EFTA Document EFTA01279167

03032014 101WA258641000 FED FUNDS TRANSFER SYSTEM Value Date: 03 03 2014 Bankaccount: (UBS-FINSVC RETAIL) Amount: Wire: 000417 PW Book Date: 03/03/2014 Credit Type: CREDIT TRANSFER PH Client/GL. Y1 23575 Type: 1 Multi? N Status: JOURNALED PAGE: 1039 INCOMING WIRE BOOKING Date: 06/30/2014 Credit Party (Client): GHISLAINE MAXWELL IE: S5 QP: Code: IN Ordering Customer (Tag 50): /002916490721 GHISLAINE MAXWELL 1 Ordering Institution (Tag 52D): //CP0002 CHASUS33 Details of Payment (Tag 70): /RFB/OS1 OF 14/02/27 Final Beneficiary (Tag 59): /Y123575 GHISLAINE MAXWELL Information for Beneficiary : /REC/RCVD VIA CHIPS, SSN Wire Status Status Description Reference Date Time 1) 11 PBK PEND BOOKING 9930062KQ0612575 03/03/2014 09:44:51 03/03/2014 09:44:51 2) 21 IBK INITIALLY BOOKED SYSTEM 03/03/2014 09:44:51 3) 41 APP APPROVED 8U2D 03/03/2014 09:53:47 4) 65 JRN JOURNALED 03/03/2014 19:30:55 CONFIDENTIAL SDNY_GM_00027943 EFTA_00I38563 EFTA01279167 04112014 101WA258641000 Value Date: 0 Bankaccount: (UBS-FINSVC RETAIL) Amount: 1,183.17 Wire: 001068 PW Book Date: 04/11/2014 Credit Type: CREDIT TRANSFER PW Client/CL. Y1 23575 Type: 1 Multi? N Status: JOURNALED FED FUNDS TRANSFER SYSTEM PAGE: 26587 INCOMING WIRE BOOKING Date: 07/31/2014 Credit Party (Client): ,RisTAINE MAXWELL IE: $5 QP: Code: IN Ordering Customer (Tag 50): /2916490721 IHISIAINE MAXwRiJ Ordering Institution (Tag 52D): //FW021000021 CHASUS33 Details of Payment (Tag 70): /RFB/OS1 OF 14/04/11 Final Beneficiary (Tag 59): /Y123575 GHISLAINE MAXWELL Information for Beneficiary (Tag 72): /REC/RCVD VIA FED, IMAD //0411910IGCO6C01371204111719FT02 Status Description Wire Status Reference Date Time 1) 11 PBK PEND BOOKING 2) 21 IBK INITIALLY BOOKED 3) 41 APP APPROVED 4) 65 JRN JOURNALED 9930101KT0794564 041181QGC06C013732 SYSTEM 15FU 04/11/2014 04/11/2014 04/11/2014 04/11/2014 04/11/2014 17:19:19 17:19:19 17:19:19 17:44:35 19:31:02 CONFIDENTIAL SDNY_GM_00027944 EFTA_MM38564 EFTA01279168 04172014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 43115 OUTGOING WIRE DETAIL Date: 07/31/2014 Value Date: 04 17/2014 Bankaccount: (UBS-FINSVC RET OUT) Amount: 1,156.11 Wire: 005769 Model. By order of (Client): PW Client/GL. Yl 23575 Type. 1 (CASH) OHISLAINE MAXWELL QP. ABAK 021000021 JPMORGAN CHASE BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. Acct. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dost). 3149920008 Third Party? N B-Notes. Status: JOURNALED Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: AALY Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0417B6B7IK1C002125 Memo. BANK reference Number: US01107KU0118506 Treasury Department: Memo. Status Time TYPe Wire Approvals Wire Status User ID Dept Date Time Status Description Date 1) 12:03:04 2) 12:08:15 3) 12:09:17 4) 19:31:05 1)50 PTR PEND TREAS RELEASE 04/17/2014 2)55 REL TREAS RELEASE / SENT 04/17/2014 3)80 COM TRANSFER COMPLETE 04/17/2014 4)85 JRN JOURNALED 04/17/2014 CONFIDENTIAL SDNY_GM_00027945 EFTA_MM38565 EFTA01279169 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 04/17/2014 12:03:04 LAST UPDATE TO WIRE AALY 04/17/2014 12:08:15 CONFIDENTIAL SDNY_GM_00027946 EFTA_00138566 EFTA01279170 05012014 101WA258641000 FED FUNDS TRANSFER SYSTEM Value Date: 05 01/2014 Bankaccount: (UBS-FINSVC RETAIL) Amount: 1,232.79 Wire: 001103 PW Book Date: 05/01/2014 Credit Type: CREDIT TRANSFER PW Client/GL. Y1 23575 Type: 1 Multi? N Status: JOURNALED PAGE: 460 INCOMING WIRE BOOKING Date: 08/29/2014 Credit Party (Client): CRISLITAIR WAYWRIT IE: S5 (2P: Code: IN Ordering Customer (Tag 50): /Q52167006 r niriTTMO UTVWOTT 33139-1043 Ordering Institution (Tag 52D): /000099997550 JPMC INTERNAL ACCOUNTS PROCESSING GROUP JP MORGAN PRIVATE BANK NEWARK DE 19713-2105 Details of Payment (Tag 70): /RFB/OS1 OF 14/05/01 Final Beneficiary (Tag 59): /7123575 CHISLAINE MAXWELL Information for Beneficiary T 72): /REC/RCVD VIA CHIPS, SSN /INS/CP0002 //JPMORGAN CHASE BANK. N.A. //US-NEW YORK.NY 10017 Wire Status Status Description Reference Date Time 1) 11 PBK PEND BOOKING 99301211(00139215 05/01/2014 16:51:49 05/01/2014 16:51:49 2) 21 IBK INITIALLY BOOKED SYSTEM 05/01/2014 16:51:49 3) 41 APP APPROVED MX01015 05/01/2014 17:20:25 4) 65 JRN JOURNALED 05/01/2014 19:30:56 CONFIDENTIAL SDNY_GM_00027947 EFTA 00138567 EFTA01279171 06062014 101WA258641000 Value Date: 06/06/2014 Bankaccount: (UBS-FINSVC RETAIL) Amount: 856.49 Wire: 000471 PW Book Date: 06/06/2014 Credit Type: CREDIT TRANSFER PW Client/GL. Yl 23575 Type: 1 Multi? N FED FUNDS TRANSFER SYSTEM INCOMING WIRE BOOKING Credit Party (Client): GHISLA1NE MAXWELL Status: JOURNALED IE: S5 QP: Code: IN Ordering Customer (Tag 50): /V49920008 33139-1043 Ordering Institution (Tag 52D): /000099997550 JPMC INTERNAL ACCOUNTS PROCESSING GROUP JP MORGAN PRIVATE BANK NEWARK DE 19713-2105 Details of Payment (Tag 70): /RFB/OS1 OF 14/06/06 Final Beneficiary (Tag 59): /Y123575 CHISLAINE MAXWELL Information for Beneficiary (T 72): /REC/RCVD VIA CHIPS, SSN /INS/CP0002 //JPMORGAN CHASE BANK, N.A. //US-NEW YORK.NY 10004 Wire Status Status Description Reference Date Time 1) 11 PBK PEND BOOKING 99301571(00040541 06/06/2014 14:10:14 06/06/2014 14:10:14 2) 21 IBK INITIALLY BOOKED SYSTEM 06/06/2014 14:10:14 3) 41 APP APPROVED MX01015 06/06/2014 14:10:46 4) 85 JRN JOURNALED 06/06/2014 19:31:04 CONFIDENTIAL PAGE: 13466 Date: 09/30/2014 SDNY_GM_00027948 EFTA_00I38568 EFTA01279172 06102014 101WA258649000 Value Date: 06/10/2014 Bankaccount: Amount: 856.49 Wire: 005400 Model. PW Client/GL. Y1 23575 Type. 1 (CASH) QP. ABA* 021000021 JPMORGAN CHASE BANK, NA Further Credit Instructions: 1 Name. City. 2 Name. Addr. Acct. Addr. Acct. 3 Name. Addr. Acct. Beneficiary Acct (Final Dest). 3149920008 Third Party? N B -Notes. Loa Document: RPDS Memo: Initiator Message to Nome Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Lending Services Department: Memo. Correspondent Services Department: Memo. Treasury Department: Memo. Status Time Type Wire Approvals (UBS-FINSVC RET OUT) FBD FUNDS TRANSFER SYSTEM OUTGOING WIRE DETAIL By order of (Client): GHISLATNE MAXWELL IE: S5 QP: SI: AFLNT35 Code: IN DIV: 32 OR ABA. OR ABA. OR ABA. Statue: JOURNALED Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES Memos. (NONE) User ID Dept Date Time 1) 10:40:03 2) 10:40:59 3) 10:41:46 4) 19:31:11 PAGE: 19934 Date: 09/30/2014 Releaser ID: MB06730 FED Reference Number: 0610B687IK2C000625 BANK reference Number: US01161KU0930623 Wire Status Status Description Date 1)50 PTR PEND TREAS RELEASE 06/10/2014 2)55 EEL TREAS RELEASE / SENT 06/10/2014 3)80 COM TRANSFER COMPLETE 06/10/2014 4)85 JRN JOURNALED 06/10/2014 CONFIDENTIAL SDNY_GM_00027949 EFTA_00B8569 EFTA01279173 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 06/10/2014 10:40:03 LAST UPDATE TO WIRE NE06730 06/10/2014 10:40:59 CONFIDENTIAL SDNY_GM_00027950 EFTA_00138570 EFTA01279174 07292014 101WA258649000 FED FUNDS TRANSFER SYSTEM Value Date: 07/29/2014 Bankaccount: =1.1..(UBS-FINSVC RET OUT) Amount: . Wire: 005100 Model. PW Client/GL. 71 23575 Type. 1 (CASH) QP. PAGE: 59184 OUTGOING WIRE DETAIL Date: 10/31/2014 By order of (Client): OHISLAINE MAXWELL ABA* 026007993 IBS AG IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Wealth Management New York Addr. Stamford, CT City. Acct. 10014A891233.000 OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dost). YR868168 Third Party? Y E. Pagan Status: JOURNALED Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES -Notes. Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: AA4C Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: Memo. BANK reference Number: US01210KU0522516 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 09:11:03 2) 09:20:02 3) 09:31:30 4) 19:31:07 1)50 PTR PEND TREAS RELEASE 07/29/2014 2)55 REL TREAS RELEASE / SENT 07/29/2014 3)80 COM TRANSFER COMPLETE 07/29/2014 4)85 JRN JOURNALED 07/29/2014 CONFIDENTIAL SDNY_GM_00027951 EFTA_00138571 EFTA01279175 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK LAST UPDATE TO WIRE AA4C SWK 07/29/2014 09:11:03 07/29/2014 09:20:02 CONFIDENTIAL SDNY_GM_00027952 EFTA (()138572 EFTA01279176 07312014 101WA258649000 FBD FUNDS TRANSFER SYSTEM Value Date: 07 31 Bankaccount: (UBS-FINSVC RET OUT) Amount: 5,000.00 Wire: 000313 PW Book Date: 07/31/2014 Credit Type: PAYMENT ADVICE PW Client/GL. Yl 23575 Type: 1 Multi? N Status: JOURNALED PAGE: 66885 INCOMING WIRE BOOKING Date: 10/31/2014 Credit Party (Client): GHISLAINE MAXWELL : ab code: 1 Ordering Customer (Tag 52D): /10178 WA/YR OMNIBUS CLEARING AC 10178 NEW YORK, NY Ordering Institution (Tag 56D): UBS AG STAMFORD BRANCH US-STANFORD,CT 06912-0305 Ordering Institution Ref. (Tag 21): 00510020140729 PW Information for Beneficiary (Tag 72): /SNP/RETURN YOUR PAYMENT ORDER 103 //REFERENCE 00510020140729PB //DATED 29-JUL-14 //AS BENE IS UNABLE TO APPLY Wire Status Status Description Reference Date Time 1) 11 PBK PEND BOOKING US01212KU0561271 07/31/2014 10:52:46 2) 21 IBK INITIALLY BOOKED SX01506 07/31/2014 11:11:13 3) 41 APP APPROVED ZI NB 07/31/2014 11:12:35 4) 85 JRN JOURNALED 07/31/2014 19:30:53 CONFIDENTIAL SDNY_GM_00027953 EFTA_MA38573 EFTA01279177 08292014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 60509 OUTGOING WIRE DETAIL Date: 11/28/2014 Value Date: 08/29/2014 Bankaccount: womp (UBS-FINSVC RET OUT) Amount: 50,000.00 Wire: 006716 Model. By order of (Client): PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL QP. ABA* 021000089 CITIBANK, N.A. Further Credit Instructions: 1 Name. City. 2 Name. 3 Name. Beneficiary Acct (Final Third Party? Y Ghislaine -Notes. Addr. ACCL. Addr. Acct. Addr. Acct. Dest). 4987854239 Noe1le Maxwell Loa Document: RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Lending Services Department: Memo. Correspondent Services Department: Memo. Treasury Department: Memo. Status Type Time Wire Approvals IE: S5 QP: SI: AFLNT35 Code: IN DIV: 32 OR ABA. OR ABA. OR ABA. Status: JOURNALED Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES Memos. (NONE) User ID Dept Date Time 1) 14:31:02 2) 14:31:55 3) 14:34:14 4) 19231:07 Releaser ID: MR06730 FED Reference Number: 0829B6B7IK1C004510 BANK reference Number: US01241KU0919350 Wire Status Status Description Date 1)50 PTR PEND TREAS RELEASE 08/29/2014 2)55 REL TREAS RELEASE / SENT 08/29/2014 3)80 COM TRANSFER COMPLETE 08/29/2014 4)85 JRN JOURNALED 08/29/2014 CONFIDENTIAL SDNY_GM_00027954 EFTA_(()) 38574 EFTA01279178 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 08/29/2014 14:31:02 LAST UPDATE TO WIRE ME06730 08/29/2014 14:31:55 CONFIDENTIAL SDNY_GM_00027955 EFTA_00138575 EFTA01279179 11202015 101WA258649000 FED FUNDS TRANSFER SYSTEM Value Date: 11 20/2015 Bankaccount: (UBS-FINSVC RET OUT) Amount: 50,000.00 Wire: 006399 Model. PW Client/GL. Yl 23575 Type. 1 (CASH) QP. PAGE: 41214 OUTGOING WIRE DETAIL Date: 02/29/2016 By order of (Client): ;UST &ThII' %WORN I ABAO 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. Acct. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dost). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED C., COLTAF Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES B-Notes. Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: 2E00405 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 1120B6B7IK1C003062 Memo. BANK reference Number: US01324KUO285280 Treasury Department: Memo. Status Time TYPe Wire Approvals Wire Status User ID Dept Dace Time Status Description Date 1) 14:38:03 2) 14:39:21 3) 14:40:03 4) 19:30:50 1)50 PTR PEND TREAS RELEASE 11/20/2015 2)55 REL TREAS RELEASE / SENT 11/20/2015 3)80 COM TRANSFER COMPLETE 11/20/2015 4)85 JRN JOURNALED 11/20/2015 CONFIDENTIAL SDNY_GM_00027956 EFTA (x)138576 EFTA01279180 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 11/20/2015 14:38:03 LAST UPDATE TO WIRE 2E00405 11/20/2015 14:39:21 CONFIDENTIAL SDNY_GM_00027957 EFTA_00138577 EFTA01279181 02232016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 44279 OUTGOING WIRE DETAIL Date: 05/31/2016 Value Date: 02/23/2016 Bankaccount: (UBS-FINSVC RET OUT) Amount: 20,000.00 Wire: 005579 Model. By order of (Client): PW Client/GL. 71 23575 Type. 1 (CASH) QP. GHISLAINE MAXWELL ABA* 121000248 WELLS FARGO BANK, NA IE: $5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dest). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES 11-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: RB08472 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0223B6B7IK1C002171 Memo. BANK reference Number: US01054KU0297965 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 11:69:25 2) 11:55:11 3) 11:55:57 4) 19:30:54 1)50 PTR PEND TREAS RELEASE 02/23/2016 2)55 REL TREAS RELEASE / SENT 02/23/2016 3)80 COM TRANSFER COMPLETE 02/23/2016 4)85 JRN JOURNALED 02/23/2016 CONFIDENTIAL SDNY_GM_00027958 EFTA_00138578 EFTA01279182 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 02/23/2016 11:49:25 LAST UPDATE TO WIRE RE08472 02/23/2016 11:55:11 CONFIDENTIAL SDNY_GM_00027959 EFTA_00138579 EFTA01279183 03292016 101WA258649000 Value Date: 03/29/2016 Bankaccount: Amount: 1,000,000.00 Wire: 006243 PW Client/GL. Yl 23575 OP. FED FUNDS TRANSFER SYSTEM OUTGOING WIRE DETAIL (UBS-FINSVC RET OUT) Model. By order of (Client): Type. 1 (CASH) GHISLAINE MAXWELL ABAO 026009593 BANK OF AMERICA, H.A., NY Further Credit Instructions: 1 Name. Addr. City. Acct. 2 Name. Addr. Acct. 3 Name. Addr. Acct. Beneficiary Acct (Final Dost). 483043627177 Third Party? Y CargoMetrics Compass Fund LP IE: S5 QP: SI: AFLNT35 Code: IN DIV: 32 OR ABA. OR ABA. OR ABA. Status: JOURNALED Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES B-Notes. Ghislaine Maxwell Loa Document: Momos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. PAGE: 58849 Date: 06/30/2016 Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: RE08472 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0329B6B7IK2C001314 Memo. BANK reference Number: US01089KU0692018 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Dace Time Status Description Date Time 1) 13:30:37 2) 13:41:56 3) 13:43:20 4) 19:31:00 1)50 PTR PEND TREAS RELEASE 03/29/2016 2)55 REL TREAS RELEASE / SENT 03/29/2016 3)80 COM TRANSFER COMPLETE 03/29/2016 4)85 JRN JOURNALED 03/29/2016 CONFIDENTIAL SDNY_GM_00027960 EFTA_00I38580 EFTA01279184 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 03/29/2016 13:30:37 LAST UPDATE TO WIRE RE08472 03/29/2016 13:41:56 CONFIDENTIAL SDNY_GM_00027961 EFTA_00138581 EFTA01279185 05062016 101WA258649000 Value Date: 05/06/2016 Bankaccount: =RM.. (UBS-FINSVC RET OUT) Amount: . Wire: 005943 Model. PW Client/GL. 71 23575 Type. 1 (CASH) QP. ABA* 121000248 WELLS FARGO BANK, NA Further Credit Instructions: 1 Name. Addr. City. ACCL. 2 Name. Addr. Acct. 3 Name. Addr. Acct. Beneficiary Acct (Final Dest). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Statue( JOURNALED C., COLTAF Trust Account Fee( 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. FED FUNDS TRANSFER SYSTEM OUTGOING WIRE DETAIL By order of (Client): OHTSTATHR MAXWFT IE: S5 QP: Code: IN SI: AFLNT35 DIV: 32 OR ABA. OR ABA. OR ABA. PAGE: 14863 Date: 08/31/2016 Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: R608472 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0506B6B7IK1C002115 Memo. BANK reference Number: US01127KU0163888 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 1)50 PTR PEND TREAS RELEASE 05/06/2016 12:45:21 2) 2)55 REL TREAS RELEASE / SENT 05/06/2016 13(08:46 3) 3)80 COM TRANSFER COMPLETE 05/06/2016 13:09:32 4) 4)85 JRN JOURNALED 05/06/2016 19(31:04 CONFIDENTIAL SDNY_GM_00027962 EFTA (()138582 EFTA01279186 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 05/06/2016 12:45:21 LAST UPDATE TO WIRE RE08472 05/06/2016 13:06:46 CONFIDENTIAL SDNY_GM_00027963 EFTA_00138583 EFTA01279187 06142016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 30252 OUTGOING WIRE DETAIL Date: 09/30/2016 Value Date: 06/14/2016 Bankaccount: (UBS-FINSVC RET OUT) Amount: 150,000.00 Wire: 005765 Model. By order of (Client): PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL QP. ABAN 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. Acct. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Best). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: 0010 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0614B6B7IK1C001896 Memo. BANK reference Number: US01166KU0572515 Treasury Department: Memo. Wire Approvals Wire Status Status type User ID Dept Date Time Status Description Date Time 1) 12:02:12 2) 12:21:56 3) 12:22:48 4) 19:30:50 1)50 PTR PEND TREAS RELEASE 06/14/2016 2)55 REL TREAS RELEASE / SENT 06/14/2016 3)80 COM TRANSFER COMPLETE 06/14/2016 4)85 JRN JOURNALED 06/14/2016 CONFIDENTIAL SDNY_GM_00027964 EFTA_00138584 EFTA01279188 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE LAST UPDATE TO WIRE SWK 0OUD SWK 06/14/2016 12:02:12 06/14/2016 12:21:56 CONFIDENTIAL SDNY_GM_00027965 EFTA_00138585 EFTA01279189 07272016 101WA258649000 Value Date: 0 Bankaccount: RET OUT) Amount: 160,000.00 Wire: 006281 Model. PW Client/GL. Y1 23575 Type. 1 (CASH) QP. ARAM 121000248 WELLS FARGO BANK, NA Further Credit Instructions: 1 Name. Addr. City. ACCL. 2 Name. Addr. Acct. 3 Name. Addr. Acct. Beneficiary Acct (Final Dest). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. FED FUNDS TRANSFER SYSTEM OUTGOING WIRE DETAIL By order of (Client): OHISLAINE MAXWELL IE: S5 QP: Code: IN SI: AFLNT35 DIV: 32 OR ABA. OR ABA. OR ABA. PAGE: 54767 Date: 10/31/2016 Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: OONH Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0727B6B7IK1C003473 Memo. BANK reference Number: US01209KU0064514 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 14:36:38 2) 15:24:45 3) 15:25:39 4) 19:31:16 1)50 PTR PEND TREAS RELEASE 07/27/2016 2)55 REL TREAS RELEASE / SENT 07/27/2016 3)80 COM TRANSFER COMPLETE 07/27/2016 4)85 JRN JOURNALED 07/27/2016 CONFIDENTIAL SDNY_GM_00027966 EFTA_00138586 EFTA01279190 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK LAST UPDATE TO WIRE 00NH SNK 07/27/2016 14:36:38 07/27/2016 15:24:45 CONFIDENTIAL SDNY_GM_00027967 EFTA_00138587 EFTA01279191 09152016 101WA258649000 FBD FUNDS TRANSFER SYSTEM Value Date: Bankaccount: (UBS-FINSVC RET OUT) Amount: 100,000.00 Wire: 006573 Model. PW Client/GL. Y1 23575 Type. 1 (CASH) QP. PAGE: 31279 OUTGOING WIRE DETAIL Date: 12/30/2016 By order of (Client): OHISLAINE MAXWELL ABAit 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Destl . 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notee. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: OONH Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0915B6B7IK1C003672 Memo. BANK reference Number: US01259KU0618163 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 15:20:29 2) 15:29:54 3) 15:31:27 4) 19:30:58 1)50 PTR PEND TREAS RELEASE 09/15/2016 2)55 REL TREAS RELEASE / SENT 09/15/2016 3)80 COM TRANSFER COMPLETE 09/15/2016 4)85 JRN JOURNALED 09/15/2016 CONFIDENTIAL SDNY_GM_00027968 EFTA_00B8588 EFTA01279192 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK LAST UPDATE TO WIRE OONH SWK 09/15/2016 15:20:29 09/15/2016 15:29:54 CONFIDENTIAL SDNY_GM_00027969 EFTA_00138589 EFTA01279193 10172016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 31213 OUTGOING WIRE DETAIL Date: 01/31/2017 Value Date: 10/17/2016 Bankaccount: (UBS-FINSVC RET OUT) Amount: 50,000.00 Wire: 005718 Model. By order of (Client): PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL QP. ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. Acct. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final neat). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Status( JOURNALED C., COLTAF Trust Account Fee( 0.00 Exempt. WIRE Intl. N UNITED STATES 11-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: 0013D Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 1017B6B7IK2C000942 Memo. BANK reference Number: US01291KU0968313 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 11:43:37 2) 12:01:26 3) 12:02:37 4) 19:30:52 1)50 PTR PEND TREAS RELEASE 10/17/2016 2)55 REL TREAS RELEASE / SENT 10/17/2016 3)80 COM TRANSFER COMPLETE 10/17/2016 4)85 JRN JOURNALED 10/17/2016 CONFIDENTIAL SDNY_GM_00027970 EFTA_00I38590 EFTA01279194 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE LAST UPDATE TO WIRE SWK 00UD SWK 10/17/2016 11:43:37 10/17/2016 12:01:26 CONFIDENTIAL SDNY_GM_00027971 EFTA_00138591 EFTA01279195 11212016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 43269 OUTGOING WIRE DETAIL Date: 02/28/2017 Value Date: 11/21/2016 Bankaccount: (UBS-FINSVC RET OUT) Amount: 50,000.00 Wire: 006864 Model. By order of (Client): PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL QP. ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dest). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: 000D Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 1121B6B7IK1C003797 Memo. BANK reference Number: US01326KU0360098 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 1)50 PTR PEND TREAS RELEASE 11/21/2016 15:41:03 2) 2)55 REL TREAS RELEASE / SENT 11/21/2016 16:10:57 3) 3)80 COM TRANSFER COMPLETE 11/21/2016 16:11:31 4) 4)85 JRN JOURNALED 11/21/2016 19:30:59 CONFIDENTIAL SDNY_GM_00027972 EFTA (()138592 EFTA01279196 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE LAST UPDATE TO WIRE SWK 0OUD SWK 11/21/2016 15:41:03 11/21/2016 16:10:57 CONFIDENTIAL SDNY_GM_00027973 EFTA_00138593 EFTA01279197 12022016 101WA258649000 FED FUNDS TRANSFER SYSTEM Value Date: 12/02/2016 BankaccountImPIR UBS-FINSVCRET OUT) Amount: 9,748.50 Wire: 006401 Model. PW Yl 23575 Type. 1 QP. PAGE: 6263 OUTGOING WIRE DETAIL Date: 03/31/2017 By order of (Client): (CASH) GHISLAINE MAXWELL ABA6 021001088 HSBC BANK USA, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. Acct. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dost). 048714909 Third Party? Y Withers Bergman LLP Status: JOURNALED Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notes. Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: CE10312 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 1202B6B7IK1C003419 Memo. BANK reference Number: US01337KU0498218 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 14:40:00 2) 14:40:38 3) 14:57:55 4) 19:31:45 1)50 PTR PEND TREAS RELEASE 12/02/2016 2)55 REL TREAS RELEASE / SENT 12/02/2016 3)80 COM TRANSFER COMPLETE 12/02/2016 4)85 JRN JOURNALED 12/02/2016 CONFIDENTIAL SDNY_GM_00027974 EFTA 00138594 EFTA01279198 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 12/02/2016 14:40:00 LAST UPDATE TO WIRE CE10312 12/02/2016 14:40:38 CONFIDENTIAL SDNY_GM_00027975 EFTA_00138595 EFTA01279199 12062016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 13479 OUTGOING WIRE DETAIL Date: 03/31/2017 Value Date: 12/06/2016 Bankaccount (UBS-FINSVC RET OUT) Amount: 370,000.00 Wire: 006740 Model. By order of (Client): PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL QP. ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Best). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notee. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: RB08472 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 1206B6B7IK1C003360 Memo. BANK reference Number: US01341KU0532121 Treasury Department: Memo. Wire Approvals Wire Status Status 'AS* User ID Dept Date Time Status Description Date Time 1) 1)50 PTR PEND TREAS RELEASE 12/06/2016 15:59:23 2) 2)55 REL TREAS RELEASE / SENT 12/06/2016 16:11:39 3) 3)80 COM TRANSFER COMPLETE 12/06/2016 16:12:26 4) 4)85 JRN JOURNALED 12/06/2016 19:31:07 CONFIDENTIAL SDNY_GM_00027976 EFTA_00138596 EFTA01279200 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 12/06/2016 15:59:23 LAST UPDATE TO WIRE RE08472 12/06/2016 16:11:39 CONFIDENTIAL SDNY_GM_00027977 EFTA_00B8597 EFTA01279201 01312017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 65560 OUTGOING WIRE DETAIL Date: 04/28/2017 Value Date: 01 Bankaccount: Amount: Wire: 006932 PW Client/GL. Y1 23575 QP. 31 2017 (UBS-FINSVC RET OUT) 260,000 00 Model. By order of (Client): Type. 1 (CASH) GHISLAINE MAXWELL ABAM 121000248 WELLS FARGO BANK, NA Further Credit Instructions: 1 Name. City. 2 Name. IE: S5 QP: Code: IN SI: AFLNT35 DIV: 32 Addr. ACCL. OR ABA. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dest). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES B-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Lending Services Department: Memo. Correspondent Services Department: Memo. Treasury Department: Memo. Status Type Time Wire Approvals User ID Dept Date Time 1) 16:21:16 2) 16:22:59 3) 16:23:40 4) 19(30:44 Releaser ID: CR10312 FED Reference Number: 0131B6B7IK2C002606 BANK reference Number: US01031KU0115361 Wire Status Status Description Date 1)50 PTR PEND TREAS RELEASE 01/31/2017 2)55 NIL TREAS RELEASE / SENT 01/31/2017 3)80 COM TRANSFER COMPLETE 01/31/2017 4)85 JRN JOURNALED 01/31/2017 CONFIDENTIAL SDNY_GM_00027978 EFTA_00138598 EFTA01279202 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 01/31/2017 16:21:16 LAST UPDATE TO WIRE CE10312 01/31/2017 16:22:59 CONFIDENTIAL SDNY_GM_00027979 EFTA_00138599 EFTA01279203 02062017 101WA258649000 FBD FUNDS TRANSFER SYSTEM Value Date: 0=1=42_ Bankaccount: MIIMINIMM(UBS-FINSVC RET OUT) Amount: 25,000.00 Wire: 005202 Model. PW Client/GL. Y1 23575 Type. 1 (CASH) ABA* 322271724 CITIBANK, N.A. Further Credit Instructions: 1 Name. City. 2 Name. 3 Name. Beneficiary Acct (Final Third Party? Y Jones Day B-Notes. Ty Childress Addr. ACCL. Addr. Acct. Addr. Acct. Dest). 203198247 Client Trust Account Loa Document: RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Lending Services Department: Memo. Correspondent Services Department: Memo. Treasury Department: Memo. Status Type Time Wire Approvals PAGE: 11537 OUTGOING WIRE DETAIL Date: 05/31/2017 By order of (Client): GHISLAINE MAXWELL IE: S5 QP: SI: AFLNT35 Code: IN DIV: 32 OR ABA. OR ABA. OR ABA. Status: JOURNALED Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES Memos. (NONE) User ID Dept Date Time 1) 09:46:50 2) 10:00:18 3) 10:54217 4) 19:30:53 Releaser ID: 00UD FED Reference Number: 0206B6B7IK2C000752 BANK reference Number: US01037KU0165908 Wire Status Status Description Date 1)50 PTR PEND TREAS RELEASE 02/06/2017 2)55 REL TREAS RELEASE / SENT 02/06/2017 3)80 COM TRANSFER COMPLETE 02/06/2017 4)85 JRN JOURNAL/3D 02/06/2017 CONFIDENTIAL SDNY_GM_00027980 EFIA_00138600 EFTA01279204 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE LAST UPDATE TO WIRE SWK 00UD SWK 02/06/2017 09:46:50 02/06/2017 10:00:18 CONFIDENTIAL SDNY_GM_00027981 EFTA_00138601 EFTA01279205 02292017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 55956 OUTGOING WIRE DETAIL Date: 05/31/2017 Value Date: 02/28/2017 Bankaccount: PRIMPONIMPIM(UBS-FINSVC RET OUT) Amount: 43,500.00 Wire: 007026 Model. PW Client/GL. 71 23575 Type. 1 (CASH) OP. By order of (Client): GHISLAINE MAXWELL ABA* 026013576 SIGNATURE BANK IE: S5 12P: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dest). 1501785640 Third Party? Y Marks Paneth LLP Status: JOURNALED Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES B-Notee. Invoice numbers 467557 and 476539 Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: CE10312 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0228B6B7IK1C005299 Memo. BANK reference Number: US01059KU0394120 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 15:50:47 2) 15:52:15 3) 15:52:53 4) 19:30:50 1)50 PTR PEND TREAS RELEASE 02/28/2017 2)55 REL TREAS RELEASE / SENT 02/28/2017 3)80 COM TRANSFER COMPLETE 02/28/2017 4)85 JRN JOURNALED 02/28/2017 CONFIDENTIAL SDNY_GM_00027982 EFTA (()138602 EFTA01279206 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 02/28/2017 15:50:47 LAST UPDATE TO WIRE CE10312 02/28/2017 15:52:15 CONFIDENTIAL SDNY_GM_00027983 EFTA_00138603 EFTA01279207 03142017 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 29982 OUTGOING WIRE DETAIL Date: 06/30/2017 Value Date: cuughagy2_ Bankaccount: (UBS-FINSVC RET OUT) Amount: 25,000.00 Wire: 006188 Model. PW Client/GL. Y1 23575 Type. 1 (CASH) QP. By order of (Client): GHISLAINE MAXWELL ABAS 322271724 CITIBANK, N.A. IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dest). 203198247 Third Party? Y Jones Day Client Trust Account Status: JOURNALED Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES 11-Notes. invoice number 33022420 / Ghislaine Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: OB03682 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0314B6B7IK1C002872 Memo. BANK reference Number: US01073KU0537710 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 1)50 PTR PEND TREAS RELEASE 03/14/2017 15:34:17 2) 2)55 REL TREAS RELEASE / SENT 03/14/2017 15:35:03 3) 3)80 COM TRANSFER COMPLETE 03/14/2017 15:49:10 4) 4)85 JRN JOURNALED 03/14/2017 19:30:43 CONFIDENTIAL SDNY_GM_00027984 EFTA_00138604 EFTA01279208 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE LAST UPDATE TO WIRE SWK SWK 03/14/2017 15:34:17 GE03682 03/14/2017 15:35:03 CONFIDENTIAL SDNY_GM_00027985 EFTA_00138605 EFTA01279209 04182017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 38850 OUTGOING WIRE DETAIL Date: 07/31/2017 Value Date: 04/18/2017 Bankaccount: (UBS-FINSVC RET OUT) Amount: 31,746.50 Wire: 007498 Model. By order of (Client): PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL QP. ABA* 322271724 CITIBANK, N.A. IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dest). 203198247 Third Party? Y Jones Day Client Trust Account Status: JOURNALED Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notee. Ghislaine Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: 0010D Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0418B6B7IK1CO°4016 Memo. BANK reference Number: US01108KU0899485 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 16:18:47 2) 16:32:15 3) 16:36:59 4) 19130:48 1)50 PTR PEND TREAS RELEASE 04/18/2017 2)55 REL TREAS RELEASE / SENT 04/18/2017 3)80 COM TRANSFER COMPLETE 04/18/2017 4)85 JRN JOURNALED 04/18/2017 CONFIDENTIAL SDNY_GM_00027986 EFTA_00138606 EFTA01279210 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE LAST UPDATE TO WIRE SWK 0OUD SWK 04/18/2017 16:18:47 04/18/2017 16:32:15 CONFIDENTIAL SDNY_GM_00027987 EFTA_00138607 EFTA01279211 05182017 101WA258649000 FED FUNDS TRANSFER SYSTEM Value Date: 05/18/2017 Bankaccount: (UBS-FINSVC RET OUT) Amount: 180,000.00 Wire: 006656 Model. PW Client/GL. Yl 23575 Type. 1 (CASH) QP. PAGE: 41023 OUTGOING WIRE DETAIL Date: 08/31/2017 By order of (Client): ,I4TSTATNP MAXMF1,1, ABAO 121000248 WELLS FARGO BANK, NA 1E: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. Acct. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dost). 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: CE10312 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0518B6B7IK2C001169 Memo. BANK reference Number: US01138KU0229100 Treasury Department: Memo. Status Time Type Wire Approvals Wire Status User ID Dept Date Time Status Description Date 1) 17:02:41 2) 17:17:53 3) 17:18:47 4) 19:30:48 1)50 PTR PEND TREAS RELEASE 05/18/2017 2)55 REL TREAS RELEASE / SENT 05/18/2017 3)80 COM TRANSFER COMPLETE 05/18/2017 4)85 JRN JOURNALED 05/18/2017 CONFIDENTIAL SDNY_GM_00027988 EFTA_OOB86O8 EFTA01279212 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 05/18/2017 17:02:41 LAST UPDATE TO WIRE CE10312 05/18/2017 17:17:53 CONFIDENTIAL SDNY_GM_00027989 EFTA_00138609 EFTA01279213 05242017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 52653 OUTGOING WIRE DETAIL Date: 08/31/2017 Value Date: 05/24/2017 Bankaccount: (UBS-FINSVC RET OUT) Amount: 247,000.00 Wire: 005406 Model. By order of (Client): PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL QP. ABAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Deatl . 2016571606 Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE Intl. N UNITED STATES B-Notes. Client Account Number 2592.0001 / Maxwell Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: CR10312 Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0524B6B7IK1C001772 Memo. BANK reference Number: US01144KUO285869 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 10:47:00 2) 10:47:05 3) 10:47:47 4) 19230:50 1)50 PTR PEND TREAS RELEASE 05/24/2017 2)55 REL TREAS RELEASE / SENT 05/24/2017 3)80 COM TRANSFER COMPLETE 05/24/2017 4)85 JRN JOURNALED 05/24/2017 CONFIDENTIAL SDNY_GM_00027990 EFTA_001386I0 EFTA01279214 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK SWK 05/24/2017 10:47:00 LAST UPDATE TO WIRE CE10312 05/24/2017 10:47:05 CONFIDENTIAL SDNY_GM_00027991 EFTA_0Ol386Il EFTA01279215 09182017 101WA258641000 Value Date: 0aUdiagi Bankaccount: (UBS-FINSVC RETAIL) Amount: 218,791.31 Wire: 000563 PW Book Date: 09/18/2017 Credit Type: PAYMENT ADVICE PW Client/GL. Yl 23575 Type: 1 Multi? N FED FUNDS TRANSFER SYSTEM INCOMING WIRE BOOKING Credit Party (Client): GHISLAINE MAXWELL Status: JOURNALED IE: S5 QP: Code: IN Ordering Customer (Tag 50): /000203198247 JONES DAY IOLTA INTEREST 555 S FLOWER ST 50 LOS ANGELES C A 900712300 Ordering Institution (Tag 52): CITIBANK CALIFORNIA OLD MASTER CIF FOR SETTLEMENT Intermediary (Tag 56): //CP0008 CITIBANK N.A. US-NEW YORK 10022-4617 Ordering Institution Ref. (Tag 21): C0172614451301 Information for Beneficiary (Tag 72): /REC/RCVD VIA CHIPS, SSN 0425192 /BNF/F/C CLIENT A/C NAME: GHISLAINE //MAXWELL, CLIENT A/C NUMBER //Y123575. REFUND. Wire Status Status Description Reference Date Time 1) 11 PBK PEND BOOKING 9930261KQ0799796 09/18/2017 15:00:28 09/18/2017 15:00:28 2) 21 IBK INITIALLY BOOKED 2E0E 09/18/2017 15:11:30 3) 41 APP APPROVED AX01389 09/18/2017 15:36:35 4) 85 JRN JOURNALED 09/18/2017 19:31:15 CONFIDENTIAL PAGE: 32837 Date: 12/29/2017 SDNY_GM_00027992 EFTA (()138612 EFTA01279216 01082018 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 16220 OUTGOING WIRE DETAIL Date: 04/30/2018 Value Date: a Bankaccount: (UBS-FINSVC RET OUT) Amount: 2,504.13 Wire: 006113 Model. By order of (Client): PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL QP. ARAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. ACCL. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Destl. 4122846652 Third Party? Y Soho House New York Inc Status: JOURNALED Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES B-Notes. Ghislaine Maxwell, Member ID 4001372 Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: 05AM Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0108B687IK1C002280 Memo. BANK reference Number: US01008KU0670677 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 1)50 PTR PEND TREAS RELEASE 01/08/2018 12:59:48 2) 2)55 REL TREAS RELEASE / SENT 01/08/2018 13:01:44 3) 3)80 COM TRANSFER COMPLETE 01/08/2018 13:02:24 4) 4)85 JRN JOURNALED 01/08/2018 19:10:59 CONFIDENTIAL SDNY_GM_00027993 EFTA_00138613 EFTA01279217 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK LAST UPDATE TO WIRE G5A14 SWK 01/08/2018 12:59:48 01/08/2018 13:01:44 CONFIDENTIAL SDNY_GM_00027994 EFTA_001386I4 EFTA01279218 05152019 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 35559 OUTGOING WIRE DETAIL Date: 08/31/2018 Value Date: 05 15 Bankaccount: (UBS-FINSVC RET OUT) Amount: 347.00 Wire: 006460 Model. PW Client/GL. Yl 23575 Type. 1 (CASH) QP. ABAM 042000314 FIFTH THIRD BANK Further Credit Instructions: 1 Name. City. 2 Name. Addr. ACCL. Addr. Acct. 3 Name. Addr. Acct. Beneficiary Acct (Final Dest). 75521599 Third Party? Y Insurance Office of Central Oh io -Notes. Loa Document: RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Lending Services Department: Memo. Correspondent Services Department: Memo. Treasury Department: Memo. Status Type Time Wire Approvals By order of (Client): OHISLAINE MAXWELL IE: S5 QP: SI: AFLNT35 Code: IN DIV: 32 OR ABA. OR ABA. OR ABA. Status: JOURNALED Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES Memos. (NONE) User ID Dept Date Time 1) 14:17:29 2) 14:19:23 3) 14:22:29 4) 19:31:21 Releaser ID: INEF FED Reference Number: 0515B687IK1C002856 BANK reference Number: US01135KU0062257 Wire Status Status Description Date 1)50 PTR PEND TREAS RELEASE 05/15/2018 2)55 REL TREAS RELEASE / SENT 05/15/2018 3)80 COM TRANSFER COMPLETE 05/15/2018 4)85 JRN JOURNALED 05/15/2018 CONFIDENTIAL SDNY_GM_00027995 EFTA_00138615 EFTA01279219 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK LAST UPDATE TO NIPS INBF SWK 05/15/2018 14:17:29 05/15/2018 14:19:23 CONFIDENTIAL SDNY_GM_00027996 EFTA_00138616 EFTA01279220 01082019 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 16153 OUTGOING WIRE DETAIL Date: 04/30/2019 Value Date: 01/08/2019 Bankaccount: .1.1441 (UBS-FINSVC RET OUT) Amount: 2,534.13 Wire: 006809 Model. By order of (Client): PW Client/GL. 71 23575 Type. 1 (CASH) OHISLAINE MAXWELL QP. 139A CHARLES ST. APT 231 ABAM 121000248 HELLS FARGO BANK, NA IE: $5 QP: Code: IN Further Credit Instructions: SI: AFLNT35 DIV: 32 1 Name. Addr. City. Acct. OR ABA. 2 Name. Addr. Acct. OR ABA. 3 Name. Addr. Acct. OR ABA. Beneficiary Acct (Final Dest). 4122846652 Third Party? Y Soho House New York Inc Status( JOURNALED Fee: 0.00 Exempt. SYS FREE Intl. N UNITED STATES 11-Notes. Ghislaine Maxwell, Member ID 4001372 Loa Document: Memos. (NONE) RPDS Memo: Initiator Message to Home Office: Memo. Margin or Commodity Credit Department: Memo. Retail Credit Department: Memo. Document Review Department: Memo. Releaser ID: 05AM Lending Services Department: Memo. Correspondent Services Department: FED Reference Number: 0108B6B7IK1C002476 Memo. BANK reference Number: US01008KU0701747 Treasury Department: Memo. Wire Approvals Wire Status Status Type User ID Dept Date Time Status Description Date Time 1) 15:40:04 2) 15:41:25 3) 15:42:03 4) 19131:56 1)50 PTR PEND TREAS RELEASE 01/08/2019 2)55 REL TREAS RELEASE / SENT 01/08/2019 3)80 COM TRANSFER COMPLETE 01/08/2019 4)85 JRN JOURNALED 01/08/2019 CONFIDENTIAL SDNY_GM_00027997 EFTA_00138617 EFTA01279221 5) 5) 6) 6) 7) 7) 8) 8) 9) 9) 10) 10) 11) 11) 12) 12) INITIATOR OF WIRE SWK LAST UPDATE TO WIRE G5AM SWK 01/08/2019 15:40:04 01/08/2019 15:41:25 CONFIDENTIAL SDNY_GM_00027998 EFTA_00B86I8 EFTA01279222