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efta-efta01273247DOJ Data Set 10Correspondence

EFTA Document EFTA01273247

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DOJ Data Set 10
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efta-efta01273247
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
firldtt9 f be edY,,~, Internil .me thatilam (!o i 47)..'“ Cirtificiitiongratin fl becau X00. Tft Inbrutl:Itevetitie4e ricww4:ts . 09' Signature Page By signing below and depositing cash or securities in my accounts. I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement. as well as the terms, conditions and disclosures In the enclosed Agreements and Disclosures booklet Margin Agreement I adcnovAedge that when I use margin privileges, UBS will hold the securities In my Account as collateral against the amounts i borrow. t agree to keep sufficient positions and margin In my Account to meet any margin calls UBS may be required to issue. By signing below, I agree that the Margin Agreement in my Client Relationship Agreement applies to all of my accounts. including any accounts that I may open in the future. Note: I.185 does not extend mwgin for certain types of accounts (e.g., IRA and ERISA Plan accounts, Coverall Education Savings Accounts, 403(bX7)Accounts, UGMAIUMAA Estate or 529 Plan Accounts). Likewise, I acknowledge and agree that certain securities in my account, inducing any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement. a • ; ding-peg: a am licipinitiqblat6cAas a qs,..0 a ureito ngyage-r l •Vta tcltizeitiSkothe 7.1!& pets rc~ fat it* avec:, m• oo oarietu *The 9, }ItN portly te tune Ma Electronic Delivery Consent As you requested, we have sent your agreements and disclosure booklet and other account-related documents electronically to which we consider to be the e-mail address of record for all owners of these accounts. The Information is also available at www.ubsixorrVacoouOdbclosures or r uest to r Financial Advisor, Scott Stackman I Lyle Casdel at raLtA ly For Accounts: RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner RMA Domestic - Sole Owner bYt ads p ,t3T7 gioi ' runt& td ittho , 9AS Ntrio n notified ay the fri telp icArtile stv t.ti .. ,elitc-irs no, tied j . ,arecorteria bieet to lockup v., ihioldi rg 4n tifiOtic?-' r l ' The Client Relationship Agreement contains a pre-dispute arbitration clause located In the final section under the title 'Arbitration." Enter your Tax ID Number 0 Check here if you have been notified by the IRS that you are subject to backup withholding, and therefore have crossed out item (2) above. X Pq Gh' Date riasrarolord' IWORfeSthag 7... ENTER SSN NONE rinaistIcaa; AA' Lean tra; inn 01 Rlhtl IN CONFIDENTIAL Pag 1 of 1 iii SDNYG ,i_00020411 SS0 O1 N80198 (INV N9IS 21 EFTA_00131031 EFTA01273247

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