crmlt Co Com Couto Co 4..00 emdcoli4, 14411% Cm% 10/414./.441% 104.4444411. 144.4 14%4 040444 CO 44114•144. tioklma (-014. WM. 44 94 44" Amnon QOM Aonn Cap IAN1019,0101•%14'41 I% ihrcorpirmmnalallevA wllno Pntrif le 444 Cosmos/ AM teat 1.11Mms 04 Roth, Mono CAM (A ONOTIrre.mcf•a(160%< Song I4 14444414 1441%4444 1.08.44 Vats DM Amon in /4444.41444/11.41 Vote 4414010 • 444 4n4 14 Al4 4044 Cep COONS 9'0101-0 1.< tolock4enom NO' CODA AMON 1.014•01(0 Marc Ilium...On% hl OW4 VI Carom* Wes.Y. 41.4•404/ 44.14019 4444 It (μ148240(4M 144%4C019 UM.. Lip. AS 1t41ny545.n46 SmmetS 1/1.1•1,4 re 11/ hN. bethetia Corp 1403444. Cotp 1.0am Cemasat ay. •A tra 0044 100944 44M 64/044.140414 • 440 14 4c41,014 n , D4 Was. arm,141Ccep OnnIma Co CO. VS Ina. gravy Isnall14/ cpo4up app./ on. 00 1441 991% (101940 5/ PAN 11.13 WI Mil (1251/1 4443 ntoxial 491% 41441, $146/4 4 lon.13 N. 244 61,031 09 On* a8% 110144 5134309 f 14n 113 41/0 4114 11.49 USD indmal 2.10% 01014021 410%240 151.11 114 17.71 (11.30 use Canna. 1110(0. 00% 4413121 *Hs 0 MO 2015 OM 5949 /ACM USD mar, llentsllo 00% MAW/ iosmin too 1002 1113 1250 901(40/1.x40904 00% 4400 MUM 113.13 714 01411 IAD Dion Sri 045.041 541,471 174.11 210 254 01 Ilse 0.144(041$ 040% 11.1111))11 5111350 1911.6 194 1456 (12601 IAD anouner. WWI 00% 4940 Win 114.11 130 249 14921 Ilse 009 403% 111221913 SIMI. 181.0 24•6 MM ($1,664 IAD anus, Na..4414 00% 111940 514401 241.11 1121 104 10110 Ilse 0414 432% 109.161) 124.93 201.1) 5254 520 41.634 IAD maw, 11344thea 00% (111.0141 $1119 254.11 220 0.0 1219 IAA Oak Mat.. 00% 05944 SIM0) 251.13 6.* 4..% MAO IAD 01511.1 Oita 274% 11.444021 107410 04.11 120 31.91 1110 USD 0(0% $117)53 514.193 918.13 14 /46 SIAS ~or 54,4 It. 1140 ISO 172% 491.00 /41.913 114.11 210 0.4 114421 119 043% 11000)21 5706.40 144.0 NCO 314 MUM 44.4 304 114.01 ISO 44% (111.111.1 50110 14411 30.35 2104 1414 1.110 10401 1054% 445251 5039) $44.0 140 096 14441 ISO ore 4ana 491241 4211011 14442 144 545.2 1110 IAA 1,44449 00% 0100 1≥520 444.0 214 Mt/ 1424 ISO 140.4054 1 35% OW% 04041 54903 1046 1919 11101 74•15. 141401, 1.150 1104390 519101 Csil 646 (142191 Oak Ifamith IAD 47% 047.0011 141,1111 91443 2310 2213 $2.14 IAD Conimaullors 14% 1(20,4321 420;04 91443 2.251 7251. 1254 USD 044 04 10.11001 11902* 151.013 12410 193) UM IAD 44444. C44.4 CO% 01.20000 51/21.111 114/13 4150 014 02M10 IAA Mew WI 11.5900 42121311 20413 Si 35 44 5521 IAD 111.40,141 /0% 114/44121 9119 )7.1443 214 11.19 19111 USD 4440 34% (92101 SOW 2144013 146 1031 95 IAD anon, limesho CO% 11142.291) 414;111 CM 4294 /LIM IAA (M, 04% 1105.135) 513414 ilAw-13 454 0186 On), IAD Mans/ 4% 4404 141.24 I. Yip I) EIS 1704 10 IAA 0114/14. WWI CO% 00144 50110 • 44/13 2310 Mai 5439 IAD 0.44 73% (191.1001 5114111 41144.13 4190 4114 117121 IAD 04•404.400.4 CO% 07451 5144495 1114-13 444 64.56 $1313 4D maw, 11.404 4% 441141 0921 7.541.0 Ali ISO 119 USD 4Y611 40% 612051 PLUS 144-13 25 25 2551 509 IAD maw, 14.441. 0% 115109 124,10 144.13 440 9412 1110 nwmatiali Or, dflool 52138 1214.0 1110 1161 6611 IAD anus, Ilmodka 11. CO% 4140044 /WO 1244.11 410 09 651) IAA CO% 45%041 $5204 134.1) 064 663 5115 .0440 pyr Cermounsant IAD CO% WOW 1240) 14444.11 340 3.461 5401 IAA 0444,4006 CO% 447541 1.31/09 151.4.13 MA 91.01 11150 IAD 14444 27% (141.110 MIMI 39441 170 179 10111 IAA (44/44 60% 44944 142359 94.13 Ilirt• 1059 5554 IAD Cenumer, 49/41 CO% 411000 19.04 1•Ap.11 2219 2117 41.n• No 55.1174511 0% 11)5100 1401.119 11.40.13 440) 4451 15.119 IAD alurror, Nme9c110 CO% 11440021, IMMO 11.0443 40 41.17 4745 NO Ormania.110rlat. 81% SILO) 12.44.13 MO) 21.36 15.40 IAD is/400 CO% 490/11 521.42 1.1.44.13 2223 22.76 194 00 (en* 10% 0 1110)n 5723.444 1144-13 II 0) 44 1464 4D Cannot/40m 0)% 624041 19.919 11.44.13 110 1691 02.411 00 (44. 0% 02944 14249 1144-13 4250 424 (41) No Oasis 0314/1.4 0% 05/444 514.09 1144/-13 9 CO MOB 1531 IAD Corrneriumta 74% SAND 0222.105 11.44.13 2001 MOO *MO USD C4aufiC41016 NV Ma 6941 • AP -13 QS) OP) 450 IAD Gmuner.4401u1 02% 114441 51919 144413 210 an 17419 IAA 94145/ 95% 1104001 4624136 2544-13 4160 4161 51)4 IAD 44% 44.044 RUA 1624, 13 11.31 1916 min /lumps 14.4.24 IAD 0% 41041 ma 324, 13 114 MA MO IAD Cermanunlus 010.402) Sian NU 6 pil 2 'I .15 210 111121 IAA 144/44 011% 4400 511.44 2444.0 950 922 1541 IAA 449/4010 4 04% 01944 534.139 3444.0 1110 17.07 519 140 Corso:coos 110A 00* d)OLSO DUO 3444.0 2/5 24 529 IAA 0(0% 49390 101434 2414.0 24/5 249 44421 Miketa rY anumer,14.4.24 USD 0 CO% 411.40 WW1 •41.4.12 2171 2174 I1 USD 44.01 204% 0410 /41.519 1.11.4.12 220 2:2711 041) USD zmuyor,11.014 19% 11.0144 14(40 Corso:coos •418,42 an Ian 1.11411 IISD 0404. Onsto MAIO 144ry-O ISO 100) ISM USD anumer,1144414 161% 49941 01100 all,13 174 160 1441 PROT1 CIO Global Investrnent Opportunities Group Account Position and MTM Summary (2013 Closed Posltlons) P./49.44 ø. 404121.0. 4L6 el novsenba 47.2013 540.1144 ILC 5/24, 13 HOI kfW ~th Gr* lol irt LIID teandal Non 1 ,4% 4714«, 173.14 94440.13 7330 711 ss 7 114. I) 06 4.00 114 Phaorva.0./Inds. b( so 00% 4%111 MAM 33.0* I) 400 1101 01221 siceici 741 enumer. Nereculta 5147.13 D 0444ibrettornewnomleold USO 0% 0410041 143.719 9414..13 431 4172 11.719 }More NO 20, ree "nv; 3.4...c4150,40 A WO 000!1 ION» 143 smn 0 1910 1021 142 ~ui I 101.13 .490 Axtb0.4114anneererert • • USO )114 111.40240 107.10 1000 II 210 3491 023011 10~13 010 1.5t0 Te,. n a h.. 00 N% 010351 $20309 10~0 615 1452 5514 40.906 Na Ok riainall 1~3 MS 310 4.1.3II•441,14.441.611 NO 33% 1514.1013 5144117 1344.13 7350 7404 12.917 I 3 142t 13 14531 34.0» INW. W01.40 99 00 ferwir000414 05% 1104.20 560452 13000 350 3441 (14944 13434.13 5111 310 Litnotmn 0.0•10 P...Lp NO 0~97 0% 11114•43 5114.307 134444.13 MIG 614 03.01 13410 13 44.. 5 200 We40.620409+1 0 00 (00 fa 15 03 90 515091 00140 fl III 6056 05511 151A2t 13 .,V 101 40:4101~3401COM 00 (4.0•50 V% (OOM 0309 1514140 It* 444 15$01 15744.13 COO 110 Cw11•13.011 NO Noit 0% 1114143 51.73.406 154~13 303S MIO 0114 IOAW 13 .1" 311.41 Heft+. 00 VIM* 03% 1000)71 53503) 16741103 1150 II 12. 16333 11144/3 COR 4430 0.Gen NO risincli 314 071111 172.710 11114.13 1493 116 1.3.107 IOAW-13 Wil 71 .0144,14,4140160 A 00 <Od4n0.<μ40 03% (1.01541 1912 16741303 250 263$ 5/.032 11144/43 OM 540 Gat« 0* NO Ird.4141 .43% 031011 123A4 11114.13 tin as 1140 11~13 10 1003 1(lμMp10 WO teel. 61% 037.100 15.243 1174003 005 4463 5/.540 231.13 ~I 40:0 Co tolin.L4 NI> 11.4 Man. II. 21 1511003) MUM 3244.13 n IS 2471 01.711 221~13 1,54 50 p*s.41.3.47c4M415 h< WI, 03% 07/4) 11520 22.741503 1453 1501 5255 ..igner ycl roomt 111.47410 231.13 MAO 2.30 Inn..0.4.444mk.7% NI> 01 01150:1 1314 3244.13 1320 1141 M.104 2~3 WAM 200 4.00, 11060 int NO <04.10. C01611 N% 00.4:44 10019 23~0 b 50 21.51 519 23.41.13 OOM 310 Itadoe.• 14.34.144.0 A NI> risincli 10% 1141.350 1.41775 224~13 2193 131 μ,0n 2~3 000 6.0:0 099910.00 (Isi .4 NO 0144 ~413 N% (MOM 193.03 231400 HO) 13% (0201 234.14/43 LG 5.0:0 1.1.714.44.1.011w NI> N.. 12% 0323102 uit" 224~13 4450 OOG 021* 33~13 OM( 0.0:0 0•11•414344416.0.0 Ot WO ***0.11 30% 451140 02.999 231400 5l% 52% 11546 14.14/43 KMA 210 74. Gon 0:411144 *c NI> Ir.04141 0% 0420:1 /4019 17~13 210 noil $3.919 2314%. 13 W44. 101 VO41404.0.1*Y4037 Irc NO 40002. 4401 CO% 0320* 531.919 23151413 %CO 15% 680 344.10.13 BNP «CO 50.4.417140.071110n WI> triwir om D110.3Å) 517940 101.14011 112 nol 013421 43 KV 13 Ma 1031 van)9inl 90091 104/0 NO hee )215 D00106 51029 301400 2135 2621 OOM 40011 CC 1003 WO, 4040114 NI> ~naai 1ron 97% 0111400 534113 44..13 270 134. 044401 4/. I) KM ISW Ko 4.04 $4,90 fril WO 62% 451051 0350 f lui t) 205 210 5412 .1~ ul Irdawid 3.1..13 MID 3103 1~414 7/4. idercat int NO 0% 0213.100 53.443.947 74.0 4150 all 011.5111 II hu 1) Alt 250) .406 gaan« 471,4•31.0 00 trtflf H% (MOM 10399 114012 nn 21.1 124 124.13 POR 310 Per0.4 ~ril Oprosc 0 ulo tomue 1ron 0% ONNO μ11S1 14100 1130 101 gem 1314413 urn oxo GAY1I(Cle wo 22% 10110/4 510120 12090 1193 1121 60121 ~a ul IrnlvideN 140 13.1.13 ISL• 510 Ird MS. VID CO% 1531400 5224921 146.01 1144.11 4440 60 019) 1314413 YAM 240 0r<Al Marit 0le I fan. • 5444 00 03% ~NI 12090 3l% 3333 5541 ~N ul Irdusid 5215021 3.1..13 110 210 1194.41044.1.404414,c VID CO% 6l115μ) i10μ ella a21 fijn 4.13 .04 20) 17001~0 Ge 00 09000 92% 4553444 06.00 14040 e15 NO) 5591 10 14.15 en. 5140011141•4 NI> runt, 11.47410 0% 017.000 121019 1,23413 170 2401 KOO 201.13 3μ pc< 71404040 Ine NI> run, 11.4,4* <014 015401 111710 2024413 010 1171 1719 3144413 404 5.03 Ma 4.4.04 Mal SIM* 050 0•040 62% 40540 WAN 214013 e93 1293 02620 214.13 0000 210 093 In NI> Ommanciniers 0% 0115041 μ1p 21.23413 170 1194 OM« 311.13 4μ 10:0 110-fie IA. 50.410 501,110 n 00 314041.10 74% CS*0071 144419 1 ,1413 2303 3241 (51.1011 009.11 in/ 544 luoti 4509) 0 UlD Iredwdoo 0% 114.7332 94315 2151.13 μ0 1451 01 26 149 1) 1•514 6.0:0 .100699 teNri~ N 00 (0% (160304 0064 3609.1) 40 946 (113201 *110411 Ma mliC. Irdu4.41 3.1..13 1111) 2.92) neme nets 30•cont *c UlD 014 6l13,5μ) 5313.106 27.1413 050 155 144 014912 06 1404 90 5.10010.94 0 00 <09.046 44441 N% 1052209 5251.4% 2,429.1) 40 0% 15%41 2740411 COVI sop ~Gord» VID fcimuricfnus n% MIMI 513.79) 27.1413 170 170 $1294 91.4.1) HO 1.10 4,41pμMnb510 00 <0110114f. 4444 77% 450501 $515u 324 t) 420 46% 07261 7.1.13 10/4 Mao 1090.1.14, NO ~Mot 32% 011001 IMAM 944213 μ0 OOI 509 91.4.1) APIJ 1503 altepμMnb110 00 <01101144400.41 77% 411100 5117.1* 10.4413 42.0 46% 01.6521 1244143 MAM 509 14.4***•1440.0.41714 NI> run, 14.47410 0:04 0140001 1140 121113 1034 497 CM> 16)013 PM 4.0:0 10000/0014041.0 WO 3141/411 /30% 456001 555439 1á4413 1420 13% 0%0 161/15 le 20) 70411~11•411y Tin* ex NI> ~a/ C% 012111 μ3A19 114113 140 1μ 1411 OM 13 COL. 10:0 hij 11.Y/μ4 ONNO Lp WO (1103r 13% (01540 544.24) 124413 050 404 5159 1744143 14.44 I,tO 7.441.44.1431G49 NO ~a/ N* 0:04 04405001 μL119 174113 4150 51.12 MMO 104113 W4444 OM) 01.1442.4104 CO . 04 00 03% 404.5011 5111.516 194413 1795 1159 55.016 .1..440 30,4 1nm~ 101.13 WI MMO SS.4.uIb.nY(μ0 UlD 15% 0104 lei MUM 174113 3.01P 320 $5.00 17 141. 13 DM 71 Q4n:1d4n0μO4μgpq 00 <04.10.401411 (0% (112101 511293 194413 1400 1413 WI 22 1.143 0520 50> 900904 seinen Lp UlD amor 5014 011.1011 114470 2~13 2100 2401 13.070 200 13 ASO 100 urullittnuttN04 N UW (0% (111(011 526963 244.4-13 *CO 2154 5100 ~b Ma ,41 00.144* 244.13 01.411 400 Y /Maan. ta 4pen40. UID 0% 01471102 5150.112 341113 2113 3110 Va ≥414113 MI 7.03 »~.(4 I" A WO (let (0% 411.504 594561 244.4-13 150 14.23 IKON 25.1•143 KG 2.104 to. Gunan Ge UID Irdaval 0% 054011 Nμ19 254403 270 10 02111 »Min 71:04 I,1m ten*, Me enteMill« UlD Gennersr.Gsaui 0% 031.1711 μ4® 211113 2115 2001 11441 1524113 10. 1.250 GOJ., Dr...vs .5. I. tv#41,0 UW (0% (115011 1006 254013 e0 MS 01.μ51 Geneut*C7*. 651m4i.4 25 Min WOG 754i Ge.....n.lx UlD <04. 0110(4 $1032 211113 1100 110 112 31 hl 13 OR 11110 GrvnlOμrvμl4 Ierse nam 41.21 A 00 i% 41/00)» 5/03.451 31.4413 1003 /OM 51451 ~ai 1•g13 MIDI 13.00 NO tm 1530030 Øl0 1.44043 *CO 1152 07.1011 14..13 ^ms» 71/44 2 4.4) 0 0140 150 00 ~I 50% 10710011 5269.05 20.013 %0 35% 133151 3'•gμ ~V 4CCO Von:kil< .CIA VID enumr,11.<7410 04 1115110) 515711 3.40443 2135 120 1321 3 eu) I) 00 40:0 100 Garn43 GOM 00 <04.10.<70.71 00% ~0071 140337 24.913 120 1221 SIM 7 •gμ MIN 2.10) Abu. trenuillaenield* NO aneuNr. ~al 054% 1122,0201 $44.919 3094213 n0 2216 1010 11.0 AM 10:0 47/4a StOtrawe OR 00 te0o019), (0% 421.01 124050 4A.913 200 28% 11060 OAgμ OCT 410 lkonb.41 bv« he VID rivincUl 154% 0347041 121919 1.40443 7,41 323 MIS Lege 010 IN) bot tottioN9Partnas to WO (rat 59611 1110 520 510954 4A.913 93Y 990) 151221 1.4.40 11/41 I,LO Km A.t- ine.Xnkt • ne 1110 runt 111.47co 42% 03100C1 111.120 1.40443 210 113 130 Lege 0011 1.150 II If ...:.(0.P WO 0(0% 4402:61 121.05 4<4013 WO) 21.93 1706 .9-4.10 or' 0 Genunw,G7015•1 .~U Naiii I,LO 1.47,4•4Ln er.. 0,4 4:101. LPID 001 0.91041 131402 *Men 2735 16 114 PROT2 .1.4.14453wei 50enloa U.C. ,Q10 Account Position and MTM Summary (2013 Closed Positions) enni I. , Southern L 45 0 nov4910. If. 3013 440.13 CC» ACCO <SP W. Clara•el lathwa tp 140 0466/4 9% 01:4 09 111110 ~13 3103 2244 1.11344 9 410 0 OLlY 540 001.99903990 64 00 109059 (0% 116»L 14445 96913 844 033 1165 11-4.1) 1.11 ADO Le» 4•90.0191140 13 1.00 Inn CO% t1.91 045 1312123 134.0414 21.11 XL 01.13:1 14 4413 CHM 1440 040.1 0 4.0910 Y6 00 0900. 110 0016 (0% 111031 $0.192 10~0 944 1019 1312 1444913 MCCO 1.140944 Cayron6 00 awn. 110 400 On 41412141 1144/4 14.0.411 3333 3011 NM 14 6413 ION 4(03 WIWI. lit. (»HO 0(1 0034 80% 49.4M1 181.038 104011 2881 2226 1125611 1.1~1) MT 4» Yrorna 1~00•10~4044 1.00 Fan/ I 10% 5011441 145» 144414 22 34 3101 01.1331 0 4,9 0 MI( 003 1194 0140 01090960.1.14 WO ~91 (0% 4 1001 133299 154030 ,150 1121 011111 11.4441) 1,434 ACCO »ha 944495•41641 I% 1.00 91404141 X% 11333541 HUD> 140415 13 33 00 0011 45911 1» 00 444409 001•1 <C4p WO ~91 I 1199 48499 18)09 4 Sep 0 130 1206 01411 5s011 14449 LSO) 01019 <Pp - • WO 0599514419% (0% 1119»31 13551414 5 Sep 0 2230 33114 115.434 14013 OAS 14410Cerp NO awn. 110 400 Ora 043 MI 1400 1/03 041 MI) 1054413 ((0 350) 016034 00010900/4 WO (00 1 (0% 1101 5019 19/17? 105011 00 UM (12~21 1414913 10» 3.» inn 8441564•0 4 NO 04984 03% 014041 141.3.11 105441) II SO 2214 WWI 135013 <CV 2(03 <9 ~Oro 0010,10 09 0100. 110 0016 01% 40941 111519 13344 13 240 2413 11.519 119913 CVIC &CC° Inge Inc NO awnw.1104010. II% 5143101 NUM 139.1) LI SO 221A sin 135013 101 003 104~4 09 140593/091 (0% 111/1091 4319.05 193..13 9)(0 93(6 11/1 »0413 1.1414 2140 Ina 14004.4 0000 Lp NO 0040141 I 14% 51354W 11404 losign 14 34 WV 11)20 )5.16) 13 919 200 Ii0514/ (050 0 0(1 VION0 34% 042391 141239 153013 31 II 31.1! (1611 3/.4423 11000 ACCO 44301104014:41 NO nit I 10% 001141 37.9.1) 53 IS 1214 <14.4311 2t SO 13 WI 250 VII 140143.<011 WO V0110 61% 60011 192333 1/ 30 0 3) 26 3395 1115/1 1/ 44413 01,10.1 500 93549 ~my Inc NO 1.8 ~OAF 0" n88933 0330 37.5011 00) IAA 111311 2, SO 13 (V46 SW 1199(40411N4415 A WO (0,995144113% (0% 148.5011 14730 3/5011 130 a 46 QM 41401) MIX ADO 4,044 044440•39.41144 1.00 awn. Nen 400 Ora 111114000 94 11.051.11 11 CO 11605401010 WI NA 16(4012. 4814 8.535 A*/ PRoomANOWA" WO .094~.1100016 (0% 1104401 94 11 00-11 , 521 118816101.80 Not 84 141012 »CO 15040 160 Inc 1.00 4000 Nen 400 CO% 0/10419 94 11.051.11 1101 11605401010 WI NA .3 la 10 066 $30:11 (5.0100 Nyi 040.4000 00 409 (0% 01525501 II 01-0 30 118816101.80 Not 84 0000 /I 13,503 hob» Inca NO Cern041154* CO% 111414030 noon 1103 11605401010 WI NA 33 egr 0 CE 11050 6~4 Pc<iAc CO VW »004 85% 04461911 94 II 01-0 2, 11 M.S.( 0 NA 0 344.14/.13 5010 WOO 50400 1004.0e Inc NO awn Na 400 CO% 11410240 94 11.051.1) 040 11011540100 WI NA 31 0113 DIC 5.050 IC 09400 (1.0 (094944411354 5.2% 1101501 119302 12 000 24 22 X% 10513 IA-4n DIC ACCO 1m 1944.4 0 Cu Corm0441150 32% 11144400 111040 31.01.1) fl oe 3019 133.244 31 01 0 4£ 450) 4(0 4) (0 <0010.<35041 35% 1110919 4202)» I N913 AI* 3303 134943 IA-4n M OSO 40.5 53 Cu Cerwmor. 4004 35% 1110 I» 11010 14~13 230 3101 %MON f Ay 0 AOS4 2.0) 449013 449 <10 58% 11113139 1114156 I Noe 0 4.1) 6681 119A ~a 0 39 awn. 110 400 IA-4n ION 3240 4.04014409 Cill WI 111314421 1141.413 1110911 034 <Ail 110.110 31 01 0 A« 14.931 4000010 SO <49090.4001 (0% 635.1111 194314 1N0 13 SI/ 641 $11013 124041) ACL 003 40490 Spa CM Cenee046 0901 OM (1714421 14~13 313 LC 114211 VOID WM» 31 hl 13 %Of it») W44149.43 40 99 (144 <Oren. 96401 0% 006011 1 60, 13 444 003 129343 12.4.41) »4 050 1041414,9y1595 Xs CM Caway46 194041 CO% (441.339 1114.119 141013 LW 107 183.447 51.3913 MP 2340 Ow 4.4044 CM rwnso 71% 15/44231 110181 141013 Y0 SI 30 10443 31.4539.13 1441 250 811051,0144. (Oa hMv.Sp >I% 016600 082481 100, 13 550 10 Slur 04433 51.111-13 a 5.140 Ceerele0 la CM awn. 110.0410 CO% 1110310 1193414 1.11011 2134 YE 13149 114q13 C4 5.050 Canyloo 0 (0 (0% 11154,313 5181123 I NO, 13 1)81 2016 122.103 .095.0, CO lt awn. 110 400 4494.13 CO4 AC40 000514 ~A.» of OM 1110439 1184348. 1.11011 1113 110 (16 30 114,911 <04 5460 000 OW 14,4453Ca 030 6816 0149691 116(1/88 I NO, 13 q>1 1183 434221 ~a a PO. 0510•141 24/1413 IGO &WO Cenonno IMSSACate CM IM 11.119/411 1141.443 1001) 34E XIS 131411 124413 SOO 1250 <04440 04 $491 04149 (114 169400 If% 1110210 110163 110913 )131 3818 10811 140.13 MA 3240 040 5,444441014590 OS 0510•141 31% 1110030 1110.135 i8•8889 4i 14 XIS 133141 114413 MA 250 Fool 491runinvi 4/1 011 (0 169400 31% 0114.10 1191.125 110913 NO 54/5 126~ 325341.13 8414 lit» 01444 5~9 CM 914041.8 OM 113/4200 1310443 140013 114 100421 1 40.13 110 1450) 889,1s84811.96.<4011( 480 1:8•46.1 0% 11114.90 1182135 L110 13 403 4» 18.141 1-40.13 110Y °No awn) c88,4 ne GIP 914041.8 OM 13117 10013 031 423 1131 1365913 1109 14140 889.84811.96.<4011( 030 1:446.0 0% 11116.(011 1131011 I NO, 13 0/6 4» 18.20 514013 1440 aCCO oxen Sa Ctla Cenee.n.0901 a% 15/442111 1101.347 141013 5134 4144 11410 136413 /340 200 (0540t 54 (114 <03105:6 Cp010 63% 01$1.311) 110)11 I NO.-I3 5956 61.39 1'663 51.0013 313W3 703 145.0064401400 CM Caw" 0001 Mt 1111444.0 113,40 146913 1000 11331 119139 13440 104/1 10 (0 <01040. 0.03411 82% 003249 52033 10943 0466 11$31 14314 Struc0•011444,44 IONIDe«r•plc•-• (.10.4 IM MM1n Ved0 it) 51/6, 11') 1-84..0 1484,4 9 IX, » 44151144 On 3.105 0309015044 00003 416812'50 1114044 040013 104 CO 110131 1.72410 191(0 13 46 la 1,01940) 1,41 401.5 MAIM 40% 4413lattn \50a1.90001. 01141 lad A110 10 9244013 1010 11132/ 113210 1114013 100539 C, Maw IVIL111rid toM.7,v, Yu, Ithihrezre. V% ~N..» ~Ann., 1) 6741013 1040 110410 149310 1110•41 104400 Trzul• Dens Matyrdty T•Ca AnGwnl 31.11.In2 Nam\ Call Pat• CiAitCn Ce•t M•Akt Vat. T;tt C (30••,9 .11(• 01. 240111 u,Theals 12003 II9 WA 9103% 11,610» An A17 241.9.11 1.220 woo 963.415 814 II 01 L..201 2.040) 054 6.49 004 1.550 NV 1.15% 426164131 10/900) $3*15,L144 14M.13 194 63 1100 120219 AO»AO) 90949 040 4 Co 440 90023 SAM% (1.80:4480/ 15411050 )WO 1100 1334844 13 4.101) 3041.0 )103 03400 4tIrotts 400 144544 440 WA AIX% 113144245 109» inn 30 LTX100 ft. lk IS I..8018 1/0440) Mg 090 15, WA 1.111% (1011.540 $1.1910) 1.14448 1.1.8,813 1,015 11150 1130(8 1144401 124~7023 ~MO Gs 14 u. ID IMO% 11114410 110140 VI 16(4.•0 1110 1401 13 40110041 1.50000 3459 0461401056 44 6119»13 5.~ (31.5C0~1 1011115 10 231,40.13 901(0 100 9823 111.0$ 1111411 1.111X01 31430 149/49 Cm 0 04,04 insom 50% 0131,0300 191148. 17.111 3.10.13 2103 22 11/3.1421 A A) 0 Per:AM 0.0» 301 0461499,310, 44 98~3 110% 650401 00421 10 14~0 1,010) 110 10 185 45.5613 1140.601 230.00 DakN7Ppnna 44 1419103 II/10000 1342.250 II.» 440414 1010 11010 SI.» 440.11 40110541 4540:0 146909,310, 44 319303 110% 11131091 140125 18.610 98:813 1,010) 1100 1.2612 AOCIAI 03440/017 ZACCO 416,914 9,009614 I %AD AIM% 11440.319 1401,40 II:» 145491) Yoe 14110 144.011, 1100.12 (0 4061•17 IMO» 109149 195464131 8 1.60 810% 0905011 03540 158419 165013 016 9350 5%30 134061) 034" 4017 IA, WM ~4404 Cy 30000 I I WA AIM% 1101,0331 1103.440 004 14.5441) 900 115.014 043, 13 11 td• 2088 090405 SONS..711(1COryiry cco 811491$ (OW% 111.191.4/51 94 111.011 II OM 13 1031 110315_40431 10 23144 14/10304 IA, WM 1044n1fir Conery at. 01500 0444% OIAMom 94 111,111 1101.11 1.5040 11605401010 NA 3 As 13 10 A0 103 »foe 13451445 004.114 014 010)911 125M6 11~0>o 94 1110) II C1111 1(010 11(41_9400044 10 140411 Inn, 304» 05443 • 0 410301. 02,<L4,11 1401.33 11.010 100 11605401010 NA PROT3 GIO Account Position and MTM Summary (2013 Closed Positions) Or apaend kisAllsosm bruna:4 LC of 'tonni+, n. SO» lEennIMS II Pessebsa 1.VAISO Iptsanse 0~1 Co SO 4,10,013 ].%O% '12.7CJAIIS IO smani Matta) iato TUMMetOOUT IY t) mn II ~Su. Mani] PfleSala ]OBOO) ~03 soo os anoiss CO*0 ScutSsns Col Urne. l& SISOC.1 DVX02 lt M% 11350% sIZOossts 02.000.SISI M IO ~I)! ~III i I Ochl, Sbandi 10L14 ICOCO rcsaraMft0 Col ntottrattO COI lo nana PescOn 31%0X0) Gessos O« Cs• Un> M 415OSSZ 7.125% (121S2.9N. M SIBlsčS, ISOchl3 I%75 MO.~000 Ilo Xs•Mcd. Penseessa 'AMO) Gonne Oss C i • Cm. siA. &110033 1350% 0140,X0"1 siA 117.767 lbOcull M% TIOWOMOOUT ItA »14113 7$00)) 'pns•Siss °te* Co IN 0s«.23 (444% tOSIO09 M 5•3375 ISOchl3 IONN ~Carni) OSI 114 I /30"0) lia. Smisi t s Inc e. 4013)13 504% 111.0y6%1 ILA $74.7C7 lbOcull 1CCL W TUAVIAMIDOUT N. žzoss 12 15~1019 40101) iticOsIgh. Ist OCO 9192•15 COSSM BOOM M 5M14 l'Oche MS1 TRIACYOUtO C4,1 NL nod.12 1511•02019 COSTO] CattniOshc CCC. MIMO LUI% ISSIBrAss MA VITon i lOoll I 10111 IIICWOUSID Oli N. POSI I? 011442019 114~0) xisOssI seusTote In( e bv2Ota 8.804 10%299 S tiO4(0) OCA" ISCKBO $9.4) 4,07.0 $10.90 Bis» O 01 hos2019 IIMX0) cisbel ssesi~Onc e S,I2Ola $84.4 t OSO» S tiO4(0) 32SALO ISOBSO 597.4* 510740 $910.6% s linonotic...15»ed Iss~ soni* Co. SAN, y issoBso casi M Mai« va. l» Tesa ist. &ai., 0 , 0 .a", ai, . o., 0•4Insi 1,45,* t am lau ha* l) 29 San /3 %Ca člčč IICOXICO Ano Ka ssikm. Ssb SON 6.45W .91.t,4 P5305 l> hp SS IM 15 '0.3S5 !SUO »Mero 104,10211 110'4000 itodCarotwaOccd• 10 S.00. MCC.% 11144.4u. SUO 611.4t0 »Miel3 10101 faa ».1? ISCaa ZOS 1.9».(0) Sputa( Or snesbna USO OOMS (1S.OSIS.1541 90'100 WOMO 1151p13 BS *O) 531.00 13.3c.I0 150n »n nossoco ItspstslciSe MS OCCe% 11311.030) (.035 $314,44 li4gll In4 la PROT4 GIO Account Position and MTM Summary (2013 Closed Positions) 04•055040 104 ~them bruwai 44C of NOwerine It 20 40 SrouvItle ILLC 14.40 ON, 1550 II 544 12 251~1035 111030 M.IXKS 1101 L.-513 21~3013 171409 454~0 )4.10.12 04.a)5 03Aμ0 5045 PAI 24545.13 MIA 21:07 11.1444103 On. X07.41144 21 Moll /5 6.0 203 4.58.0) X0411101 20.141 2054.5300 1000~ 50.5 X04711 1)6412 15602033 3.3.150/ (.11 203 24 81 1144513 190.2043 400003 no no 04 )o69 a) 2409 N)) 1.2/803) 50203100 444511 10M 205 .4.5111:03 5~ 1151 Mortoan ijotbd 444.111401•4 nl 41404 onNtne. 14.45 045 M.4,.á1. 34,445 Camp, 13110 ye 5,2071 15.28) 1812.8))9K8p 1445513 18~ 1030 0454 truit Co" 228811 8231053 32.583 teed 08 CieCap 324.0513 ~001 47212 Ipraun CU. • Co 1.441014 /8/8821 25.000 8.50/te.08 4 190 2144.513 en./A.8 1170 14•55445 One a Ce 3~1) ~NO 85/0 4/010.4 Pademlasit 540011 4~041 can10880/Preposa 3~1) ~NO 11.4» Ante« Prok•tiblPoSt 3345513 4~041 315000 he Tut Id 5118.0 reett4441 15.000 8~5)0» I -.0 reett4441 3200 1.0 08/00 0 2.00/13 Uct5441 35.000 080 8018 Ins In 7400.13 Ugt5441 RAO OM PoeprAtif Nett/ 1 3380 00)4~1 KW 8800 92811) 80 10A/1513 Sijfei(21 r4514. issoo ~al Sete.» Coro 114~13 944 8808./.18 80 8150W3 1534814 25.000 P~:4465095 0044 154013 1.00•1 3V300 Wail rege irConwv 20,10 8084).1 MOO 598.82.183, 0 (08. 1140.13 21104M 4403 C11/015454 ~um itie 45.403 «rows 14-10 R110 Cniutd Mehin Co 90,00 asoo Ge.c.' )408)Co »19.13 YI'/lμ0 54300 Ur. C•5441Trat 1 8/4401 Ma 631/4 I 8081 08 9100 htte)01 KM FYN Ono... V< 34041,13 ~2801 40.0 ineol Marini GO% hut4431 48000 105 0155953 45•10 14 Lull M•551 40400 and II Ineril Grp Re 15450 44•14,5415 1)454054 33 /Mud F5~ and mnay ~ken W.P5 C•smiingory 114 11 UN% 3* »I 1,45445wW•tu AA•rounm 555.0461o.1 44444 000 Yalu 0441. ..1.1404 4 88 07 810') MAMA» 11044.12 *.1050 14», 12105000 17~13 22f033 W054 4,510μO née.1.2 8111•11 OW 4031,940 210812 6(413 4~13 (.015.50) 41013 5444000 1100 .2 448.0 8)34.003 2.1.128/1 840..11 1CO204030 1)M9.3 S4.8.3 IM 8818803 Lien 1404.13 ca 119003 »so sa Moe 0 IM 50.MM 5.440013 IS ke, i) 040 5,000033 4. W. 0 BUJ 13 044 (03~ 23 4044 13 24~13 IM 4M,114»3 23 1.8, 0 N68) 13 IM 2/8/15X03 21544413 100403 1140 UMW= 105 1) 100113 110 468950.3 up 444400 Jun Cal 0-au C4545: onunui Cut Oa 14444.4 maul* r le ....41" Gnu 054 4.'41-. 4 1 7 k* 04559 Priu 544450 4295015 0444% 45554,410 51%1[342 /41 b20101) "Co 4910 181095 UMW] 1310% 1540454 Walt° 10142) 51144011 4350 WW 554.1.5 I»21401) 141114 (1/.14)5415 W51144 544.3.6 91005 NCO 188619 112,»22 171115 02.04344/41 51,4tkUS 540.111 9450011 050 93/0 80 W0 181400 5%2189 557069 1115421 956541) M* 600 558934 1.480 OM% 120312013 01./004% 53.411301 4μA1% 1040013 4703 WW t491μ4 12325013 4334% <11.281.122i 5100M 53700 i swim) 730) %CO 89/02 IVA 4505 01.12440 514311377 511403 18242013 2110 3175 MAW 02500 6.44451 (11.M201 5475.33S 5118392 18202013 10141 910 516.0) 11030313 1433% 11111.983) 575710 MOM 18241013 7375 7419 511233 31 4w 044Ing 1510. tto<44) 5150 51344 13»: ii.)3i. 54(1182 Id O8.0 2440 T31 53.11 134100 113% amp», 5324420 50 325~11 2510 2544 18308 5150 1$14b 1542411 5811.032 II 23 88 0 15 CO NNW 156891 5241/0 141% (11.164305 51.173441 so 15444.11 2110 346 0404 5110 10% 1$425.0)» SOUK $0 151.48.13 *0 2458 155141 121,40 WI 11111,700 simirs so 224~.11 010 3410 81.084 1240 ?SA tIni2SI) Rani SI i2. mo - 0 SS CO 2441 15031 WM tais 151319301 517344 so 224~11 010 Nn 81.021 1240 3K% 1$10.floo S AO 6i SI 150v-0 SS CO 2441 15~ 12151 S1011 15544001) Soasn 5 o ~II 010 3493 81.0211. sate f20% IS)75.0)» ST6.14i SO 549-0 SS CO 2401 510 saes 93% ISIteroy, 930002 SI 0 . oste3 SS CO 806 $1.944 SS 03 S82% ISInro» MS* 10 ?met.) SS CO 2496 411.0:4 saes 590% Weeny, $199.01 10 1104'0 SS CO 2458 61t% sacs f40% 5450.10» said 59 94a0 *0 80 Si? sacs 47" 1$988/00) 550k)0 59 101A8-11 *3 ism 510 MCO 622.300 IMAM %MU 10.1.513 2100 3490 52103 sacs 500% 5425,:o» 9S910. 57.55.1 394 .0 15 II 2385 1513.2121 USN 10% non coo) 5473.011 so 10.51413 2100 3404 01.942 sacs 0% 5500» 590591 59 23.4.813 ?SO 58931 52510 7_0114 5150034) 5131~ 54447 12459413 2100 3190 013.3711 saes 713% CP.€25,0e1 58421312 SI 163.013 M00 1496 82.6111 $9110 $54044) A041111 1140543 sago 111451000150 WI NA STIPP Ian. 1910 75•4 111465.9 »a 1041011 I s &WS SOS? ~OW, NA 53510 1.1311 01.140/1041 1/4141111 5231.03 1140543 2154 11105101010 out NA 1240 *50% 61,(0214I 106100 510.212 weal, 1051 ~,O121 NA 12400 I50% (1/.1150041 eveupt, lali/I 11á313 ii iS ntmr*RotO OU1 NA SACO 7.251. 15431401!) AMMO 533141 11.ás11 2114 ntAwattto WI NA 180 5355/ 7155 72511 693310» 04442030 4444.040 OVAILIO 1408 4109. Ill IC'e I, II OCI 1) Nu 1416 mum,ioni0 OU1 54,5401410 NA 12% 11111 'In 4,0 Mobil Vd. IS) 044541~4 11007 NAY ,u.M156v í1p4) 104.11 413044005 nAtUtt 4m OCI 744 4PAU53115004.41 KS I O r m n d aiming Oa/ 0444541510 1.4 10μ0M) Iwo) 11418 /ma 4 4413 1,011,121 22.14441) 123134 51402 I:54 41 512413 /011.434 12I013 1/.5119 .2 610 234. 1) 94 tors IA MO 1/8010> 4~13 1303 1.3911 I2110 Jln,μe /MA* Hen 120 OKI Mr .1 123510 (110.5011 1- 1- 44~13 1017 004 rota 911012 t41%μ% 0~13 9149 410% tV413 9100 1156 SO 0 1- sla 1/393 211/Ar 11 9341233 1- 32~0 5420 tut 3) Apr 13 903503 lkaiS 54/5000 34~11 1220 13341 13aμ.4 133•40 551,731 100.W1 issAir13 %a 9874 231A8/13 980209 MiS,401 5,141.710.0:0 14~13 1114135 111425 14.1.413 1.141130:10 552.117 5.00.441 54013 10)4 82274 illy- II 1.15155 (827.5/4 5.110.4441 3.0.8.13 1000 9371 234.0 a 9114 1241M 1500.10 144013 9144 1/4111 10.3"0 In 5.341 5.100444 14041 93.11 40n11 Hamm 5.020.4% 4.1413 9199 ISM 0). I • 9»» 184 CCC [repeated 3 times] 428 Suk. 10 Ile 10 IVA KR 108 /80) 10 I8. 00 li e ess MU (I KM 44 KM WA CM 45• OM 0. CM I. • 0 (41 0 (54,04) y MO g&MEgigggHig5g PROT5 G I 0 Global Investment Opportunities Group Account Position and MTM Summary (2013 Closed Positions) Propa!rod It» SouIhioni Iinarcia LIG in al Nov...*., a, IOU blew Soon Comantuata Cloriaaes bash Dine iMnw.. Oitarnmarp Cwarrpaalti awe Ilwallamal Sea* CutronaynIallapwa rl 04..on, ar=SISI C'"'""."1"." IS) 0C 0)) 7:0)60 Plait 0.17.000 to 1 sztat CO 'OM I? (Oath /3 /WO, COM) Call IX, ))) 0,»g000 0.0 Waal) 10,0.0:41 10 032.10).1 W.W.II .ul Coact. 0:41 Call Pug II 14.13 Clat COZ SO 1114000 CaZo waca I) a...) SHI <003 IP) 0) VS COI II A. I3 ISCO:0 10 IP bawl) ID hal) 10591, 10 lap /3 Sala 1.01 Its Its Call 5.004000 sm.m vn »SIO us) 'UV) Pug COI O 41 94.3% 1046.13 lOkpl. CnCal MSC° 10 S.W.* SP* IC -ail 10 Sap a Coach. Its Pul &(WOOG 0) f» Ufa Call 1046.13 0131100 117p0 (Up 001 .40 0)0! al $0.agM Its I0.0)00)) IP» CAD ul $0,1 i$10.109 μ33\n0 %Pt. Lip -V »PI II Saki Its Call I0.000403 /4» CAD Pal CePOIODIS6 nap. 1117.1K9 Iota Melurs Swain fr.& II•a• Madly. OA. matunr, Dm. Ian* Inn, Pm* <Irony WI. et op0. op. Itc011 al am 0 wee.11 %hen AWN Mt •140 IP% .1110444I)4) PPM 455_10) »Marl) .411 SP. le 6., 4,130 , CO% 1200.0) » 41Aly:L 45531 Pleb 0 SISA9C 40381, W.V. Wan %FPI. .40. Is, 4,430 arL 1% μDECO» V) 1410: MUM 5».466 MUM 013.4111 *Marl) Pape Ct trataltC» Aluipv4 POW 3115. 0 70% SISS,W1)? 51.12 1101%13 ass," 1371066 PROT6 GIO Account Position and MTM Summary (2012 Closed Positions) Prepared to, Southern Flnan0911.1.0 as el 11404400 29, 201) rtae 0.54 144/45 Company. funny. 44 DS. 4.0 Indust). Si.Id Cosi 9rvs 6I 6444.41 Wu. III 04,10 Dale fele/ Peke man <1040 Pem 1(12.0 P4. 23x2011 MS 135.20) Al sr.00o4n9 C6-0 00 113,51.176, 200.4 0)DIOI 1419.66 5 ION 14 400 361 t555 5, 51 15.04.12 At341 1.400 Amon rtammuommulm 00 Cornuntr. Cyclul 1.70% (11242001 $111,112 15440.12 110 220 t,..") 154.4.12 9192Y 4.040 41.,44•614.0nutuisa Ise 1110 nour....1.44041* 600% 1141.051 mow 1544641 ion son 9114 2449142 ACC IpP3 mama Cenp-4Conrrunb. 00 01012101 9504409 00142 415 44.07 5220 1514112 ACC 5.000 "4•0 4 C.4404COnnont4 u50 a4943,1 444% (SW 2$01 1221.095 0.14142 44,25 44,22 6155) 110142 ANC SACO 1.4.00.01 111.674, 0 C04 u50 0*N%, 1500% 6306.9(0) $307310 191042 3410 3419 silo 7410.12 AGNC 11310 tnmunCIII.11.624, 0 111 u50 09%bl 15.104 04410151 5491.491 HA*12 29.35 29.39 5444 110042 An 0210 famgmhtematnew Gram 00 ~MI OM% 01(1,125) 500295 1104142 1250 1440 $34490 110942 An 3100 1innsant10,40.04, Crow 00 10441•1 OM% 0(412.3m) 501,091 1144942 1250 1251 545•1 14.49.12 An 4900 Unma% 191.4.0.04, Croul 00 1044141 P00% ($102,150) 1199,147/ 400.12 2050 110 rAn 7142212 MG 5.000 14101:141•144,Thosv Crow u50 Mental 000% 61523(0) 1152.445 741424.12 300 3053 $45 IS 140.12 2151 2300 mattm3312.11201P to USO 0wanter.0040 977% 6103.115) 1101.374 1.14N.12 41.37 41.31 61.7431 37 40.2 PIM SOO Mniel USO .46160.11411-601 000% 119.506 515.0% 2.14)M2 19.40 31.31 59154 1.0042 MI 4.503 Mole Cermnem111011141 00 11.01451 512% 11044451 040% 0714101 $5699 1.0142 14.00 lam 0211) 1744.12 9/466 2.2141 .4041416.46010 50.194.0 00 11416611 44434, 17.0012 1050 17.94 0410 444.04 000% 200942 4/104 11000 440.040, 16.4,40 00 014.6.4101 Snamo 1044942 2050 290 1112.101 1749612 MCC 3.000 ArO CAHIN CCM 9$0 161001 122% 11504201 150.400 27.42(1 12 1151 1110 1533 25.4m12 ACRE 3.150 Mrs COnn0011110161414 VS0 FInt011 7.16% 659151 55150 2040212 0150 51 21 6033/ 9244.212 AWl 3.540 A' 0, 3~ 4 from*. VS0 174/66.1 OM% 61793(0) 1171110 Mior-12 5)00 5410 00012 MIRY 11000 Ann 1.4444 Inc U50 4.0.40.14449414 00% c147.1tm 514521 940012 201 1 230 0100 440612 AIR AI U50 4002 7.10% 01(111(0) 507,01 50012 11.50 .0•4 0/10 2044012 MP 1.000 kAn110904 ParenonLp 050 4002 100% 1101.0101 $1400.7 21444442 1115 2247 0.1.0.211. 116m12 AN 1.250 ManWpC41/04.144114( 00 9,40441 111% 61623(0) 1144.153 291.9402 13000 13292 13.453 MO 12 AVG MOO 0449 reaVOIC6141 00 1004400 000% 1121.3f01 523.9111 244012 1403 1131 NAAR/ re012 CI 1350 04104404.005.4.54011546 00 111440)01 1.17% 1191.00)1 491.707 1140 52 4000 4052 5107 7.449.12 SLIM 16113 Illoomnr 44nd• Ifs IAD Comma, COM 000% 111121:01 571,375 04402 nee 1510 $1,In 40012 IMP 2.540 15044404 PiptIn• tannin IAD 0007 40% 1402.011 544975 2003 211111 6500) 1.44942 IMP 2.540 150440a. npon• Pannen IAD Cnirgi 000% 1441.1401 544015 4.10.11 27.0 2721 0.1.441) 2224612 IMP 1.250 4001011 pth, e P0405 USO EOM/ 109% 1014331 531691 204.70.12 2755 2712 6439) 1160,12 ORP 1.400 60201100 RAMAN.Ihme USO Cormow.60.21 000% 11201631 521296 2S-110.12 140 14.49 SO 22144P12 CSTE 4.750 OtimweStloiNim ME USO log WOW 000% 1474)501 574370 2240.12 110) 1102 4129 44414.12 2.40:1 Ohm et MAMINP640461 USD UMW 156% 651.00)1 440.499 911212 2550 2425 112.5011 100.12 CO UAW awm• meows ND Man& ISM% 0110.016) Mottos 34443.12 220 210 0111 114042 CWIT UAW C44•1001•170401044 LAD 10000 000% 1132.0:01 MOM n4μ2 400 424 51301 14042 CPAC 27,000 .0014004•1054214.4 .44 ND 10000 10% 01103001 120721 144012 11.50 106 014.7691 440142 ONS 2.475 C0.'s 0.01:02 n< USO IMente.I.04-401 000% 03.5001 $49.970 44412 2000 2119 MTh 4144022 OE 3903 C0124111,14.".00, 4, 01140 USO EOM, 000% 6102.0)) 5107.00) 2414012 200) 2909 100) 1004612 CP/10 26030 U<Wb USO ENNIO 5.72% 0642.60)) 105.560 190012 3213 3979 11/.001 134.442 0510 201:33 Cc.. ^4 " 17 IRV...ft 1/50 C nom 5.72% 547.444 114042 1402 IMO 6192) 114042 OM MIN Corpse. 0160 40.1.2 1.1411rems WO Iran& 4.15% 04131:01 51 512 1141142 2475 2510 $1,193 241012 0104 MIN 0<9 Pennon 1-9 IAD Cnirgp 140% 1147,4701 5441 244012 47.42 460 01211 250112 XT SAM 1)01,0,491.411,0 Mt VS0 FInt011 1704 6543E01 551700 556212 920 630 4900 220N12 DM 1.250 0521144•44tti ISSI4 h.( VS0 Iowa, 100% 69.3131 590.950 27.1m12 7225 720) MN) CAA 12 OG 4150 0010.Gentosi Cop 00 Commer. 45101 (30012 0131401 1235.303 10011 4175 47.54 11991 21.00.12 DO 4,203 10110.G4notel Cap WO ComummCyclul 000% 02014211 5.701221 1114n.112 450 4529 4119 .924.0.12 01101 7.203 Dantirt 44,0 Croup Inc WO ComummCyclul 1.55% 0212,400) 1211,754 304042 2650 2647 64121 044742 °VAX 14000 Cram. 2.49.-44:00 Corp WO 4.0.40....10404 000% 1174.1031 571,910 94,115.12 429 400 04.19:21 110042 (PO 26011 00m 1202.042NNEA LO VS0 421797 4.26% 1164.49)) 560.474 219012 31134 3124 6513 449.12 0.00 26011 00.41m VS0 ltonoNly 000% 0123.0(0) 525020 219012 1150 1219 12174 #x1512 ETA 1000 U(0 (-400/ 11n.de/ia'MM1w VSO Emmy 100% 044)155) 504955 Mown 41157 4133 01.501 .15463.12 CPO 2003 Inemer IAD 1,0 41 419% 0159210) 101,022 n44μ15 Si 07 070 5404 21.4.2.12 1014 4003 IOIlAdar.r.P.rewel WO 1,0 41 2.11% 1141001 146744 2744442 21.0 220 5404 2144012 LOR 4003 liay11.00ngi WO leasul 2.10% ($192300) 1111,20 046012 1475 10.1 419 1044012 OW 1,040 E. rn097444then10 VSO ( 21519, Mir 61223101 S122.783 10244212 4795 4621 S473 nitwit Er 2.00) 1,4011/010( VSO ern Au,2302r6 000% 645.0021 546.444 1254012 2250 2122 SIAM 22140.12 Er 750 10111020 IM VSO ern Au,2302r6 000% 15141501 517.270 2244)7.12 190) 2104 53.024 2944012 DELP 2.2141 441404 Prn 19 IAD 1,4141 735% 054.1121 $51.1.1 01.1242 240 1097 0141) 17404/42 15 17,500 744/boot 0.4 WO Cannusuber4 P00% 0444,001 505.01 14.μl5 ISM 1097 0111111) 110942 100 3375 140 Sinit1 /nano Carp 050 Immo' 1044% 071.1301 1001 1140241 1079 1010 0777) 29.0952 3375 rim Reptak 00420 00 11.00401 0941 010120) 5101.675 290042 3000 3113 5425 12444.12 FIT 1.013 %ma Eft%gi 14.0, 0101,00 le WO 42097 000% 150.201 122220 1246412 2000 21.14 S1360 MAN.12 FRAN 2.100 010050$1101.100 CVO USO Commo, COMM 0001 1141.401 52.95 0340412 2740 2112 5705 2144.02 /MN 2.110 00004114104. Corp IAD Conwntr. Cw14.41 0.00% 1172A101 02345 2244012 2050 2110 1115 204042 0100 1.400 Calm Lid IAD Ifrantrisl 1.01% 011.4M 1441172 304042 140 1275 00.724/ 1444942 MI LOCO 4.44.0 vAemnomcm IAD 0<0% 0121.302) 4132.192 1440241 4415 411441 52.112 210412 6113.40 4.000 Gmem1 (711104014504 00 4e0.. PIS, 1nanbs, W.. ('(0% 1437.901 437631 29%412 420 421 599 07.02-12 61K 4950 Gr14140104004.0 USO COMunn.4.01.0 I (0% 0211210) 1211.54 024.12 3520 3521 154012 61K 5.400 Gr14140104004.0 USO Conan, <OW I(0% 0140.9(0) 1190.511 14.145(.12 3350 3143 6303) 150042 On 100 102[419.9 nom" 0 IAD Inanbs, 0<0% 11110/3 110042 0,10 010 SO 244642 GPM 1250 enn0y14044110104004 IAD Itnnolots M00% 1110.0001 121.072 2411.12 100 1204 51272 200942 BIM% 4.000 CewoIfin 14•4064.46. U50 lis.-0.1 13".% 1145.701 50440 n40μ15 1219 1241 Ana 1940.12 049E 1.15 (nide• 9.1 501.414 Inc VS0 MONNIMY 0(0S 1142.3751 144071 1140212 265 2939 51.704 2444612 0411( 1.15 6..4• '15 500.414 Int VS0 ltandKly 0(0% 014.4251 5124 25440.12 5)00 412 51191 PROT7 I GI 0 Global Investment Opportunities Group Account Position and MTM Summary (2012 Closed Positions) Prepared to, Southern 40.0014 ULC of HOvernber 29. 2013 Morrel SocurtIns PAC 1454012 914.12 2210912 614.12 110 PEN 1401 i91 103 2.750 4150 6000 )1440 Ca. %).4 In A.AthCcet 14-415 3146th Cue 119105 14.000 000 W11514% 110012 PM 003 >KM Globell1oldrepIrc 50012 NOV 0110 1.1..mman trrierpr00.4 Z00.12 1014 15750 »ens thannaceu10510 1304012 114)1 100 14140)40 4,40~01110 010012 114)1 2250 141061499130760611 1040)12 040 IMO 04030.1 Phannt.444.45 Is 400.12 IPA 1.103 KM Mann Lniun tnc 100.12 1111C 2/303 Mtn R.". Cop 100.12 10.10. 2.Ø 01•4 11011140".,M.MM" 110.12 114/14 120 4~ 011).° 0044.01 12.0.4-12 U.1 2.475 .500 Pe1r0leun 44)11,0) I, 100.4-12 UOIX MD» 1.4140 Isonn.Ax45144 1243012 MO 1203 Inn Co 0 1244012 1St 400 Len 00 7/ 11.1Jaris 10.12 111.4 303 01440401 Noting) im 1444612 LW& 1.025 1/114040634006 .9012 11141 4510 N1909015 10319.12 11.1691 23/5 1.1469Lool.9.9410. Ci 4 2344012 1.411% 2210 11•4414044 sonngim 144012 NM/ 12500 ~al Frepte10 Tnad M 3104.12 1004 3003 Mermicle ttanneanault• 231.43012 KORS IMO 3469.414001:01.611.10 5.0912 lalt 2.110 14040 144612 mu 2.440 476964/1491171941410109 7.94.9.5 rani 3000 110441440,00•400 0 3143012 ?0,/ 2,00 Wang MtinebamlCer4 20440.12 t%50 7410 /Apo )101,0 0> 26'4512 1411 50) Ur, ern Ye. irer9/14 214112 NG 0.210 1».5611-6.5616 S 9012 16 4.00) 965.14.427 LO II A44.12 04.9 1.103 031044 44.431409p 0 00012 05 1.110 Omek 1)4040 is 30.12 ROV/ 45030 P400 Conk 01 Trutt 150012 114111 LOCO %enastp•rft nrinfrrank Con S446.11 P014 4320 179coP01992,... 166912 n111 71 40 1095 4 261 /09114510141 1545712 PETO 1.00) RR 0)024 1, 4 150012 MA 1.003 Plan MI Ann np•In• 0 114114012 PM 5103 Ng Pares0 ts. ?4».12 OW 2.500 Cir [mew LP 1140-12 ORE 110) 49 59075 9N/.12 OM 1250 06/13704913.936417. 280.042 ° ea 1,000 %Sp TA 1744.12 07 2.500 lemoSenhena 100144 150%12 or 3.110 Reenos) Wan intna.1 hi 1147513 RIM 7.103 4.44104,144100 Core 140012 Ai 25.030 Repfos ).1)44,4i0,15 101.12 RPM 7450 01.10.401es012ene • A 10012 11161. 2.00) Rot1P)orms.4.440 nt 10612 0107 WOO 140~1. is 044012 MAC 1.50 b• Connunueo% 090. 101012 501) 1.50 5inr Ms 1.441), 1.4400 91~11 SPG 2250 3.3.09 11901 50.001 1403612 S4 4AP) S Cesti 3 (eoro, o>6 191112 SR.K 240) 503,5444 100012 IRK 9» 01411-t 00012 PM 2.0 01).•041140.•114,04.11 1544012 MILS 4000 100 tenunna4rimn le 01~12 1160 1250 599)47.9.073,39001.0 514012 TOP 2.10 Te4107 LEO 11-194135 201912 TRIA BOO 5.4.310:. 101012 070 1.103 Tune /140no. tnc 104012 11011 TOO Tune /140no. tnc 13.012 TM3 11210 Me Warben 0.04,01 Coo 224012 TWO 9.00) 40 0.304, lerrelbnin100 114~12 TWO 11725 101000 0reffnen100 100.12 ULM. 2.») 1.045.1). Cowes, 1 Say 140013 UM LOCO 0014.4004....ovIStiner/141 140.11 UM 1.10 1.014.44)~0..1•44nen14: 130012 V/111 2.103 Ver.004 1440414.400.0 794912 AM SAGO V.60. 15 • CIA 10012 ONTO 2.110 Vbrikbx • C11 2214412 ONTO 4.110 94.30. 1« • OA 144011 VV121 1.203 V*0 he 1.504)12 V114 2250 Acura connuntabon.... za-marT3 VIDA 75 1420•Conrrunue.041, 4 1,-.4•401 5.44% t11113010) 128500 100.11 540 III? 51{150 1.9.9641 5.441 ($161363, 5141.20 20012 5075 5901 5707 ~A 145% (1204121-1 $244.7.» 2244612 S150 5144 6120 1199641 5.41% 051.40)1 59./.852 25.599.12 2215 2121 $1.452 warner. Nancyd. 000% 15411:01 113.701 110011 1500 1542 01021 Carnum4.0,001 000% 1910.1071 519.914 Saps» ADO .9a 01010 marner.N00.14 000% 010001 1125.441 2.0012 ODD n 011(0 .53.)6.594901 100% 11243301 127.9)2 1305.12 2533 793 $1.1132 .53.)6.594901 100% 532.4251 15.515 916.12 11150 1190 WO .53.)6.594901 100% 55170 15.70 106-4912 1509 547 $1.0% marner.N00.14 02% 00001 505» 00012 1250 I.R Silo 1.40401 2/1% 04/.001 51;14 10011 4410 1137 1540 444010 0.011% 010450) 111/02 10011 1193 122 0/410 4.44.444D A 1 nO1 <MK 0520)1 51.313 115912 1503 9.49 $4.10.3 E,4.0) 40% 1350091 112421 126912 2025 1.10 52202 ,4499...4794511 100% 1145/70/1 PAO» 190912 125 20 WM» 540o K0% (012401 545.111) 120512 3493 i.n MATO 540o 453% 0143/1031 1141228 1344012 3505 III 0112) 1.-.4.01 0 1.2)% 010001 1124./03 Aeon 3450 •04 00 54 057% 11.012111 02104 1417012 7925 10.10 S172 594495151431 011% 0703201 01.114 650912 120 &b) 52995 ~on& 54141 000% Elm's% Mal 1114917 1403 3% 0471 Item& 0/411 062.4251 111.047 0200 34193 140 55.002 10•0441 6.0311 011000 12.1%115 240012 031 n 1103 mums Nancyd, P00% 1121001 110400 20042 700 20 (04001 COnsunil. 41101 00% (1323.00) $422391 2361312 470) 70) aft Ener,, 1.111 055.00)1 HAM 2cocti2 2200 503 SAM 1-4-50 0401 11200)1 227.010 Wat42 11103 152 WWI 10.14% 114//3031 144510 341.12 1500 553 01453) Coraumr."41441 P00% 1101401 $145430 2543012 1(15 445 (1403) Comnusuhers 1.05% 0131411) 1214074 z1.996.13 3035 057 52.4111 (nee', 416% 077~1 $71177 26.1.1.12 1403 421 11.123 Po. r4t}teva P00% (11(6111) $101115 20012 950 35 111.44.11 (nee', &21% 0195300) $194132 55012 4091 071 CAM 1,0.0.)1 5.30% 11490)1 $42329 120442 4300 233 0470 L.901/ 5.42% 000151 $19.545 n44641 1427 403 11444) tmno. 11.05% *MX% »WM 34~12 2(10 010 01./101 ~aneel 40% 11324301 $0100 150.41 100 013 CUM 1.71196 55% 09521181 51030 cm....2 1125 910 5743 000% 104401 $14334 11612 1403 453 5234 T0000100 5601 000% 0530)1 526.40 11~12 2550 645 ay» Cramp 4.441) 100001 119011 40012 0003 003 6119) 100 401% 003316 140411 10012 2111 WI 401311 Cramp 1100% 103.1031 10410 743012 1424 50 C1153) &VII 110% 551.761 $51.614 12,4012 1110 111 OW. DODOW 000% 5152501 5100 W~12 1303 312 S60 T01001011/ 001 512.0031 $11.950 LIStp.12 1203 195 awl mr.01 410% 1032501 119.710 174070 1210 1.10 6103) mmill 1.13% 0107.140) 11010 150011 340 •77 51420 0.44§1 0011% 01000) 1214111 1140.12 220 1011 141213 1•79631 123% enosttn 5149.03 14444412 590 99 22300 1•79631 497% 06120)1 0101 519912 000 65 54500 .4..rntI.I40,1001 040% ($19.001 1119)4 3.0912 950 17 0441 59565 566.1 5.5214 0151250) 111403 00.12 ISO n 15.4110 Carnmasaboria 000% 1271.2301 111.91/ 00012 4250 3.1 1707 10040 00% 112/031 1/4045 1443041 1450 (21 015 1054011 120% axe2so) $1/4702) sm....2 137.00 3590 52271 0007 164% 0107140) 16104 120012 2575 7.19 51.755 19)9046019•39 100% 05430)1 157342 20.14412 2025 1177 51.011 compporamona 000% IWO* 133.010 194495 ma 120 $7.130 Cringl 24.1% 0712701 113014 %Mtn 3201 1103 01.1043 Cringl 5.24% 01440:01 414104 11514013 340 50 (5201) 0001 5.74% 11414151 $14.011 144012 319) 141 5136 140.44141 157% 5711401 05.790 595212 3143 730 (5.46.1) 5.39046704•94 100% 5010)1 $18.911 20199.12 170) 173 55.311 0044.000411 0.011% 031001 131,796 541012 21.10 1.0 itiso 0044.000411 0.011% 012.031 0201 1150011 1403 510 15.301 10040 12.11% 01171) 1115021 134012 1044 OM 11.573 1~051 12.11% (9)1001 $119.410 2214112 990 91 S340 ow671 12.11% alssse, 5125.721 116612 9.17 I 51311 Compoo. 64161 010% 6/16.10) 1231.725 1045912 1103 561 54925 41-0,41 4.41% 0171340) 1144131 144.012 4450 1.10 12451 41-0,41 4.41% 1151./921 555129 140.12 5402 057 0113) 41-0,41 L0% 14w.n11 1411.411 12040 27.51 FAO CUM ....me.. )40-(541 000% (11403(0) 510430 704412 2110 007 53.p0 .•4.01,(.. 09-cych 100% 054.7931 155.033 34012 2193 201 S215 .4,499.....7997di 000% 1174391 115.111 22113412 1203 092 $8127 4.4,00.1..0 04011) 111421401 11440/ 14.1012 2250 214 51101 ISchnolooy 100% 1121011 0490 70011 2615 043 $1.074 Tedinelooy 003% 1112.001 02343 2844012 140 LIZ 540 PROT8 CIO Global Investment Opportunities Group Account Position and Miμ Summary (2012 Closed Positions) Prepared So, Seuthern nemeud tLC 44 Cl Ilevernber 29. 2013 14.1140•94.8 fecurWell.C. 11.124.712 MYOM 3.000 WebC0174.4.4 /7c zessolt tμl( 3.530 Vemm setz M).1)324 90. 104444.12 MAC 2250 999 keet herene(491 5499 elf f.115 eleueonet.946044 2443042 WA1AV 3,Ø Vlban4474 70406 Co• 0 4 21454712 WM 121(1 Wirbra; Ut.rnail. 1343..12 NW 100 55111•9% Co. i7c 4,440.12 1•712 100 WIlyn/Ihn, e,115, 49412 ven 1.040 Wann Ain, 47715, 25992 NW LOCO W1 laem Ain, 4771P 114:10.12 .41341 900 157,704y 174-0774 A 20444.12 »OP 4.750 .togna 07<4,09Y 07 35#41. 13 266.9. 394 Ire 1,4 . CI A 22992 01COOT 7303 Cersom.0 St 900meed Me US. plad brann 12. •w• 79911 norm Z77417"10 77740"10 L.A..11) 3149402013 31.0tae3 02410 77010 02410. 2010 0•440•4010 1/103.000 19090 1344000 3.81411175 98A217 Aneren 994 tid merenCiettilid oteoup oteoup ød1010 br 171μr10 024445•7017 95577) 0649994 121μr10 02444y7017 329549 0649994 1719410 02.44442017 »1674 06 Groe NC 15-10111 07.4.2012 17340030 DeUecheesek.49Lcedon 25-144.10 01000314 1.147.113 etkor Wem Lp 7Lμ.4 01004014 Mal 9.39 14409 04 15440.10 15444915 129000 474 ø4%404n Co lic 91912 0919200 3,400100 066494354.969914( tso/to merzso 149/300 113011)14 415 1044012 17444$013 590/300 10011)14 415 21.110 3404711313 3.30000 43703•4•7 <hm 104 ?Deale 11410,11112 3003130 Wag«. Itanbre 1.14.741 10.174.11312 3003120 latiegribtanbre ¶4.110e12 15.1442043 eecleire frem4 60020) 1403.900 7 44412 08140295 41,771577 Som370 orp 77c 344411 074402013 244090 SO Prvonslecauct. 14μn.11 /141.41312 5734331330 10 siruchnd NS.% 304447.12 .497•4401 3002000 Son0noraC41044.0n 11.00.0 04.994.1 39433 Son0noraC41044.0n g5€€§§§888§§§5 Cern.urnsben4 000% ..10.4.43. 141,204 114414.11 1525 1502 .11441 1199)1 2219% 15772.37. 57.30.2 9949 2220 2229 53)2 Float4151 22.19% (95.0031 541.74$ 1040.4.12 2103 1856 03230 9I04151 stets 677.429 91.736 so(oo 1503 139 355293 waen.nr.14ensocl. 000% 642,1001 93.1» 240712 17.0 1727 $4711 energi 21.12% 1541/3401 149411 neuen 2003 2201 641μ energi 1$31/3401 111.341 134:144.12 31.03 31.35 1.140 67079I IN% 651.4301 551749 44041.17 51.43 5077 0460 67079I IN% 054.5601 554)49 täfelt 5456 5415 (91.) 67079I IN% (98943501 5147.581 2564412 4281 4253 0449) 114:1744140/ 000% 11212401 $41419 1243.247 2003 41541 114.144 ineurner.Nencycl. 000% 1131.1101 154.442 Zetin.13 320 5.10 .14411 Cannurscaters 000% 6412001 M4'704 24414712 1203 1244 KUH .94.391994:11 000% 410749) 91179 2211112 1461 1557 5,, Onn.,, Co neseko vag.. Clo.ny gmby 4.6.4 ruN Clotle4 Peu, 0* me 960% 111011.1011 31.0030)0 561057 22 944 .3 110110 51(003 $52.0 704 960% 151.029401 5100.030 $40444 e94.1 510200 514003 521441 14A 1130% 111.7213051 51.12300 911894 1744012 50.50 510303 1250,141 14A 1130% 112.7273051 12.1452173 $478.214 5449.12 04.50 510303 1444413 14A 1130% 41935233) S419.717 511119.3 9.4.9412 04.50 510303 1215:03 14* (.00% (1195390 959.77) 5165.722 540712 sein 51003 1240.104 14* (.00% nilmon 9296249 51929 5'1 42 uns 51003 519.79 14* 030% eno.ob 539674 1.4529 3 494 12 man 514040 661765 14A 030% 111.030.0031 3011.8.» 10 7.44.012 suano 141.70 61142.930 HA 1 91% 111.0210141 51.734.947 5351'93 224%412 0021 5112,11 062970 HA 1 CO3% 0414204/ IWAN 5127.165 224%412 0022 5112.11 5193445 14* 030% 111.2710:031 5130890 $129367 2999 51950 5109.00 5159987 14* 030% 1$3.030.1031 13.16290 24440.12 510010 510540 5161.000 14* 030% 151.030.1031 51997300 94.12 510010 5109.75 $97.503 IS 030% 1$'0».1031 5531590 245941 510010 51930 5315.030 14A 010% 112.513.1.01 $4,469210 74992 510340 519.73 51,054,710 HA 030% 113.00.0301 9054970 1044.12 5103670 519543 1.1.171.970 NOK 000% 112.000031 5141390 MWulla 5103670 59744 ($1142201 64192023 4.25% (5599.914) setso 4294 0.912 109.99 510325 51599 PrA 050% (596690) 51443.900 556.051 249012 9640 110300 510951 14* (430% sszo>tioa 52211.600 2340412 510300 51109 1211400 1.1.0. 030% 113.093.1.031 543217.930 Heilen 5140670 519533 529930 NRW 250% 111.911.1201 1.9959.0 SIAM 191%1712 SOLI? 510:25 101.743 NRW 230'• 151244041 $120•21 5851 19.140-12 os. 93793 12.472 Cyer•nty <S.p.% Inntee: CO.< 101 ISU.k.t 490 ctr 04:0410•Pnc• In 4<.uN RANC•1) USD 7375% *3.KP 'Ar 0)1.9) 534, 6 ix .00 )8 I I@ le 53.641 14en Cale Dale (4.040. hiecipal Co., 11.1 Mutet Yiluer 151 Tot41 4107:74 0410 Knexy Glosing %Met 0.77' 1,44 C7) 0.770 0.7441) 44112022 390% so) 21,17.412 9882 1845 01.4798 792022 5125% $91kØ5 7117.7.11 9825 51165 54000 minn 5250% $1•05 1443.703 1074012 174? 11121 17.949 wem 4.999 44990 einopas (om tt) Mutti V7Aoir 151 "1.1" 8401114 ri) 4147,... 0714 Ettry PM. 11.4c47) 0.4.0 40Y-7011 3541% 11.42,1315 5219» /1. 12 4246 taw 7 141 1002014 0414% 111 0871511 11.7.1477 1.141.144 31.150411 4403 7140 1.197.344 02920)6 60)0% 151.145.(00 51.193332 $81.444 4012 5703 60(0 5.9010 120920)3 1.171% 151.05)3161 11.175393 »UH 9199 4720 5450 51(8.77 sastom 5417% 197.9.500 51478.898 1201337 4303 *750 96040 899 2 &Nenn 10050014 Sμ4% 111011.4741 51.154315 1114397 41.0 72133 1215.140 11007011 1430% 1(10701511 51.21:4,376 554,143 10.44.12 400 4003 5144405 9•44.9969. 494E Imme 140 Out." 99012 041910101 33903 196.93.969.4124 889 Nu* 0447de Man Tuable 17704 17 I 1 eficormo 844912 81449 .40)390 14441712 1141147.12 1.5400:0 .00, 4 ø6440W424.[17 Preet å Ir Aqaduct.444 Lea 741.11.77.4, AA* 864 04. 14 4111> 1<<sblv and hm« 44 Dnv ma-H, °Z":" !Kfm* 54P 909 1340712 1413•54051 32759:0 W1I70.204.2401 (CC 12444.12 30040111 0.09020 teft 20104 24.5 (CC 18499 elm-2037 2.081569 Ikent 20071 2/12 (CC 15 9912 211492034 1090.030 8405200444111 CCC 3149442 21μ020ö 3.344.030 G00Ø) 82 117/47013 35.165,2013 1.4123300 1401 A03.103 CC< 2.44712 20477-Z03J 4.1400:0 1..7•1 20321 01 4 PROT9 CIO Account Position and M1M Summary (2012 Closed Positions) Prepared ter feuthern FInan041 IL<« 01110Vensber 29.2013 1.0 Mwyl SeCti 114.511.C. Li414511).41•04415 nap Om. 14wes Co0($053 S&P Italeng Par Ammon. Cerrpern PvIndpai Cost CO Mutt Vane III DwIdenes ... erns cy, Matey Peke dosIng 0414 ILwp (1. 07I Peke, 1Locol) 22 la, I 2 VISR0.1 210)0 °Ion Ph 801 00 1C0' 0 70012 0503 0495 31.10/1 11.0,12 Pirpolua 17.000 Nexardns R•ratinriol Is 14100 SAS% 03.11.13:01 4202.<00 10 21.10.0.12 1210 1421 1122.1401 11403.11 nerpitua /14103 Amman Grptal Agency IPA 42100 acass 0703/601 $709n• 10 6.704.12 2210 1203 41.114 7.74n.12 6,124011 111.311 Annex. /aro& Croup 11116. 42100 6.311% ($114/6:01 fano 10 11.13,712 2203 2203 SUS Sep 1? 00.0014 290)0 Ann/17 Capiiiluani IPA 12500 7.100 06751()) $671.73) SO KIP/ 2 2903 2400 (5LZ67) 5.0.12 Per0tOoa 24030 Pi`n1:700,1/17Jani 4.14 12500 7.5016 0051()) 5621.22$ 10 40442 2903 2015 ($5,775) 9 5.0.) 52 Per3tOia 11.231 4^^0/00:171unni /46 12500 713% 028220) 12715170 42.650 0.042 2903 2473 6415) 1.1M7.12 Pirpotua 141.70 Anna. Capita ?Art 12100 7.41714 141,167.0N1 41.1133150 411,131 113%.11 2203 2410 01.1,01 tk1.7.12 Porpoba Mai, Corsa /444.1 12100 2,63% (4374410) Ow» 111.319 45111!12 2203 2467 01.1101 1.1:47.12 Porpotua ano Mn.0/C4071•114401 42100 1.13% ($07250) Mimi tau .1un.12 2203 2410 01.107) 414012 Noma 41.110 MN,/ °Phil Ment Nu 42560 713% 10.027.750 0.016.609 S9.7% 12 2903 2473 (51.145) 130612 Peon0) 11000 40070 83340.6111:004 NM 42100 R00% 005.00% $379570 10 255to 12 2903 2101 1570 13416 12 .0001 110)0 04,01011000.6011.1014 NM 42100 400% 02500110 125011) 10 X5-2 2903 2101 4310 00)47 Pogroms s90:57 0031 011.14. York /110M 0164 421/30 210% 141.20%00:4 $1.203.013 10 254•02 2203 2472 1114.1371 114..11 Porn.. nrio grasp Bent Pk 1134- 42100 6.11% 14/4025631 41013.740 413%321 10.0e1.12 2154 2203 5191704 1.14702.11 Pprprtua 441300 C4:"..10141.nar4u1Co OD: 42100 OW% 111000201 5959,720 10 140041 22110 2491 2944p42 00.03014 11050 CV ea.419107011) Mu 12100 041 (5115.000 $371635 10 450142 2903 25 11 51.05 10.1u111 74.00a 31833 C74n/pea0 100000 7007 Mu 12100 97545 (5420125) $921171 10 279.612 2903 2512 54.34; 10.1u112 0411/01ia 400 C74n/pea0 100000 7007 Mu 12100 913/5 (5153300 115470 10 2615612 2903 2121 0/65 W10112 2461096. 12021 0....peatt lodqvg Trail 421/30 7,21'. (411:04131 5304101 io 244u1.12 22110 2203 $24 10.530.10 1010120.10 10000 Cncpc7.0 Captal 63 421/30 29144 ISPAM:0) 111,10 5107.461 104:e1.12 2203 2141 1/03.751 5.714.12 1.4.pflua 10000 Ce/Nabonal imp ea- 421/30 3.50% (411:00101 3411.103 50 1341.12 2203 2437 1111.7101 14612 044404 110)0 00.54 kb 001.00 6.25% 151.034(031 0029600 250612 10000 10304 01(003 1$61)2 Noma 44030 Dot Cao 0. S21.00 150% 151.034(031 91115360 44.12 2903 2475 11)1.601 60612 Peo5ove Psowet 04044) 54 12500 640% (402510)) S631100 260612 2103 2520 51100 4.11.0.12 1010051 331:40 'mow Agana Inc P. 12100 4,10% (40.730(0) $021.1.03 50 20.034.12 22110 2406 01.4001 14:turn.12 MOMS 11.1:40 Inlergy toanue% Lt 12100 3.13% (40.730(0) 304%025 50 304.112 22110 2206 524025 1124.12 Peepinal 31500 1n1 34.4:14114nlalf ell 12100 •711% 5713171 50 314m-12 22110 2202 1671 205612 10454052 4179 404410t4 Coo Carp Ala 12100 400% 020000 1207167 10 260142 2103 2403 (1158) 20052 10n5/2052 21.821 0545510t4 Coo CVO AA. 42500 4005 61753211 043161 10 2501.12 2103 2491 01.544) 240112 4462012 390)0 WatfOr0 ANS.:SG" $2600 7.00% 6415.0()) 1979610 10 240612 2103 2637 VANS 2400.I2 P44.400 44030 ,94. 'Co 00 33 020 12540 ISO% 1517:0010/1 MUM 10 740612 2903 24.92 159207) 24004: room) 4%000 *roman 09744 191 12100 3.50% 141,115.0031 $1.131.110 14 0440.13 22110 2403 01.1501 1141.4..11 Nine. 34000 One 34410.Corp 11130. 42100 4011% 15/.30001 $1,270,100 50 240042 22110 2450 1121.1/01 1640112 Porpetua 4.174 000 mow cap 12100 250% ($1143501 Salmi 50 30001 22110 2450 0.1.147) 14./...112 Nwtdal 4.424 10003 7.10ty 00117 801 52500 ISO% 0160150 5157.$11 10 404942 2903 2446 02.120 340152 4450012 51.905 Na ANION IM NM 12100 100% 020.625) 120031 10 Thorn 2903 24.05 151.0111 3 00,42 41154042 0.015 Na ANION IM 42500 100% 6277375) 1275199 10 26,44.12 2903 2487 151.4741 20441.12 3/117012 111.600 Ng% ra trap/ 1417441 1104 $2100 330% (44.10:01 SOUP. 10 16210.42 2203 2244 51749 1443012 Pupetual 441300 Pre Nuncio:I Mmon ea /30 fa% 11104.001 1014.403 10 4.00.12 22110 2401 01.5201 113.40, 12 Pupetual 17.000 1.4117.4n0715omon ea 3.7.1130 anis (11.750101 $471151 10 94040.13 2203 25.12 sun 294t1512 345002 170:101 Rarnan0170440.41100 OBI $2140 190% 1$7,250.01/0 54301170 4242412 2903 2130 161.603 390412 1.406,1 21040 401110,100000,0 80* S21.00 143% 6501001 509.607 Bret. 12 2903 24% 6001 14 00 12 Popov). 240)0 ROjtssty C0.1010). 12500 66014 (5475.00)) S614.(07 29.41.10-12 2903 24% 01.107) 25431.12 Porpetual ncoo Resporn mancel Corp IS 42100 4.00% 00.14.010) $4617.471 10 1143".12 2203 2410 011213 7.0.79.13 Porpetual 31000 .11Ceope.74dty Corp 1. 42100 130% (SPAM:0) 3741.010 10 111.403.12 2203 2477 091971 1.1347.12 1.0110013 4003 Thorn.. 04•41Aptali NM 42100 130% 01100031 (64.524 10 2203 21.13 11111.4161 114.112 P01103174 10.0)0 WM*/ 814177 7661 42500 5.7014 629900)) 5241.254 24 2.7.52 2903 2473 01.754/ 9039 '12 N0040 11030 W413 Fogo COn0447 On% 12500 5.2015 (1199050) SN9.79) 2310912 2903 24% 42101 445412 Peow601 31,00 (DO 0C.ry Corp 1001 6310 4/77 550) 47210)) 10 2060012 2903 2455 1115.4101 4.00.14 ropr000 30, (04711.4177 Corp 40.4 sow 4.10% IV t0:1 Susi to 17.4..12 2203 2432 02051 knanl Corsao val.* Dale Boat! Notloinal 5o1/41 Nol000145340.1 1:m Da% 14.0.1 5pal Con'03..911 onrsr1 120%.11 443%12 SG0 0245 7,1 010 2.110000 444%12 Loos 12197 21./w.12 121 15%472 2110..-11 I Fel0i2 547 3.14/.100 1.60 2.503603 61462 12734 2732 24042 151755 214012 600012 $47 511%100 610 2.503100 6144612 1204 1.205 900042 07.2021 214.110 25.A.713 0107 Comb) 2501030 160061s 273110.1/ 12014 1190710 4175012 214411 4.40 11.0:0.000 IAD 03%934 210113 131000 11.7344 1907112 1324 1.14.410 Mull! 211119.11 RUN 11.033:010 IAD 072.211 31.47.0.11 132367 11.33147 171.4.12 1119 54424 1340.11 31.540.13 Mxx 100%010 IAD 071753 21440.12 131310 11.1124 204.p'12 1293 Uwe 200612 240612 1.001 /1302601 USO 934144 2401.12 i2.12916 1291795 23 Oct 11 11N 55172 310912 Soov.12 04 1090403 07.0 10.0(1000 Stios-12 1205 1.190 2410311 I 21 (17071121 230612 200612 9034 12300403 1950 919034 2..0612 12.9122 12.9%7 21110 12 1301 041891 2110.12 190062 1.001 12.503001 010 931177 1904612 13132 130050 10000011 )».3 125.116 PROT10 GIO 1.9. Aleffla SeCtirltlef LLC Account Position and MTM Summary (2012 Closed Positions) Piepnreif t0t Seuthein FInaneel lLC et 01 Nevene« 29. 200 rs lem Inde Fxplearron 24 Abe 1) 30AL...13 22 kee2, 2 3040, T2 n.13•3.0 lt 11.9.12 1399.8.13 ,411.44.12 1949412 Jdk, 1) 099 ' 2 ar9nl 1) 099 ' 2 enmoe ey ON101n tredie One 7349.1.1 2149113 1049113 104012 1 Mlir 1.M412 wand: 104.1.12 104903 >etdien tuntee 4304 C.n."(). l kellons.1 sueke Crerency Type C110.5:" Oale 0491r93 ereramm Si 1 Omis" esenimm 131 1104e1 84t wt '3M»2.(4. 4250 lv Cill 21.4012 $125..,34 SO $125.734 lotet :SV tut $000000 6100 Of° <e11 (12A:0» to lutrøl 1913 :SV ol 1.0(.0000 3100 lM 1N1 124300 So 126.503 teue1 NAN 1.9.23000 1337 ula NI 1419.12 ($17.2001 SO ($172001 SON WX/i 1.002.0t0 1290 13164.12 917.300 ($$8.394) (1.41.1NI 90.4.1 sPe 100LCOOL09) 8325 CAD L410 'ti 11•13.6131 SO (1411603 S010 Wr <41 100.020.40) 1690 CAD >ul Aug 1Z 1613.613 SO 1.413.613 0.191må Pressan Nolion•I (oel Siegle Cbmest" NoUoisal Type Closisp Oale Petenourn 151 131 soiä ti e 125,C0) 103 izow.to3 12 he. lt 11.41.100 10 11.017.1:000 aua 610 (•1 IlM03 1201 ($313.100 he.•12 (5710x; 10 11(100003 Mtl 610 ti e lIQCO) 8.094000 (411 13 )1.42 Sul4.402 10 1154.03090 906e1 050 Cal IsiCl(0) 1193 11.950.(0) 12 Kp 12 151114.(01i SO , F40/0 (0) so» 4150 Pul 2,4(0) 103 25.0)0.(0) 11 Ne 12 5136.250 012,9%( M76.250(0 so» 4150 Nt 2S4(0) 103 25.0)0.(0) 124104-12 5136.250 SO $13e25003 gar LUD (94 21040> 11019,003 12.11e9.12 15200=1 to 11200 020 CO) Mb LUD Put 03cø 793 7393010 (411 12.13.842 5335303 to 01103000 aua LUD (94 texcoo 119 11,920,CO3 12.1.9•42 15231.0:01 So 101l020ø) PROT11 GIO Clebo 33333 ormeot 0000IIMMIMIM Account Position and P/L Summary (Disclaimer) Prepared for Southern Financial LLC as of November 29, 2013 J.P. Morgan Securities LLC IMPORTANT INFORMATION IRS Circular 230 Disclosure' / P.Morgin Chase & Co. and it al &hates do not provide tax acthoe. Aaordingly, any discussion of US. tax matters contained herein (including any attaclunents) is not intended or written to be used, and cannot be used, in connection with the prcenotion. marketing or recommendation by anyone unaffiliated with i.P Morgan Chase • Co. of any of the matters addressed herein or for the purpose of avoiding U.& tax related Pena /lief . Each recipient of this presentabon, and each agent thereof. may disclose to any person, without limitation, the U.S. income and franchise tax treatment and tax structure of the transactions described herein and may didose all materials of any kind (inducing opinions at other tax analyses) provided to each recipient insofar as the materials relate to a U.S. Warne or franchise tax strategy provided to suchrecipient by ).P.Morgen Chase & Co. and its subsidiaries. Bank products and services are offered by J.P.Morgan Chase Bank, HA. and its affiliates. Securities products and services are offered by 1P. Morgan Securities LLC member WISC. FINRA and SIPC. LP. Mogan Securities LLC is an affiliate of J.P.Mogan Chase Bank, NA. and other affable, globally es local legislation permits FOK insurance and demotic deposit preference are not applicable to deposits or other obligations of our bank trenches or banking situates outside the LinkedStales In the United Kingdom. this material is approved by /.P. Morgan International Bank Limited DMUS) with the registered office located at 525 London Wall COY SA& registered in England No. 03838766 and is authorised and regulated by the finercial Services Authority. In addition, this material may be attributed by: 1.P.Morgan Chase Bank, NA. 0PMCB) Paris branch. whkh is regulated by the French banking authorities Autorith de Corddle thudentiel and Anton* des Marches Financiers; LP. Morgan (Suisse) SA. eg listed by the Swiss Financial Market Supernsory Authority; IPMCB Dubai branch, regulated by the Dubai Financial Services Authority; IRMO Bahrain brand,. licensed es a conventional wholesale bank by the Central Bank of Bahrein (for professional dont only): PMCB Hong Kong bench gloated by the Hong Kong Monetary Authority and PMCB Singapore branch. regulated by the Monetary Authority of Singapore This material is not intended as an offer or solicitation for the purchase or sale of any financial instrument. l.P. Morgan Securities LLC or its brokerage affiliates may hold a portonor act as market maker in the financial instruments of any issuer discussed heron or act es an underwriter, ptheement agent. advisor of lender to such issuer. The views and strategies described herein may not be suitable for all investors. The discussion of loans or other extension of redid in this material is for illustrative purposes only. Nocommitment to lend should be construed or implied. This material is diftranned with the understanding that we are not rendering accountiny legal or tax advice. Estate planning requires legal assistance. You should consult with your independent ambitors concerning such matters. We believe the information contained in this material to be reliable but do not warrant its accuracy or completeness. Options, estimates, and investment strategies and views NOT AN OFFICUU. CONFIRMATION For ireorehdonal purposes only. Des report does not represent an °acid account 011e frolings. ban e& or transactions made in yew aCcOunt and 8 being provided al your regrest Please refer l0 your mond* account talented for The racial ret0rd0i all Ol pier &COW asswees. For quo:an. ploaso call your J.P. Morgan ropresentatere. This material should not be regarded as research or a LP. Morgan research report Opinkfro expressed herein may differ from the opinions caressed by other areas of I.P. Morgan, including research. The investment strategies and views stated here may differ from those expressed for Other purposes of in other contexts byother 1 P. Morgan market strategist. I.P Morgan Securities LLC may act as a market maker relevant to structured products or option products and rayengage in hedging or other operations in such markets relevant to its structured products or options expostres. Structured products and options are not insured by the Federal Deposit insurance Corporation (FDIC), the Federal Reserve Board on any other governmental agency. In disomoan of options and other strategies, results and risks are based solely on hypothetkal examples cited: actual results and risb will vary depending on specific circumstances Investors are urged to consder carefully whether option or oponmetated products in general, as well as the products or strategies ckscussed harem are suitable to then needs. In actual uansactions" the d'ent's counterparty for OTC derivatives applications isIPA/organ Chafe Sank NA. London brands. For a cop' of the "Characteristics and Rigs of Standardized Options' booklet, please contact your IF. Morgan Advisor. Real estate, hedge lunch and other pnvate investments may not be suitable for all indivthsal investor,, may present S4bTla t dtk and maybe iced or redeemed at more or /en than the original amount invested Private investments are offered only by offering memoranda which more fully describe the possible risks. There are no assurances tut the stated investment objectives of any investment pocked will be met. Hedge funds for funds of hedge funds): often engage in leveraging and other specuLithe investment practices tut may increase the rest of investment loss can be highly illiquid: are not required to Provide periodic Irking or valuation infOrmatiOn to investors: may involve complex tax structuresand derby. in distributing important tax information. are not subject to the same regulatory regurernenn as mutual funds; and often charge high fees. Further, any number of conflicts of interest may exist in the context of the management andior operabon of any hedge fwd. In the US, IPS/organ Mutual Funds are distributed byLOW/gm Distribution Services. Inc.. which is an affiliate of /Ohio/fanChase & Co. Af &Totes of .I.P.Morgan Chase & Co. receive fees for providing venous services to the funds. Call l.P.Morgan Distribution Semen at 1-800480. 4111 or visit rmw..I.P.Morganfundscom for the prospectvi. Investors should carefully consWer the investment objectives, risks, charges and expenses of the mutual folds before investing. The prospectus contains this and other informationabout the mutual fund and should be readcarefully before investing As applicable, portions of mutual fund performance information may be provided by Upper, a Reuterscompany. subject to the I olovring: O2012 Reuters. AO rights reserved. Any coming republication or redistribution of Lipper content, including by caching, framing or similar means is expressly prohibited without the prior written consent of Lipper. Lipper shad not be liable for any errors or delays in the content. or for any actions taken in reliance thereon. Past performance e not a reliable indicator of comparable future returns and mown may get The blowing is being ponied tor informatonal purposes only and,* M response to )Our request. Information cantered in Mb message and any accOrmanyiro documentation. MOuang but 005 limited to any research. market Val.16$COS. slatement. oonlirmyiOre. calculations or esanutes, is beloved se be relate. tut wo do not warrant es competent:its 0 accuracy. Conn and esarrates comma our lodgment and are subject 10 chanponcnota nose Past polormanoz is not Meta el future result This malenal o not 'landed as an *gofer soh:dation tor tho purchase or sale of any Marmot reshument. The tfokersktalers ander die alleles and employees may hold a parhan or act as market tram m tile financial winnow of any issuer discussed Wein or act as Linden...tar. ptaceenDM agent. advisee of lender 10 such never. Variant provided feted prim tolmalte on The Pleat specked. Mhough miormation m mete docwroms has been obtained from sources believed to be reliable. JPtiorgan Chase & Co and its alleles do not guarantee Cs accuracy of CatriletereSS and accept no had& for any area or consume:nisi losses arising from its use. This idormalko is ler the solo use of the death to ~nee adcfressal. and maybe (Wiped and tonlidnel. My use. CesInbution. or duplication by sm:ne other than the ad:haw is pohbted. II you realm PS it error. please notify the sender irmodialeb and return it by cal. (O 2013 iliMergan Chase & Co. PROT12