KYC Print

KYC Print Page 1 of 25 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01195111 One sheet must be established Der relationshi • list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIOUSHIPMCCC0483290 Booking Center. New York Relationship Manager: Paul Morris O New PWM Relationship 1O Existrig PWM Relaticnship Relationship to PWM: If existing, please indicate since when the relaticnship mists, provide reason for new profile and attach old profile: Update of KYC #01133624 to add Darren lndyke as an authorized signer. Darren has been approved in KYC #1133377. See attached LOA to add a Client Referral re' iA RM Prospect O IMermedary/FIM 0 Other Source (CIB, etc.) How Was the Cbent(s) Introduced? How long has the RM person* known the dent? Please provide details (e.g. name of referral source, how many years RM personally has knovm client, etc): Jeffrey Epstein is a arreM dent of the Bank. Wants to open a new account. Vert:dud:en details of Paul and Jeffrey: Jeffrey Epstein was a dent of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMcrgan. Over the course of a few meetings Pati was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar • Yin I El No coneensaticn to a third party for the introduction of this relabonshp? (If ft , cksarbe): List all existing and new account involved in this relationship Legal Entity Account(s) Account Name / Number Deering Date (intended/actual) I r, Hypericn Air Inc 10/16/2013 2 @ Hypericn Air Inc .. Money Market 10/16/2013 3 5 Hypericn Air LLC 10/16/2013 4 fri Hypericn Air LLC •• Money Market 10/16/2013 5 Q JEGE Inc 10/16/2013 6 Q JEGE Inc — Money Market 10/16/2013 7 5 JEGE LLC 10/16/2013 8 5 JEGE LLC •- Money Market 10/16/2013 9 2 Plan D, LLC 10/16/2013 10 2 Nan D, LLC — Money Market 10/16/2013 Who is the primary contact person for the RM? (Note: This person needs to have signatcry right andbx information right for the accounts.): Harry Beller Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved SONY_GM_00037324 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ONFIDENTIAL DB-SONY-0000148 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147936 EFTA01252886 KYC Print Page 2 of 25 One sheet must be established for each account to be opened 1. Account Ownership Summary Account Name: Hyperion Air Inc Act Number (stavaablei Account Manager: Paul Morris What s the purpose of the accost (e.g. portfolio management, advisory account, custody services, longterm Investment, payment/expense account)? Checker; account to hold the funds necessary for the costs associated with owning/running cne of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Bookrig Center (indicate DB location and account details): 2 Other Institutko (Indicate name & location): JP.Morgan. New Yak El Physical Deposits (specify cash, searitim, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month rangrig from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I jr' Oency I USD What is the expected volume of assets and currency for the account approx. one year after openrg? 1 100000 I Currency I USD Coes/will the client have Assets Under Management (MEW) within DB under Eur. 3M? 0 Yes 4 No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this axcunt (> 1 can be selected). • (none of the check boxes apply, describe the party's relation to the accost in the ",Other" column. • Ahvays describe the relationship between the parties in the last column. • Please drill down to the ultimate/undedying Beneficial Owner(s) _egal -.inter-ISource Description of Wealth required Parties related tc this account Account Harder 'IC 3wner Settior of Trust / Founder of-Owner Foundation Ultmate Benclioalor Signatonft.initedhnandal AA POA )OA nterrnediarySharehaderlepresentative fill) Significant (>=25%) Non4'IC entity (indicate ownership Ye) _egal Grantor/Setticifotridine Donor Other (please describe other roles and/or indicate relationship between parties) I e e Kyperior Ar Inc co, w K O O O O O • O O O 2 O ..4 . Ewa en n— D O El 2 o o O o o 3 O O RarrY Bel ler O O O O 0 O O IT O O 4 O M In Darren dyke ri " O O O 2 O O H o o SONY_GM_00037325 CONFIDENTIAL- PURSUANT TO FED. R. IA I ONFIDENTIAL DB-SONY-0000149 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147937 EFTA01252887 KYC Print Page 3 of 25 2. Account Ownership Summary Account Name: Hyperion Air Inc — Money Market Acct. Number (ifenefitrbfe): Account Manager: Par/ Mn What is the purpose of the account (e.g. portfolio management, advisory acozunt, custody services, longterm investment, payment/muse account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? El De Group: Same Booking Center (indicate account number): El De Group: ether Bookkig Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): jPMorgan. New York El Mwskal Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranger.; from $1,000 to $10,000 What s the expected volume of assets and currency for the account approx. 90 days after opening? I (Currency I USD What s the expected volume of assets and currency for the account approx. one year after opening? 1200000 I Currency I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 314? Chem El No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relatizinhip of the party to this account (a 1 can be selected). • f none of the check boxes apply, describe the party's relation to the accost in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s) .egad Entityof Description Source of Wealth required Pates related to the a000unt AccountPlC Hader 0wneerrust Settlor of / Founder &Owner Foundation Ultimate Bench:labor SignatortmiteckAnandal Fuji DOA VOA MermediaryfohareholderRepresentatwe (F1M) .;indicate Significant (>=25%) Von-PIC entity ownership -34) _egal Grantor/SettlorFounding Dona Other (please describe other roles and/or indicate relationship between parties) 1 E l ra lef i rey Epstein i — i .—. O O 2 El O • O O O 2 2 5 Hyperion Air, Inc " c-1 K O O O O O O O O O 3 • • HarrY Bel ler 0 0 0 O 2 0 O O O O 4 El • Darren Indyke n " Do El El El El ■ • El El SONY_GM_00037326 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL DB-SONY-0000150 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147938 EFTA01252888 KYC Print Page 4 of 25 2. Account Ownership Summary Account Name: Hymnal Air LLC Acct. Number fir dierrbAcei Account Manager: Paul Morris What 6 the purpose of the account (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkeig account to hold the funds necessary for the costs associated with owning/running ale of Jeffrey Epstein's airplanes Indicate O O g • from where the assets are expelled to arrive? DB Group: Same Booking Center (indicate account number): DB Group: Other Booki-ig Center (indicate DB location and accoult details): Other Institudal (Indicate name & location): II:Morgan. New Yak Physical Deposits (specify cash, securities, cheques, ...): What IS the expected size and frequency of regular inflows and outflows for the account (indicate estinated number and volume per moth)?: Roughly 10 inflows and outflows per math ranging from $1000 to 510,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I Currency I SD What is the expected volume of assets and currency for the account approx. one year after opening? I 100000 I Currency I LISO Does/will the client have Assets littler Management (Ault) within DB under Eur. 314? O Yes RI No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accoure (> I can be selected). • f none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimaterundenying Beneficial Owner(s) .egal Ritityaf Description Source of Wealth required Parties related to this account AccountP!C Hader Ownertrust Senior of / Founder ofOwner Foundation Ulanate Benuidalor Signatory..imitedfinandal Ful DOA PO* IntermediarySharehaderRepresentative (FIN) Significant (>=2S%) Non.PIC entity (indicate ownership 36) _egal Grantor/Settlatotedine Dona Other (please describe other roles and/or indicate relationship between parties) 1 2 2 Hypenoril Air, LLC o t w O O O O O O O O O 2 O e Eogein n .--, O O 2 El O O O O O 3 0 0 Belt' I e r 0 0 0 l l ' a O O O O O 4 O O Darren In dyke n " K O O O El O • • 0 El SONY_GM_00037327 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000151 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147939 EFTA01252889 KYC Print Page 5 of 25 2. Account Ownership Summary Account Name: Hyperion Air U_C — Money Market Acct. Number (If evade, Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the hinds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? K DB Group: Same Booking Center (indicate account number): K DB Group: Other Bookrig Center (indicate 06 location and account details): 2 Other Insbtutial (Indicate name & location): JFflorgan. New Yak K Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to 510000 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opering? 200000 I Currency I USD Does/will the client have Assets Under Management (Auld) within DB under Eur. 3M? K Yes@ No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accoure (> 1 can be selected). • f none of the check boxes apply, describe the party's relation to the accost in the "Other column. • Always describe the relationship between the parties n the last column. • Please drill down to the ultimate/undenying Beneficial Owner(s) I Motion Source Wealth aired Parties related to this AccountPIC /insider Ownertrust Settler of / Founder ofOwner Foundation Ultimate Bensidalor SignatoryamitecFinandal Fuji DOA OA Intermedian/Sharehdderlepresentative (FIM) Significant (”29%) Non-PIC entity :indicate ownership 4) _egal Grantor/Settlorfounding Dona' Other (please describe other roles and/or indicate relationship between parties) aocctrit I Hyperion( Air, U.0 DI w K K K K K K K K K 2 K O " Beller K K K K 2 K K K K K 3 K e Jeffrey Epsten K l--i K K ti a ■ K K 0 K 4 El O Darren Indyke in 1-1 O O O 21 O O • O O SDNY_GM_00037328 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB•SONY-0000152 https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147940 EFTA01252890 KYC Print Page 6 of 25 2. Account Ownership Summary Account Name: 3EGE Inc Acct. Number (laverlafie). Account Manager: Pad Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkng account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate El O 2 • from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): DB Group: Other Bookng Center (indicate Cer location and account details): Other Instrtutiai (Indicate name B. location): Whlorgan. New Yak Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000 What s the expected volume of assets and currency for the account approx. 90 days after opening? I 'Currency I USO What s the expected volume of assets and currency for the account approx. one year after opening? 1100000 1Currency I USO Does/will the client have Assets Under Management (Aunt) within DB under Eur. 3M? O Yes 72No Please list all parties related to the account. For each party: • Check if a source of wealth description s required for the party. • Check the appropriate box to describe the relationship of the party to this accamt (> 1 can be selected). • f none of the check boxes apply, describ the party' relation o the amount in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlyi g Benekial Owners . _.gal Entity& Description Source of Wealth squired Parties related to this aomuit Account Holder PIC Ownerfrust/ Settler of Founder of Foundation Jlbmate Beneficiallor Owner Signato Full POA MitecIFinancial POA ntermediarySharehdderetepreseMative ,FIPI) Significant (>=25%) lon•PIC entity (sxlcate ownership %) - • -1 I.. arantalSetborfoundingOther Donor (please describe other roles and/or 'ndicate relationship between Dates) 1 O 12 Ea Inc 2) OO K O O OO 0 0 0 2 O 0 wire, Epstein n .--, O O a O • D 0 0 O 3 O O HarrY Beller O O O O 2 O O O O • 4 O O Darren fndyke n "1 D O K O O O O 0 0 • SDNY_GM_00037329 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000153 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00 14794 I EFTA01252891 KYC Print Page 7 of 25 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct. Number (if alatie). Account Manager: Paul Morris What s the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the funds necessary fa the costs assodated with owning/running one of Jeffrey Epstein's enplanes Indicate from where the assets are expected to amve? CI DB Group: Same Booking Center (indicate account number): El DB Group: Other Bcokkig Center (indicate DB location and account details): 2 Other Insbtuticri (Indicate name B. location): JPflorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated inflows and outflows per month ranging from $1000 to $10,000 number and volume per month)?: Roughly 1-3 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I ajiTencV I USD What is the expected volume of assets and currency for the account approx. one year after open g? 1200000 I Cuirency I USD Does/will the client have Assets Under Management (Ault) within DB under Eur. 3M? O Yes El No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the emendate box to describe the relationship of the party to this accent (> I can be selected). • f none of the check boxes apply, describe the party' relation to the ao:ount in the "Other column. • Always describe the relationship between the parties n the last column. • Please drill down to the ultimate/underlying Benefcial Owner(s . .egal inter/ Description Source of Wealth squired Pates related to this aorare Account Helder PIC Owner Senior of rust / Founder of Foundation Jlbmate Beneficialar Owner Signaton/iiimitectFinancial Full ?OA POA MermediarySharehddeetepreseMabve ,FIM) Significant ;>.25%) Non•PIC entity ;indcate 3 wnership %) - • -1 Srenta/Setdafoundin4Dther Donor (please describe other roles and/or •nclicate relationship between parties) 1 2 2 Ea Inc 2 OO K D O DD 0 0 0 2 O 0 km., Epstein n .--, O O a 2 D 0 0 O • 3 O O HarrY Beller O O O O 2 O O O O • 4 O O Darren Indyke r-, 1-1 D O K O 2 O O 0 0 • SDNY_GM_00037330 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000154 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147942 EFTA01252892 KYC Print Page 8 of 25 2. Account Ownership Summary Account Name: JEGE LLC Acct. Number ttravatht`i Account Manager: Paul Ma is What is the purpose of the axast (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkng account to hold the funds necessary for the costs associated with owning/running cne of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? O DB Group: Same Booking Center (indicate account number): ID DB Group: Other Booker; Center (indicate 08 location and accost details): 2 Other Institution (Indicate name B. location): JPtiorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per moth)?: Roughly 10 inflows and outflows per math ranging from $1000 to 510,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I Currency 'USD What is the expected volume of assets and currency for the account approx. one year after opening? 1100000 I arencY I USD Does/will the client have AsseAssets Uncler Management (Auld) within DB under Eur. 3M? • Vs 5 No Please Ilst all parties related to the account. For each party: • Check I a source of wealth description is required for the party. • (beck the appropriate box to describe the relationship of the party to this accost (> 1 can be selects). • (none of the check boxes apply, descob the party' relation o the account in the "Other column. • Always desaibe the relationship between the parties ri the last column. • Please drill down to the ulbmate/underlyi g Benefkial Owners . _egai Entayof Description Source of Wealth squired Panes related to this account Account Helder PlC Ownertrust/ Settler of Founder of Foundation Jlbmate Beneficiallor Owner $gnatorylimaetlrinancial Full POA POA MermediaryShareholderetepreseMabve IM) Significant ;>=25%) Non•PIC entity (ndcate ownership %) - • -1 ,.... arantalSetdorfoundingOdier Donor (please describe other roles and/or 'ndicate relationship between parties) 1 O • HarrY Beller O El O O 2 O O O O O 2 El 2 " Er u_c El DO O O . D O O O 3 • 2 Jeffrey st Epeki ri " 0 0 2 2 0 0 O O • 4 0 • Darren Indyke " n D O O O O O 0 0 • SDNY_GM_00037331 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000155 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147943 EFTA01252893 KYC Print Page 9 of 25 2. Account Ownership Summary Account Name: JEGE LLC — Money Market Acct. Number prevailtillei Account Manager: Paul Monis What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? 0 C43 Group: Same Booking Center (indicate account number): El C43 Group: Other Bookkig Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): JPPlorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated inflows and outflows per month ranging from $1000 to $1OO0O number and volume per month)?: Roughly 1-3 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I Currency I USD What is the expected volume of assets and currency for the account approx. one year after oPerkirN? 1200000 I Currency I USD Does/will the client have Assets Under Management (Aitl) within DB under Eur. 3M? presRisio Please Ilst all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accowit (> 1 can be selected). • (none of the check boxes apply, describe the party' relation o the ao:ount in the "Other column. • Nways describe the relationship between the parties n the last column. • Please drill down to the ultimate/undedying Benefcial Owners . .egal intkrof Description Source of Wealth %squired Parties related to this ao:ount Account Helder PIC Owner( Settler of rust / Founder of Foundation JIbmate Beneficialbr Owner SignatorYilLimitedFinancial Full ?OA POA MermeiiwyShareholderktepreseManve ,F1M) Significant ;>=25%) Non•PIC entity ,indcate ownership %) egal 'Suntor/SetdorfoundingOther Donor (please describe other roles and/or 'ndicate relationship between Dates) 1 2 2 3EGEr U_C g O O O O O O 0 0 0 2 O 0 whey Epstein n .--, O O a 2 D 0 0 O • 3 O O HarrY Beller O O O O 2 O O O O • 4 O O Darren Indyke n ' D O K O 2 O O 0 0 • SDNY_GM_OOO37332 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-OOOO156 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00 147944 EFTA01252894 KYC Print Page 10 of 25 2. Account Ownership Summary Account Name: Plan D, LLC Acct Number 0' andel*? Account Manager: Paul Morris What s the arpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Checkng account to hold the funds necessary for the costs associated with owning/running ate of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booker; Center (indicate DB location and accoult details): 2 Other Insbtubcri (Indicate name B. location): IFTIorgan. New Yak O Physical Deposits (specify cash, secants, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per rrioreh)?: Roughly 10 inflows and outflows per month rangrg from $1000 to $10,00 What s the expected volume of assets and currency for the account approx. 90 days after opening? I I Currenci I USD What s the expected volume of assets and currency for the account approx. one year after opening? 1 100000 I Currency I USD Does/will the client have Assets Under ManagemeM (Ault) within DB under Eur. 314? O Yes R No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accowit (> 1 can be selected). • (none of the check boxes apply, descob the party' relation o the account in the "Other column. • Nways desaibe the relationship between the parties ri the last column. • Please drill down to the ulbmate/underlyi g Benekial Owners . _.gal Riteyof Description Source of Wealth required Pates related to this amount Account Helder PlC Owner Settlor of crust Founder of Foundabon Jlbmate Beneficiallor Owner $gntatorylimitedrinancial Full POA POA MermedianiShareholderetepreseMabve ,F1M) Significant ;>=2.5%) Non•PIC entity (ixIcate ownership %) - • -1 ,.... arantalSetdorfounclingOther Donor (please describe other roles and/or •nclicate relationship between oates) 1 2 21 FWD' LLC a D O O O O O O O O 2 O 0 km., Epstein n .--, O O a 2 • D O O O 3 O O Harr' Baer O O O O 2 O O O O IN 4 O O Darren Indyke n "1 D O K O 2 O O O O • SDNY_GM_00037333 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000157 https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147945 EFTA01252895 KYC Print Page II of 25 2. Account Ownership Summary Account Name: Plan D, LLC -- Money Market Acct. Number (AY evarZsb/e): Account Manager: Paul Morris What s the purpose of the accoLcit (e.g. portfolio management, advisory acozunt, custody services, longterm investment, payment/expense account)? Money Market accant to hold the funds nectisary for the oasis associated with awring/running one of Jeffrey Epstein airplanes Indicate from where the assets are expected to arrive? CI DB Group: Same Booking Center (indicate account number): El DB Group: Other Booker; Center (indicate C43 location and accoLnt details): RI Other Insbtubcri (Indicate name B. location): Pflorgan. New York El Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per meth)?: Roughly 1-3 inflows and outflo‘vs per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after openig? I I I USD What is the expected volume of assets and currency for the account approx. one year after opering? 1200000 I Currency I OSO Does/will the client have Assets Uncler Management (MEl) within DB under Eur. 314? El Yin El No Please Ilst all parties related to the account. For each party: • Check des:woe of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accoLnt (> 1 can be selected). • f none of the check boxes apply, descob the party' relation o the ao:ount in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlyi g Benefcial Owner(s . _egal Enter/ Description Source of Wealth required Pates related to this account Account Helder PIC Owne(f Settior of rust / Founder of Foundation Jlbmate Beneficialbr Owner SignatolYilLimitedFinancial Full ?OA POA MermtiliatyShareholdeiktepreseMatve ,FIM) Significant ;>=2.3%) Non•P1C entity indicate ownership go) egal ‘.3r2ntcr/SettlafoundingOther Donor (please describe other roles and/or 'ndicate relationship between Dates) I 2 21 Plan D, LLC a D 0 0 0 0 0 O O O 2 0 0 wire, Epstein ,—, .--, 0 0 a 2 • D O O El 3 0 0 Har" Beller 0 0 0 0 2 0 0 0 0 • 4 El 0 Darren Indyke r , "1 D K 0 0 2 0 0 O O • SDNY_GM_00037330 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-000015S https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147946 EFTA01252896 KY(' Print Page 12 of 25 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershlo Summa 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein • 00000483289 Date of Birth: 1/20/1953 CoLntry of Readence: USVI Country of Otaenship: USA Address of primary residence: Litte Saint James Sant Thomas 00802 US Virgin Islands Has client raided outside of his/her country of nationality for 5 years a more? No • ym Profession/Occupation: Self Empolyed Tax ID / SSN: Current Employer. Southern Hnandal LLC PositiortaitleNtank: President Address of employer: Does the person work as senior executive of a DB.recognized regulated entity in the financial industry?or an entity listed on a DB.recognisei exchange? (Not applicabe for operating entities rt, es 2 No " ' Is the individual a Politica/1y Exposed Person (PEP)?(//' Yes, desarbe) No • Yes @ To the best of yes knowledge, is the individual related to an employee of the DB groupW Family et Friends* descnbe) • Family • Friendship i None To the best of yes knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal motel, dient referral source, suppler of goods or services)ye resdescribe) • Yes 121No If appeal:1e, i-dcate which bank officers have met the person: Irdcate where and when the dent meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: O O O • • • O • • O Wealth Details for this individual are not filed in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Indmduars Busness: Private investments Primary Country of source of wealth/source of Funds? Primary industry of soiree of Wealth/Source of Funds? Summarize Soiree of Wealth: 2 Business Owner O SaLarygamings El Investment O Intentance/Ofts pother: Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For Oust, how did settlor accumulate wealth? Fa nhentance, how did family accumulate vrealth?For business owners, how long in business, how many employees, level of profitabety? Indicate type of business, countries of major activities, important business partners.) Epstein began his finandal career in 1976 as an options trader at Bear Steens and became a partied n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., menacing the assets of dients with more than a taco in net worth. In 1996, Epsten changed the name of his firm to The Firandal Trust Company and based it on the island of St Thomas in the US Wgin Wands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. Ha wealth has come from his days at Bear Steams and his finandal management firms Estimated Annual Income($): 10,000,000.00 Estimated amount of investable asseis($): $100 MM . 500 MM Estimated Net Worth($): $100 MM • SOO MM Amount of assets planned to nest with PWM($): Other Known Anandal Instituters: Institution: JPMorgan . USA Ea. Assets Under Mgt: 200,000,000.00 CONFIDENTIAL — PURSUANT TO FED. R. t oN F I IDENTIAL https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147947 SDNY_GM_00037335 OB-SDNY-0000159 EFTA01252897 KYC Print Page 13 of 25 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family stuabon of the incavidual (mental status, other family members, etc.): SONY_GM_00037336 CONFIDENTIAL- PURSUANT TO FED. R. IC I ON FIDENTIAL DB-SONY-0000180 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147948 EFTA01252898 KYC Print Page 14 of 25 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Harry Beller - 00000487202 Date of Birth: CoLntry of Residence: USA Cony of Otizenship: USA Address of primary residence: Monsey NY 10952 USA Has diets resided outside of his/her coLntry of nationality for 5 years a more? • yes No Profession/Occupation: Accountant Tax ID / SSN: Current Employer: MILK Associates, Inc Position/Tde/Rank: Address of employer: Does the person work as senior executive of a DB.recognized regulated entity in the financial nchstry? or an entity listed on a DB.recognisal exchange? (Not applicable for operating entities r-i Li Yes 2 No Is the incividual a Politica/1y Exposed Person (PEP)?(/f Yes, desarbe) No •Yes 2 To the best of your knowledge, is the individual related to an employee of the DB groupW/ Family or Friendshoz descnbe) • Family • Friendship i None To the best of your knowledge, is the indlykkel party to a non-banking relationship with Deutsche Bank (e.g., external legal morel, diets referral source, suppber of goods or services)?(f Yesdescribe) •Yes 121No If applicable, Sichcate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: Bark Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: Paul Maris O O WI 9/13/2013 0 • • • • • O Wealth Details fa this individual are not filed in, because they are the same as fa the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Indmduars Busier: Pnmary Country of source of wealth/source of Funds? Pnmary industry of scarce of Wealth/Source of Funds? Summarize San of Wealth: O Business Owner OSalary/Earnings O Investment O Inhentance/Ofrs Dotter: Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For mists, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employer, level of profitability? Indicate type of business, countries of major actMbes, important business partners.) Estimated Annual Income($): Estimated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to Swint with PV/f4($): Other Known Hnandal Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Canby: Est. Assets Under Mgt: Canby: Est. Assets Under Mgt: Institution: CONFIDENTIAL — PURSUANT TO FED. R. Ce I ON FIDENTIAL h tps://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147949 SDNY_GM_00037337 DB-SONY-0000161 EFTA01252899 KYC Print Page 15 of 25 Please indicate the farndy srtuadon of the inovidual (manta) status, other family members, etc.): SDNY_GM_00037338 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000162 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147950 EFTA01252900 KYC Print Page 16 of 25 One sheet must be established for EACH INDDflou AL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all paroes) Individual's Name: Darren Indyke - 00000486405 Date of Birth: Country of Residence: us* Country of Otizenship: USA Address of primary residence: Livingston N3 07039 USA Has dient resided outside of his/her country of nationality for 5 years or more? • yes No Profession/Occupation: Lawyer Tax ID / SSW: Current Employer: Southern Frendal LLC Position/Title/Rank: Address of employer: New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB.recognisei exchange? (Not applicable for operating entities r-i LI Yes 5 No Is the individual a Pohticaly Exposed Person (PEP)?(/f Yes. describe) Ekes ONO To the best of yes knowledge, is the individual related to an employee of the DB group?(if Family or Frierdshoz descnbe) • Family • Friendship i None To the best of yes knowledge, is the Individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, dient referral source, suppler of goods or servioes)ye YeAdescribe) O Yes 12INo If applicatie, relcate which bank officers have met the person: Indicate where and when the dent meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (specify): Date: O O O O • • • • • 0 Wealth Details for this individual are not filed in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated ri Section 2) Nature of the Individual's Business: Pnmary County of source of wealth/source of Funds? Pnmary industry of scum of Wealth/Source of Funds? Summarize Solace of Wealth: 0 Business Owner 0 Salary/Eamings 0 Investment 0 Intentance/Gifts 0 Other: Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employer, level of 'rail:SAW Indicate type of business, countries of major actMbes, important business partners.) Estimated Annual Income($): Estimated amount of investable assets($): Estimated Net Woith(l): Amount of assets planned to meat with PV/t4($): Other Known Anandal Institutions: Institution: Country: S. Assets Under llgt: Institution: Canby: S. Assets Under l4gt: Canby: S. Assets Under l4gt: Institution: CONFIDENTIAL— PURSUANT TO FED. R. IA I ONFIDENTIAL h tps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_0014795 I SDNY_GM_OOO37339 DB-SONY-OOOO163 EFTA01252901 KYC Print Page 17 of 25 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ON FIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... Please indicate the faney situation of the individual (mental status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For a Legal Entities) Legal Entity Name: Hyperion Ar, LLC - 00000487225 Type of Entity: Purposee OFoundation/Asscciation O OPartnership of Emily: @Private Investment O Philanthropic/Charitable El Commercial Trust 2 Company • Estate Type of Entity Other (specify): of Other (spec noty ify): Country of incorporation/registratkm: US Virgin Islands Date of incorporation registration: 10/19/2012 Volcker Status: Volcker Flag: Address (city, street, post code): St„ Thomas 00802 USV1 U.S. TIN/EIN: Provide a description of the entity's organizational structure, IN ownership structure and its Top Management For trusth/foundabms, include information about revocability,settla and beneficianes,etc: Single member LLC Jeffrey Epstein is sole member/owner Please indicate how ownership of the legal entity is reflected: O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chan from the direct owner of the entity to the ultimate benefldal owner (he not the some persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, neater of goods or services)?: . No •A Describe Nature of Entity's Primary Business and Investment AcdvIties Nature of the business: This is a company farmed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperion Air Inc will be closed within a year Cointries where business is transacted: USA, USV1 Number of employees: 1 3D. Wealth Profile (Only for parties requimg source of wealth description as indicated in Sedion 2) Pnmary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of asses/liatdities): This is a company formed to hold fads for the taxes and payments of one of Jeffrey Epstein% airplanes. This LLC was formed to eventually take owr payments or Hyperion Air Inc. Hyperion Air Inc viii be closed rah., a year. Intel capital contribution of $1,000 from Jeffrey fester. At funds for this company come Iran Jeffrey Epsten's source of wealth. Estinated gross receipts p.a.(5): Estimated net profit p.a. (5): Estimated investable asses (5)* <51 NM Potential Amount to be invested with PWN ($): 300,000.00 Other Known Frendal Institutions: JPMorgan Country: USA Est Assets Under Mgt: 300,000.00 Institution: Institution: Country: Est Assets Under Mgt: SDNY_GM_00037340 DB-SONY-0000160 7/11/2019 EFTA_00147952 EFTA01252902 KYC Print Page 18 of 25 CONFIDENTIAL- PURSUANT TO FED. R. CC I ON FIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... II It: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Flan D, LLC - 00000487219 Type of Entity: O Foundabon/Asscciabon O Trust 0 Company O Estate Purpose of Entity: 0 Private Investment • phdanthropic/Charitatie CI Commercial • Partnership Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registraticn: US Virgin Islands Date of incorporation / registration: 10/19/2012 Volcker Status: Volcker Flag: Address (city, street, post code): St. Thomas 00802 USVI U.S. TIN/EIN: Provide a description of the entity's organizational structure, it ownership structure and Its Top Management. For trustffoundabals, indude information about revocability,settla and beneficiaries,etc: Single member LLC Sole member is Jeffrey Epstein Please indicate how ownership of the legal entity is reflected: O Special attention: Bearer Shares - Indicate where stores are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the max persons): To the best of your krowledge, is the entity party to a nce-barking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: • 21 Yin No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: LLC aeated to hold funds to pay for costs associated ivAh one of Jeffrey Epstein's planes Countries where business is transacted: USA, UWI Number of employees: I I Country: I Est. Assets Under Mgt: I 3D. Wealth Profile (Onty fa parties requiring source of wealth description as indicated in Sedion 2) Primary Country of source of wealth/source of Funds? Primary industry of soiree of Wealth/Source of Funds? Provide Evidence of Corporate Asset (e.g. balarce sheet or equivalent summary of assetniabilities): LLC created to hold fends to pay for costs associated with are of Jeffrey Epstein's planes. lnibal contribution of $1,000 from Jeffrey Epstein and all source of illrldS come from Jeffrey Epstein. Estimated gross receipts p.a.($): Estimated net profit p.a. (S): Estimated investable asset ($): <51 MM Potential Amount to be invested with Mil ($): 300,000.00 Other Known Friandal Institutions: Institution: JPHorgan Country: USA Est. Asset Under Mgt: 300,000.00 Institution: Country: Est Asset Under Mgt: Institution: Country: Est Asset Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summ SDNY_GM_00037341 OB-SDNY-0000165 7/11/2019 EFTA_00147953 EFTA01252903 KYC Print Page 19 of 25 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Hypenon Ar, Inc - 00000487224 Type of Entity: O Foundadon/Associadon O Trust ®Company O Estate Purpose of Entity: ®Private Investment O Phianthropic/Chwitatle O Commercial • Partnership Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporationtregistratiat USA Date of incorporation f registration: 7/18/1991 Volcker Status: Volcker Flag: Ad&ess (city, street, post code): St„ Thomas 00802 USVI U.S. TIN/EIN: Provide a description of the entity's organizational structure, Its ownership structure and its Top Management. For trusWfoundatais, include information about revocability,setticr and benefidaries,etc: Jeffrey Epstein is President and sole owner. Please indicate how ownership of the legal entity is reflected: O Spedal attention: Bearer Shares - Indicate where shares are custodied: Describe the chan from the direct owner of the entity to the ultimate beneficial owner (if not the sane PelifoltSit To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yon O No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. CoLntries where business is transacted: USA, USVirgin Island Numbed employees: I 3D. Wealth Profile (Only for pates requiring source of wealth description as notated vi Section 2) Pnmary Country of source of wealth/source of Funds? Primary industry of scarce of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary et assets/babes): all ftmds for this LLC cane from contnbutcos of the presided and sole owner, n. Estimated gross receipts p.a.(;): Estmated net profit p.a. (S): Estimated investable assets ($): c$I. MM Potential Amount to be invested with PWTI (5): 300,000.00 Other Known Ananclal Instituters: Instituter.: WNorgan Canby: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Mgt: Institubat Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities Legal Entity Name: I JEGE, Inc • 00000487244 Type of Entity: CONFIDENTIAL — PURSUANT TO FED. R. Ce I ON FIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFIA_00147954 I Purpose of Entity: I SDNY_GM_00037342 DB-SONY-0000166 EFTA01252904 KYC l'rint Page 20 of 25 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... • Foundabon/Associabon O Trust 10 Company DEstate 0 Private Investment O Ftelanthropic/Charitable O Commercial I O Partnership Type of Entity Other (specify): Entcy Purpose of Other (specify): Canby of incorporation/registration: USA Date of incorporation! registration: 9/7/2000 Volcker Status: Volcker Flag: Address (cry, street, post cede): St. Thomas 00802 USVI U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/founded:Ins, include Information about revocability,settla and beneficiaries,etc: Jeffrey Epstein is the sole owner. Please indicate how ownership of the legal entity is reflectoi: Shares - Indicate where shares we custodied: • Special attention: Bearer Describe the chain from the direct owner of the entity to the ultimate benefidal owner (if not the same persons): To the best of your knowledge, is the entity party to a ncri-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yes O No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Melds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. Countries where business is transacted: USa, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth desolate., as reheated in Section 2) Pnmary Country of source of wealth/source of Funds? Pnmary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabities): All corporate funds/assets come from contributions by the sole owner, Jeffrey Epstein and his soiree of wealth Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable asses (S)* <SI MM Potential Amount to be invested with PM ($): 300,000.00 Other Known Frendal Institutions: Institution: JPMcrgan Country: USA Est. Assets Under Mgt: 300,000.00 Institutat Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summa rY 3C. Legal Entity Details (For al Legal Entities Legal Entity Name: JEGE, LLC • 00000487216 Type of Entity: K Foundaborassodabon O Trust 12 Company O Estate OPartnership Purpose of Entity: Private Investment O Phdanthroplc/Charitatle 0 Commercial SDNY_GM_00037343 DB-SONY-0000167 7/11/2019 EFTA_00147955 EFTA01252905 KYC Print Page 21 of 25 Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registratim USVI Date of incorporation / recitation: 10/19/2012 Volcker Status: Volcker Flag: Address (oty, street, post ode): St. Thomas 00802 USVI U.S. TINAIN: 66-0795442 Provide a description of the entity's organizational structure, Its ownership structure and Its Top Management. For trut/foundaticns, indude information about revocability,settla and beneficiaries,etc: Single member LLC Jeffrey Epstein is the sole member Please indicate how ownership of the legal entity is reflected: Shares - Indicate where shares we custodied: • Speoal attention: Bearer Ciescnbe the chan from the direct oviner of the entity to the ultimate benefidal owner (it not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppeer of goods or services)?: rn yes No LJ Describe Nature of Entity's Primary Business and Investment Activities Nature of the tusiness: This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payments for AGE Inc. AGE Inc ?AI be closed within a year Countries whey business is transacted: USA, USVI Number of employees: 1 3D. wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of scarce of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of asseWllabi0es): Initial funding of 51,000 from sole member Jeffrey Epstein. All corporate assets come from contributions made by the sole owner Estimated gross receipts p.a.(5): Estimated net profit p.a. ($): Estimated investable assets ($)• <51 MM Potential Amount to be invested with OWN (S): 3C0,000.00 Other Known Fnandal Institutions: Institution: JPMorgan Country: USA Est. Asses Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: SDNY_GM_00037344 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000168 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147956 EFTA01252906 KYC Print Page 22 of 25 CONFIDENTIAL - PURSUANT TO FED. R. t I ON FIDENTIAL https://dbforcepb.my.salesforce.corn/servlet/servlet.lntegration?lid=01N30000000D9Di&e... DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rata; Comments: Booking Center 2 NY NOOffshore Y/ O Offshore O Moderate Risk Jacqueline LIgMbody 5 High Risk (Compliance Signature) DOB Employee O D8 Managed PIC O DB is Trustee/Co-Trustee O Bearer Shares 4. Attadimenb A. Type of Photo ID Provided WI Drivers License O Passport O National/State ID O Other B. Checklist of names (indivkluals ard/or entities) that were submitted for database searches is attached 121 Yes O No C. Please indicate the results of the database searches performed RDC searches complete 5 Yes Ill No negative results found 5 Yes O No PCR checks complete Fi Yes O No negative results found F; Yes O No OFAC checks complete 2 Yes O No negative results found O Yes 2 No BIS searches complete (Leds/Nexis, Factiva, Reuters Dow Jones, MB) 2 Yes O No negative results found O Yes 21 No Denial Orders checks complete a Yes O No negative results found O Yes g i No Martindale.Hubbell searched (Lawyers/Law Firms only) M Yes I A No negative results found M Yes O No D. Please summarize any ne awe results from the database searches indicated atove: DARREN INDKYE: KYC approved in case HYPERION AIR INC: No negative media No court cases HYPERION AIR LLC: No negative media No court cases JEGE INC: No negative media No court cases JEGE LLC: No negative media No court cases PLAN D LLC: No negative media No court cases HARRY BELLER: Negative Media: Not our client. All negative media pertars to an environmental mkrobiologist Our diem 6 an accountant Court Cases: al: Disposed in 1987 All other cases are rot our client. The other court cases refer to a Dr. Harry Beller. Our dient is an accomtant JEFFREY EPSTEIN: Previously KYC'd and approved in: E. To the best of your knowledge, has the client ever been convicted of a criminal offense? 2 yin O No F. To the best of your knowledge, has the customer ever been involved in any past litigation against Deuische Bank AG or any of its subsidiaries or is the customer threatening litigation against Deutsche Bank AG its IN Yes No Yes Mgt. or any of subsidiaries? (If goitre Maks below and contact Quality Contra Croup Cons. (tablmfintl)or the Regukwory and notify ante immedNek) G. Oyes ®No SDNY_GM_00037345 DB-SONY-0000169 7/11/2019 EFTA _OBI 47957 EFTA01252907 KYC Print Page 23 of 25 Does the dent or reated party have any financial or other associar / interactions within countnes or regimes sanctioned by the Office of Paden Assets Control (OFAC)? H. Does the Brent or related party have any financial or other association/ interactions within high risk • Yes No countnes? No I. Corporate Documentation Attached (Legal Entities Only) 2 Yes O No O Not Applicable J. Uncisdosed Principal Form Complete (Intermediaries Only) I I Yes . No Fil Not Applicable K. If LexisThems Search Results, Corporate Documents or Other Supporting Documentation is rot in Engksh, please provide a, English summary of the nature/contents of the non-English Documentation: I.. Special Risk Factors Does the account have Nexus to Special Risk Courtin? O Yes In No Is the account structure unusually complex? O Yes 0 No r-a ir Is there any indication the client set up a non operating company expressly LJ❑Yes .4 No for the pspose of transferring shares to third parties? Is there any indication this could be a prohibited business relationship? O Yes 2 No Are the bearer shares identified subject to acceptable controls? O Yes RI No SONY_GM_000373.16 CONFIDENTIAL- PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000170 https://dbforcepb.my.sale,sforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147958 EFTA01252908 ICYC Print Page 24 of 25 M. Case Comments Created By Date Comments lacquehne Lightbody 3/14/114 4:02 PM 1 page of DB Certificate of LLC Reoludon with the 2nd that did not et all signers, is acceptable. The only -evisicri was the 2nd page with the correct signers that is attached separately. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms (Signature) Paul Moms 2124/2014 Office Diredor/Busness Head: Brian M. Beggar (Signatt.re) Brian M. Biggar 2./24/2014 Regional Office Director: (Signatt.re) AML Business Risk: (Signature) AML Cornpiance: Gwen Pon o/b/o Janice Franklin Jacqueline Lighttody (Scrlature) Gwen Hill a/o Janice Frarildin Jacqueline Lightbcdy 3/14/2014 3/14/2014 LATAN/INTERNATIONAL APPROVALS Client Fadng Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/SubMarket Team Head SMTH : (Sqrature) AML Business Risk: (Signature) AML Compkance: (Signature', PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals )(I) (CFP is) should establish and maintain business relationships only with persons who satisfy our high standards of suitability. background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy SDNY_GM_00037347 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ON FIDENTIAL DB-SONY-0000171 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147959 EFTA01252909 KYC Print Page 25 of 25 (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Ctlficers, Brokers, Client Managers, etc. Deutsche Bank Americas New York n SONY_GM_00037348 CONFIDENTIAL- PURSUANT TO FED. R. IA I - ON FIDENTIAL DB-SONY-0000172 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147960 EFTA01252910