EFTA Document EFTA01283628

Deutsche Bank Contacts Account Name: JEFFREY EPSTEIN As al Jar ary X. 20'9 Account Number: Base Currency: US0 manifest line PRIMARY OFFICER STEWART OLDFIELD to' 'l 2 • 2g5.1-2s8' lax e nun CUSTODY OFFICER ARTHUR TENDLER 60 Wall Street hew Totk, NY 10005 id: 212.2504925 lex: 212.797.8228 tmed: CO NoRDENiii I A L amor 1,6 SDNY_GM_00039465 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0002289 EFTA_00 150074 EFTA01283628 Deutsche Bank This Page Intentionally Left Blank 2 CONFIDENTIAL SDNY_GM_00039466 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DEt-SDNY-0002290 EFTA_00150075 EFTA01283629 Deutsche Bank Portfolio Summary Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Asset Class Adjusted Cost Basis in USD Market Vain. in USD % of Category Market Value Reconciliation in USD Current Period Ynar to Dm. Opening Balance as of January 1. 2019 58.338.49 58.338.49 Cash aril Cast, [may°lents 52.658.'.2 51.443 98 400 (TY,. Total 52.858.12 51.443.98 100.00% AdditionAkfithdtawal Cash Disbmsomert 18.743 711 Net Addition/Withdrawal (8.743.71) (6.743.711 Current Period Income Dividend 0.26 Estimated Annual Imam 272 interest (42.57) Total 2.72 Charge in Accrued Income 0.02 Net Income l42201 02.301 Realized Currency Gar/Loss (187 40) 1187 401 Charge it Urraalizad CurninCY Gain/Loss 78 90 78 90 Closing Balance as of January 31. 2019 51.443.98 51,443.98 Note. Market Valves Include Acen.ea Income 3 C 0 IthilEM55 I AL SDNY_GM_00039467 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0002291 EFTA_00150076 EFTA01283630 Deutsche Bank Regional Diversification At of Jaruary 3'. 20'9 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Region Cash and Cash Fixed Income Equity Alternative Market Value %ot Equivalents in USD in USD in USD Investments in USD in USD' Category I wow, 5.325.48 0.00 0.00 0.00 5" .325 48 9977% Jneiod Stales/Canada 118 50 000 000 000 "1850 023% Total 51.443.98 0.00 0.00 0.00 51.443.99 100.00% Excludes Foreign Exchange Contracts 4 CONFIDENTIAL SDNY_GM_00039468 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002292 EFTA_00 I 50077 EFTA01283631 Deutsche Bank Currency Diversification Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Allocation by Currency Cash and Cash Fixed Income Equity Alternative Foreign Exchange Market Value % of Equivalents in USD in USD in USD Investments w USD in USD in USD category US Doles lUSDI "8.50 0.00 000 0.00 O00 119.50 0.23% Euro (EUR/ 51.325 28 0.00 000 0.00 0.00 51.325 48 99.77% Total 51.443.98 0.00 0.00 0.00 0.00 51,443.98 100.00% Exchange Rates USD 1 = USD 1.00000 USD 1 = USD 1.00000 USD 1 FUR 087379 FUR 1 • USD 1.14444 C 0 NELIDEMiiim I A L SONY_GM_00039469 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0002293 EFTA_00150078 EFTA01283632 Deutsche Bank Detailed Portfolio Information List of Holdings - Cash and Cash Equivalents Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Security Description Security ID Moody'siSRP Rating Cash 44347 68 EJR0 % of Category 99.77% Local Unit Cost FUR 1003 Price in USD Local Price USD 1.144 FUR 1 000 Adjusted Cost Basis in USD 52.539 89 Market Value Accrued Income in USD in USD 51325 48 Estimated Mnual Income in USD Yield to Maturity % Total Cash Cash Management United States 118 23 DEUTSCHE GOVERNMENT CASH INSTITUTIONAI SHARES 99.77% 0.23% USD 1.000 1.000 52.53939 1'8 23 51,325.48 118.23 2.72 230% Total UnitedSteles 0.23% 11823 118.23 2.72 2.30% Total Cash Management 0.23% 11823 118.23 2.72 Total Cash and Cash Equivalents Total Accrued Incony 100.00% 52.658.12 51,44371 2.72 0.01% Total Cash and Cash Equivalents including Accrued Income 51,443.98 Adjusted Cost Basis column relleets Tax Cost for thosechents who subscribe to out tax cost services. lot all other clients, we report Average Cost. Fe. Cash Management vehicles and Money Market Funds, Mnual Yield is reported in the Yield to Maturity column. CONFIDENTIAL SDNY_GM_00039470 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0002294 EFTA_00I 50079 EFTA01283633 Deutsche Bank Transaction Summary January 1. 2019 to January 31, 20'9 Transaction Category Opening Balance as of January 1, 2019 US Dollar (USD) Amount Amount Year to Date Cash Management "7 98 11798 Cash 58.220 26 68.220 26 Addition/Withdrawal Cash Disbursement (8,743 711 (6,743 7It Net AdditionANithdrawal (6.743.71) (6.743.71) Investment Income Miocene 025 0.25 inurrasi 142 57) (42 571 Net Investment Income (42.32) (42.32) Realest° EX Gain/Loss on Cash 087 40) (187 401 Jninalwoo f X Gain/loss on Cash 78.90 76.90 Closing Balance as of January 31. 2019 Cash Management ' 8 23 118.23 Cash 5' .325 48 51,325 48 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD C 0 likliafiNiiim I AL c' "" SDNY_GM_00039471 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0002295 EFTA_00150080 EFTA01283634 Deutsche Bank Transaction Summary - Foreign Currency lartuory •. 20'9 to lart.ary 3'. 20'9 Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Transaction Category Euro (EURI US Dollar (USD) US Dollar (USD) Grand Total in Base CCY (USD) Opening Balance as of January 1. 2019' 50.800 36 58.220.28 1179$ 58.338 24 AdditionnNithdrawal (5,915.271 (8,743 711 (8,743 711 Investment Income 07.41) (42 571 025 142.321 Investment Activity Capital Gains Distribution Currency Exchange Realized FX Gain/Loss on Cash 087 401 (187 40) Unrealized FX Gain/Loss on Cash 78 90 78.90 Closing Balance as of January 31. 2019 04847.68 51,326.48 118.23 51,003.71 • Opener) arc claw.° mrrorcy hilar, es ,rckco wenrpz a CONFIDENTIAL SDNY_GM_000394 72 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002296 EFTA_00 150081 EFTA01283635 Deutsche Bank Transaction Details Trade Date Transaction Type Description Settlement Date Security ID Account Name: JEFFREY EPSTEIN Account Number: Base Currency: USD Quantity Amount in Local CCY Cost in Local CCY Realized Gain/Loss Amount in USD Transactions for US Dollar (USD) 01/07/20'9 Dividend CASH DIVIDEND 117.98 0.25 01/07/20'9 DEUTSCHE GOVERNMENT CASH INSTITUTIONAL SHARES 01107/2019 Regular Sweep Purchase PURCHASE OF SECURITY 025 (0 .251 01/07/2019 DEUTSCHE GOVERNMENT CASH INSTITUTIONAI SHARES Transactions for Euro TEUR) 01/14/20'9 Cash Disbursement 01/'4120' 9 01/23/2019 01/23/2019 01/24/2019 01/24/2019 Intonst Cash Disbursement DISBURSEMENT OF FUNDS FUNDS TRANS TO GNP PARIBAS SSB REFISCMS190111325621 WAN 8E68001406700179 REF INV 1838 EXTRA WORK AND EXPENSES 2018 FX RATE: 0.8721 13.406001 NEGATIVE IDLE CASH INTEREST (37.411 FX RATE: 0.8788 DISBURSEMENT Of FUNDS FUNDS TRANS TO CREDIT LYONNAIS SSB RE FITSCMS191)123389994 IBAN: FR2330002004690000060269070 SORT CODE: 30002 RIO CODE: 0009117CODI GUCITEI: 00469 KEY CODE: 70 FX RATE: 0.8841 Cost in USD in USD (3.406.001 (84.671 FX 13.905 52) 137.41) 142.571 11.28) FX 12.509 27) (2.509 271 1101.471 FX 12838 19) C 0 NfildiEtriiiim I A L SDNY_Ght00039473 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0002297 EFTA_00150082 EFTA01283636 Deutsche Bank Disclaimer As of January 3'. 20'9 Disclosure Notice Account Name: JEFFREY EPSTEIN Account Number: Base Currency USD IMPORTANT NOTICE: This account is maintained at Deutsche Bank Trust Company Americas ('Deutsche Account Statement Information: Ihis statement is tioirg lurnishod pursuant tom agreement botweer the account holier arc Deutsche Bark This statement is for the exclusive use of the account holder pursuant to such agreement aro may rot be robe° upon by Noe parties. %either Deutsche Bank. nor its affiliates or subsietaries, assume responsibility to any person other than the named account holder for inlormation or urea in this accourt statement Deutsche Bark, and as anthems and subsidiaries. make no representation, warranty or guarantee. express or im(lied, in connectionwilli the information provided in this account statement. Please note Nat this account statement may reflect investments directed solely by the account holed and assets that are not Fele at Deutsche Bank Valuation of assets: the prices and valuations of assets presented in this account statement may be base° upon the most currentavailable prices provided by the thee party pacing service used for each asset at the time this statement was printed The prices or values ol assets stated herein may rot reflect the actual emcee-es that would bo ctitairee upon the disposition of any such asset aria co rot constitute either a foie or otter to unwire any investment or transaction Pncos shown should only be used as a general guide to pontoliovalto Iho vices of certain securities may represent approximations based upon such securities' relationships to other securities, price quotes from broker-dealers dealt() or same or similar securities or censor valuation formulas Please note. VI/SC raters to Sealed Envelopes Said to Contain-. Information for these assets and for secunDes one other assets that are liquid or not publicly traces may have been obtainec from the aecourl holder, agents ol the account holder, or other sources that may cc may not be reliable. Alternative investments such es hedge funds or private equity funds) may invest in highly &qua securities that may be difficult to value. In &idiocy. the valuations presented in this report ler alternative investments reflect the valuations that were available at the time ol printing this report and may be significantly different from the most current valuation. The method of valuation of alternative investments and the securities in which they invest is determined by the se-vestment manager using cata supplied by the underlying lure managers re/or aommistrators of the alternative investments. Before making any investment decisions with reseed to your alternative investments. please consult your Primary Officer to obtain the most current valuatior of the afferrative investment. The prices or values of one or more assets may indicate -NM' 'rot available This does not necessarily mean Nat the assets are worth zero or Nat the assets we in delault It coos moan that Deutsche Bark is currently unable to establish a value for Nose assets leg the purpose of this account statement 0 any one or more assets have ar indication of 'N/A' as as value, then it may affect performance reporting arc unrealized garAoss rlormaticr addition, such assets have not beer included in the Market Value Information, Summaries, or the Asset Allocation information at the beginning of this statement. Debt securities subiect to call features or other redemption features may be recleemec in whole or in part before maturity Such occurrences may affect the meld represented. Please note Nat yield-to-matunly as represented in this statement reflects the lower of yield to maturity or vide-to call The actual yield ol at asset backed security may vary according to the rate at which the urcertyirg receivables or other financial assets are prepaid Information concerning redemption features and the factors that affect yield well be furnistme upon written request of the account holes; The pricing ol listed options takes into account the last Closer g pride, as well as the current bra and otter prices. Please note Nat although money market funds seek to preserve the value of vela investment al 5' per share, it is possible to lose money by investing in Nem Due to the rounding corvertiorsappliec. summary subtotals and totals Its some eata columns ane percentages may not ecual the sum of the indrvicual amounts eisplayee Assets on this Statement described as 'held elsewhere: These assets are not custootee with Deutsche Bank but are Tele elsewhere' at Ne request of the account holder. Information provided or this statement in connectionwith such ;islets (including valuation) was rot provided or woke° by Deutsche Bank. Exchange Rates: t schange rates are supplied by a there party framer unrelated to Deutsche Bark are are based on interbank exchange rates at the time ol the dose of this account statement Deutsche Bank does not prepare, edit, or endorse third party eata Deutsche Bank is rot responsible ter inaccurate, incomplete, or missing information with respect to such data Investment results may be impacted by loreign currency fluctuatiors Adjusted Cost Basis. Gain/Moss). and Molting Period Information: The information provided in this account statement with respect to estimated cost basis. realize() gdintIOSS, are holding periods may rot reflect all adlustments necessary for tax reporting purposes In amnion, the designation of taxable and tax-exempt Estimatec Artrlall InCOM0 COOS not reflect possible state, local, or foreign taxes that might apply. Customers should verify ell information in this account statement against their owr records when calculating a reportable gain or loss resulting from a sale. recemption, or exchange ol an asset. Deutsche Bark is rot responsible for the accuracy of such information taxpayers may be ramped to report to federal, suite, or other U S or non-J.5 taxing authorities Deutsche Bank makes ro warranties with respect to, and specifically disclaims any liability arising out ol a customer's use ol, r any tax position taken in reliance upon, the information contained in this account statement Deutsche Bark coos not provide tax advice This statement should not be use° for tax repenting purposes CONFIDENTIAL SDNY_GM_00039474 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002298 EFTA_00 150083 EFTA01283637 Deutsche Bank Disclaimer As of January 31, 2019 Account Name: JEFFREY EPSTEIN Account Number: Base Currency. USD Deutsche Bank. as agent: Urloss otherwise specified, Deutsche Bank acted as agent in the transactions dosenbeta in this account statement The time:is) of execution of those transactions van be furnished within a reasonable timo upon winter request of the account hoScer Deutsche Bank or its affiliates may profit a recoive remuneration from other parties ir correction with the transactions described in this account statement Deutsche Bank will furnish the source and amount of any such remuneration upon written request of the account holoer. Accounts for which Deutsche Bank is acting as Trustee: 1. California Trusts: California Probate Code Sorter 15060. et sec., requires notification to the account totem of the following 01 the recipient of this account may petition the court pursuant to Calilornia Probate Code Scalier '7200 to obtain a court review of Nis account aro of the acts at the trustee reported herein, and Oil claims against the trustee for broach at trust must be made within 3 years ol the date the beneficiary receives art account or a report eisclosirg facts giving nso to the claim 2. Florida Trusts: An action for breach of trust base° upon matters disclosed or a trust arrow:singco written report of the trustee may be stbjoci to a 6 month statute of limitations from the receipt of the trust accounting or other report II you have °costars. please consult your attorney Common Trust Fund Accounts: If your account is a participant ir a Deutsche Park's Common Trust Funds. a full copy of the most recent audited serail report is available upon request without charge Non.US Account holders: With respect to your assets custaffec wig Deutsche Bank, income and capital gains or distributions from your account may be taxable in your home jurisdiction. Please consult your tax advisor for the appropriate tax treatmerl of your traneadions Confirmation of Tax and Compliance Responsibilities for Individuals: The Accourt holder confirms that it is his reepcesibitity to Akin any tax obligations and any other regulatory reporting duties applicable to him in any relevant riaiscicbors that may arise in cornectionveth assets, income or transactions in his account(s) and his business relationship with the Dark Confirmation of Tax and Compliance Responsibilities for Organizations: The Account holder corlirms that it is its responsibility to fulfill any tax obligations aro any other regulatory reporting iff.ties applicable to it infra relevant paiSC.CUOPS that may arise in connection with assets. income a transactions in as accourff el and as business relationship with the Bank. Furthermore. the Account holder confirms that the necessary information (to the beat of as knowledge and capabilities) is made evadable no less that annually to the relevant beneficial owner:Is). seulor(s). benebaerygeo, pennons), eta to enable himiharthem to !Olin any respective tax obligations that may arise for him/hot/them ir correction with the Accokrt hoboes business relationship with the Bank For Investment advisory account holders: If there have been any changes In your financial situation a Investment objectives, or R you wish to impose any reasonable restrictions on the management of your Investment advisory account or reasonably modify existing restrictions, please contact your Primary Officer. For Custody account holders: Activity in this/your custody account is entirely self-directed sway from the Banker directed by a third party advisor. Deutsche Bank has not solicited or offered any advice to you about the custody account activity reflected on this statement. FDIC: Unless notified to the contrary in a particular case, the securities and financial instruments pr ted herein are not insured by the Federal Deposit Insurance Corporation ['FDIC"), are not guaranteed by, nor are obligations of. Deutsche Bank AG or any of its affiliates or subsidiaries and are subject to investment risk, including possible loss of the principal amount invested. Deutsche Bank cannot guarantee the future performance of your account, promise any specific level of performance a promise that Deutsche Bank's investment recommendations or strategies for your account will be successful. Time DepositsITDsi with Deutsche Bank AG: Additions or Wandrawals Deposits No additional ceposits or partial wither:mats may be made to this TD Ary partial wet-crewel will result ir closure of the TO Eady Wittaltawals Deutsche Bank imposes a penalty on any vnthdrawal from a TI) pro to its maturity the amour-I of the penalty will be calculate° on the date of No catty will-crewel as follows A 'Penalty Rate' will be calculated. The 'Penalty Rate' is the dillerenCe between No internal Deutsche Bark interest rate for No remairtrg ponied on the date of termination and the interest rate on your ID the total principal balance of your ID on the date of termination will be multiple° by the Penalty Rate and then divided by either 360 or 365. as specified by your relationship manager The resulting number will be multiplied by the number ol days remaining until the °tonal Maturity Date 10 arrive at the amount at the penalty An example of an early withdrawal penalty applying the methodology above will be provided to you upon redueSt b adaitiOn, an estimate of the early withdrawal penalty prior to termination with respect to your ID veil be provided to you upon ma'am C 0 I AL molar okt3 SDNY_GM_00039475 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002299 EFTA_0() 150084 EFTA01283638 Deutsche Bank Disclaimer As of January 31. 2019 Account Name: JEFFREY EPSTEIN Account Number: Base Currency USD Subloci to written verification acceptable to Deutsche Dank in its sole discretion, no penalty will be charged Ice early witherawal upon the °oath or loss ol keel campsite- et; of any ircivicual who is the account holder of the TO Early Withdrawal penalties will reduce the amount of interest earned on the TD. Secondary Matte: Currently. ro secondary market masts for this TO arc ro assurance is provided that ono will oevelop in the future 0tt0MSt: Interest will begin to accrue on No day of deposit Interest veil be credited to your account on the Maturity Date ol the ID lor WO with a maturity of '2 months a less Vor IDs with a matt city greater than 12 merit's interest will be paio annually and will not be added to principal Interest will be calculable based upon either D I a 360 oay year or DI a 385 day year, in each case for the number of days Manse° born the day of Cones.' to the matunly and at speaks] by your relationship manager \o interest win accrue on the TO alter the Maturity Date II the TO as closed prior to the Matunly Date. interest will only be Credited to your account to the extent that it exceeds the each, withdrawal penalty Interest will rot Co compmrom rho interest rate will not charge aunrg the parrot, of the 10 Important trformabor about negative interest rates Please be advised Nat since Jaruary 2015. we have &Moho No effective return or various currencies to a negative rate Rates aro subfodt to charge in response to market changes. aro we may, in the luture and based or our normal interest rate setting arrangements, begin to charge negative interest rates or accitioral foreign O..riercy balances II you have try concerns Or cuestions. please carted your Client representative *fatuity The TO will not aUlOnlatidelly rollover upon maturity FDIC Insurance • Please note that your 10 Is rot insured by the TOIC. Trademarks and Copyright: M000y's Investor Service. Inc are Standard & Peer's Corporaticr Standard & Poor's 1- S&P, is a division of The McGraw Dill Companies. Inc Repreouctior of any trIctimation protected by S&P in any form is prohibited except with S&P's written permission S&P coos rot guarantee Na accuracy. adeduacy. completeness or availability ol any information and is not responsible for any errors or omissions or lot the results obtained from the use of such inlormatoon ro event shall S&P be liable for any indirect. Spatial or consecuertial damages in correction with use ol any S&P information. Iho ratings of Mooay's Investors Service. Inc I'Mooey's") ancior S&P relloctoo in this statement represent Moody's rd/or S&P opinions as to the °tatty of the securities they rate. Ratings are relative and st.taective and we not absolute standards of cuality. Credit Quality of securities does not remove market est. Mongrel nlormatmn with respect to the securities that aro reflected as Not Rate,- or "Rating Not Available- in No Credit Rating Section of Nis Statement is evadable uponwritten recuest or the account holler NI trademarks arc service marks or Nts statement belong to Deutsche Dank AG or its affiliates or subsidiaries, except third-party trademarks or service marks, which aro the property of their respective owners the Global Inotstry Classilication Siam:taro CGICS- I was developed and is the exclusive properly and a service mark ol Morgan Stanley Capital International Inc are S&P ko party involve° in making or compiling the GICS ct any GICS classifications makes any express or impbec warranties, or representations with respect to Pion Standard Of classification (Of NO results 10 be obtained by the use thereof), and all Si..Ce parties herby expressly oisciaim all warranties r originality, accuracy, denipleteress, merchantability and fitness for a particular purposewith respect to any of such standard r classification. Vlithoutlenottrg any ol the loregoing, m no event shall MSC'. S&P. any of their affiliates or any third party involved in making or compiling the GICS or any GICS classifications have any liability for any direct rarer'. Deem!. Punitive, hOrs0000hltal or any 0 69 canmOos (including lost profits) ("On if "Hilt, of the possibility of such damages 12 Please review your account statement. If you find or suspect any inaccuracies or discrepancies in your account statement, you must write to us to inform us of the suspected inaccuracy or discrepancy within 30 days to Deutsche Bank Trust Company Americas, P.O. Box 318, Church Street Station, MS NYC20-0004, New York, NY 10008-0318 otherwise any claims you have may be barred. Please call your Primary Officer if you have any questions. Oorumer 0, 2407COOI to Gronwa WM/an CND CONFIDENTIAL SDNY_GM_00039476 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002300 EFTA_00 150085 EFTA01283639