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efta-efta01252237DOJ Data Set 9Other

DS9 Document EFTA01252237

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Unknown
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DOJ Data Set 9
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efta-efta01252237
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3
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: To: Subject: Date: Richard Kahn Re: TD Ameritrade Tuesday. May 14. 2019 10:3929 AM Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Tel Fax Cell On Ma 14. 2019. at 10:29 AM. > wrote: Absolutely, I will shoot for 1:15 pm est Chad Markland Senior Financial Consultant Pho Fax: E-mail: mazadameciarana <image001.png> Member FINRASIPCNFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. From: Richard Kahn [mailto: Sent: Tuesday, May 14, 2019 9:29 AM CONFIDENTIAL SDNY_GM_000 12444 EF1'A_00123087 EFTA01252237 To: Markland. Chad W Cc: Jeanne Brennan Subject: Re: TD Ameritrade Can you please call me between 1-2pm on my cell to verify. Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Tel Fa Cel On May 14, 2019, at 10:24 AM wrote: Hey Rich, I received your email, but when sending to me directly and not through the secure message center in the account, I have to verify it was you that sent it in on a recorded line (despite our conversation yesterday morning about it). Then I will be happy to forward it for processing. Just need a quick call from you when you get a moment. If you need to schedule it between things you have today, just let me know what time would be best for me to call you. Thank you, Chad Markland Senior Financial Consultant Phone: Fax: E-mail: man tdameritrade cord <image001.png> Member FINRNSIPONFA This message is confidential and sent by TD AMERITRADE solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strictly prohibited. If you have received this electronic transmission in error, please notify us by telephone at 800-669-3900 immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein CONFIDENTIAL SDNY_GM_00012445 EFTA_00 123088 EFTA01252238 was prepared by sources deemed reliable, but is not guaranteed. TD AMERITRADE does not accept electronic instructions that would require an original signature. Information received by or sent from TD AMERITRADE is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. CONFIDENTIAL SDNY_GM_000 12446 EFTA_00 123089 EFTA01252239

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