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efta-efta01194366DOJ Data Set 9Other

From: Tazia Smith

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DOJ Data Set 9
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efta-efta01194366
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EFTA Disclosure
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From: Tazia Smith To: "jeffrey epstein" <jeevacation®gmail.com> Cc: :a>, "Paul Morris" , >, "Vahe Stepanian" Subject: Alibaba opens $92.70 [C] Date: Fri, 19 Sep 2014 15:55:02 +0000 Inline-Images: unnamed; unnamed(1) "Rich Kahn" Classification: Confidential Jeffrey - Alibaba opens at S92.70. -$95 last (+$54k on your position) TDS Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Mena ement Email Purrino47 aeon.. From: Tazia Smithldbldbcom To: letirey epstein" <[email protected]>. Cc: "Ma>. 'Paul Morris" < Dale: 09/19/2014 10:10 AM Subject: Alibaba Update S80-83. buy imbalance ICI >. "Rich Kahn" < >. "Vahe Stepanian" Classification: Confidential Jeffrey - Alibaba not open yet, looking $80-83 last (vs. $68 price), but still on a buy imbalance on the NYSE. Will keep you posted. Let us know if this is something you want to sell, hold or add. EFTA01194366 Best Regards. Tazia From: Tazia Smithldbldbcom To: leffrey epstein" <[email protected]>. Cc: a. Stepanian" 'MG" "Rich Kahn" Dale: 09/1912014 08:45 AM Subject: Mloc (C] Classification: Confidential Jeffrey - You were allocated 2,000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management E-mail: From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO ***ALIBABA GROUP (NYSE: BABA) ***APPROVED FOR EXTERNAL DISTRIBUTION '•• *** APPROVED FOR EXTERNAL. DISTRIBUTION '' Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary / 62% secondary) plus 15% greenshoe (54% primary / 46% secondary) EFTA01194367 Offer price: $68.00 Exchange: NYSE Trade date: 9/18 Settlement date: 9/24 Bookrunners: Deutsche Bank Credit Suisse Goldman Sachs JPMorgan Morgan Stanley Citi The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site, at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling toll-free 1-800-S03-4611 or by mail from Deutsche Bank Securities Inc., 60 Wall Street, New York, New York 10016, or by email at [email protected] This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01194368

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