From: Tazia Smith <I

From: Tazia Smith <I To: "jeffrey E." <[email protected]> Cc: Daniel Sabba Stepanian Subject: Re: [C] Date: Wed, 29 Oct 2014 14:57:27 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11); unnamed(12) Stewart Oldfield , Vahe , Paul Mora, Richard Kahn Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. IC 5.8 12/31/49 $ t 24.240 +.140 Vol 55,019 C 24.100N 99 Save As IKIZEIMIng . At 10:56 EP044023 Pfd 10/29/2013 10 30 1M 6M YTD lY SY Max Daily • e:: Security/Study + Tr,lick. ei Annotate News 0.. Zoom • Last Price 24.240 T High on 06/30/14 24.400 -4- Average 22.804 1 Low on 12/11/13"20390 10/29/2014 N24.230 /24.240N 27x5 EMI II 24.280N L 24.010D Val 1.333M 94 Table In Compare MOv. Avgs Line Chart IP! cnn 24.240 •23.500 •23.000 N-22.500 I-22.000 I-21.500 N-21.000 N-20.500 Volume USD 01 Event 0 Dec Mar Jun Sep • Volume 55019.000 L• SMAVG (19 00493.934 . d ... 55019.000 2013 2014 From: To: Cc: Dale: Subject: Re: [C] Tazia Smith/dbidbcom 'Fahey <[email protected]>®DEUBAINT. Richard Kahn Daniel Sabbaldbldbcom@DBAMERICAS. Vahe Stepanianklb/dbcom©DBAmericas. Paul Morris. Stewart OldfielcVdb/dbcom©DBAMERICAS 10/29/2014 10:02AM Classification: Confidential EFTA01201785 Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeffrey E." [email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS. Richard Kahn Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smithldbldbcom To: "Okay E' <jeevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morrie Richard Kahn Stewart OldlieldidtAbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Dale: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [CI Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, EFTA01201786 Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Panitrpcirr Per far From: Tazia Smith/db/dbcom To: -,effrey <jeevacationAgmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Moths. Richard Kahn < )., Stewart OldfielcVdb/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia EFTA01201787 IC 5.8 12/31/49 $ J 24.075 +.168 N24.070/24.0901 3 x1 EXCI- . At 14:16 Vol 78,687 0 23.911DH 24.099D L 23.880D Val 1.888M 45) Save As 9 ID 3D IM 6M YID 1Y SY Max Daily • + Track .! Annotate EP044023 Pfd 10/25/2013 LO/ 26/ 2014 Last Price • :ire :1 Compare ”ov avgs I • Last Price 24.075 T High on 06/30/14 24.400 -9- Average 22.792 Low on 12/11/13 20.590 Line Chart MEM PI •I Event C I-24.500 ',ohne 7 fe Security/Study News O, Zoom p Volume 78687.000 SMAVG (15) 60460.867 Dec 2013 I 2014 I-23.500 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 1-20.500 0.4M VWAP from time of Order Entry: 524.0117 IC 5.8 12/31/49 $ 1 24.075 +.168 N24.070 /24.090T 3 x 1 D(Cl- At 14:16 Vol 7A,_ 96. 1 0 23.911DH 24.0990 L 23.880D Val 1.888M '9ror — ne Ranges —991A—diarr VWAP EP044023 Pfd - Price Filter Calculation O 14:23 10 28 14 0 Vol Filter Amount @ Part% calculation (Price) f I VWAP NWAP VolumeValueTradedI-Trades! Avg Size! Std Dev Bloomberg 0 24.0117 67,085 1.611MLN 198 339 0.040044 Custom D Summary 1E By Trade Side 1ZI By Exchange Interval Mar Jun Sep 10:56 10 28 14 Bloomberg Definition 24.0117 67,085 1.611IvILN 198 339 0.040044 D Top Trades (AQR) Price Chart (VAR) 0.005 PDF Line Bid Volume • Mid Volume Ask Volume • VMAP Tyr Volume J r . ... 24 24. 24. 4 Price Table (TSla 23. C 35000 3000D 25000 20000 150® 10000 5000 EFTA01201788 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax k4obile +1 Email Panitn,417 Per font From: Tazia Smith/db/dbcom To: -Jeffrey E." <jeevacationagmail.com>. Cc: Daniel Sabbaklb/dbcom©DBAMERICAS. Paul Morris. Richard Kahn Stepanian/db/dbcom@DBAMERICAS Date: 10/2812014 01:11 PM Subject: Re: M >. Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia EFTA01201789 IC 5.8 12/31/49 a 124.041 H24.050 , 24.080N 4x3 EXCF At 13:03 Vol 67,374 0 23.9110 H 24.0800 L 23.880D Val 1.616M 95) Save As 9Q Actions - 97) Edit - 98) rt A Compare L'oics == volume USD 1D 3D DI 6,1 YTD 1Y SY Max Daily • t Security/Study + Track .! Annotate -News Zoom EP044023 Pfd :0/1S/2013 10/26/2014 Last Price Last Price 24.041 T High on 06/30/14 24.400 -0- Average 22.792 1 Low on 12/11/13 20.590 M Event O .24.500 GM. I Dec 4aVolume 67374:000 E SMAVG. (15) 59706.668. I-23.500 I-23.000 I-22.500 I-22.000 I-21.500 0-21.000 0-20.500 0-0.4M .0.2M Mar 2013 Jun 2014 Sep From Tazia Smith/dbidbcom To: -Jeffrey E." [email protected]>. Cc: Daniel Sabbaklbklbcom@DBAMERICAS. Paul Morris. Richard Kahn •= >. Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Dale: 10/2812014 11:36 AM Subject: Re: ICJ Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201790 C 5.8 12/31/49 $ 1 24 .000 -.093 N24.000 /24.010T 3x1 EXCI- . At 11:28 Vol 57.252 0 23.911DH 24.040 L 23.880DVal 1.377M EP044023 Pfd -0/2812013 95) Save As -1(ii Notions - 97) Edit - A Line YTD 1.• 51, Max Daily • 4- Track .! Annotate 10/25/2014 Last Price iM 6M • Last Price 24.000 T High on 06/30/1424.400 -0- Average 22.792 Low on 12/11/13 20.590 98) Table 7..1 Compare ”ov. Av;,s Line Chart REM .4 Event O 24.500 volume • O.1 Security/Study O. ZOOM f rti MM I lrrri 24.000 23.500 23.000 22.500 22.000 21.500 21.000 20.500 • Volume 57452.000 0.4M •SMAVG (15) 59045.199 0.2M T I -r- 57452.000 Dec 2013 I Mar Jun 2014 Sep Front Tazia Smithiclbklbcom To: "jeflrey E." <[email protected]>. Cc: Daniel Sabba/db/dbcom®DBAMERICAS. Paul Monis. Richard Kahn •: >. Vahe Stepanianklbidbcom®DBAMERICAS Dale: 10/28/2014 11:06 AM Subject: Re: (C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? L Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8, Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email EFTA01201791 Panitri,frPeeforva. Front Tazia Smithiclbidbcom To: "jeffrey E. ieevacationggmail.com>@DEUBAINT. Cc: Richard Kahn <->. Daniel Sabbafdtddbcorri@DBAMERICAS Vahe Stepanianiclb/dbcorn@DBAmericas. Paul Morris Dale: 10/213/2014 10:57 AM Subject: Re: [CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email PanitrpcitrPeeffron From: "jeffrey E." <jeevacation6i?gmal.corn> To: Tazia Smithidbklbcom@DBAMERICAS Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD EFTA01201792 please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication EFTA01201793 in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01201794