EFTA Document EFTA01295075

KYC Print Page 1 of 30 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01195111 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Moms Relationship to PWM: F New PWM Relationship " Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: update of KYC it01133624 to add Darren Indyke as an authorized signer. Darren has been approved in KYC #1133377. See attached LOA to add How was the °wogs) Introduced? Flow long has the RM personally known the client? F Client Referral IF; RM Prospect IF Intermediary/FIM I F Other Source (as, etc.) pease provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at 'Morgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his hinds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? F Yes F No (/f Yes, desenbe): List all existing and new accounts involved In this relationship legal Entity Accoum(s) Account Name / Number Opening Date (intended/actual) 1 F Hyperion Air Inc 10/16/2013 2 F Hyperion Air Inc -- Money Market 10/16/2013 3 F Hyperion Air LLC 10/16/2013 4 F Hyperion Air LLC -- Money Market 10/16/2013 5 F JEGE Inc 10/16/2013 6 F JEGE Inc -- Money Market 10/16/2013 7 F JEGE LLC 10/16/2013 8 F JEGE 11C -- Money Market 10/16/2013 9 F Plan D, LLC 10/16/2013 10 F Plan D, LLC -- Money Market 10/16/2013 Who is the primary contact person for the RM? (Note: This person needs to have Harry Beller Preferred method of contact(Indicate phone Status : 6. Approved SDNY_GM_00053793 CONFIDENTIAL - PURSUANT TO FED. R. Atb) I I"' DB-SDNY-0016617 https://na4.salesforce.com/servlet plifrffEwropActoD9Di&eid=500600... 3/21/2014 EFTA (H) 164363 EFTA01295075 KYC Print Page 2 of 30 signatory rights and/or I no., fax no., e-mail I information right for the address, etc.): accounts.): https://na4.salesforce.com/servle CONFIDENTIAL - PURSUANT TO FED. R. Fi t SDNY_GM_00053794 FIDE479'XL 0D9Di&eid=500600 . DB 3/21/2014 -SDNY-0016618 EFTA (()164364 EFTA01295076 KYC Print Page 3 of 30 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hyperion Air Inc Acct Number (if available): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DS Group: Other Booking Center (indicate DB location and account details): F Other Institution (Indicate name & location): 3PMorgan. New York F Physical Deposits (specify Cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency USD What is the expected volume of assets and currency for the account approx. one year after opening? 100000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). Legal Entityof Description Source of Weakh required parties related to s account AccountPIC Holder OwnerTrust Settlor of / =minder of l'oundation Jitimate Benefioabr Owner Signatory..imitec nanaal Full FOA POA ntermediaryShareholder ,FIM) Significant (>=25%) Non-P1C entity (indicate ownership %) Other (please describe other roles and/or indicate relationship between oarties) 1 F F Hyperion Air, Inc F F F F F F F 2 F F Jeffrey Epstein F F F F F F F 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F r F F F F SDNY GM_00053795 CONFIDENTIAL — PURSUANT TO FED. R. https://na4 salesforce. corn/senile, ptici EtroActoD,Di&eid=500600... 3/-21/2014 DB-SONY-0016619 EFTA_001 64365 EFTA01295077 KYC Print Page 4 of 30 2. Account Ownership Summary Account Name: Hyperion Air Inc -- Money Market Acct Number (if available). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F O6 Group: Other Booking Center (indicate O13 location and account details): 17 Other Institution (Indicate name & location): jPMorgan. New York 7 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency LlSD What is the expected volume of assets and currency for the account approx. one year after opening? 200000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Abney describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Entityof Description Source of Weakh required tesrelated to p i a s account AccountPIC Holder OwnerTrust Settior of / Founder of Foundation _Iltimate Beneficiabr Owner Signatory_imitecRnancial Full POA POA IntermediaryShareholder (FIM) Significant K> -25%) Non-PIC entity (indicate ownership %) Other (please describe other roles and/or indicate relationship between oarbes) 1 F F Jeffrey Epstein F F F r F F F 2 F r . Hypenon Air, Inc F r- r- F F r- r- 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053796 CONFIDENpTIAL - PURSUANT TO FED. .salesforce.com/servlet R. it) DB-SONY-00 16620 hus://na4 FIBEMPAt 0D9Di&eid=500600... 3/21/2014 EFTA (H) 164366 EFTA01295078 KYC Print Page 5 of 30 2. Account Ownership Summary Account Name: Hyperron Air LLC Acct. Number Of available) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): F7 Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month r nging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency LSD What is the expected volume of assets and currency for the account approx. one year after opening? 100000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the -other column. • AN/ay describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Entityof Description Source of Weakh required ?altos related to is account AccountPIC Holder OwnerTrust Settfor of / Founder of Foundation Jftimate Beneficiakir Owner Signatory_imitecIRnancial Full POA POA IntermediaryShareholder (FIM) Significant (>-25%) Non-PIC entity (indicate ownership %) Other (please describe other roles and/or indicate relationship between aarbes) 1 F F Hyperion Air, LLC F F F r r r F 2 r F Jeffrey Epstein F F F F F F r 3 F F Harry Beller F F F F F F l- a F F Darren indyke F F F F F F r SDNY_GM_00053797 CONFIDENTIAL -PURSUANT TO FED. s://na4.salesforce.com/servlet R. Atpb) 1ipl l'-' DB-SONY-00166211 htt EtfropAED9Di&eid=500600... 3/21/2014 EFTA (H) 164367 EFTA01295079 KYC Print Page 6 of 30 2. Account Ownership Summary Account Name: Hypenon Air LLC -- Money Market Acct. Number (if available) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): F Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency LSD What is the expected volume of assets and currency for the account approx. one year after opening? 200000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Ahvay describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Entity Description of Source of Weakh required related to pis account AccountPIC Holder OwnerTrust Settfor of / Founder of Foundation Jltimate Beneficiakx Owner Signatory Full POA _imiteolRnancial 0OA IntermediaryShareholder (FIM) Significant (>-25%) Non-PIC entity (indicate ownership %) rties Other (please describe other roles and/or indicate relationship between oarbes) 1 F F Hyperion Air, LLC F r r r r F r 2 r r Harry Beller r r r F F r r 3 F F Jeffrey Epstein r r F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053798 CONFIDENTIAL - PURSUANT TO FED. .salesforce.com/servlet R. Fit) DB-SONY-0016622 htts://na4 PIDENtTIA 0D9Di&eid=500600... 3/21/2014 EFTA_OOI 64368 EFTA01295080 KYC Print Page 7 of 30 2. Account Ownership Summary Account Name: JEGE Inc Acct Number (if available): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F 08 Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): 17 Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency USD What is the expected volume of assets and currency for the account approx. one year after opening? 100000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the -other column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Entityof Description Source of Weakh required ithis Parties related to account AccountPIC Holder OwnerTrust Settfor of / Founder of Foundation Ultimate Beneficiabr Owner Signatory Full ROA imiteci5nancial *OA Intermediaryeharehoider (FIM) ‘%) Significant K>-25%) Non-plc entity (indicate ownership Other (please describe other roles and/or indicate relationship between Parties) 1 I7 F JEGE, Inc F F F F F F F 2 F F Jeffrey Epstein F F F F F F r- 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY GM_00053799 CONFIDENTIAL — PURSUANT TO FED. R. https://na4.salesforce.com/servlet ArciEwitipActoD,Di&eid=500600... 3/-21/2014 DB-SONY-0016623 EFTA (H) 164369 EFTA01295081 KYC Print Page 8 of 30 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct Number (if avallab.ee) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate 013 location and account details): F Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency LlSD What Is the expected volume of assets and currency for the account approx. one year after opening? 200000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the mother column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Entity Description of Source of Weakh required p i ities related to s account AccountPIC Holder OwnerTrust SettSor of / Founder of Foundation _Iltimate Beneficiakir Owner Signatory_imitecRnancial Full POA POA IntermediaryShareholder (FIM) Significant (>-25%) Non-PIC entity (indicate ownership %) Other (please describe other roles and/or indicate relationship between oarbes) 1 F F JEGE, Inc F F F F F F F 2 F F Jeffrey Epstein F F F F F F F 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053800 htt s://na4 iff TACL0D9Di&eid=500600... Atplb) 3/21/2014 E N CONFIDENTIAL - PURSUANT TO FED. .salesforce.com/seMet R. 1if I''' DB-SONY-0016624 EFTA (H) 164370 EFTA01295082 KYC Print Page 9 of 30 2. Account Ownership Summary Account Name: )EGE LLC Acct. Number (ifavailable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): 17 Other Institution (Indicate name & location): JPMorgan. New York 7 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month r nging from $1000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency USD What is the expected volume of assets and currency for the account approx. one year after openng? 100000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the tither column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Entityof Description Source of Wealth required related to ris account AccountP1C Holder OwnerTrust Settfor of / Founder of Foundation _Iltimate Beneficiabr Owner Signatory Full POA _imitecRnancial °OA IntermediaryShareholder (FIM) Significant K>-25%) Non-PIC entity (indicate ownership 3'a)) es Other (please describe other roles and/or indicate relationship between aarbes) 1 F F Harry Beller r r r F r r r 2 F F JEGE, LLC F r- r- F F F r- 3 F F Jeffrey Epstein F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY GM_00053801 CONFIDENTIAL - PURSUANT TO FED. R. lutps://na4.salesforce.com/servlet itic iEtripActoD,Di&eid=500600... 3/-21/2014 DB-SONY-0016625 EFTA 00164371 EFTA01295083 K YC Print Page 10 of 30 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct Number (if available): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F DB Group: Same Booking Center (indicate account number): F DS Group: Other Booking Center (indicate DB location and account details): F Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency USD What is the expected volume of assets and currency for the account approx. one year after opening? 200000 Currency USD Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the Tither column. • Ahvay describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Entity Description of Source of Weakh required parties related to s account AccountPIC Holder OwnerTrust Settior of / Founder of Foundation Jltimate Beneficialor Owner Signatory_imitecRnancial Full POA POA IntermediaryShareholder (FIM) Significant K> -25%) Non-PIC entity (indicate ownership %) Other (please describe other roles and/or indicate relationship between aarbes) i F F JEGE, LLC F r- r- F F F F 2 r F Jeffrey Epstein F F r F F F r 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053802 CONFIDENTIAL -PURSUANT TO FED. s://na4.salesforce.com/servlet R. it R1ip I''' DB- 016626 -00 16626 hu : ElifitALD9Di&eid=500600... 3/21/2014 EFTA (H) 164372 EFTA01295084 K YC Print Page I I of 30 2. Account Ownership Summary Account Name: Plan D, LLC Acct. Number (if available). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F 08 Group: Same Booking Center (indicate account number): F DB Group: Other Booking Center (indicate DB location and account details): F Other Institution (Indicate name & location): JPMorgan. New York 7 Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency USD What is the expected volume of assets and currency for the account approx. one year after opening? 100000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the tither column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Enttyof Description Source of Weakh required ities related to is account AccountPlC Holder OwnerTrust Settior of / Founder of Foundation _Itimate Beneficialor Owner Signatory_imitedflnancial Full POA POA IntermediaryShareholder (FIM) Significant K> -25%) Non-PIC entity (indicate ownership %) Other (please describe other roles and/or indicate relationship between aarbes) 1 F F Plan D, Lie F F F F F F F 2 F F Jeffrey Epstein F F F F F r r 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY GM_00053803 CONFIDENTIAL - PURSUANT TO FED. R. https://na4.salesforce.com/sen/let rpeleEteAt0D9Di&eid=500600... 3/-21/2014 DB-SDNY-00 16627 EFTA (H) 164373 EFTA01295085 KYC Print Page 12 of 30 2. Account Ownership Summary Account Name: Plan D, LLC -- Money Market Acct. Number (if available). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? F D8 Group: Same Booking Center (indicate account number): F 08 Group: Other Booking Center (indicate 013 location and account details): 17 Other Institution (Indicate name & location): JPMorgan. New York F Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after opening? Currency LSD What is the expected volume of assets and currency for the account approx. one year after opening? 200000 Currency USD Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the tither column. • Alway describe the relationship between the parties in the last column. • Please drill down to the ultimate/unde ying Beneficial Owner(s). Legal Entityof Description Source of Weakh required parties related to is account AccountPIC Holder OwnerTrust Setttor of / Founder of Foundation _Iltimate Beneficiakw Owner Signatory_imitecRnancial Full POA 'OA IntermediaryShareholder (FIM) Significant K> -25%) Non-PIC entity (indicate ownership %) Other (please describe other roles and/or indicate relationship between aarbes) 1 F F Plan D, LLC F F F F F F F 2 r F Jeffrey Epstein r r F F F F r 3 F F Harry Beller F F F F F F F 4 F F Darren Indyke F F F F F F F SDNY_GM_00053804 DB-SDNY-00 16628 CONFIDENTIAL - PURSUANT TO FED.l R. Fli Ii htt s://na4.salesforce.com/servet t plfrffEtepActoD9Di&eid=500600... 3/21/2014 EFTA 00164374 EFTA01295086 K NIT Print Page 13 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein - 00000483289 Date of Birth: 1/20/1953 Country of Residence: USVI Country of Citizenship: USA Address of primary residence: Litte Saint James Saint Thomas 00802 US Virgin Islands Profession/Occupation: Self Empolyed Tax ID / SSN: Current Employer: Southern Financial LLC Position/Tide/Rank: President Address of employer: Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe) r Yes F No To the best of your knowledge, is the individual related to an employee of the DB group?(if Family a- Fneniship, describe) F Family F Friendship F None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Ves,descnbe) r Yes F No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Oient Private Domicile: Client of Business: Place Other Location (specify): Date: r r r r r r F r r r Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for pantie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Private investments 17 Business Owner F Salary/Eamings F Investment F Inheritance/Gifts Summarize Source of Wealth: r- Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For ?rugs, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, counties of major activities, important business partners.) Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner His wealth has come from is days at Bear Stearns and his financial management firms Estimated Annual Income 4): 10,000,000.00 Estimated amount of investable assets(S): $100 MM - 500 MM Estimated Net Worth($): $100 MM - 500 MM Amount of assets planned to invest with PWM(s): Other Known Financial Institutions: SDNY GM_00053805 CONFIDENTIAL — PURSUANT TO FED. R. lutps://na4.salesforce.com/servlet AttleElfrObettOD9Di&eid=500600... 3/-21/2014 DB-SDNY-00 16629 EFTA (H) 164375 EFTA01295087 KYC Print Page 14 of 30 Institution: 3PMorgan Country: USA Est. Assets Under Mgt: 200,000,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): SDNY_GM_00053806 htt irjEt Pi e At0D9Di&eid=500600... 3/21/2014 CONFIDENTIAL — PURSUANT TO FED. s://na4.salesforce.com/servleR. IIlb) 1 DB-SONY-00 16630 EFTA_00I 64376 EFTA01295088 KYC Print Page 15 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for an parties) Individual's Name: Harry Beller - 00000487202 Date of Birth: Country of Residence: Country of Citizenship: Address of primary residence: Profession/Occupation: Accountant Tax ID / SSN: Current Employer: HBRK Associates, Inc Position/Tide/Rank: Address of employer: Is the individual a Politically Exposed Person (PEP)?(if yes, clescnbe) F Yes F No To the best of your knowledge, is the individual related to an employee of the DB group?(dFamily a- Fneniship, desathe) F Family F Friendship F None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes,desalbe) r Yes • No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Chent Private Domicile: Bus Place of Business: Other Location (speedy): Date: Paul Mont r r F 9/13/2013 F r r F r r F Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parole requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Summarize Source of Wealth: F Business Owner F Salary/Eamings F Investment F inhentance/Gifts F Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income (S): Estimated amount of investable assets(S): Estimated Net Worth(S): Amount of assets planned to invest with PWM(s): Other Known Financial Institutions: Institution: Country: Est. Assets Under Mgt: SDNY_GM_00053807 CONFIDENT AL - PURSUANT TO FED. R. Filt) I i 1- E DB-SDNY-0016631 hus://na4.salesforce.com/servlet RfiffWRACL0D9Di&eid=500600... 3/21/2014 EFTA 00164377 EFTA01295089 KYC Print Page 16 of 30 Institution: Institution: Country: Country: ' Est. Assets Under Mgt: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): SDNY GM_00053808 CONFIDENTIAL — PURSUANT TO FED. R. hups://na4.salesforce.com/servlet AttliriEWACL0D9Di&eid=500600... 3/-21/2014 DB-SDNY-00 16632 EFTA_001 64378 EFTA01295090 KYC Print Page 17 of 30 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Darren Indyke - Date of Birth: Country of Residence: Country of Citizenship: Address of primary residence: Profession/Occupation: Lawyer Tax ID / SSN: Current Employer: Southern Financial LLC Position/Tide/Rank: Address of employer: 575 Lexington Ave, 4th Fl New York NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(if yes, descnbe) r- Yes F No To the best of your knowledge, is the individual related to an employee of the DB group?( f Family or Fnendship, describe) F Family F Friendship F None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes,descnbe) f— yes '— Ito No ' If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Client Place Domicile: of Business: Other Location (specify): Date: r r r r r r F r r F Wealth Details for this individual are not filled in, because they are the same as for the following person: 35. Wealth Details (Only for parbe requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Summarize Source of Wealth: F Business Owner F Salary/Eamings F Investment F innentance/Gifts F Other: Further Describe Source of Wealth /Detail the history of vealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income (5): Estimated amount of investable assets(S): Estimated Net Worth(5): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: I I Country: I I Est. Assets Under Mgt: SDNY GM_00053809 CONFIDENTIAL - PURSUANT TO FED. R. https://na4.salesforce.com/serylet iptriciEtrtkto ip D,Di&eid=500600... 3/-21/2014 DB-SONY-0016633 EFTA 00164379 EFTA01295091 KYC Print Page 18 of 30 Institution: Institution: Country: Country: ' Est. Assets Under Mgt: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family members, etc.): SDNY_GM_00053810 CONFIDENpTIAL - PURSUANT TO FED. .salesforce.com/servlet R. At- ) DB-SONY-0016634 htt s://na4 FIB E t irtiA 0D9Di&eid=500600... 3/21/2014 EFTA_00 164380 EFTA01295092 KYC Print Page 19 of 30 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Hyperion Air, LLC - 00000487225 Type of Entity: r Foundation/Association r Trust Pr Company F Estate F Partnership Purpose of Entity: F Private Investment r Philanthropic/Charitable r Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registrabon: US Virgin Islands Date of incorporation / registration: 10/19/2012 Address (city, street, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocalal ty,settlor and beneficianes,etc.: Single member LLC. Jeffrey Epstein is sole member/owner Please indicate how ownership of the legal entity is reflected: F Special attention: Bearer snares • Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (,/rot the same persons). To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: yes F No F Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperion Air Inc will be closed within a year Countries where business is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth descnption as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of acteryliabilities): This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperion Air Inc will be closed within a year. Initial capital contribution of $1,000 from Jeffrey Epstein. M funds for this company come from Jeffrey Epstein's source of wealth. Estimated gross receipts p.a.($): Estimated net profit pa. ($): Estimated investable assets ($): <$1 MM Potential Amount to be invested with PWI'd (5): 300,000.00 Other Known Financial Institutions: Institution: 3PMorgan Country: USA Bt. Assets Under Mgt: 300,000.00 Institution: Country: Bt. Assets Under Mgt: B SDNY-21/2014 GM_00053811 CONFIDENTIAL - PURSUANT TO FED. R. https://na4.salesforce.com/servlet AtrIBEW At0 rip D9Di&eid=500600... D3/ -SDNY-00 16635 EFTA_001 64381 EFTA01295093 KYC Print Page 20 of 30 'Institution: I I Caln" : IEst. Asses Under Mgt: I SDNY_GM_00053812 littpsi/na4.salesforce.com/servle fristrEjefrpktD9Diaceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016636 EFTA_00164382 EFTA01295094 KYC Print Page 21 of 30 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Plan D, LLC - 00000487219 Type of Entity: r-- Foundabon/Associabon r Trust F Company 1— Estate 1— Partnership Purpose of Entity: F Private Investment r Philanthropic/Charitable r commercial Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registrabon: US Virgin Islands Date of incorporation / registration: 10/19/2012 Address (city, street, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/E1N: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabl ty,setUor and beneflciaries,etc.: Single member LLC. Sole member is Jeffrey Epstein Please indicate how ownership of the legal entity is reflected: f- Special attention: Bearer Shares • Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or sennces)?: yes F No F Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes Countries where business is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence LLC created to and all source of Corporate Assets (e g balance sheet or equivalent summary of assets/liabilities): with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein hold funds to pay for costs associated of funds come from Jeffrey Epstein. Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets (5): <51 MM Potential Amount to be invested with PWM (5): 300,000.00 Other Known Financial Institutions: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: SDNY GM_00053813 CONFIDENTIAL — PURSUANT TO FED. R. https://na4.salesforce.com/servlet iteEmpACED9Di&eid=500600... 3/-21/2014 DB-SONY-00 16637 EFTA_00I 64383 EFTA01295095 KYC Print Page 22 of 30 • SDNY_Gt.4_00053814 hups://na4.salesforce.com/servle n irprientipACE/D9Diateid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016638 EFTA_00164384 EFTA01295096 KYC Print Page 23 of 30 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Hyperion Air, Inc - 00000487224 Type of Entity: r— Foundation/Association r Trust P . Company F Estate r Partnership Purpose of Entity: F Private Investment r Philanthropic/Charitable r Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registration: USA Date of incorporation / registration: 7/18/1991 Address (city, street, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabil ty,settlor and beneficianes,etc.: Jeffrey Epstein is President and sole owner. Please indicate how ownership of the legal entity is reflected: I-- Special attention: Bearer Shares - Indicate where shares are custodied: Descnbe the chain from the direct owner of the entity to the ultimate beneficial owner (or not the same pesons). To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or serinces)?: yes I— No F Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for tubts associated with an airplane owned by Jeffrey Epstein. Countries where business is transacted: USA, USVirgin Island Number of employees: 3D. Wealth Profile (Only for parse requiring source of wealth description as indicated in Section 2) Provide Evidence All funds for this of Corporate Assets (e g balance sheet or equivalent summary of assets/liabilities): president and sole owner, Jeffrey Epstein. LLC come from contnbutions of the Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets (5): <$1 MM Potential Amount to be invested with PM.' (5): 300,000.00 Other Known Financial Institutions: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: SDNY GM_00053815 CONFIDENTIAL - PURSUANT TO FED. R. https://na4.salesforce.com/servlet AttliDEWRACL0D9Di&eid=500600... 3/21/2014 DB-SONY-00 16639 EFTA 00164385 EFTA01295097 KYC Print Page 24 of 30 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: JEGE, Inc - 00000487244 Type of Entity: r-- Foundation/Association r Trust 17 Company F Estate F Partnership Purpose of Entity: F Private Investment r Philanthropic/Charitable r Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registrabon: USA Date of incorporation / registration: 9/7/2000 Address (city, street, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabil ty,settlor and beneficianes,etc.: Jeffrey Epstein is the sole owner. Please indicate how ownership of the legal entity is reflected: F Special attention: Bearer Shares - Indicate where shares are custodied: Descnbe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: yes F No F Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds hinds to pay for u.ras associated with an airplane owned by Jeffrey Epstein. Countries where business is transacted: USa, USVI Number of employees: 1 3D. Wealth Profile (Only for partie requiring source of wealth description as indicated in Section 2) Provide Evidence All corporate funds/assets of Corporate Assets (e g balance sheet or equivalent summary of assets/habilites): bythe sole owner, Jeffrey Epstein and his source of wealth come from contnbubons Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets ($): <$1 MM Potential Amount to be invested with PWT4 (5): 300,000.00 Other Known Financial Institutions: Institution: JAMorgan Country: WA Est. Assets Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: SDNY GM_00053816 CONFIDENTIAL — PURSUANT TO FED. R. hups://na4.salesforce.com/servlet ipstrriEwoAtoD,Di&eid=500600... 3/-21/2014 DB-SONY-00 16640 EFTA 00164386 EFTA01295098 KYC Print Page 25 of 30 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: JEGE, LLC - 00000487216 Type of Entity: r Foundation/Association r Trust F Company F Estate F Partnership Purpose of Entity: F Private Investment r Philanthropic/Charitable r Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): Country of incorporation/registrabon: USVI Date of incorporabon / registration: 10/19/2012 Address (city, street, post code): 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabl ty,setbor and beneficiaries,etc.: Single member LLC. Jeffrey Epstein is the sole member Please indicate how ownership of the legal entity is reflected: F Special attention: Bearer Shares • Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: yes r No F Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's airplanes. This tic was formed to eventually take over payments for JEGE Inc. JEGE Inc will be closed within a year Countries where business is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requinng source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e g balance sheet or equivalent summary of assets/liabilities): Initial funding of $1,000 from sole member Jeffrey Epstein. All corporate assets come from contributions made by the sole owner Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets ($): <$1 MM Potential Amount to be invested with PM (5): 300,000.00 Other Known Financial Institutions: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: Bt. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: SDNY GM_00053817 CONFIDENTIAL - PURSUANT TO FED. R. haps://na4.salesforce.com/servIet AttleEtr At0 rf D0Di&eid=500600... 3/-21/2014 DB-SONY-0016641 EFTA_00I 64387 EFTA01295099 KYC Print Page 26 of 30 SDNY_Ght00053818 littps://na4.salesforce.com/servle pliDENimAtD9Disceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. ne) DB-SDNY-0016642 EFTA_00164388 EFTA01295100 KYC Print Page 27 of 30 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Booking Center F NY r - NY/Offshore F Offshore F Moderate Risk F High Risk Jacqueline Ughtbody (Compliance Signature) F DB Employee F DB Managed PIC F DO is Trustee/Co-Trustee F Bearer Shares 4. Attachments A. Type of Photo ID Provided F Drivers License F Passport F National/State ID F Other Checklist of names (individuals and/or entitles) that were submitted for database E. F Yes r No searches is attached C. Please indicate the results of the database searches performed RDC searches complete F Yes Frio negative results found F Yes F No PCR checks complete F Yes EN° negative results found F Yes F NO OFAC checks complete F Yes F No negative results found F Yes F NO 8IS searches complete (Lexis/Nexis, Factiva, Reuters, Dow Jones, .--- ii., yes F No negative results found F Yes F No D&B) Denial Orders checks complete 17 Yes r No negative results found F yes F . No Martindale-Hubbell searched (Lawyers/Law Firms only) F Yes F No negative results found F Yes F No Please summarize any negative results from the database searches indicated above: DMREN INDKYE: KYC approved in case e 1133377 HYPERION AIR INC: No negative media No court cases HYPERION AIR LLC: No negative media No court cases JEGE INC: No negative media No court cases JEGE LLC: D. No negative media No court cases PLAN D LLC: No negative media No court cases HARRY BEU_ER: Negative Media: Not our client All negative media pertains to an environmental microbiologist. Our client is an accountant Court Cases: #1: Disposed in 1987 All other cases are not our client The other court cases refer to a Dr. Harry Beller. Our client is an accountant JEFFREY ti-S i tIN: Previously KYCd and approved in: 01082293 and 01121718 SDNY_GM_00053819 CONFIDENTIAL -PURSUANT TO FED. R. Ate) i L, DB-SDNY-00 16643 M piirifEttntALD9Di&eid=500600... EFTA 00164389 EFTA01295101 KYC Print Page 28 of 30 E. To the best of your knowledge, has the client ever been convicted of a cnminal offense? 17 Yes F No To the best of your knowledge, has the customer ever been involved in any past litigation against Deutsche Bank AG or any of its subsidiaries or is the customer F. threatening litigation against Deutsche Bank AG or any of its subsidiaries? (If Yes, r Yes F No provide details below and contact Quality Mot (Lat4m/Intl) or the Reociatory Control Group and notify Compliance immediately) Does the client or related party have any financial or other association / interactions r-- yes F No G' wlthn countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? ' H' the client or related party have any financial or other association/ interactions " withal high risk counties? F yes r; No I. Corporate Documentation Attached (Legal Entities Only) r; yes r No r Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) F Yes F No F Not Applicable K. If Lexis/Nods Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: SDNY GM_00053820 CONFIDENTIAL — PURSUANT TO FED. R. https://na4.salesforce.com/servlet AtrirjEtf0At0D9Di&eid=500600... 3/-21/2014 DB-SDNY-00 16644 EFTA_00 164390 EFTA01295102 KYC Print Page 29 of 30 M. Case Comments Created By Date Comments Jacqueline Jghtbody 3/14/2014 4:02 PM 1 page of DB Certificate of LLC Resolution with the 2nd that did not list all signers, is acceptable. The only revision was the 2nd page with the correct signers that is attached separately. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) Paul Morris 2/24/2014 Office Director/Business Head: Brian M. Biggar (Signature) Brian M. Biggar 2/24/2014 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Gwen Hill o/b/o Janice Franklin Jacqueline lightbody (Signature) Gwen Hill o/b/o Janice Franldin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM / INTERNATIONAL APPROVALS Client Facing Professional (CF P): (Signature) Account Manager: (Signature) Global Market Team Head (GMTH)/Sub-Market Team Head (SMTH): (Signature) AML Business Risk: (Signature) AML Compliance: (Signature) SDNY_GM_00053821 CONFIDENTIAL - PURSUANT TO FED. s://na4.salesforce.com/servle R. Fi t I DB-SONY-0016645 PiiriEMITAEDD9Di&eid=500600... 3/21/2014 EFTA_00164391 EFTA01295103 KYC Print Page 30 of 30 PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Proftssionalsl(1) (CFP's) should establish and maintain business relationships only with persons who sail* our high standards of suitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFR It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I have followed aU the procedures relating to account opening as described in the PWM Americas Procedures and the PWAI Global KYC Policy (i) Client Facing Professionals (CFP's) include: Relationship Managers. Wealth Advisors, Product Officers, Brokers. Client Managers, etc. Deutsche Bank Americas New York VA SON Y_Ght00053822 hups://na4.salesforce.comiservle fristrEjetneD9Diaceid=500600... 3/21/2014 CONFIDENTIAL - PURSUANT TO FED_ R. DB-SDNY-0016646 EFTA_00164392 EFTA01295104