COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST

COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST for Signature and for Processing To: Cynthia Cuomo for Signature To: Milagros Morales for Processing From: Ajinkya Natarajan Date: October 10, 2015 Counterparty/Agent Name: CP Principal (if applicable): Jurisdiction of Organization: USA Southern Financial, I.LC Entity Type: Limited Liability Company Type of Agreement: ISDA Master Agreement Credit Support Amendment Annex Futures & Other Options Agrmt (scannin only) K K COUNTERPARTY IS URGENTLY REQUESTING THE RETURN OF THIS AGREEMENT. Attached, please find the following for review and signature: Execution copies of the above referenced agreement between Deutsche Bank AG and Southern Financial, LLC dated as of October 10, 2015 . Supporting documentation: Enclosed or Missing/Pending: Enc. or M/P Enc. or M/P Secretary of State/Registration 0 Legal Opinion 0 Waived Certificate of Inc./Restated Certificate of Inc. El Guaranty Charter and By-laws Guaranty Signature Specimen/ Incumbency Offering document 0 IRS fax Fenn W-9 Limited Partnership Agreement 0 IRS Tax Form W-81-.C1 Corporate Resolution(s) IRS Tax Form W-8BEN 0 Signature Specimen/Incumbency IRS Tax Form W-8IMY 0 Investment Management Agreement Other: Sub-Management/Sub-Advisory Agreement Other: K Blackline copy (against template). if applicable. • PLM CONTRACT NUMBER: 640310 R:/Global _Markets/Nctting ,„,„„coNriirIENT I AL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM 00037920 DB-SONY-0000744 EFTA_00148529 EFTA01253020 PARAGON LEGAL MODULE (PLM) - NETTING INFORMATION STORAGE SHEET Negotiator. Counterparty: Contract #: Contract Type: AJINKYA NATARAJAN Southern Financial, Lk 640310 Isla And Csa Amendment Please store the following information in Paragon Legal Module: In the master agreement's Contract Details Screen: Credit Line Netting: YES Regulatory Netting YES In the CP Properties Screen for the Head Office: Credit Line Netting: YES Regulatory Netting YES NO K NO K NO K NO K In the CP Properties Screen for the CP Office Credit Line Netting: YES K NO K N/A K K NO K N/A K Regulatory Netting YES In the CP Properties Screen for the CP Office Credit Line Netting: YES Regulatory Netting YES NO K N/A NO K N/A O In the CP Properties Screen for the CP Office Credit Line Netting: YES Regulatory Netting YES In the field "Netting Comment": In the field "Attention to": NO NO O N/A N/A R:i(ilobal _Markets/Netting Info/CO ci- 144 n airiAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00037921 DB-SDNY-0000745 EFTA_00148530 EFTA01253021