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efta-efta01283074DOJ Data Set 10Correspondence

EFTA Document EFTA01283074

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DOJ Data Set 10
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efta-efta01283074
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Paul Barrett Deutsche Bank Wealth Management Form• is not valid until approved by 8SO. October 13, 2017 SOUTHERN FINANCIAL LLC ITHEHAZE TRUST I JEEPERSINC SOUTHERN TRUST COMPANY INC / J EP$TEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOICOUARTER 83 ST THOMAS VI 00002 Re: N4G023804. N4G024943; N4G024935, N4G023812, N4G024950 It is the practice of Deutsche Sank Securities Inc. (the "Firm") not to accept trading instructions nom customers via eectront media. To facilitate orders more efficiently and expeditiously. the Arm is willing to makean exception to allow you to provide trading instructions via electronic media. e.g., er-mait. facsimile, AOLIM-DB. Be Chat end e-lex, but not via voicemail. Orders sent by email or facsimile may not loailithe Firm, or once such orders are received, they may not come to the attention of the intended recipient in .a timely manner. As a result, there may be.market flOctuaticin during the period between when the instructions are sent and when the order is received. To alleviate thla possibility, we eneourageyou to continue to phone us prior to sending trading Instructions via facsimile, AOL-IM-D8, 88 Chet or bfax to make sure comniunicationwith a Client Advisor is established. In consideration for ouragreeing to make this accommodation to accept Instructions hamlet' via email or facsimile at 'four requeit and upon thetondltion that y0u acknowledge and agree that (i) instructions received via email or lac:simile ere deemed received only when actually read, and (ii) you agree to hold harmless arid indemnify the Firm and its affiliates. emplozees, officortend directors from any and all liability 'arising from thebxecution of transactions based on such instructions or from such instructions not being executed. Finally, you agree to acceptresponsibility for the transmission of instructions to the Fivn end agree thatiou will beat the risk of loss arising horn the method of transmission used in the event of transmission errors, misunderstandings:I sonadons. uansmission by unauthorized persons. fttrgery or We require your sign your Client Advisor Sincerely, stamen, JeffreiEpstein Pile Wen 44 1 Dow Imil70 o indicate ygur agreement to the above terms. Please sign below and return this level to st opporionify. Thank you. Director rale Zbynek Kozel-sky Mini Nairn, dged and Agitsett to by Client Advisor V\ ic (// Dens* ccoctkiA ClAcctkikrL, eriniNwee • a 2.,2 /1 Dab teMB0OPYYrA 8S0 Approval is evidenced factronlcally in accettlince with F rm policy. id el 2 0 11 ' Date (frimhx)mtyy) . . 'Ocuitthe BOAC' wan! OcuischolankpA and its ailduted cornsawes Dewy-hefts* WwIls htareaorncm rot:feta% the +twill. ciarinrrnitm art;iss ronimied by Owlish° Ban/ AO odis_strbidialios. Bookmago soMon aio ollortd the °ugh Oputscso &ink Soconuns fez, a Crag-died.:,, I !fled urn:sir:10n: advykoc vinklk carting, s cenrisios acwio..; in Inv Unleu Sows. Dottsch0 Di rdc Sacral,* Ix AI it r of HAMA NYSE 0.‘s sire. Clactnt) and loading an say:myea cline(' 01.000 0outsche Bank tint Ccapny ArneliCaS 1710ffibC,.fOIC. and othel rnembr• ;el the Doti:stile Barr CONFIDENTIAL in wsil67618 OVE51.0307i6 SDNY_GM_00038746 DB-SDNY-0001570 EFTA_00149355 CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) EFTA01283074

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