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Important Notice to Authors Attached is a PDF proof of your forthcoming article in Physical Review D. The article accession code is LK13738O1. Please note that as part of the production process, APS converts all articles, regardless of their original source, into standardized XML that in turn is used to create the PDF and online versions of the article as well as to populate third-party systems such as Portico, CrossRef, and Web of Science. We share our authors' high expectations for the fidelity of the conversion into XML and for the accuracy and appearance of the final, formatted PDF. This process works exceptionally well for the vast majority of articles; however, please check carefully all key elements of your PDF proof, particularly any equations or tables. Figures submitted electronically as separate PostScript files containing color usually appear in color in the online journal. 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Please reference the accession code and the first author of your article in your voicemail message. We will respond to you via email. EFTA01141163 PHYSICAL REVIEW D 89, 000000 (3OOOO Using cosmology to establish the quantization of gravity Lawrence M. Krauss School of Earth and Space Exploration and Department of Physics, Arizona State University•, Tempe Arizona 85287-1404 and Mount Stromlo Observatory, Research School of Astronomy and Astrophysics. Australian National Universiry, Weston, ACT 2611, Australia Frank Wilczek Center for Theoretical Physics. Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA (Received 4 October 2013) While many aspects of general relativity have been tested, and general principles of quantum dynamics demand its quantization, there is no direct evidence for that. It has been argued that development of detectors sensitive to individual gravitons is unlikely, and perhaps impossible. We argue here, however, that measurement of polarization of the cosmic microwave background due to a long wavelength stochastic background of gravitational waves from inflation in the early Universe would firmly establish the quantization of gravity. DOI: PACS numbers: O4.60.-m, 04.80.Cc El Direct detection of gravitational waves is an exciting frontier of experimental physics, with positive results anticipated soon (i.e., Ref. [I]). The anticipated signals are classical disturbances, comprised of coherent super- positions of many individual quanta. The possibility of detecting individual gravitons is far more daunting. Indeed, recently Freeman, Dyson, and colleagues [2] have cogently estimated that it may in fact be infinitely more daunting, namely, that it is likely to be impossible, to physically realize a detector sensitive to individual grav- itons without having the detector collapse into a black hole in the process. If that is the case, one might wonder whether we can ever directly validate any quantum effects associated with the gravitational field. That would be ironic, not to say pathetic, since the apparent tension between quantum mechanics and a full quantum treatment of general relativity has been one of the driving forces in much of fundamental particle theory over the past 30 years. The purpose of this note is to point out that cosmology provides a realistic observable that is directly tied to the quantization of gravity. Specifically, observation of a cosmological gravitational wave background associated with an inflationary phase would provide, as a bonus, compelling evidence for the quantization of the gravita- tional field. It does so in a way which is at least heuristically equivalent to all laboratory experiments that probe quantum phenomena—it couples quantum mechanical phenomena to a classical detector, effectively amplifying quantum mechanical effects so that they are classically measurable. The classical detector, in this case, is the expanding Universe. Let us emphasize at the start that such a cosmological background has not yet been observed and that its predicted magnitude, even within the inflationary scenario, depends on the rate of expansion during inflation. If the background is not observed, it could simply indicate a relatively small rate of expansion. But detection is a plausible possibility, as we describe, and major efforts are underway to achieve it. We should also emphasize that no essentially new pre- dictions or calculations are presented here; we are merely bringing to the foreground an implication of existing results that seems particularly noteworthy. The fact that quantization associated with gravity appears to be an essential feature of a gravitational wave background generated by inflation is suggested by existing calculations, including the following. A period of inflation in the early Universe results from a period of quasi-de Sitter expansion associated with a scalar field in an almost flat potential. If one considers a quantized approximately massless scalar field in de Sitter space, expanded into Fourier components with quantized mode functions, vs, then it is straightforward to calculate the zero-point quantum fluctuations of these mode functions, (vkvk') = Pr(k)6(k + (1) where, on large scales the power spectrum P,,(k) approaches 1 Pr = 2k - 3 (aH)2, (2) where a is the scale factor during the de Sitter expansion and H is the Hubble expansion parameter associated with the de Sitter phase. 1 2014 American Physical Society EFTA01141164 BRIEF REPORTS Now consider the two helicity states of transverse traceless metric perturbations, which we traditionally asso- ciate with classical gravitational waves. As first pointed out by Grishchuk in 1975 [3), the Fourier modes of these two states, hr, are each governed by an action in de Sitter space that is identical to that of a massless scalar, with the correspondence 2 hk = uk. Pt aM (3) Thus, if one treats these Fourier modes as quantum modes, then there will be zero-point fluctuations in each of the two modes that can be directly derived from Eq. (2), leading to a power spectrum 4 H2 Pr k3 (4) Once these modes leave the horizon during the inflationary expansion, they freeze in, effectively amplifying the mode number while outside the horizon, and they return inside the horizon as a coherent superposition of many quanta, i.e., as a classical wave. These waves, originating as quantum fluctuations, then have a dimensionless power spectrum at the horizon, given by Ic3 28 2 112(k) = = =r ,,r fri (5) In this calculation the initial mode number is small, thus implicating quantum gravity. While the fact that this calculation relies on mode occupation originating in quantum fluctuations suggests that the calculated effect is essentially quantum mechanical, that conclusion is not logically forced. After all, many—in principle, all—classical effects can also be calculated quantum mechanically, and sometimes that approach is even more direct or simpler. Our claim that a gravitational wave background from inflation requires quantum effects in gravity for its generation can, however, be based on more general and perhaps firmer ground, without recourse to the specific calculation outlined above, using simple dimen- sional analysis. ig In the de Sitter limit, the inflationary epoch is charac- terized by a single parameter, the Hubble parameter H. Abstracting M, L, and T as dimensions of mass, length, and time, we therefore have 1 [8 ) =1.- (6) (A bracketed quantity represents the dimensional content of that quantity.) A contemporary gravitational wave PHYSICAL REVIEW D 89, 000000 (XXXX) background that was produced during the inflationary epoch will require gravitational interactions and thus will involve the gravitational constant C. We assume that the background density can be usefully expanded as an analytic function of the coupling, as it would appear in any perturbative approach to quantization. We also note that the dimensionless ratio GhH2/c5 is small for sub- Planckian inflation, i.e., inflation with curvature scale less than the Planck length, while super-Planckian inflation is theoretically dubious. The lowest-order effect, which (if nonzero) will dominate, therefore involves one power of C. Now if we want to form a dimensionless numerical measure of the strength of the gravitational background, we should take into account the following circumstance. The energy density ps„ in gravitational radiation after inflation ends gives a physical measure of the strength of the background, but it varies afterward with the length scale a of the expanding Universe as 1/a4. If we want to extract a relic of the early Universe, we must compensate that factor. So we will look to combine C to the first power, together with powers of H and the fundamental constants h, c, and L4, to produce a dimensionless invariant measure of the magnitude of the background. Thus, we require [E] ML3 [0[Hr [fir [cy [p smile] = L° = 72 (7) This has a unique solution a = 2, /3 = 2, 7 = —4. Note that if factors of h and c are made explicit in Eq. (5), then our dimensional analysis is vindicated. Thus, the gravitational radiation background, measured invariantly, is proportional to h2. Since this is a positive power of h, we infer the essentially quantum-mechanical nature of that phenomenon. Since no field other than gravity is involved, we infer that quantization of the gravitational field is an essential ingredient. It is instruc- tive to compare this result for graviton radiation in cosmology with results for photon radiation in atomic physics. h typically appears with a negative power in the decay rate of low-lying atomic levels. The point is that those levels themselves cannot be specified classically. Radiation from classical "Rydberg" orbits is classical and contains no powers of h; however, there is no classical gravitational radiation from a classical de Sitter back- ground, and what radiation there is brings in positive powers of h. Inflation also in general predicts an almost flat spectrum of Gaussian adiabatic primordial density fluctuations at the horizon, due to quantum fluctuations in the scalar field driving inflation, which can generate all observed structure in the Universe and which appears to be in excellent quantitative agreement with observations of primordial temperature perturbations in the cosmic microwave back- ground (CMB). If the inflation scale, H, is sufficiently EFTA01141165 BRIEF REPORTS large, horizon-sized gravitational waves will also produce measurable CMB effects [4-7]. For inflation with a single scalar field, the ratio of the polarization power due to these gravitational wave perturbations to the power associated with temperature (i.e., scalar density) fluctuations, then (i.e., Ref. [6]) H2int r = 0.01 (2.5 x 1013 GeV)1. (8) Observations currently give an upper limit on this ratio to be r < 0.11 [8], and it is possible that observations will be able to probe values of r that are far smaller (i.e., Ref. [9]). Thus, a gravitational wave background due to inflation acwiated with the scale suggested by coupling constant unification [4,10], which corresponds to II tr. 2.5 x 1013 GeV, could be observed in the near future. While the current observations of CMB temperature fluctuations and the observed flatness of the Universe are strongly suggestive of an inflationary origin, the mere observation of polarization in the CMB compatible with a gravitational wave background, as exciting as that may be, will not alone prove that it originates in quantum phenom- ena associated with gravitation (i.e., Refs. [11,12]). Fortunately, there is a wide variety of consistency tests that can be performed to check for an inflationary origin (i.e., see Ref. [131). These include a simple relationship between this ratio and the slope of the CMB temperature fluctuation power spectrum as a function of frequency. In addition, inflation predicts superhorizon size correlations in the gravitational wave spectrum that might be discernible (i.e., see Ref. [14]). If these consistency tests were satisfied quantitatively, we would thereby have reasonably unambiguous evidence that inflation did indeed occur and that linearized fluctua- tions in the gravitational field are quantized, with the power spectrum originating in quantum zero-point fluctuations in the gravitational field. We should contrast the joint appearance of G and h in Eqs. (7) and (8), which really does implicate quantization of the gravitational field, with other cases, including specifically neutron interferometry, in which both appear. PHYSICAL REVIEW D 89, 000000 (XXXX) These have sometimes been put forward as "quantum gravitational" phenomena, but more properly they are manifestations of the ordinary quantum mechanics of particles (i.e., neutrons) in classical gravitational fields. Indeed, it is more natural to express the effect in terms of the quantity, g, the gravitational acceleration near Earth's surface, which is the relevant aspect of the experimental environment, and then C, which indicates intrinsically gravitational dynamics, does not appear at all. Similar remarks apply to scalar mode perturbations within infla- tionary models. It is also possible, of course, that a fully realized theory of quantum gravity would have other indirect consequences that could be observed, e.g., the existence of unusual interactions, or even that it would dictate the entirety of a "theory of everything:' Perhaps the most concrete ideas along these lines arise in gravity-mediated supersymmetry breaking, wherein quantum gravity effects make dominant contributions to the masses of supersymmetric particles [15-17]. But those possibilities remain highly speculative. Through inflation, the Universe can act effectively as a graviton detector built on an "impractical scale." It ampli- fies a quantum mechanical effect to where it can be detected as a classical, observable signal and may provide compel- ling empirical support for the quantization of gravity. Thus, we both illustrate and transcend, rather than contradict, the arguments of Ref. [2]. ACKNOWLEDGMENTS We are grateful to Freeman Dyson for stimulating our interest in this question and to the organizers of the 90th birthday celebration for Dyson at the NTU in Singapore, where he lectured on this subject. We also thank Andrew Long, Subir Sabharwal, and Tanmay Vachaspati for useful discussions and Freeman Dyson, Steve Weinberg, Edward Witten, and Xerxes Tata for comments on early drafts of this manuscript. L. M. K. is supported by the U.S. Department of Energy at ASU and also by Australian National University. F. W. is supported by the U.S. Department of Energy under Contract No. DE-FG02- 05ER41360. [I] 1. Aasi a al. (LIGO Collaboration), Nat. Photonics 7, 613 (2013). [2] T. Rothman and S. Boughn, Found. Phys. 36, 1801 (2006). [3] L. Grishchuk, Soy. Phys. JETP 40, 409 (1975). 141 L. M. Krauss and M. I. White, Phys. Rev. Len. 69, 869 (1992). (5] M. Kamionkowski and A. Kosowsky, Phys. Rev. D 57, 685 (1998). (6] D. Baumann a at (CMBPoI Study Team), AIP Conf. Proc. 1141, 10 (2009). (7] L. Krauss, S. Dodelson, and S. Meyer, Science 328, 989 (2010). 3 EFTA01141166 BRIEF REPORTS [8] E. Komatsu et al. (WMAP Collaboration), Astrophys. J. Suppl. Ser. 192, 18 (2011). [9] L. Book, M. Kamionkowski, and F. Schmidt, Phys. Rev. Left. 108, 211301 (2012). [10] S. Dimopoulos, S. Raby, and F. Wikzek, Phys. Rev. D 24, 1681 (1981). Ill] L. M. Krauss, Phys. Lett B 284, 229 (1992). [12] K. Jones-Smith, L. M. Krauss, and H. Mathur, Phys. Rev. Left. 100, 131302 (2008). PHYSICAL REVIEW D 89, 000000 OOOOO [13] A.R. Liddle and D. H. Lyth, Phys. Lett. B 291, 391 (1992). [14] D. Baumann and M. Zaldarriaga, J. Cosmol. Astropart Phys. 06 (2009) 013. [15] L. J. Hall, J. D. Lykken, and S. Weinberg, Phys. Rev. D 27, 2359 (1983). [16] S. K. Soni and H. A. Weldon, Phys. Lett. 126B, 215 (1983). [17] Y. Kawamura, H. Murayama, and M. Yamaguchi, Phys. Rev. D 51, 1337 (1995). 4 EFTA01141167

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