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efta-efta01253019DOJ Data Set 9Other

Deutsche Bank

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DOJ Data Set 9
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efta-efta01253019
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Wealth Management Form is not valid until approved by 8S0. October 13, 2017 SOUTHERN FINANCIAL LLC iTHEFIA7ETRusT JEEPERS.INC SOUTHERN TRUST COMPANYINC / J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK€QUARTER ST THOMAS V.100802 Re: SIMS Ilia REM It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions Item customers via eectront media. To facilitate orders more offitiently and eapeditiovsly. the Ran is willing to mann excepticin to allowyou to provide trading instructions via electronic media. e.g., ift-mait.. facsimile, AOL.IM-DB. Be Chat and e•fax, but not via volcomaif Orders sent by email or facsimile may not roacitthe Firm, or once such orders are received, they may not come to the attention of the intended recipient in.a timely manner. As a result, there may be.markethuctuaticin during the period between when the instructions aresent end when the order is received. To alleviate this possibility. we ancourageyouso continue to phone us prior to sending trading instructions via e-mail, fac.simile. AOL-IM-D8, 88 Chat or e-fax to make sure communication with a Client Advisor is established. In consideration for our agreeing to make this accommodation to accept Instructions horn you via email or facsimile al your requeit and upon the: condition that you acknowledge and agree that (i) instructions received via email or laalmienre deemed received only when actually read, and you agree to hold harmless arid indemnity the Firm and its nf finales. employees. elle:errand directors from any and all nobility arising from Met...cation of transactions based on such instructions or From such instructions not being executed. Finally, you agree to eccepttesponsibility for the transmission of instructionsto the Firm and agree thatiou will beat therisk of loss arising horn the method of transmission used in the event of transmission errors. misunderstandings:I &amnions. transmission by unauthorized persons. forgery or intercepts. We require your sign tufo bel to indicate yssur agreement to the above terms. Please sign below and return this lette, to Your Client Advisor qt your aprt r st opparjanliv. Thank you. Sincerely. Director Branch sostorsisor's Rio Division oiDtnn— ark Nn ntri Acknowledged nii‘Agre d yClistat X - Zbynek Kozelsky Print ItOrnt deed and Agreed to by Chant Advisor song* Jeffrey Epstein cc-Oct/MA CalACCtk f1/4-; Wanto Print Nome o 1," Dag IMMO Date thISNOIJOYYYSI 65O Approval is evidenced fectronlcally in accoNance with F rm policy. r 14 20 —K4 Paul Barrett Date (frimibr)(rtyy) 'Ostosnho Bone ireans Ocuischti Bank AG and ns JIIJJtM coinnanios DevISCnn EtninsWam MannOnnten rOV!esent'i the Asian issannytinnn *Divas conducted by honcho Gam. AG or ns stivitatts. litokipago soMpos am of lora? the Otash Onnuctio !Link Snowmen, Ins, a tiolsatAnkt. MU eqpiylots) ansisintam advisor. winch coniuso seunnios atamtins in ina Vika Sows vi Do scho Ns Snowily:1 Ins os mambas ot HMO, Nyse ape sot. outny :Ad Wftlinct .5 s.,6 snored onoutin Deutsche Bank tnnt C capny Arnekat illoffibC, IOC. and othci rnarCe,s el tho OrtutschotaMG,Cs4. CONFIDENTIAL O WP.4167628 02)861.030M SDNY_GM 00037885 D8-SDNY-0000709 EFTA 00148494 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) EFTA01253019

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