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efta-efta01139649DOJ Data Set 9Other

From: Vahe Stepanian <O>

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DOJ Data Set 9
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efta-efta01139649
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From: Vahe Stepanian <O> To: [email protected] Cc: =WI, Paul Morris Tazia Smith Subject: Trade Report 1/17/14 [C] Date: Fri, 17 Jan 2014 21:08:42 +0000 Inline-Images: unnamed; unnamed(1) Classification: Confidential Jeffrey, Today you executed the following: S 13,866 DAG @ $6.8022 This leaves 36,134 shares to work next week. Please let me know if you have any questions. Have a wonderful weekend. Thank you, From: Vahe Stepanian/db/dbcorn To: Tazia Smith/db/dbcom@DBAMERICAS. Cc: [email protected]. Paul MorrisIdb/dbcom©DBAMERICAS Date: 01/17/2014 02:47 PM Subject: Re: Sell Orders Working (DAG and HY Fund) IC) Classification: Confidential Jeffrey, Following up on the below - your proceeds from the JPM HY Fund redemption are $2,760,359.19. Also, thus far you've sold 8,400 DAG @ $6.8037, which leaves 41,600. We will continue to work. We'll be back after the close with your final on the day. Thank you, From: Tazia Smith/db/dbcom To. jeevacabon©gmail.com. Cc: Paul Morris. Vahe Stepanian/db/dbcom©DBAmencas. Vinit Sahni/db/dbcom®DBEMEA Date: 01/16/2014 03:25 PM Subject: Sell Orders Working (DAG and HY Fund) [C) EFTA01139649 Classification: Confidential Jeffrey: Per our conversation. we have redeemed the JP High Yield Mutual Fund (-52.21mm. we will confirm with the final NAV tomorrow). We're working the sale of 50.000 DAG (-$6.921sh): this ETN is a thin trader so we are going to work that order and it may take a few sessions. Please let me know if you would like us to be more aggressive. Best. Tazia Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 26th Floor New Tel. Fax Mob Email Passin,l/rgepost This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01139650

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