Case File
efta-efta01253019DOJ Data Set 9OtherDeutsche Bank
Date
Unknown
Source
DOJ Data Set 9
Reference
efta-efta01253019
Pages
1
Persons
0
Integrity
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Deutsche Bank
Wealth Management
Form is not valid until approved by 8S0.
October 13, 2017
SOUTHERN FINANCIAL LLC iTHEFIA7ETRusT
JEEPERS.INC
SOUTHERN TRUST COMPANYINC / J EPSTEIN VIRGIN ISLANDS FOUNDATION INC
6100 RED HOOK€QUARTER
ST THOMAS V.100802
Re: SIMS
Ilia REM
It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions Item customers via eectront
media. To facilitate orders more offitiently and eapeditiovsly. the Ran is willing to mann excepticin to allowyou to provide
trading instructions via electronic media. e.g., ift-mait.. facsimile, AOL.IM-DB. Be Chat and e•fax, but not via volcomaif Orders
sent by email or facsimile may not roacitthe Firm, or once such orders are received, they may not come to the attention of
the intended recipient in.a timely manner. As a result, there may be.markethuctuaticin during the period between when the
instructions aresent end when the order is received. To alleviate this possibility. we ancourageyouso continue to phone us
prior to sending trading instructions via e-mail, fac.simile. AOL-IM-D8, 88 Chat or e-fax to make sure communication with a
Client Advisor is established.
In consideration for our agreeing to make this accommodation to accept Instructions horn you via email or facsimile al your
requeit and upon the: condition that you acknowledge and agree that (i) instructions received via email or laalmienre deemed
received only when actually read, and
you agree to hold harmless arid indemnity the Firm and its nf finales. employees.
elle:errand directors from any and all nobility arising from Met...cation of transactions based on such instructions or From
such instructions not being executed. Finally, you agree to eccepttesponsibility for the transmission of instructionsto the Firm
and agree thatiou will beat therisk of loss arising horn the method of transmission used in the event of transmission errors.
misunderstandings:I
&amnions. transmission by unauthorized persons. forgery or intercepts.
We require your sign tufo bel
to indicate yssur agreement to the above terms. Please sign below and return this lette, to
Your Client Advisor qt your aprt r st opparjanliv. Thank you.
Sincerely.
Director
Branch sostorsisor's
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Acknowledged nii‘Agre d
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Zbynek Kozelsky
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deed and Agreed to by Chant Advisor
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Jeffrey Epstein
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65O Approval is evidenced fectronlcally in accoNance with F rm policy.
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Paul Barrett
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CONFIDENTIAL
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WP.4167628 02)861.030M
SDNY_GM 00037885
D8-SDNY-0000709
EFTA 00148494
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
EFTA01253019
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View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Phone
4167628SWIFT/BIC
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