Balance and Positions

Balance and Positions hitps://invest.ameritradc.comkgi-birt/apps/u/JaguarBalancesAn— ID Balances & Positions WW 06207014903 RI am EDT Account Balances Rows net casco Buying Pee (3P) Cart taw Ly itte.360M 1000 And Amp tat vat 4125.03331 Mar balsa $000 1000 SI40( Sc $44(9.85878 lAoney market' &1.601.68714 IOW OPP8ma SP 12,116.0330 tap Mak va• 1970.75472 tom CAM 00740 value S48032510 -3^.01100 — - — 472 011 00 AccOlint value 53,25636816 Ott islarat MOWS 'Ut Gnaw lap rrouguta. vela WHAM Sheol sisoirtio yak* 10.00 Oar Mat 31.470.111M Ear fl ues it0.00% Ms"- 704 818morg 1499.1sa 03 •1/4620093 1000 4.4520803 000% 1000 I Apt /0128)20H C aCil 90 4k I 3, ZAT3958 Z, 1,79%Dita Account Positions ge(Aizod 1.05S LiEtsq9 Stocks Market value M $970,784.73* symbai Qty Last Change Pen VII Matt Reg COM Galn($) Skin(%) HAUP 182800 0.16 0.00 2.9,248.00 29,248.00 34,071.73 •1446 LIWA 1 0.0349 0.00 0.03 0.04 0.26 -0.24 -87.47 mERR 26891 1.80. 0.00 48,403.80 46,403.80 93,414.73 -45,010.45 -48.18 RIBT 66900 4.43 0.00 296,367.00 80,910.10 370,105.85 .73,738.85 -19.92 RIBTW 89000 1.5501 0.00 137,958.90 0.00 121,554.15 16,404.75 13.50 RMKR 472000 0.016 0.00 7,552.00 0.00 106,612.06 .99.060.06 -92.92 TBIO 92600 3.28 0.00 303,720.00 185,200.00 368,388.08 -64,660.08 .17.5S TEWI 450,3800 0.015 0.00 67,557.00 67,557.00 78,298.56 -10,741.56 -13.72 0043104308 363500 0.22 -- 79,970.00 79,970.00 142,321.86 62, PI / P8 -4342 Options Market value = $480,525.00* Symbol Undertyla0 SYmbol Qty Bld Mk Mkt Val MOM Reg Cast Galn(1) Galn(%) Last Close AND Jan 17 2015 3.5 Call AND 920 0.06 0.07 5,520.00 0.00 79,590.40 44,070.40 .93.06 0.07 0.06 AND Jan 17 2015 4.5 Call AMD 875 0.01 0.03 075.00 0.00 35,625.01 -34,750.01 -97.54 0.03 0.01 MO Jan 17 2015 3.5 Cal MO 610 0.15 0.25 9,150.00 0.00 90,974.97 -81.824.97 789.94 0.15 8214 Jan 17 2015 20 Call 82K 390 0.60 0.75 23,400.00 0.00 79,800.01 -56,400,01 -70.68 _0.1_836_ 0.70 0.675 COCO Feb 20 2015 1 Cal _ COCO 575 -_0.05 0.00 _0.00 2,875.00 -2,875.00. 7100.00 0.05 0.0001. COCO Nov 22 2014 1 Call COCO . . 2167 -0.05 0.00 0.00 62,555.22 62,555.22 -100.00 0.05- 0.0001 COWN JIM 17 2015 2.5 Call GOWN 215 1.30 1.65 27,950.00 0.00 42,225.01 -14,275.01 -33.81 1.40 1.5012 GOWN Jan 17 2015 5 Call COWN 600 - 0.15 0.00 0.00 15,475.02 -15,475.02 -100.00 0.30 0.1027 DRYS Jan 17 2015 3 Cal DRYS 800 0.04 0.06 3,200.00 0.00 51,050.00 47,850.00 9173 0.05 0.04 FLML Dec 20 2014 10 Cam FLML 130 2.25 4.10 29,250.00 0.00 53,550.00 -24,300.00 -45.36 5.00 3.1446 MU) Dec 20 2014 10 Call fl u 110 1.45 1.75 15,950.00 0.00 15,661.91 788.09 1.84 1.30 1.5929 MTG Jan 17 2015 8 Call MTG 265 0.99 1.07 26,235.00 39,778.30 .13,543.30 -34.05 1.04 1.0143 NAT AM 17 2015 7.07 Call NAT 725 _0.00 0.75 0.95 54,375.00 0.00 93,850.02 -39,475.02 -42.06 0.82 04206 MONT Dec 20 2014 5 Cal PONT 450 3.80 4.30 171,000.00 0.00 92,550.96 78.449.04 84.76 4.00 4,1313 RSH Jan 15 2016 1 Call RSH 500 0.24 0.25 12,000.00 0.00 9,000.00 3,000.00 3333 0.25 0.255 INK Nov 22 2014 5 Call TNK 205 - 0.05 0.00 0.00 7,149.99 -7,149.99 -100.00 0.05 0.0168 Jan 17 2015 8 Call UEPS 191 3.40 4.70 64,940.00 0.00 64,790.01 209.99 0.32 5.20 4.2139 -UEPS ' I UEPS Jan 17 2015 9 Call IMPS 131 2.00 3.60 36,680.00 0.00 39,370.01 -2.690.01 -6.83 2.50 3.2144 Money Market Assets Market vain M $1,602,61741 Anteritrade Descnollon Mkt Vii Accrued In FDIC INSURED DEPOSIT ACCOUNT IDAlI NOT COVERED BY WPC 1,602,679.97 7.91 • motet value _ Indicates options that are II-the-money 02I Indicates non-standard option I of 2 10/29/14, 9:03 AM EFTA01201769 Order Status hlips://investameritrade.comkgi-biniapps/u/Consol idatedOrder.. 11) Ameritrade Order status MN Vow AU orders horn past 30 days Wed 00129 2014 8.59 23 am EDT Status Actbn Quantity Symbol Type Price Act. Price Time-in-ForceReported Filled Sell to Close 90 HPQ Jan 17 2015 31.0 Call Limit 4.80 14:43:58 10/28/14 Filled Sell to Close . _ 100 38LU 0ec 20 2014 10.0 Call Limit 1.67 11:32:40 10/28/14 Filled Sell 2300 EMRI Limit 0.6701 11:31:3610/28/14 Canceled Sell 1500 HERR Limit 1.80 -- 10/28/14 11:32:03 10/28/14 Filled Sell 500 HERR Limit 1.80 11:31:31 10/28/14 Canceled Sell 2000 HERR Limit 1.90 -- 10/28/14 11:31:17 10/28/14 Filled Sell 500 HERR Limit 1.90 11:20:50 10/28/14 Canceled Sell 2300 EMRI Limit 0.70 _ _ • • _ 10/28/14 11:31:0710/28/14 Filled Sell 1000 EMRI Limit 0.70 13:56:27 10/27/14 Filled Sell 1000 EMRI Limit 0.70 _ _ 13:55:59 10/27/14 Filled Sell _ 14500 EMRI Limit C.70 10:58:41 1 7/14 ••• •0/2 .. Filled Sell 500 ETAK Limit 1.01 15:55:10 10/24/14 Filled Sell 54500 ETAK Limit 1.01 15:55:10 10/24/14 _ Filled Sell 31500 ETAK Limit L.01 15:52:11 10/24/14 _ Sell 500 ETAK Lim': 1.01 15:52:11.10/24/14 _Filled Filled Sell 11500 ETAK Limit 1.01 15:52:11 10/24/14 • • . [repeated 4 times] _ DO • • • •• Riled Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 __ Filled Sell 100 ETAK Unit 1.01 15:52:11 10/24/14 _ Filled Sell 100 ETAK Um* 1.01 15:52:11 10/24/14 Filled Sell 100_ ETAK Limit 1.01 15:52:11 10/24/14 _ [repeated 3 times] • Filled Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled Sell • 100 ETAK Limit 1.01 15:52:11 10/24/14 • Riled Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled Sell _ 100 ETAK Limit 1.01 15:52:11 10/24/14 _ Filled Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled Sell Ll 1.01 15:52:11 100 ETAK mt _ _ 10/24/14 .. • • Filled Sell 00 ETAK Limit 1.01 1_ _ 15:52:10 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:10 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:1010/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:10 10/24/14 Filled__ Sell _ 6200 ETAK Limit 1.01 15:51:16 10/24/14 Filled Sell Limit 2043 ETAK 1.01 15:51:16 10/24/14 Filled Sell _ 15 ETAK Umt 1.01 _ 15:50:36 10/24/14 __ Filled _ Sell • 100 ETAK limit 1.01 15:50:10 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:50:10 10/24/14 Filled Sell 200 MK Limit 1.01 15:50:10 10/24/14. Filled Sell 100 ETAK _ Unit 1.01 15:50:10 10/24/14 Riled Sell 200 ETAK Umk 1.01 15:50:10 10/24/14 _ Riled Sell _ • 100 ETAK Limit . 1.01 — -- 15:50:09 10/24/14 • . . 4 4.• Filled Sell 4 100 ETAK Limit 1.01 _ M• •- 15:50:09 10/24/14 I of 15 10/29/14,9:00AM EFTA01201770 Order Status hups://invest.ameri trade.cornicgi-binrapps/u/ConsolidatedOrder... Filled Sell _ 400 ETAK omit 1.01 15:50:09 10/24/14 Filled Sell 400 ETAK Limit 1.01 15:50:09 10/24/14 Riled Sell 100 ETAK Limit 1.01 15:50:09 10/24/14 Riled Sell 100 ETAK Limit 1.01 15:50:09 10/24/14 Riled _. Sell 100 ETAK Limit 1.01 15:50:09 10/24/14 Riled Sell 400 ETAK Limit 1.01 15:50:09 10/24/14 Riled Sell 100 ETAK Limit 1.01 15:50:09 10/24/14 265 MTG Jan 17 2015 8.0 Call Expired Sell to Close _ Limit 0.90 -- 10/24/14 16:17:09 10/24/14 Expired Sell 2300 MERR . _ Umit 2.00 -- 10/24/14 16:06:55 10/24/14 Riled Sell - — 100 MERR _ . Umt 2.00 15:47:09 10,24/14 Riled Sell 100 MERR Umt 2.05 15:47:00 10/24/14 Riled Sell to Close 63 MTG Mn 17 2015 8.0 Call Limit 0.80 14 : 57:55 10/24/14 Riled Sell to Close 56 MTG Jan 17 2015 8.0 Call Limit 0.80 14:57:55 10/24/14 Riled Sell to Close 56 MTG Jan 17 2015 8.0 Call Limit 0.80 14:57:55 10/24/14 Filled _ Sell to Close 1 MEG Mn 17 2015 8.0 Call Unit 0.80 14:57:55 10/24/14 Ailed Sell to Close 1 MTG Jan 17 2015 8.0 Call _ Limit 0.80 _ 14:57:55 10/24/14 Riled Sell to Close 1 FUG Jan 17 2015 8.0 Call Limit 0.80 14:57:55 10/24/14 Riled Sell to Close 5 MTG Jan 17 2015_8.0 Call Limit 0.80 14:57:54 10/24/14 Riled Sell to Close 1 MTG Jan 17 2015 8.0 Call Limit 0.80 14:57:54 10/24/14 Ailed Sell to Close 1 MTG Jan 17 2015 8.0 Call limit 0.80 14:57:54 10/24/14 Filled Sell to Close 65 MTG Jan 17 2015 8.0 Call Limit 0.80 14:57:54 10/24/14 Canceled Sell 10758 __ ETAK Limit 1.02 -- 10/24/14 15:50:09 10/24/14 • Filled Sell 5000 ETAK Limit 1.02 14:55:37 10/24/14 Filled Sell 300 ETAK 6..4....IM.00N.R. Limit 1.02 14:55:37 10/24/14 _ Filled Sell . .d•• Limit 1.02 14:55:37 10/24/14 242 ETAK Riled Sell 200 OAK Limit _ 1.02 14:55:37 10/24/14 400 ETAK Filled Sell _ Limit 1.02 14:55:37 10/24/14 Riled._ Sell _ 100_ ETAK _ ETAK Limit_ 1.02 _. __ 14:55:36 10/24/14 Filled Sell 100 ETAK Limit 1.02 14:55:36 10/24/14 Riled Sell _ _ 500 ETAK Limit 1.02 _ _ 14:55:36 10/24/14 _ _ Riled Sell 100 ETAK Limit 1.02 __ 14:55:36 10/24/14 Riled Sell 900 ETAK Limit 1.02 _ __ 14:55:36_ 10/24/14 - Filled Sell 100 ETAK Limit 1.021 14:55:36 10/24/14 Riled . Sell 400 ETAK __ Limit 1.021 14:55:36 10/24/14 Riled Sell .. 100 ETAK Limit 1.021 14:55:36 10/24/14 Filled Sell 700 _ ETAK Limit 1.021 14:55:36 10/24/14 Riled Sell 100 Bak Limit 1.021 _ 14:55:36 10/24/14 Filled Sell to Close 33 BBRY Jon 17.2015 9.0 Call Limit 1.78 13:13:22 10/23/14 Filled Sell to Close 32 BBRY Jan 17 2015 9.0 Call Limit 1.78 13:13:22 10/73/14 Canceled Sell 9500 HERR Limit 2.00 -- 10/23/14 13:14:59 10/23/14 Filled Sell 100 MERR Limit 2.00 13:13:53 10/23/14 Filled _ Sell 100 MERR _ . _ .., i. .• • Limit 2.00 ,--. _ 13:13:52 10/23/14 Riled Sell 100 MERR __ Limit 2.00 13:13:43 10/23/14 Riled Sell 100 MERR Limit 2.00 13:13:41 10/23/14 Riled Sell 100 HERR _ Limit 2.00 13:13:41 10/23/14 Canceled Sell 8591 MERR Limit 2.10 -- 10/23/14 13:12:40 10/23/14 Filled Sell 100 MERR Limit 2.10 11:41:47 10/23/14 2 of 15 10/29/14.9:00 AM EFTA01201771 Order Status hups://investameritrade.com/cgi-bin/apps/u/ConsolidatedOrder... Filled - Sell 72500 LIWA Limit 0.03 1127'04 10/23/14 : Filled Sell 500 UWA Limit 0.0323 11:27:00 10/23/14 Filled Sell 8000 UWA Limit 0.0409 11:27:00 10/23/14 Filled Sell _ 3718 ETAK _ Limit 1.03 11:36:41 10/23/14 Filled Sell _ 2500 ETAK Limit 1.03 -- 1136:41 10/23n4 _ _ Filled Sell 2000 ETAK Limit 1.03 1136:38 10/23/14 Filled Sell 1000 ETAK _ Limit 1.03 11:36:33 10/23/14 Filled _ Sell _ 400 ETAK Limit 1.03 11:36:33 10/23/14 Filled sea 4800 ETAK Limit 1.03 11:36:30 10/23/14 Filled Sell 2500 ETAK Umit 1.03 _ 11:36:26 10/23/14 _ _ _Filled Sell 100 ETAK Limit 1.03 11:26:15 10/23/14 Filled _ Sell 100 ETAK _ __ Limit 1.03 11'26:1410/23/14 Filled Sell 100 ETAK Unlit 1.03 11:26:14 10/23/14 Canceled Sell 8691 MERR UmIt 2.15 -- 10/23/14 11:41:3310/23/14 Filled Sell 100 MERR Limit 2.15 11:26:17 10/23/14 Filled Sell 9 MERR Limit 2.15 11:26:05 10/23/14 Filled Sell 900 MERR limit 2.15 _ I h25:59 10/23/14 _ _ a . y..•1...b Filled Sell _ 600 LTRX UmIt 1.82 14:20:43 10/21/14 Riled _ Sell 39400 LTRX Umit 1.82 14:20:14 10/21/14 Filled Sell 10000 LTRX Weft 1.81 13:S0:41 10/21/14 Canceled Buy 2000 TBIO Unlit _ 2.90 -- 10/21/14 13:42:27 10/21/14 _ Expired Sell _ . 9700 MERR Limit 2.25 -- 10/21/14 16:06:40 10/21/14 Filled _ Sell 9800 LTRX Limit 1.81_ _ _ 13:44:35 10/21/14 Filled _ Sell 200 LTRX Umlt 1.81 13:40:1710/21/14 _ Canceled Sell 8300 MERR Limit 2.20 -- 10/20/14 14:33:4710/20/14 Filled Sell 10D MERR Limit 2.20 14:30:1210/20/14 Filled Sell _.._ 100 MERR Limit 2.21 14:29:42 10/20/14 _ Expired Sell_ 6365 ETAK limit 0.9801 •- 10/20/14 16:06:43 10/20/14 Filled Sell _ _. 100 ETAK Limit 0.9801 15:59:49 10/20/14 _ _ Filled Sell 200 ETAK Limit 0.9801 -- 15:59:06 10/20/14 Filled Sell 1000 ETAK Limit 0.9801 15:59:05 10/20/14 Filled Sell 200 ETAK _ Limit 0.9801 .__ -- -- 15: 59:00 10/20/14 Filled Sell 100 ETAK limit 0.9801 _ 15:53:37 10/20/14 Filled Sell 10 ETAK Limit 0.9801 15:53:31 10/20/14 Filled Sell __ 100 ETAK Limit 0.9801 15:53:03;0/20/14 Filled Sell 100 ETAK Limit 0.9801 15:52:01 10/20/14 _Filled Sell 100 ETAK _ Limit 0.9801 _ [repeated 3 times] 15:51:22 10/20/14 Filled _ Sell 200 ETAK Limit 0.9801 15:46:32 10/20/14 _ Filled Seli 100 ETAK Limit 0.9801 15:40:30 10/20/14 Filled Sell 500 ETAK Limit 0.9801 15:40:21 10/20/14 Filled Sell _ 100 ETAK Limit 0.9801 15:13:0010/20/14 Filled Sell 100 ETAK ____ _ Limit 0.9801 _ 15:12:52 10/20/14 Filled Sell 1100 ETAK Limit 0.9801 15:12:44 10/20/14 - Filled Sell 100 ETAK Unlit 0.9801 15:08:58 10/20/14 Filled Sell _ 1000 ETAK LIRA 0.9601 15:08:50 10/20/14 Filled Sell 100 ETAK Limit 0.9801 _ 15:06:18 10/20/14 Filled Sell 200 ETAK Limit 0.9801 15:06:11 10/20/14 3 of 15 10/29/14,9:00AM EFTA01201772 Order Status https://i nvest.amedinide.eom/cgi-birdapps/u/ConsolidatedOrder... Filled Sell 700 ETAK Limit 0.9801 15:06:04 10/20/14 Filled Sell 100 ETAK Umlt 0.9801 15:05:31 10/20/14 Riled Sell 700 ETAK Umlt 0.9801 15:05:22 10/20/14 Riled Sell 100 ETAK Umlt 0.9801 _ _ 15:05:04 10/20/14 __ Reed Sell _ 500 ETAK Limit 0.9801 1.5:04:56 10/20/14 Riled Sell 100 ETAK Umlt 0.9801 _ 15:04:19 10/20/14 500 ETAK Limit 0.9801 Riled Sell _ 15:03:15 10/20/14 Riled Sell 100 ETAK Umlt 0.9801 14:51:42 10/20/14 _ Filled Sell 100 ETAK Limit 0.9801 14:49:29 10/20/14 Filled Sell 100 ETAK Umlt 0.9801 14:49:20 10/20/14 Filled Sell 100 ETAK Limit 0.9801 14:40:52 10/20/14 Filled Sell 600 ETAK Limit 0.9801 14:34:43 10/20/14 Riled Sell _ 100 ETAK Limit 0.9801 14:29:04 10/20/14 Filled Sell 200 ETAK Limit 0.9801 14:28:56 10/20/14 Riled Sell _2_300 ETAK ____ limit 0.9801 _ 14:28:47 10/20/14 Filled Sell 100 ETAK Limit 0.9801 14:28:06 10/20/14 Riled Sell _ 200 ETAK Limit 0.9801 14:27:58 10/20/14 Riled Sell 25 ETAK Limit 0.9801 14:27:49 10/20/14 Filled Sell 200 ETAK Umlt 0.9801 14:27:49 10/20/14 . Riled Sell 100 ETAK Limit 0.9801 14:27:49 10/20/14 _ _ Riled Sell 100 ETAK Limit 0.9801 14:27:49 10/20/14 Filed Sell 200 ETAK Limit 0.9801 14:27:49 10/20/14 _ Riled Sell 200 ETAK Limit 0.9801 14:27:49 10/20/14 Riled Sell 200 ETAK Limit 0.9801 14:27:49 10/20/14 Riled Sell 300 ETAK Limit 0.981 14:27:49_ 10/20/14 Riled Sell 300 ETAK _ Limit 0.981 14:27:49 10/20/14 Filled Sell 8600 LTRX Limit 1.78 14:34:00 10/20/14 _ _ Filled Sell 1100 LTRX Limit 1.78 14:27:23 10/20/14 100 LTRX _ ._ Limit 1.78 Filled Sell . . _ . 14:27:23 10/20/14 Reed Sell 100 LTRX limit 1.79 14:27:23 10/20/14 Riled Sell 100 LTRX Limit 1.79 _ 14:27:23 10/20/14 ._ Filled Sell 180 NTFY Limit 7.00 13:18:14 10/20/14 . Canceled Sell 180 NTFY Umlt 7.10 -- 10/20/14 13:18:09 10/20/14 Filled el 100 NTFY Limit 7.10 13:15:28 10/20/14 __Sl Filled Sell 8400 EMRI Umit 0.6201 13:25:31.10/20/14 _ _ Filled Sell 1000 EMRI Limit 0.6201 - 13:14:19 10/20/14 Filled Sell 1000 ERR! Limit 0.6201 13:14:171_0/20/14 Filled Sell 1000 EMRI Limit 0.6201 13:14:14 10/20/14 Filled Sell 600 EMRI Umlt 0.6201 13:13:45 10/29/14. Canceled Sell 8500 MERR limit 2.23 - 10/20/14 _ 14:29:19 /20/14 Filled Sell 500 MERR Limit 2.23 _ . -10 13:12:21 10/20/ Canceled Sell 280 NTFY Umlt 7.40 -- 10/20/14 ._ _14 13'14'57 10/20/14 Filled Sell 100 NTFY Umlt 7.40 13:12:08 10/20/14 Filled Sell to Close 25 BBRY Jan 17 2015 9.0 Call Limit 1 83 12:25:43 10/20/14 Filled Sell to Close 14 BBRY Jan 17 2015 9.0 Call Umlt 1.83 12:25:43 10/20/14 Filled Sell to Close 26 BBRY Jan 17 2015 9.0 Call Umlt 1.83 12:25:42 10/20/14 Canceled Sell 380 NTFY Limit 7.50 - 10/20/14 13:11:46 10/20/14 _ 4 of 15 10/29/14, 9:00 AM EFTA01201773 Order Status https://investameritradc.com/cgi-bin/apps/u/Consolidated0rder... Canceled Shc 8700 EMRI _ Limit 0.68 -- 10/20/14 12:24:1610/20/14 Filled Sea 200 EMRI Limit 0.68 12:20:17 10/20/14 Filled Sea 1000 EMRI • Limit 0 68 11:26:59 10/20/14 _ Canceled SeN Limit 7.60 380 NTFY -- 10/20/14 12:24:37 10/20/14 _ Filled Sell 20 NM Unlit 7.60 — 1125'30 10/20/14_ ...i. Filled Sell 100 NTFY Limit 7.60 ea __ Oa 11:2 19 _ 5' 10/20/14 __ Riled _ Sell to Close 13 ARO Oct18 2014 2.0 Call Limit _ 0.87 _ 15:54:39 10/17/14 Filled_ Sell to Close 14 MO Oct18 2014 2.0 Call Limit 0.87 15:54:39 10/17/14 Riled Sell to Close 163 ARO Oct 18 2014 2.0 Call Limit 0.85 . 15:54:3910/17/14 Filled Sell to Close 114 FCEL Oct 18 2014 1.5 Call Limit 0.25 15:54:24_10/17/14 Riled Sell to Close 3 FCEL Oct 18 2014 1.5 Call Limit 0.25 me .0 15:54:24 10/17/14 Riled Sell to Cicse FCEL 04.18 2014 1.5 Call 0.25 15:54:24 10/17/14 .36 _Limit Filled Sell to Close 1 FCEL Oct 18 20141.5 Call Limit 0.25 • 15:54:24 10/17/14 Umlt_ Riled Sell to Close 1 FCEL Oct 18 2014 1.5 Call 0.25 15:54:23 10/17/14 Filled Sell to Close 88 FCEL_ _ Oct 18 . 2014 1.5 Call 0.25 _ 15:54:23 10/17/14 _ __Limit_ Riled Sell to Close 2 FCEL Oct 18 2014 1.5 Call Limit 0.25 _ 15:54:23 10/17/14 Ailed Sell to Close 5 FCEL Oct 18 2014 1.5 Call Limit 0.25 15:54:23 10/17/14 Riled Sell to Close 1 FCEL Oct 18 2014_1.5 Call Limit 0.25 15:54:23 10/17/14 Filled Sell to Close 5 FCEL Oct 18 2014 1.5 Call Limit _ 0.25 . 15:54:23 10/17/14 Filled Sell to Close 72 FCEL Oct 18 2014 1.5 Call Limit 0.25 15:54:23 10/17/14 15:54:23 10/17/14 _ Filled _ . See to Close 52 FCEL Oct 18 2014 1.5 Call limit 0.25 Canceled Sell to Close 380 FCEL Oct 18 2014 1.5 Call Limit 0.30 -- 10/17/14 15:54:23 10/17/14 Canceled Limit Sell 10000 HAUP U 0.16 . -- 10/17/1 4 . _ 15:43:48 10/17/14 Filled Sell 5000 HAUP limit 0.16 15:14:55 10/17/14 ._ _ _ Filled Sell to Close .. _ 4 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:56 10/17/14 . Filled Sell to Close 5 FM. Oct 113 2014 1.0 Call Limit 0.75 _ 15:12:56 10/17/14 Field Sell to Close 1 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 Riled Sell to Close 2 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 _ Filled Sell to Close 1 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 d Sell to Close 36 FCEL Oct 18 2014 1.0 Call Limit - 0.75 Fined 15:12:55 10/17/14 . _ _ . Filled Sell to Close 115 Fat Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 PIlled Sell to Close 8 FCEL Oct 18 2014 1.0 Call limit 0.75 _ __ 15:12:55 10/17/14 _ Filled Sell to Close 45 FCEL Oct 18 2014 1.0 Call Limit _ 0.75 15:12:55 10/17/14 Filled Sell to Close 37 FCEL Oct 18 2014 1.0 Call Limit 0.75 _ _. 15:12:55 10/17/14 Filled Sell to Close 36 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 Um _ Canceled Sell to Close 129!!!Y-?2Cc 18 ?q14 3.9 cfol _ it 0.90 _ _ -- 10/17 . /14 15:54:39 10/17/14 Riled Sell to Close 6 ARO Oct 18 2014 2.0 Call Limit • 0 90 15:32:26 10/17/14 . _ Filled Sell to Close 24 ARO 04 18 2014 2.0 Call Limit 0.90 15:32:26 10/17/14 Filled Sell to Close 100 ARO Oct - 18 2014 2.0 Call Limit 0.90 15:32:26 10/17/14 - Expired Sell 500 NTFY Limit 8.01 -- 10/17/14 16:07:08 10/17/14 _ . Riled Sell 200 NTFY Umlt 8.01 14:48:10 10/17/14 - Filled .. _ _Sell 220 _ NTFY - _ Limit 8.01 14:48:01 10/17/14 Riled Sell 300 NTFY Limit _ 8.01 14:47:28 10/17/14 Canceled Sell to Close 290 FCEL Oct 18 2014 1.0 Call _Limit 0.80 -- 10/17/14 _ 15:12:54 10/17/14 Canceled Sell to Close 320 ARO Oct 18 2014 2.0 Call Limit 0.95 -- 10/17/14 _ 15:12:54 10/17/14 Filled Sell to Close 68 SNE Oct 18 2014 17.0 Call Unlit 0.15 14:43:51 10/17/14 _ Filled Sell to Close 30 SNE Oct 18 2014 17.0 Cell Limit 0.15 _ 14:15:48 10/17/14 5 of 15 10/29/14, 9:00 AM EFTA01201774 Order Status imps://inyest.amerilrade.com/cgi-bin/apps/u/ConsolidatedOrder... Filled Sell to Close 201 SHE Oct 18 2014 17.0 Call Limit 0.15 14:15:15 10/17/14 14:14:11 10/17/14 Filled Sell to Close 6 SNE Oct 18 2014 17.0 Can Umlt _ 0.15 _ Canceled Sell to Close 10 FLML Dec 20 2014 10.0 Call Limit 2.80 -- 10/17/14 13:28:22 10/17/14 _ Canceled Sell to Close 10 FLML Dec 20 2014_ 10.0 Call Limit_ 2.90 __ -- 10/17/14 _ . 13_:27:42 10/17/14 Canceled Sell to Close 10 FLML Dec 20 2014 10.0 Call Limit 3.00 -- 10/17/14 13:26:47 10/17/14 Filled Sell to Close 30 RDNT Dec 20 2014 5.0 Call Limit 3 70 13:14:39 10/17/14 Canceled Sell to Close 30 RDNT Dec 20 2014 5.0 Call Limit 3.80 -• 10/17/14 13:14:39 10117/14 _ _ Filled_ Sell to Close 20 HP9 Jan 17 2015 31.0 Call Limit 3.70 13:12:21 10/17/14 Canceled Sell to Close 20 HPQ3an 17 2015 31.0 Call _Limit _ 3.80 _ -- 10/17/14 _ 13:12:20 10/17/14 Filled Sell 1400 LTRX Limit 1.60 14:21:16 10/17/14 Filled Sell 7600 LTRX Umlt 1.80 14:16:26 10/17/14 Filled Sell 400 MX Limit 1.80 12:4_0:22_10/17/_14 _ Riled Sell 200 LTRX Limit 1.80 12:40:22 10/17/14 Riled Sell 200 LTRX Limit 1.80 _ 12:40:22 10/17/14 Filled Sell 100 LTRX Umlt 1.8001 12:40:21 10/17/14 Filled Sell 100 LTRX _ Limit 1.80 • 12:40:21 10/17/14 _ • _ Filled Sell 300 NTFY Limit 8.0_1 13:27:47 10/17/14 _ _ Riled Sell 400 NTFY Limit 8.01 13:26:59 10/17/14 Filled Sell 100 NTFY Umlt 8.02 13:25:33 10/17/14 Riled Sell 100 NTFY Limit 8.05 13:21:41 10/17/14 . Filled Sell 100 NTFY Limit _ 8.05 13:06:37 10/17/14 Filled Sell 1500 OCLR_ Limit 1.50 15:12:29 10/16/14 _ Riled Sell 116 OCLR Limit 1.50 15:12:29 10/16/14 _ Filled Sell 106 OCLR Limit 1.50 15:12:29 10/16/14 Filled Sell 100 OCLR Limit 1.50 15:12:29 10/16/14 Riled Sell 213 OCLR Umlt 1.50 15:12:28 10/16/14 Filled Sell 300 OCLR Limit 1.50 15:12:28 10/16/14 Filled Sell 113 OCLR Limit 1.50 15:12:28 10/16/14 Filled Sell 252 OCLR Limit 1.50 15:12:28 10/16/14 _ _ Filled Sell 100 OCLR Limit 1.50 _ 15:12:28 10/16/14 Filled Sell 100 OCLR Limit 1.50 _ _ _.. .. 15:12:28 10/16/14 Filled Sell 100 OCLR Limit 1.50 15:12:28 10/16/14 Filled Sell 200 OCLR Limit 1.50 15:12:28 10/16/14 Filled Sell 100 OCLR Limit 1.50 _ ._ _ __ 15:12:28 10/16/14 - Filled Sell 200 OCLR Limit 1.50 15:12:28 10/16/14 Filled Sell 309 OCLR Limit 1.50 Fin 15:12:28.10/16/14 __ _ [repeated 3 times] ._ Riled Sell 291 OCLR limit 1.50 15:12:28 10/16/24 Riled Sell 1200 OCLR Umlt 1.501 15:12:28 10/16/14 Filled Sell 3700 OCLR Limit 1.501 15:12:28 10/16/14 Filled Sell 1000 OCLR limit 1.501 15:12:28 10/16/14 Filled Sell 5614 MLNK Limit 2.9901 15:11:3710/16/14 Filled Sell 359 OCLR Umit 1.38 _ . 15:29:32 10/15/14 Riled Sell 2100 OCLR Limit 1.38 15:29:32 10/15/14. Filled Sell 900 OCLR Limit 1.38 15:29:32 10/15/14 _Filled Sell 500 0CLR Limit _ 1.38 15:29:32 10/15/14 Riled Sell 100 OCLR Limit 1.38 15:22:31 10/15/14 Riled Sell 100 OCLR Unlit 1.38 . 15:22:31 10/15/14 6 of 15 10/29/14,9:00 AM EFTA01201775 Order Status https://invest.ameritrade.eomkgi-bin/apps/u/ConsolidatedOrder... - Filled - - Sell 100 OCLR limit 1.38 _ 15:22:31 10/15/14 Flied Sell 100 OCLR Limit 1.38 15:22:31 10/15/14 Riled Sell 100 OCLR Limit 1.38 15:22:31 10/15/14 Filled . Sell 100 OCLR Limit 1.38 15:22:3010/15/14 Filled Sell 100 OCLR Limit 1.38 15:22:30 10/15/14 Filled Sell 100 OCLR Limit 1.38 15:P :?0 112/15111.. Filled Sell 100 _OCLR Limit _ 1.38 _O 15:22:30 10/15/14 Limit 1.38 Filled Sell 100 OCLR 15:22:30 10/15/14 Filled Sell 100 OCLR Limit _ 1.38 _ 15:22:30 10/15/14 Filled Sell 100 .00LR Limit 1.38 15:22:3010/15/14 _ Filled Sell 100 OCLR Limit 1.38 15:22:3010/15/14 _ _ Filled ._ Sell 100 OCLR 15:22:30 10/15/14 Limk 1.38 Filled Sell 400 OCLR Limk 1.38 15:22:30 10/15/14 Filled Sell 1600 OCLR Limit _ 1.38 15:22:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 .. ebd• .• a 15:22:29 10/15/14 Filled Sell 100 OCLR Umk 1.38 15:22:29 10/15/14 Filled Sell 100 OCLR Limk 1.38 15:22:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 _ 15:22:29_10/15/14 Filled Sell 41 OCLR Limit 1.38 _ _ 15:22:29 10/15/14 _ .. Filled Sell 100 OCLR Limit 1.38 15:22:29 10/15/14 Limit 1.38 Filled Sell 100 OCLR 15:22:29 10/15/14 Filled Sell 200 OCLR Limit 1.38 15:22:29 10/15/14 _ Riled Sell 100 OCLR Limit 1.38 -- 15:22:29 10/15/14 Filled Sell 300 OCLR Limit 1.38 15:22:29 10/15/14 . Filled Sell 300 OCLR UmIt 1.38 15:22:2810/15/14 Filled Sell 100 OCLR _ Limit _ 1.38 -- 15:22:28 10/15/14 Filled _ Li Sell 100 OCLR Limit_ 1.38 15:22:28 10/15/14 Filled Sell 200 OCLR Limit 1.38 15:22:28 10/15/14 _ Filled Sell .. _ _ 200 OCLR Limit _ 1.38 15:22:28 10/15/14 Filled _ _ _ ._ Sell 300 OCLR Limit 1.38 15:22:28 10/15/14 Filled Sell 31 OCLR _ Limit _ 1.38 15:22:28 10/15/14 _ _ Filled Sell 100 OCLR Limit 1.38 15:22:2810/15/14 Filled Sell 100 OCLR Limit 1.38 15:22:28 10/15/14 Filled _ Sell 200 OCLR Limit 1.38 15:22:28 10/15/14 Filled Sell 100 OCLR Limit 1.38 •• 15:22:28.10/15/14 Filled Sell 69 OCLR Limit 1.38 15:22: 28 10/15/14 _ Filled Sell 100 OCLR Limit 1.38 15:22:27 10/15/14 _ •—•— Filled Sell 100 OCLR Limit _ 1.38 15:22:27 10/15/14 Filled Sell 100 OCLR Limit 1.38 15:22:27 10/15/14 Riled _ Sell _ 100 OCLR Limit 1.38 15:22:2710/15/14 Filled _ Sell 100 OCLR limit 1.38 15:22:27 10/15/14 . Filled _ _ _ . _ Sell 200 OCLR Limit 1.38 15:22:27 10/15/14 Riled Sell 900 OUR Limit 1.38 15:22:27 10/15/14 _ _ Filled Sell 100 OCLR Limit _ 1.38 _ 15:22:27 10/15/14 Riled Sell 5000 OCLR Limit _ 1.38 15:15:30 10/15/14 . _ _ Riled Sell 69 OCLR Limit 1.38 15:15:30 10/15/14 Riled Sell 2000 OCLR Limit 1.38 15:15:30 10/15/14 7 of 15 10/29/14,9:00 AM EFTA01201776 Order Slates hitps:Mnvest.ameritrade.com/cgi-bin/apps/u/ConsolidatedOrder... Filled Sell 200 OCLR limit 1.38 15:15:30 10/15/14 Filled Sell 200 OCLR limit _ 1.38 15:15:30 10/15/14 Filled _ Sell 100 OCLR Limit 1.38 15:15:30 10/15/14 Filled Sell 100 OCLR U mt 1.38 • __ n. -- _ _ 15:15:30 10/15/14 Filled Sell _ _ 300 OCLR Limk 1.38 .. — 15:15:30 10/15/14 _ Filled Sell 100 OCLR Limit 1.38 15:15:30 10/15/14 _ — .. Riled Sell 100 OCLR Limit _ 1.38 15:15:30 10/15/14 Filled Sell 200 OCLR Limit 1.38 a -- _15:15:30 10/15/14 Filled Sell 100 OCLR Limit _ 1.38 15:15:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 15:15:29 10/15/14 Limit 1.38 Riled Sell 100 OCUt. 15:15:29 10/15/14 Fulled Sell 100 OCLR Umlt 1.38 15:15:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 __ 15:15:_2910/15/34 — .. Filled Sell 200 OCLR Unlit _.1.38 15:15:29 1045/14 Filled _ _ Sell 100 OCLR Limit 1.38 15:15:29 10/15/14 limit 1.38 Filled Sell 100 OCLR 15:15:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 15:15:29 10/15/14 _ — -- Filled Sell 200 OCLR limit 1.38 15:15:29.10/15L14 _ Limit _ 1.38 Filled Sell 100 OCLR 15:15:29 10/15/14 Ailed Sell . .211 OCLR Limit 1.38 . 15:15:28 10/15/14 Umit_ 1.385 Ailed Sell 100 OCLR 15:15:28 10/15/14 Ailed Sell 3400 LTRX Limit 1.76 _ 15:12:17 10/15/14 Filled Sell 6400 LTRX Limit 1.76 15:12:17 10/15/14 _ _ Filled Sell 100 LTRX Limit 1.76 15:12:17 10/15/14 _ Filled Sell 100 LTRX Umit 1.77 15:12:17 10/15/14 Filled Sell 4500 OCLR limit 1.3701 _ _ 14:09:07 10/15/14 _ Filled Sell 101 OCLR Limit 1.3701 -- .14:0 710/15/L4 Filled Sell 100 OCLR Umit 1.3701 14:09:07 10/15/14 _ _ . Filled Sell _ 68 OCLR Limit 1.3701 14:09:07_10/15/14 Filled Sell 96 OCLR Limit 1.3701 14:09:07_10/15/14 Filled Sell 100 OCLR Limit 1.3701 14:09:0710/15/14 Limit 1.3701 Filled Sell 35 OCLR 14:09:06 10/15/14 Filled Sell 14000 ETAK Limit _ i i - 0.91 14:08:52_10/15/14 Filled Sell 1000 ETAK _ _ Limit 0.91 14:00:52 10/15/14 Filled Sell 4900 ETAK Limit 0.91 -- 14:00:52 10/15/14 Filled Sell 100 ETAK Limit _ 14:08:50 10/15/14 0.91 Filled _ Limit 1.39 lled Sell 930 OCLR 15:36:15.10/15/14 Filled Sell 100 OCLR Limit 1.39 15:36:15 10/15/14 Limit 1.39 Filled Sell 900 OCLR 15:36:15 10/15/14 Limit 1.39. Fulled Sell 1900 OCLR -- 15:36:15 10/15/14 Filled Sell Limit 1.39 1500 OCLR 15:12:20 10/15/14 Filled Sell _ 100 OCLR 11:34:57 10/15/14 _ Limit 1.39 Filled Sell 1.00 OCLR Limit _ 1.39 — .. 100 OCLR 11:34:57 10/15/14 Filed Sell Limit 1.39 11:34:57 10/15/14 _ 1.39 Ailed Sell 300 OCLR Limit 11:34:57 10/15/14 Filled Sell 100 OCLR Limit 1.39 11:34:57 10/15/14 Filled Sell 100 OCLR _ Limit 1.39 _ . 11:34:57 10/15/14 8 of 15 10/29/14, 9:CO AM EFTA01201777 Order Status htlps://investamerilrade.com/cgi-bin/apps/u/ConsolidaledOrder... Filled Sell _ 100 OCLR Limit 1.39 11:34:57_10/15/14 Filled Sell 100 OCLR _ _ Limit 1.39 11:34:57 10/1504.4. Filled___ Sell _ — 100 OCLR Umit 1.39 11:34:57 10/15/14 Filled Sell 100 OCLR Limit 1.39 11:34:57 10/15/14 Filled Sell _ 900 OCLR Umit 1.39 11:34:57 10/15/14 Filled Sell 100 OCLR Limit 1.39 11:34:56 10/15/14 Riled Sell 100 OCLR Limit 1.39 11:34:56 .10/15/14 Filled Sell 100 OCLR Umit 1.39 11:34:56 10/15/14 Riled Sell 100 OCLR Limit 1.39 11:34:56 10/15/14 Filled Sell . 200 OCLR Limit 1.39 •P • M.* 11:34:56 10/15/14 Filed Sell 100 OCLR Limit 1.39 11:34:56 10/15/14 Filled Sell 100 OCLR limit 1.39 11:34:56 10/15/14 Filled Sell 100 OCLR Limit 1.39 11:34:56 10/15/14 Filled Sell 100 OCUI Umit __1.39 11:34:56 10/15/14 Filled Sell _ 300 OCLR Limit 1.39 11:34:55 10/15/14 Riled Sell _ _ 138 OUR Limit 1.39 11:34:55 10/15/14 Filled Sell _ 32 OCLR Limit 1.39 11:3_4:55_10/15/14 Riled Sell 100 OUR limit 1.39 11:34:55 10/15/14 _ Filled Sell 100 OCLR Limit 1.39 11:34:55 10/15/14 Filled Sell _ __ 100 OCLR Um it 1.3901 11:34:55 10/15/14 Filled Sell . 100 OCLR _ Limit 1.3901 11:34:55 10/15/14 Filled Sell 400 OCLR Limit 1.3901 11:34:55 10115/14 Filled Sell _ 100 OCLR Limit 1.3901 11:34:55 10/15/14 Expired Sell 5614 MLNK Umit 3.01 __--_ 10/15/14 _ 16:06:08 10/15/14 Filled_ Sell 3700 MINK Limit 3.01 15:46:50 10/15/14 Riled Sell _ 100 Psi -ix Ur t _ 3.01 _ 11:13:57 10/15/14 Filled __ Sell . 100 rittlK Lir t 3.01 a Oa 11:13:57 10/15/14 _ Filled Sell 100 ri t.NK __ Limit 3.01 -. — 11: 13: 57 10/15/14 _ . Filled Sell 86 MINK Limit 3.01 11:13:57 10/15/14 _ _ _ [repeated 3 times] Filled Sell 100 MINK limit 3.01 --M.N. 11:13:57 10/15/14 Filled Sell 100 MINK Um.t 3.01 -- W.' 11:13:57 10/15/14 _ __ Filled Sell 3.00 1419K Limit 3.01 -- — 11:13:57 10/15/14 Filled Sell 322 R1VC _ Usr.t 3.96 _ 15:59:50 10/14/14 Filled Sell 200 nr.t ____ _Ur: t 3.96 15:58:5410/14/11 Filled Sell . . . 200 Fr.tt Ur t 3.96 15:58:54 10/14/14 Filled Sell _ 3 0 it7.1C _00 . Ur t 3.96 15:58:53 10/14/14 Fulled Sell _ . __ 100 RwC Ur it 3.97 15:57:54 10/14/14 Filled . Sell 49 RWC _ Uri .t 3.97 _ 15:57:54 10/14/14 Filled _ Sell ____3_00 MC Lir t 3.9701 15:57:54 10/14/14 Filled _ Sell _ _ 200 RWC Un t 3.97 15:57:53 10/14/14_ _ ._ . Filled Sell _ 400 RwC Un t _3.97. 15:57:53 10/14/14 Filled Sell _ 100 R V:C U. t 3.97 15:57:53 10/14/14 _ _ Filled Sell 800 R: e Us t 3.9701 15:57:53 10/14/14 Filled Sell 400 P..tC Lii 1 3.9701 15:57:53 10/14/14 Canceled Sell 6071 1:::C _ _. .... Ur t 3.98 -- 10/14/14 15:57:53 10/14/14 Canceled Sell __ _ . 6071 _ F.?:C La t 3.99 -- 10/14/14 15:56:59 10/14/14 . . _. Filled Sell 100 Pt': C Ur t 3.99 15:51:41 10/14/14 9(3115 10/29/L4,9:00AM EFTA01201778 Order Status Ailed _ Sell Riled Sell FIlled Sell Filled Sell 100 F ••••C Ittps://investameritrade.corrAgi-bin/apps/u/Consolidated0rder... Ur .1 3.99 14:31:33 .. — 14:40:58 10/14/14 100 1 WC 100 1 WC Lit t 3.99 Le• t 3.99 10/14/14 14:16:11_10/14/14 100 RWC 14:03:010/14/14 Lk: t 3.99 Filled _ Sell 100 RWC Lin t 3.99 -- — 13:53:09 10/14/14 _ Riled Sell 500 RWC Un t 3.99 13:53:09 10/14/14 Riled Sell 100 RW _ C Ur: t _ 3.99 13:53:09 10/.14/14 Filled Sell 500 litYC Un t 3.99 13:53:08 10/14/14 Filled Sell 100 P.V.0 •. Ur t 3.99 13:53:08 10/14/14 Flied Sell .. rived Sell 300 Pt C .. 40 1:".1C Ur t 3 99 _ 13:52:56 10/14/14 tar t 3.99 13:52:56 10/14/14 Filled Sell 1000 r.--c Ur t 3.99 13:52:56 -- 10/14/14 _ _ Filled Sell 100 In? C Ur t 3.99 13:52:56 10/14/14 _ Filled Sell 1200 P'"C _ Lie t 3.99 13:52:56 10/14/14 Filled Sell 100 PwC Ur • 4.00 13:52:56 10/14/14 _ Canceled Sell 10.611 (WC Ur t 4.01 -- 10/14/14 13:52:55 10/14/14 Filled Sell _100 rrc LP t 4.01 .. — 13:50:09 10/14/14 Filled Sell 100 I', 1K Ur t 3.00 13:40:07 10/14/14 Filled Sell _ 5000 t' UK ._ _ .. ...... Lit t 3.00 13:40:07 10/14/14 Filled Sell 1000 t.! 31K Ur t 3.00 13:40:07 10/14/14 . Filled Sell 1000 l rilK Ur t 3.00 13:40:07 10/14/14 Filled Sell 200 I '1K Ur t 3.00 13:40:07 10/14/14 Filled Sell Filled Sell 143 I. 3K —•• 100_ 1. '1K Ur 3.00 13:40:06 10/14/14 13:40:0610/14/14 Ur : 3.00 Riled Sell 100 I 3K Ur t 3.00 13:40:0610/14/14 _ Riled Sell 1500 I • n< U' 3.00 13:40:06 10/14/14 _ Riled Sell 200 I IK La t 3.00 13:40:06 10/14/14 _ __ Filled Sell 100 ' '1K Ur t 3.00 13:40:06 10/14/14 Riled Sell 57 . 1K Li' 3.00 t -_ 13:40:06 10/14/14 Canceled Sell 10711 _ _ __ _ Li. t 4.03 -- 10/14/14 13:45:59 10/14/14 Expired Sell 600 : Y U• _ 11.00 -- 10/14/14 16:06:31 10/14/14 Canceled Sell 10711 : U• :: 4.05 -- 10/14/14 13:39:39 10/14/14 _ Filled Sell 100 i :C ii , : . 4.05 — 13:34:41 10/14/14 Canceled Sell _ 10811 1 C Li, 1 4.06 -- 10/14/14 13:01:46 10/14/14 Filled Sell 2868_ l I Ft Li t 1.37 12:50:48 10/14/14 _ _ Filled Sell __ 3592 : ! R _ U. : 1.37 . . 12:50:4R 10/14/14 _ _ Filled Sell 1108 : Ft Li •• 1.37 12:50:48 . 10/14/14 Filled Sell 1600 • R Li 1. 1.37 12:50:48 10/14/14 Filled Sell 2000 R U 1.37- 12:50:47 10/14/14 _ Filled Sell 100 R Li . 1.37 -- — 12:05:55 10/14/14 Filled Sell 100 R U : 1.37 12:05:55 30/14/14 . _ Filled Sell _ 107 R LI t 1.37 -- _ 12i 05: 55 30/14/14 Filled Sell 100 ll 1.37 Li t 11:57:13 :0/14/14 Filled Sell 200 : R I) . I.37 11:57:11 !1/14/14 Filled Sell 600 : R Li : 1.37.._ 11:57:12 :1/14/14 Filled Sell 100 ( R Li 1.37 :. -- O. 11:57:1' :1/14/14 - Filled Sell 100 i R Li - 1.37 _ . 11:57:12 : '/14/14 . l0of 15 I 0/29/ M, 9:00 AM EFTA01201779 Order Status ittps:Oinvest.amerdrade.com/cgi-biniapp• 1 ConsolidatedOrder... Filled Sell 400 ( ' R Li• : .37 11:57:12 :0/14/14 _ Filled Sell 100 : • R Ur 1.37 11:57:11 1)/1444 Filled Sell 100 .R Li. :.37 11:57:12 '1/1914 _ ,. .. Filled Sell 3_00 1 LI '.37 11:57:12 : .)/14/14 Filled _ Sell _ 100 k Lit : 37 11:57:12 10/14/14 Filled Sell . 100 : LR U• t :37 — .. 11:57:14 10/14/14 Filled Sell Ur :.37 11:57:1: :0/15/14 100 : I.R _. Filled Sell 400 : I.R Ur . 1.37 — 11:57:1? :0/W242 Filled Sell 25 : • R Ur 1.37 11:57:1 • • 1/14/14 Riled Sell 100: R Lai '.37 11:57:1 ' ' 1/14/14 Riled Sell 100 : It _ U ' .37 11:57:12 . 114/14 _ _ Filled Sell 100' It U .37 11 : 57: 1 ' : 114/14 Filled Sell 100 • • R U :37 11:57:1! *1/14/14 _ Filled Sell 100 • R Ur '. 1.37 11:57:11 ' 114/14 Filled Sell _ _ _ 100 ( ' R Ur • .37 11:57:: • • )/14/14 _ . Filled _ Sell 100 ( ' R Lk 1.37 11:57:1' I/14/14 Filled _ Sell _ _ 100 • ' R Lk !.37_ 11:57:1' 1/14 14 Sell 220 Y Expired U• 1:.50 -- 10/13/14 16:07:7 • 113/14 .. Filled Sell 11700 U• 2.46 _ 15:26:e • 1'13/14 __ Expired Sell 12100 It Li ' .33 -- 10/13/14 16:07:0 . P13/14 _ Filled Sell 100 • It Li ' .33 15:25:7 : "13/14 Filled Sell _ 100 • It Lir :.33 ._15:25:7 - •/13/14 _ ._ Filled Sell 400 ' .R Lit • .33 15:25: W13/14 _ _ Filled _ Sell _ _100 • It Is 1.33 15:25:7 • 113/14 Filled Sell 100 ( It Lk !.33 15:25:3 113/14 Riled — Sell 900 • R Li ' .33 15:2S::: •(13/14 Filled Sell BOO ( R U• .33 15:25::" *13/14 Riled . Sell , 400 • It U• .33 . 15:25:' . '13/14 Expired Sell 5000 I U - .20 -- 10/13/14 16:02:1' ) `1.3/14 Filled _ Sell 2965 I !K Li 3.::501 11:58::' '10/14 _ Filled Sell 1056 • 1K U' 3.29.01 11:58: ' "10/14 _ Filled Sell _ 170 I 1K LI 3.2501 11:58:: '10/14 Filled Sell 800 r :K_ Li 3.2'101 11:58:- A '10/14 Filled Sell 51 I 'K _ _ I.• :.36 11:_50:: '10/14 Filled Sell 100 I 'K Li '.36 ].1:50:' 10/14 Filled Sell 100 • 'K Llt 36 11:50:1 10/14 .. __ Filled Sell 100 • K Li .36 11:50: ' 10/14 _ Filled Sell 749 'K Li '.36 _ 11:47:' 10/14 Filled Sell 1900 'K Li • 36 11:47: " "10/14 Filled Sell 100 1 'K _ Li 36_ _ 11:47:' tqn.4. Filled Sell 100 : K Li 36 11:47: 10/14 Filled Sell I K L• .36 ._ _ SO 11:47: ' ' 10/14 _ . —,1011 Filled Sell 100 I 'IC , 1.. -.36 . 11:47: ' 10/14 Filled Sell ` __300' K Li .36 11:47: 10/14 Filled Sell 100 ' K Li .36 10/14 Filled Sell 400 i K L' .36 - 11:47: 11:47: ' 10/14 . .. . Filled Sell 104 K L. .36 11:47: • 10/14 _ 11 of 15 0/29/14,9:00 AM EFTA01201780 Order Status invest.ameritrade.comicgi-bin/ap nsolidatcd0rder... Filled _ Sell 300 I K Li .36 11:47: 10/14 Filled Sell 100 I K LI .36 11:47: 10/14 Filled _ Sell 100 I K U .36 11:47: 10/14 Filled Sell _ 10D t ^ II( Li .36 -- 11:47: 10/14 - Filled SeN 100 : 1K U :.36 11:47: 10/14 Flied Sell 500 ' _ 1K U 1.36 11:47: 10/14 Expired Sell 10811 : : U .30 -- 10/10/14 16:06: 10/14 Filled Sell 100 _ . . : U '.30 10:14: 10/14 Filled Sell 900 ' : _ L' 30 10:14' 10/14 _ Filled Sell 101. ' . I: 30 10:14: 10/14 Canceled Sell 411 • - L. 71_ -- 10/09/14 13:10: 19/14 Filled Sell 89 i Li .71 _ 12:20: 19/14 Filled Sell - _ _ 211 ' _—. 7 U .71 12:20: 19/14 Filled Sell 100 I : Lo '.71 12:20: 19/14 Filled Sell __69 : U .71 12:20• 19/14 Fulled Sell 100 i 7. Li 4.; '01 12:20: 19/14 Filled Sell 30C i I... 4.: '01 12:20' 19/14 Filled Sell . 301 _ L 4.: 01 12:20: 19/14 Filled Sell 301 L 4. '01 12:20: 19/14 Filled Sell 301 L 4. '01 12:20 19/14 Filled Sell 301 Li 4.: '01 __ 12:2n: )9/14 Filled Sell 450( L 4. '01 12:20: 19/14 Riled Sell _ _ 100 ' : L 4. "01 12:1" 19/14 Filled Sell 106 : L 4.: .01 12:1 ( ) 19/14 Filled Sell 30C I: 4.. 01 12:19. 19/14 Filled _ Sell _301 _ L 1.: 01 12:19: 19/14 Filled Sell 301 L 4. 01 12:19. )9/14 Filled Sell 301 L .1. 01 12:1n 19/14 Filled Sell 301 _ L. 4. 01 _ 12:1n• 19/14 Filled Sell 301: : L a.' 01 12:16. 19114 Filled Sell 301' L 4. 01 - .. • .- •. • 12:1' 39/14 • Filled Sell 301 L 4.. 01 12:ile: 19/14 Filled Sell 2700 '1' L 4. 01 12:10 19/14 Canceled Sell 5301 1 7E -- 10/09/14 12:1' 19/14 Canceled Sell 2220( R 1 4o -- 10/09/14 _ 13:11 '9/14 Filled Sell _ 20( R I 40_ -. . -- ._ 10:57 19/14 Filled __ Sell __ _ _ 140( R I IS 10:57 19/14 Filled Sell 120( R _ . L • 95 10:57 19/1.4 Filled Sell 7701• . 3_ I. 47 11:0C 19114 Filled Sell 190(_ . P L 47 11:0' '9/14 Filled Sell _..10( N 1 47 11:07: )9/14. Filled Sell __ 10( . _ D _ I. 47 '9/14 Filled Sell 10( ' 1 47 . _11:0' 10:57 19/14 Filled Sell 10( ' 1 17 10:5: :9/14 Filled Sell 150( R L 11 10:5' '9/14 Filled Sell 10( R L 40 10:9 9/14 Filled _ Sell - _ 30! R L : 15 10:5"• 19/14 12 of I.5 )/29/141,9:00 AM EFTA01201781 Order Status ,;• investameritrade-Can/Cgi-bink • nsolidalcdOrder... Filled Sell - . 20( — R L 40_,• On 10:54 '9/14 Filled Sell 10' It _ L 10 10:51 9/14 Filled . Sell 10 . R L 40 10:57 1/14 Filled Sell .. 100 : R L 40 10:57 19/14 Filled Sell 100 : R L 40 10:5C 19/14 Canceled Sell 5300 C L. .76 -- 10/0_9/14_ _ 12:17 1 '9/14 Filled Sell . ._.100 C .78 _ 1/14 10:51 Filled Sell 100 7 Li .76 — .. 10:56 19/14 Expired Sell 4501' . L: 85 -- 10/08/14 16:07 '8/14 Filled Sell _ ..._ t K L 47 WO O. 15:5 8/14 Filled _ Sell 1001 K 1 47 15:5' •8/14 Riled Sell - _lot . K L 47 15:5! 1/14 Filled Sell 40 ' K 1 47 15:57 '8/14 Filled Sell 400 K — L 47 15:57 1 8/14 Filled Sell 101' 'K L 17 15:5 8/14 Filled _ Sell • 115I. — K I: 47 .._ 15:5' '8/14 K L Filled Sell 5? 47 .._ 15:50 '8/14 Filled Sell 10 __ K L 47 15:4. 8/14 Filled Sell K L 47 . 15:4 8/14 Filled Sell 10. K 47 14:4 8/14 Filled Sell . 10' K _ L 47 14:4' 8/14 Filled Sell _ _ _ 10' K L 47 1142 44 .• 88/714 Filled — _ Sell 115 'K L 47 _ Filled Sell K I. 47 — ea 14:4' 8/14 Filled _ .1elt .. _ _..1101 K L 47 14:3F 8/14 Filled Sell _. 101 K l 47 . _ 14:3( 9/14 Filled Sell 10t K 1 47 14:3' 8/14 Filled Sell 10' IC 1 17 14:3 8/14 Filled Sell _10' K L 47 14:3 9/14 Filled _ _ Sell 610' L 96 13:3' 8/14 Filled Sell 3201 lc 1 95 _ .. _ 10:4 8/14 Canceled Sell 6101 L .71 --_10/08/1_4_ 13:31 9/14 Filled Sell 34O L 111 _. _ 10:4( 8/14 Filled Sell _ 104 11 10:4, 9/14 Filled sal 4O 1 _ 91 10:4. 1/14 __ Filled Sell 607' L _ 18 10:45 9/14 Filled Sell _ _ _ _20 I. 11 10:4' 9/14 Filled Sell 120' t It ... io:4 9/14 !xpIred_Sell — 247. L )2_ -- 10/07/14 16:C 7/14 Hied Sell . __.240 t 12_ 14:4 7/14 Sell 121 1 12 14:4f 7/14 _Filled Canceled Sell _ 500 L 16 __10/07_/14 14:4, 7/ 14 Filled Sell peo 0 I 12 11:3 7/14 Ailed Sell 130 0 )2 11:3 7/14 Filled Sell 564 A -15 . 11:C 7/14 Filled Sell 30 4 IS 11:0 7/14 Filled Sell 10 4 L )5 11:P 7/14 13 of 15 V29/14,9:00 AM EFTA01201782 Order Status investameritrade.com/cgi-bin/:: isolidatedOrder.„ lled Filled _ — Sell 1 I '35 -- 10:V 7/14 Riled Sell 10 A t n 10:5 7/14 Canceled Sell 306 0 L 95 -- 10/0. 7/14 11:34 7/14 Riled _ Sell — 33: -- 0 L 95 _ 10:5 7/14 Filled _ Sell 4900 I_ 86 11:01. 7/14 Filled Sell 30t L 86 . 11:00 7/14 Riled Sell 601 _ L 86 _ . _ 11:0- 7/ 14 Riled Sell 204 L 86 10:59 7/14 Riled Sell 10' I. 11 .. . 10:5f 7/14 Filled Sell 10 1. )1. 10:5' 7/14 Filled Sell _ 30 1 11 10:: 7/14 Filled Sell _ 30 1 91 10:5 7/14 Filled Sell _ 20 I 11 10:5 7/14 Riled Sell 1100: K 1 39 12:C' 5/14 Riled Sell _ — 1200 L t9 12:'\ 5/14 Riled Sell 313' 1 96 12:4? 6/14 Riled Sell 10 1 96 12:4' 5/14 Riled .._ Sell 17 _ _ 1 16 12:4 5/14 Riled Sell SO L 16 ..• _ 12:, 5/14 Filled Sell 30 .- 1 11 12:0 5/14 Filled Sell 30 L 91 __ _.. 12:1' 5/14 Filled Sell 1 19 12:4 5/14 Filled Sell 440 • _ _ I. 19 12:0 5/14 Filled - Sell 10 1 '19 11:5- 5/14 Filled Sell 9 l 19 11:5? 5/14 Filled _ Sell . __ 10 )6 11:5 4/14 Riled Sell 30 I )9 PM OW 11:' 5/14 Riled Sell 300 1 11 10:: 5/14 Filled Sell _ 10 _ 1 11 -- VV. 10:0 5/14 Filled Sell 20 1 '11 10:0 5/14. Ailed Sell 10 I 11 10:0 1/ 14 Filled Sell 20 I 11 -- SO 10:A 5/14 Riled Sell 10 I 11 . 10:4' 1/14 Riled Sell _ 10 I )1 10:0 1/.14 Filled Sell 70 1 11 10:' 5/14 Filled Sell 550 K 1 11 15:' 1/14 Filled Sell ____ 10 K L 11 NO .0 15:: 3/14 Filled Sell ... 10 K I 11 . . 15:: 3/14 Filled Sell 10 K l 11 15:7 3/14 Filled Sell 10 K i /1. 15:: 3/14 Filled _ Sell .__ 10 K I I 1 15:" v14 Filled Sell 10 K I 11 _. no we —_ _ IS .. 1/14 Riled Sell 10 K 1 11 . 15* 3/14 Riled Sell K 14 15: 3/14 Filled Sell 10 K I 14 15:. 3/14 _ Filled Sell t K L 14 15: 3/14 Ailed Sell 4 K 1 14 15:. 1/14 14 of 15 29/ 14,9:00 AM EFTA01201783 Order Status itivestaineritrade.com/egi-bin tolidatcdOrder... Filled _ situ __ ._ _ 10 K t .34 15: 1/14 Filled Sell 10 K _ 1 14 - 15: 1/14 Filled Sell 50 K L 11 15:. 3/14 Filled __Sell 180 K 1 11 15:. 3/14 Riled _ Sell 150 R L 16 15:' 3/14 Filled Sell 15 R L 16 1St , 1/14 Riled Sell 451 R _ L 16 15: 3/14 Filled _ sell — 10 R L 16 15: 3/14 Fated Sell IC 1 _ 1 16 15: V14 Filled _ Sell ._ , _,1C 1 1 :6 15. 1/14 Filled Sell — 10 1 1 16 15: '/14 Filled Sell _ _ .__ 150 l 1 16 IS: i V14 Filled Sell 40 'I 1 16 1S:' 714 Filled Sell 10 % _ 16 15: '/14 Filled Sell 10 1 1 :6 15: 114 Filled _ Sell __ 10 1 L 16 15: V14 Riled Sell _ . 10 4 I 16 — — 15: '/14 Riled _ Sell _ _ IC, 4 1 '6 _ 15: '/14 Riled Sell IC 4 1 16 .. _ 15. 114 Riled Sell 13 1 I '6 15: '/14 Riled Sell — 2C‘ 4 I II 15: 114. Filled _ Sell .__ _ 20 4 1 11 IS: '/14 Riled_ Sell _ _ 20 1 l Ii. 15' '/14 _ _ Riled Sell __ 2C 1 I 11 15: '/14 15 of IS 129/14,9:00 AM EFTA01201784