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efta-efta01283074DOJ Data Set 10CorrespondenceEFTA Document EFTA01283074
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Paul Barrett
Deutsche Bank
Wealth Management
Form• is not valid until approved by 8SO.
October 13, 2017
SOUTHERN FINANCIAL LLC ITHEHAZE TRUST I JEEPERSINC
SOUTHERN TRUST COMPANY INC / J EP$TEIN VIRGIN ISLANDS FOUNDATION INC
6100 RED HOOICOUARTER 83
ST THOMAS VI 00002
Re: N4G023804. N4G024943; N4G024935, N4G023812, N4G024950
It is the practice of Deutsche Sank Securities Inc. (the "Firm") not to accept trading instructions nom customers via eectront
media. To facilitate orders more efficiently and expeditiously. the Arm is willing to makean exception to allow you to provide
trading instructions via electronic media. e.g., er-mait. facsimile, AOLIM-DB. Be Chat end e-lex, but not via voicemail. Orders
sent by email or facsimile may not loailithe Firm, or once such orders are received, they may not come to the attention of
the intended recipient in .a timely manner. As a result, there may be.market flOctuaticin during the period between when the
instructions are sent and when the order is received. To alleviate thla possibility, we eneourageyou to continue to phone us
prior to sending trading Instructions via
facsimile, AOL-IM-D8, 88 Chet or bfax to make sure comniunicationwith a
Client Advisor is established.
In consideration for ouragreeing to make this accommodation to accept Instructions hamlet' via email or facsimile at 'four
requeit and upon thetondltion that y0u acknowledge and agree that (i) instructions received via email or lac:simile ere deemed
received only when actually read, and (ii) you agree to hold harmless arid indemnify the Firm and its affiliates. emplozees,
officortend directors from any and all liability 'arising from thebxecution of transactions based on such instructions or from
such instructions not being executed. Finally, you agree to acceptresponsibility for the transmission of instructions to the Fivn
end agree thatiou will beat the risk of loss arising horn the method of transmission used in the event of transmission errors,
misunderstandings:I
sonadons. uansmission by unauthorized persons. fttrgery or
We require your sign
your Client Advisor
Sincerely,
stamen,
JeffreiEpstein
Pile Wen
44
1
Dow Imil70
o indicate ygur agreement to the above terms. Please sign below and return this level to
st opporionify. Thank you.
Director
rale
Zbynek Kozel-sky
Mini Nairn,
dged and Agitsett to by Client Advisor
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8S0 Approval is evidenced factronlcally in accettlince with F rm policy.
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CONFIDENTIAL
in
wsil67618 OVE51.0307i6
SDNY_GM_00038746
DB-SDNY-0001570
EFTA_00149355
CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e)
EFTA01283074
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