EFTA Document EFTA01290724

Deutsche Asset & Wealth Management P.O. Boy 1776, Banimore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Orriu•e PAM Mweets Ontia °sap Devileht kn. Mee ISA 011, ltfrant Ann*. 10th,lccr *no WA, JIY ICIVA P1,)4M7S13.0111/114:11 Account Number: Statement Period:1211112015 - 1213112015 Portfolio at a Glance This Period Year-to-Date Beginning Account Value $63,511,037.61 $02,302,676.21 Net Cash Deposits and Withdrawals 41,812.57 151,909.90 Adjusted Previous Account Value 63,626,450.08 62,467,586.11 Dividends. Interest and Other Income 12,818.20 1,124,687.70 het Change in Portfolio 3,724.50 60,718.97 nclino Account Value S63.642 ^ S63 .342 992 72 Accrued Interest 577,194 44 Estim ated Annual hewn e 51.069.317.68 Asset Allocation Prior Year-End LW Period This Period % Allocation USD Cash. Money Funds and Bank Deposits 43,922,855.89 17,556,338.54 17,601,124.92 74.80% LSD Fixed Income 11,100,200.52 8,778,908.91 8,650,927.88 13.59% L SD Equities 6 979 820 00 7,251,590.00 7,390,940 00 1161% Account Total (Pie Chart) 962,302,676.21 $63,6111,837.61 563,642,902.711 100.00% See the Asset Alocabon Disclosure and Footnotes secton for trnponant informatonregartimgyotrAsset Abortion. OSAN 'IOU CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CON Fl ErOrfisA L B0097580CSF30024 P ease review your allocation cer coca y wth your Client Adviser. Page lof 10 Railed excellent, Lvery v«. Late 2007 DAL BAR RA T ED COMMUNICATIONS rxesturtaer a...8,A= —.flak MR. ,.< SDN Y_GM_00048087 DB-SDNY-0010911 EFrA_00158696 EFTA01290724 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized Ibis Period Year.to•Date Shon•Term Gain/Loss 0.00 0.00 -5.208.74 Long-Term Gain/Loss 0.00 36,988.03 -270.930.88 Net GoIn/Lou 0.00 36,988.03 ,276,130.40 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Descriptioe Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001492 Current Yield: 0.13% Activity Ending: 12131/15 Amend Balance 12/01115 Opening Balance 12/31115 Depotit INCOME RBN VEST 47,558.338 54 3,173.81 47,556,338 54 47,559.512 35 12131115 Closing Balance $41,569,512.35 Total All Money Market Funds Income and Expense Summary DJ rrent Period Year-to-Date $41,559,512.35 Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 0.00 0.00 425)81.40 0.00 Money Market 3,173.81 0.00 Matins 0.00 Other Dividends 9,644.39 0.00 571,222.51 0.00 Interest Income Bond Interest 0 00 0.00 108,897.67 0.00 Total Dividends, Interest, Income and Expenses 412,818.20 $0.00 11,124,619.69 $0.00 Distributions Long • Term Capital Gain Distributions 0 00 0.00 68.01 0.00 Other Distributions 0.00 0.00 0.00 8.097.09 Total Distributions 40.00 $0.00 $60.01 48,097.09 Account Nun be °RAS ROLL Go paperless Tr- E FAZE TO RLST N F I Ora/1AL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 2 of 10 !Mud Ramollenti Even. V... Lowe 2007 DALBAR RATED COMMUNICATIONS rxenurner SDNY_Gfut_00048088 DB-SDNY-00 10912 EFTA_00158697 EFTA01290725 Deutsche Asset & Wealth Management Oat 1770, Balamore, MD 21203 Portfolio Holdings 0nto< Ram Pr'ftle *mall PI Manapnad Wnets Cowan Gto.p Dettscht la* Sewnes c ',- Mn Mt* 14, PIA Mist lkh I ber Newlin* we 1011.4 aln 454.711119. (MI 78/...M. Sccs.-1 Wray Opening Opening Date Daintily `lumber Endes Balance Cash, M oney Funds, and Bank Deposits 75.00% of Portfolio Cash Balance 0.00 Money Market DEUTSCHE GOVT CASH INSTL 12101115 17,559,512.350 0000001/92 12131115 47856.338.51 Total M oney Market 117 556 338.51 Total Cash, M oney Funds, and Bank Deposits 541,556,336.61 kfiuded Date Acquired Ountity Uait Cod Cod BMA Market Nice Fixed Income 10.00% of Portfolio (In Melutity Date Sequence) Corporate Bonds IPAYMENT INC GTD SR NT Security Identifier: 4$382EAE5 10.250% 05115/18 B/E DID 11115/11 CALLABLE 12/31115 Q 105.125 Moody Rating CAA3 S & P Rating CCC 10/02/12 ',12,13 500,000.000 94.3810 471,806.62 98.7500 Original Cost Bans: 5445.000.00 PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1 1110TH FED SER 1 FIXED TO FLTG RT BO 7.900% 0/1291/9 B/E DID 04/23/08 Moody Rating BAA3 S P Haling BBEI- 05/10/11 '.12,13 3,000,000.000 111.2650 3,337,958.33 101.8000 Original Cost Bator 53,337,958.33 BANK AMER CORP PERP NON COM ULMIVE DEP Security Identifier: 060605DT8 SHS FIXED TO FLOAT 8.125% 04/30/58 8/E DTD 0/130108 CALLABLE 05/15/18 Moody Rating BA2 Sb P Rating BB+ 05/10/11 3,000,000.000 112.9870 3,389,620.83 101.7500 Statement Period: 1210112015 • 1 2131/2015 Closing Balance Acaued Income hose nis Year 31.Day Current Yield Yield 11,812.57 47,559,512.35 0.00 18,918.11 0.08% 0.13% $47 569 612.36 $0.00 $18,918.11 $47,101,121.92 $0.00 $18,918.11 Unrealized kaued Estimated Edimated Mullet Value Gainlloss Interest kneel Income Yield 493,750.00 21,943.38 6,518.81 5t,250.00 10.31% 3,051,000.00 ,283,958.33 39,500.00 237,000.00 7.76% 3,052,500.00 -337,120.83 31,145.83 243,750.00 7.98% Account Num be !mos:Incur- : MIAS 9Oll paperless ThE S CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE Tb TO N F I DAENTIAL Page 3 of 10 IM ed tscolleria (very Year Woo. 2007 DALBAR RATED COMMUNICATIONS I)(mune, .11:7=7:6====rd= re...rum —.-••••••orynn SDNY_GM_00048089 OB-SDNY-001O913 EFTA_00 158698 EFTA01290726 Portfolio Holdings (continued) Adjusted Unrealized Interest Acuue d Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Market Price Martel Valve Gail Loa Mnual Income Yield Fixed Income (conunued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULADVE DEP (continued) Original Cod Basis: 53,389,620.83 Total Corporate Bonds $7,199,385.78 $8,800,250.00 -$599,135.78 $77,194.44 $532,000.00 8,500,000.000 Total Fixed Income 8,500,000.000 $7,199,385.78 $6,600,250.00 -$599,135.78 $77,194.44 $532,000.00 Unrealized Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gall Loss Estimated Estimated Mnual Income Yield Equities 12.00% of Portfolio Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SKS REPSTG 1/1000TH PFD SER K DIV CM% PERPETUAL MATT PERPETUAL CALL 11/15/24 25.00 Dividend Option: Cash Security Identifier C PRK CUSP:172967341 02103114 79,000.000 25.3090 1.999.418.90 27.8800 2,200,940.00 201,521.10 135,781.25 6.16% CITIGROUP INC DEP MS REPSTG 111000 Seomity Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MATT CUSP: 172967366 PERPETUAL CALL 04/22/182)25.00 Dividend Option: Cash 10/28114 49.033.000 24.0810 1,180,739.16 25.9500 1,272,408.35 91,667.19 71,097.85 5.58% 10/29114 150,967.000 24.3130 3,670,430.48 25.9500 3,917,593.65 247,163.17 218,902.15 5.58% Total Covered 200,000.000 4,851,169.04 5,190,000.00 338,830.38 290,000.00 Total 200,000.000 $4,851,169.84 $5,190,000.00 $338,830.36 $290,000.00 Total Preferred Stocks $8 850 688.54 $7,390,940.00 $540,351.46 $425,781.25 Total Equities $8,850,688.54 $7,390.940.00 $540,351.48 $425,781.25 Unrealized Estimated Estimated Date Acquired Quantity Usk Oast Cost Basis Market Price Market Value Gall Loss Mnual Income Yield Mutual Funds 3.00% of Portfolio M ORGAN FLOATING RATE IN COME FUND SELECT SI-ARES Open End Fund Dividend Option: Reinvest, Capital Gains Option: Reinvest 01/22113 198,216.056 10.0900 2,000,000.00 9.1000 1,803,788.12 -196,233.88 81.466,79 4.51% 02101113 630.057 10 0670 6.342.92 9.1000 5.733.51 -609.41 258 95 4.51% 03101/13 'ra 711.578 10.0600 7,158.48 9.1000 6,475.36 -683.12 292.46 4.51% 04/01/13 789.547 10.1100 7,982.33 9 1000 7.184.88 -797.45 324.50 4.51% 05/01/13 er3 751.550 10.1300 7,613.21 9 1000 6.839.11 -774.10 308.89 4.51% Security Identifier: PHSX CUSP: 481211510 B0097 8007 F ()SAN ROI I CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) HAZE TeO N F i Account Mum be Go paperleSS Page < of 10 I:YEN-NAL 14100 taceliora Veer laws 2007 DAL BAR RATED COMPAUPOCATIONS rxesturrier SDNY_GM_OOO48O9O OB-SDNY-0010914 EFIA_00 158699 EFTA01290727 Deutsche Asset & Wealth Management P.O. Ban 1776, Skidmore, MD 21203 Portfolio Holdings (continued) Orals.. Rant Pnwair vieunalWernall Pdaeals CodrageGnat) Dettsch4 WA Smoot, %lc Mee yen Mar HI Part 4..y.Ita I ter War RA 101E 01114:44414. MAI 7144,91, Statement Period: 12/01/2015 - 12131/2015 Date Acquired Quantity Unit Cod Cost Basis Market Price Market Value Unrealized Gainfloss Estimated Estimated Annual Income Yield Mutual Funds (continued) P MORGAN FLOATING RATE INCON E FUND (continued) 06103/13 '. 3 757.380 10 0900 7,641.77 9.1000 6,891.98 •749.79 311.28 4.51% 07101113 t 3 668.131 9.9700 6.661.27 9.1000 6.07919 -581 28 274.60 4.51% 08101113 '. 3 704109 10 0600 7,08137 9.1000 6,411.94 476.43 289.59 4.51% 09103113 1,3 109.175 10 0300 7,11103 9.1000 6,453.48 459.55 291.47 4.51% 10101113 712.100 10 0210 7.137.85 9.1000 6,480.10 457.75 292.67 4.51% Total Noncovered 201,660.163 2,061,739.23 1,552,315.17 412,422.75 11,111.20 Reinvestments to 2%689.052 91210 203,293.71 9.1000 188,361.39 -14,932.32 8,507.32 4.51% Date Total Covered 20,699.062 203 293.71 118,361.39 41,932.32 8,507.32 Total 226,319.216 12,268,032.91 $2,060177.85 4217,355.08 $92,818.52 Total Mutual Funds 12,268,032.94 12,060177.55 4217,356.08 192,618.52 Unrealized Accrued Estimated Cost Basis Markel Value Gain/ Loss Interest Annual Income l Total Portfolio Holdings $63,919,132.18 $63,542,992.15 4276,139.10 177,194.44 11,069,317.88 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered? under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities %filch are 'covered under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting Ivies are defined as nonretnement, US taxpayers securities which have been acquired on or after their 'applicable date(sF at which they are subject to the cost basis repelling rules and the adjusted basis will be reported to the IRS on form 109943 for the appbcable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unti the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Account Number ROI 1 paperless Th cti,‘L n CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TbsTO NI F I DA Page 5 of 10 Rawl tacollone t very Vs. Siva 2007 DAUM. RATED COMMUNICATIONS rxatL,Ncr aut SDNv_GM_00048O91 DB-SDNY-00 10915 EFTA_00158700 EFTA01290728 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transfening agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the foVoi4ing information for Pershing's 2015 IRS Forms 1099 03, Dill INT, 010 and WC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2016. By February 16. you will be mailed either your 1099 form ore special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 nil be mailed no later than March 17, 2016. Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year•to•Date Securities Secunbes Bought 000 9.64439 . -9.644.39 0.00 4.256.852.04 .1 256 852 04 Secunties Sold 0.00 0.00 000 2.329 942 58 000 2.329 942.58 Total Securities $0.00 -99,644.39 -$9,644.39 $2,329,942.58 -$1,256,852.04 $1,073,090.54 Dividends and Interest $12,818.20 $0.00 $12,818.20 $1,124,619.69 $0.00 $1,124,619.69 Distributions $0.00 $0.00 $0.00 $1,325,849.10 $0.00 $1,325,849.10 Cash Deposits 4I 612 57 000 ll 612 57 154 909 90 0 00 154 909 90 Total Cash $41,612.57 $0.00 $41,612.57 $154,909.90 $0.00 $154,900.00 Money Market Funds $0.00 $0.00 $0.00 $0.00 •$2,843,785.83 •$2,843,785.83 Totals $54,430.77 •$9,644.39 $44,786.38 $4,935,321.27 -$4,100,637.87 $834,883.40 Transactions by Type of Activity Process! Settlement Date Activity Type Securities Bought and Sold 12(30115 REIN VEST CAS1- IN CO ME YM °RCM FLOATIAG RATE INCOME FLA D SELECT SPARES 1,060149 9.644.39 LSO PH SX 224288,2260 SFRS SFRSKRCH. AT 59.09000 RD 12128 PO 12130115 Description Quantity Price Accrued Interest Amount Currency Total Securities Bought and Sold • UNITED STATES DOLLAR liilAtt .0II ME CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) E TCF4TO N F I DarrIA L I-AZ 0.00 -9,644.39 Page 6 of 10 Account Number. co paperless Rasa tacelbra (very Vow' Siva 2007 DALBAR RATED COMMUNCATIONS rxournser SDNY_GM_00048092 DB-SDNY-00 10916 EFTA_00i5870 I EFTA01290729 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 ONIN Manair-wan Maroets Ww 4.0.p De.tic la eau Yin bete Mar iiltatit Itnit noct tine tn.. nr IOVA I) 1,14M-.7.13. lilt I >arc's Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Description Quantity Statement Period: 12101/2015 - 12/31/2015 Price Accrued Interest Amount Carrency Dividends and Interest 12130115 CASH DIVIDEND RECBVED PM ORGAN FLOATING RATE INCOME FUND SELECT SHARES 9.644.39 USD .PF SX 224288.2260 SHRS RD 12128 PD 12130115 12131(15 MONEY MARKET FUND DEL TSCFE GOVT CASH 3,173.81 USO INCOME RECBVED 233993682 Total Dividends and Interest. UNITED STATES DOLLAR 0.00 12,818.20 Cash Withdrawals and Deposits 12131(15 FEDERAL FLNDS FECEIVED FSBC BANK USA. NATIO 47744 41,612 57 USD L S0999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 41,812.57 Total Value of Transactions 0.00 44,788.38 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Am culla premium on taxable bonds based on Constanl Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Pape 7 of 10 Account Number. Raked Excellent, Go paperless Unn Ven Slab 2007 THE FAZE DAL BAR RAT ED COmmuNCATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Te ra°O N F I Drwri A L rxciumer ie.:4=7= SEIY_GM_00048093 OB-SDNY-0010917 EFrA_001 58702 EFTA01290730 Your Account Inform ation (continued) Electronic Delivery You have not selected any account corn in unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alion. Important Information and Disclosures Pricing This section indudes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked NIA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to YAW pershing.cornibusiness_continuky.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You wil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously famished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself of others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) wit be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page of 10 Account Num DOAN 9OL1 Go paperless THE TEAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE tr ON Fl D-EN tacellordi (very Year Woes 2007 DAL BAR RAT CD COMMUNICATIONS rximartraer r:. —"1= SDNY_GM_00048094 OB-SDNY-0010918 EFIA_00158703 EFTA01290731 Deutsche Asset & Wealth Management P.O Box 1778, Bahimore, MD 21203 Important Inform ation and Disclosures (continued) Oralsre Mn, oonievets•nmanirera Pdven 4.p..p Destuht Stwnermc lire bet Oiler 341 Pant Ammo. 160. Me, N'n' lot hY 10114 01114:44414. mfl 741.4,91, Statement Period: 12/0112015 .1213112015 The Role of Pershing • Pershing tames your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabEty of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account. its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, n certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should be directed to your financial intik:hon. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possite circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC brags. For more detailed information please vist vniwpershing.corn/about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4133330. Errors and Omissions excepted. Important Arbitration Disclosures • AU parties to this agreement are giving up the right to sue each other 0 can, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally Mal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. n an eligible case. a joint request for an explained decision has been submitted by alt parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typicaly include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330. Account Numb TPE FAZE TRL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 9 of 10 ...........,. perless ,i te, I.—fly—es..20w DAL BAR RATED COMMUNCATIONS TEA L %C.c.. r CI' a m UN I- IUE SDNY_GM_00048095 OB-SDNY-0010919 EFTA_00158704 EFTA01290732 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT MID RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES N YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCE!. INSTITUTION F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A CONFINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Cl ASSEICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FWWICLAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVALABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT CRONE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WLYVV.PERSHNG.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NES- RULE /307(AX1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST IMECIIIION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF ME ABOVE TERMS AIM CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTWYPERSIING IMMEDIATELY IN WRITING DT CERTIFIED MAIL TO ONE PERSHNG PLAZA JERSEY CITY. NJ 07399. ATTN' LEGAL DEPT DRAB RC>Ll Account Ku TFE FAZE CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) Page10010 noted ta DA .coNera Go paperless 4 .. , very Vset Woe, 2'007 ' LIMII MU COMM D UNICATIONS ON FIDAENTIAr rX""Ner SDNY_GM_00048096 OB-SDNY-0010920 EFTA_00 158705 EFTA01290733 Deutsche Asset & Wealth Management PO Occt 1778, Bahimore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA DnaIsre Kam Ws all PI Minets CoetrarG.p.p °tour* UM Sec,dnes Rapart 011ao 341Part 4+~. It" I ter N.. wet, 1,tt 101E IMPI:444$11. m117$1.•,91, Asset Allocation Prior Year-6d last Period LSD Cash. Money Funds. and Bank Deposits 13,922,655.69 17,373,332.90 LSD Fixed Income 11,10(200.52 8,835,110.55 LSD Equities 6 979 820 00 7,193,610.00 Amount Total (Pie Chart) 162,302,878.21 383,102,113.45 Seethe Asset A:beaten Cisctosure and Footnotes secton for mportant inforrnaton regarding yotsAsset Aloe:Sion. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: Statement Period:11/01/2015 - 11130/2116 Portfolio at a Glance This Period Year-to-Date Beginning Account Value 363,102,113.15 $62,302,175.21 Net Cash Deposits and Withdrawals 0.00 113,297.33 Adjusted Previous Account Value 63,402,113.15 82,116,173.64 Dividends. Interest and Other Income 190,826.17 1,111,869.50 Net Chan e in Portfolio -8.102 11 56 994 47 ncling Account Value 563 584 837.51 563,584,837.51 Accrued Interest 532.041 67 Estimated Annual Income 51.067.053 74 This Period % Allocation 17,558,338.54 71.80% 8,776,908.97 13.80% 7,251.590 00 1110% 163,68037M 100.00% 5009 9020CSF300 GO paperless CON Fl DAENTIAL P ease renew your allocation cer cdca y ugh your Clent Adviser. Page 1 of 10 Rated [nation, (very V.A. Woe, 2007 DALBAR RATED COMMUNICATIONS rxenurnaer SDNY_GM_00048097 OB-SDNY-0010921 EFTA_00158706 EFTA01290734 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized Unrealized This Period Year.to•Date Short•Term Gain/Loss 0.00 0.00 .4,173.78 Long•Term Gain/Loss 0.00 36,988.03 .274.849.62 Net Gain/Lou 0.00 36,988.03 ,279,023.40 This summary excludes transactions where cost basis intimation is not available. Money Market Fund Detail Date Activity Type Deariptioa Mood Bahr. Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num ber: 0000001492 Current Yield: 0.04% Activity Ending: 11/30115 10131/15 Opening Balance 47,254,832.90 47,254,832 90 11102/15 Deposit MONEY FUND PURCHASE 118,500.00 47,373,332 90 11/17115 Deposit MONEY FUND PURCHASE 181,445.35 47.554,778 25 11130/15 Deposd INCOME Rea VEST 1.560.29 47.558.338.54 11130115 Closing Balance 147,551,336.54 Total All Money Market Funds 147,666,338.54 Income and Expense Summary Cumuli Period Year•to•Date Taxable Nom Taxable Taxable Non Taxable Dividend Income Equities 33,945.35 0.00 425,781.40 0.00 Money Market 1.560.29 0.00 15,744.30 0.00 Other Dividends 129,695.53 0.00 561,578.12 0.00 Interest Income Bond Interest 25,625.00 0.00 108,697.67 0.00 Total Dividends. Interest, Income and Expenses $190,826.17 10.00 11,111,801.49 $0.00 Distributions Long • Term Capital Gan Distributions 0 00 0.00 68.01 0.00 Other Distributions 0 00 0.00 0.00 8.097.09 Total Distributions 10.00 10.00 168.01 18,097.09 Ment, 1.O1 Account Number THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Cio ON Fl Erelaa sA L Page 2of 10 Rasa t swami t smy Tom MAST 2907 DAL BAR RATED COMMUNICATIONS rxestmier SDNY_GM_00048098 OB-SDNY-0010922 EFTA_00 158707 EFTA01290735 Deutsche Asset & Wealth Management P.O Oat 1770, Bahimore, MD 21203 Portfolio Holdings Acca:-.; Activity Opening Date Quantity 'lumber &Oleg Cash, M oney Funds, and Bank Deposits 7 5.00% or Portfolio Cash Balance IA on ey II ark et DEUTSCHE GOVT CASH INSTL 10131115 47,556,338.540 0000001492 11130115 Total Money Market Total Cash, M oney Funds, and Bank Deposits Adjusted Date Acquired Cleaatdy Veit Cod Cod Bans Fixed Income 11.00% of Portfolio fhi Mutably Dare Sequence) Corporate Bonds IPAYMENT INC GTO SR NT Security Identifier: 16282EAES 10.250% 05/15/18 B/E DTD 11/15111 CALLABLE 12102115 Q 105.125 Moody Rating CAA3 S & P Rating CCC 10/02112'.12,18 500,000.000 94.1930 170,966.12 98.7500 anginal Cost Bass. 5445.000.00 PM ORGAN CHASE & CO DEP SHSREPSTG Security Identifier 46625HHA1 1/10TH PFD SER 1 FIXED TO FLTG RT BO 7.900% 04129/49 WE DID 01/23/08 Moody Rating BAA3 S & P Rating 813B- 05110111 ..I2.13 3,000,000.000 111.2650 3,337,958.33 103.0000 Original Cost Bans: $3,337,958.33 BANK AMER CORP PERP NON COM ULMIVE DEP Security Identifier: 050605DT8 SHS FIXED TO FLOAT 8.125% 04130158 8/E DTD 04130108 CALLABLE 05115118 Moody Rating 8A2 S8 P Rating BB+ 05110/11 ',12,11 ',12,11 3,116,250.00 3,000,000.000 112.9870 3,389,620.83 103.8750 Gnaw< Mn. , O.,re Missal n Manaluntm Pints Conran Comp 00004 Mai Se0n30 Ac. binv 000, HI Pon 00~.16011b0 Deno IDA. 10114 0 0/ 04.040.1201 7811470 2209 20207.12,, : DRAB 901.1 Account Num be ME FAZE TRLS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Opening Balance Closing Balance Statement Period: 11/0112015 • 11/30/2015 Accrued Income 30-Day Cured Income This Year Yield Yield litsoo.00 17,251,832.90 0.00 47,556,338.51 0.00 15 ,741.30 0.04% 0.04% $17,251,832.90 847,568,338.54 MOD $15,714.30 S47,373,33210 Markel Price $47,556,331.54 Markel Value Interest $0.00 Unrealized Gain! Loss $15,714.30 Accrued Edisaled Entreated Annual Income Yield 493.750.00 22,783.88 2,135.12 51,250.00 10.37% 3,090,000.00 -217,958.33 19,750.00 237.000.00 7,66% -273,370.83 10,156.25 243.75000 7.82% Page3010 ON F I 1319)1)e'rfisA L Rawl toconond [very Vs. Siva 2007 DAL BAR RATEOCOMMUNICATIONS excrustier :re =Zs SDNY_GM_00048099 OB-SDNY-0010923 EFIA_00158708 EFTA01290736 Portfolio Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Date Admired Quantity Unit Cod Cost Bads Market Price Market Value Gain, Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULADVE DEP (continued) Original Cost Bads 53,389,620.83 Total Corporate Bonds $7,198,545.28 6,500,000.000 $8,700,000.00 -$498,545.28 $32,041.67 $532,000.00 Total Fixed Income $7,195,615.21 6,500,000.000 $6,700,000.00 .$498,545.21 Unrealized Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss 132,011.67 $532,000.00 Estimated Estimated Mnual Income Yield Equities 11.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP MIS REPSTG 111000TH PFD SER KDIV6.875% PERPETUAL MAN PERPETUAL CALL 11/151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP: 172967341 003114 79,000.000 25.3090 1,999,418.90 27.2100 2,119,590.00 150,171.10 135,781.25 6.31% CITIGROUP INC DEP SHS REPSTG 111000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MAN CUSIP. 172967366 PERPETUAL CALL 04/22/18625.00 Dividend Option: Cash 10128114 49.033.000 24.0810 1,180,739.16 25.5100 1,250,831.83 70,092.67 71,097.85 5.68% 10129114 150,967.000 24.3130 3,670,430.48 25.5100 3,851,168.17 180,737.69 218,902.15 5.68% Total Covered 200,000.000 42851069.64 5,102,000.00 250,830.36 290,000.00 Total 200,000.000 $4,651,169.84 55,102,000.00 $250,830.36 $290,000.00 Total Preferred Stocks $6 850 688.54 67,251,590.00 $101,001.16 $425,761.25 Total Equities 56,850,686.54 $7,251,590.00 $101,001.46 $425,761.25 Unrealized Estimated Estimated Date Acquired Quantity Unit co Cost Basis Market Price Market Value Gad Loss Mnual Income Yield Mutual Funds 3.00% of Portfolio S M ORGAN FLOATING RATE IN COME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest 01122113 '.3 198,218.056 10.0900 2,000,000.00 9.2600 1.835.480.68 ,164,519.32 82,656.10 4.50% 02101/13%4 630.057 10 0670 6.342.92 9 2600 5.834 33 -508.59 262 73 4.50% 03101/13 '.3 711.578 10.0600 7,158.48 9 2600 6.589 22 •569.26 296.73 1.50% 04101/13 ..3 789.547 10.1100 7,982.33 9 2600 7,311 20 -871.13 329.24 4.50% 05!01!13'•4 751.550 10.1300 7,613.21 9 2600 6.959 35 -653.86 31340 4.50% Security Identifier: PHSX CUSIP 48121L510 90099020CSF•' OPAL, Itc>1. Account Number THE HAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIN7 P. 6(e) UNE Go paperless DAENTIAL Page 4 of 10 Rated [atelier. Ivry V... Swots 2007 DALBAR RATED COMMUNICATIONS rxeramsser .717.1,=.... reTttl=r at= SDNY_GM_00048100 OB-SDNY-0010924 EFIA_001 58709 EFTA01290737 Deutsche Asset & Wealth Management PO &a 1778. Ballimore, MO 21203 Portfolio Holdings (continued) °rain Rana Pnnle vkanParagenan Pdaeat$ Caen., 00.10 Des-b1h4 Sat selvnts•mc lira VertMc* Hann Asa*. AM' kw New lot WI 10154 inn 4:4.78411. OM) 'WU% Statement Period: 11/01/2015 - 11/30/2015 Date Acquired Quantity Unit Cost Cost Basis Market Price Markel Valle Unrealized Gainl Loss Estimated Estimated Annual Income Yield Mutual Funds (conformed) P MORGAN FLOATING RATE IN CONE FUND (continued) 06103113 ' . 3 757.360 10 0900 7,641.77 9 2600 7.01316 62861 315.82 4.50% 07101113 ' . 3 688131 9.9700 6.661.27 9 2600 6.186.88 .474 39 278.61 4.50% 08101113 •.3 704109 10 0600 7,08137 9.2600 6.524.67 563 70 293.82 4.50% 09103113 ' . 3 709.175 10 0300 7,113.03 9.2600 6,566.96 .546 07 295.73 4.50% 10101113 ' . 3 712.100 10 0240 7,137.85 9.2600 6.594.04 54381 296.95 4.50% Total Noncovered 204,650.163 2,064,739.23 1,895,060.49 -169,678.74 86,339.13 Reinvertmenls to 19,638.063 9.8610 193,649.32 9.2600 181,848.48 -11,80084 8,189.06 4.50% Date Total Covered 19,838.063 193 84912 181,84816 -11,800.84 8,189.06 Total 224.288.226 62,258,388.55 62,076,908.97 .6181,479.68 HUH 19 Total Mutual Funds $2,258,388.55 $2,076,908.97 -6181,479.58 393,528.19 Unrealized /cued Estimated Cod Basis Markel Valle Gain/ Loss Interest Annual Income Total Portfolio Holdings $63,863,860.91 $63,584,837.51 .$279,023.40 $32,041.67 $1,067,053.74 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (1RC") (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.' under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities %filch are 'covered under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-reteement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1999-6 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple feted payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on feted income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoMng foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Account k um be tHIAN ROLL Ao paperless Th) FAZE Tai..1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) UUN I U TIAL Page 5 of 10 Rated tacelloni Lyon. Vest since 2007 DAL BAR RAT CO COMMUNCATIONS rxerturnaer SDNY_GM_00048101 DB-SDNY-00 10926 EFTA_OO1 58710 EFTA01290738 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this intonation. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivenng firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Please note the fo'lowing information for Pershrng's 2015 IRS Forms 1099 (8. DN. INT. 010 and MISC ): Your form 1099 will be delivered as early as possible. begnning January 31. 2016. By February 16. you will be mailed either your 1099 form on special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 17. 2016. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual funds prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Activity Summary (AM amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year•to•Date Debits Year-to-Date Net Year-to-Date Securities Secuntles Bought 0 00 .7.820 53 .7.820 53 0.00 .1,247.207.65 .1,247,20715 Secunlies Sold 0.00 0.00 0 00 2,329,942.58 0.00 2,329,942.58 Total Securities $0.00 -$7,820.53 -$7,820.53 $2,329,942.58 -$1,217,207.85 $1,082,734.93 Dividends and Interest $190.828.17 $0.00 $190,828.17 $1,111,801.49 $0.00 $1,111,801.40 Distributions $0.00 $0.00 $0.00 $1,325,819.10 $0.00 $1,325,849.10 Cash Deposits 0 00 0 00 0 00 113,297.33 0.00 113.297.33 Total Cash $0.00 $0.00 $0.00 $113,297.33 $0.00 $113,297.33 M oney Market Funds $0.00 $0.00 $0.00 $0.00 -$2,813,785.83 -$2,813,785.83 Totals $190,826.17 -$7,8I0.53 1183,006.84 91,880,890.50 -$1,080,993.18 $789,897.02 Transactions by Type of Activity Process? Settlement Date Adivity Type Securities Bought and Sold 11127115 REINVEST CASK INCOME JaH SX Description Quantity Prim Awned liters Moist 01 ring MORGAN FLOATING RATE INCOME FUND SELECT SHARES 223113.8780 SIAS ShRSPURCH. AT $9.28000 RD 11121 PO 11127/15 841.550 .7.820.53 USD Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .7,820.53 Page6 of 10 Account Number Rated excelleria WeAkl ROLL GO paperless L very Yew Woes 2007 DAL DAD RA T COMMUNICKRONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THEHATONFIDEErriA rxantmer SDNY_GM_00048102 DB-SDNY-00 10926 EFTA_00 [5871 I EFTA01290739 Deutsche Asset & Wealth Management P.O. Ba 1778, Babimore, MD 21203 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Descriptioa Quantity Pro Accrued Interest Amonat Corning Dividends and Interest 11116115 CASH DIVIDEND RECEIVED BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED 060505DT8 TO FLOAT 8.125% 0/130158 B/E RD 11/13 PO 11/15/15 DIV PAID AT 10.62S 3000000 11116115 CASH DIVIDEND RECEIVED 79000 SH RS CITIGROUP INC DEP Sh S REPSTG 1/1000TH PFD C PRK SER K DIV 1875% PERPETUAL MATT PERPETUAL CALL 11115123© 25 00 RD 11/05 PO 11/16115 11/16115 BONO INTEREST RECEIVED 500000 'PAYMENT INC GTD SR NT 10250% 05115118 B/E 16262EAE5 DTD 11115/11 CLB RD 11113 PD 11/15115 11/27115 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES .P1-SX 223113.6760 SHRS RD 11121 PD 11127115 11130115 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR Dralsre Rant Pnwair Wolin Paptagenan Weals Coon., 6 ,0.1) °tout* math %wort w Mee Ion Mar la bn4wy.l*utcr War wet 11Y 10114 Innit4.711A.11141701.09.1 Statement Period: 11/01/2015 • 11/30/2015 121/7500 USD 33.945 35 USD 25125 00 USD 7,820.53 USD 1,560 29 USD 0.00 190,026.17 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 183,005.61 USD Your Client Advisor: DAN DANIEL SABBA 305 PARK AVENUE. 26TH FLOOR NEW YORK NY 10151.0003 littAit aOR Account Num TI- E FAZE TA CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) page I en0 paperless 'UNFIDASTriA Rasa tacolloni (very Vs, Since 2007 DAUM. RATED COMMUNCATOONS rxciurnser SONY GM 00048103 DB-SDNY-00 10927 EFTA 00155712 EFTA01290740 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN RRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Conant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwv.pershing.corn/business_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously !wished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in Mien of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available icon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written authorization from Standard & Poor's. Standard & Paces does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or Page 8 off0 I `Ft...., Account Numb TI•E HAZE T CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Go paperiess Paned excellent, ',erg Va. Late 2007 L T 0A BAR RATED COMMUNICATIONS U IN 1- DAENTIA rxert urtaer SDNY_GM_00048104 OB-SDNY-0010928 EFrA_001 58713 EFTA01290741 Deutsche Asset & Wealth Management P.O. edit 1770, Banimore. MD 21203 Important Inform ation and Disclosures (continued) Dean Sim P01.410 VmalinManapnerd Mangt$ Coon,. Comp °taunt sank sew net •ac. Mar *4 Oat* SO Pan AMINO, 26% I ber Mrs** NY 1011.4 Il VI 4S44,18.111417811471S Statement Period: 1110112/15 • 11/3012015 Ratings (continued) omissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. 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Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possble circumstance, but as a general disclosure. 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Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • At parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in cowl proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by al parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typicalty include a minority of arbitrators who were or are afNiated with the securities industry. • The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Account Nu® Der ()PAN MOIL (so paperless ME FAZE Tt CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) IN 1- I DAENTIAL Page 9 of 10 PMW excellent, Leery Vs.. Slate 2007 MUM. RA T ED COMMUNICA T1ONS rxest ur NCI aware ua —0-•••••. ...v3 SDNY_GM_00048105 OB-SDNY-0010929 EFTA_00158714 EFTA01290742 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to artktration, nor seek to enforce any predispute arbitration agreement against any person who has ciliated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 10010 Account Numbs (i t ; rimed I , F 1/41t 1 Go L1SI paperless Event Year Siva 2007 D IA TP E HAZE t DALBAR RAT (0 COMMUN CATIONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) CWIFI A T rxesurraer ..- ctraerzt—a •.=., ...•••"•••kinit •OC SDNY_GM_00048106 OB-SDNY-0010930 EFrA_OOI 58715 EFTA01290743 Deutsche Asset & Wealth Management P0. 80.• 1778. Bs!wore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Ora Pr Ff.le Won PaamOnt. Pdynt% firer... 4.p. p Des-004 ',- Mn C Vert Pik* Na Mn 4.00•0.1601b0 New** nv 1004 1/1004.7101.11110178•470 Asset Allocation Prior Year-Fed Ltd Period USD Cash. Money Funds and Bank Deposits 43,922,655.69 47,180,729.13 LSD Fred Income 11,400,200.52 8,821,065.64 LSD Equities 6.979.820 00 7,088,930.00 Account Total (Pie Chart) 362,302,878.21 3133,098,724.77 See the Asset Mattoon Disclosure and Footnotes moon tor important mformaton regardeig yots Asset Abortion. CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 6(e) Account Number: Statement Period: 1010112015 -1013112015 Portfolio at a Glance This Period Year-to-Date Beginning Account Value 363,096,721.77 $62,302,671.21 Net Cash Deposits and Withdrawals 0 00 113,291.33 Adjusted Previous Account Value 63,098,724.77 62,416,073.64 Dividends, Interest and Other Income 201,060.11 921,043.33 Net Change in Portfolio 101,328 21 65,096 58 nchng Account Value 3 402 113.45 $63 402 1 13 45 Accrued Interest 3136.027 77 Estim ated Annual Income 51.064.694.38 Ibis Period % Allocation 47,373,332.90 74.71% 8,835,140.55 13.94% 7,193,040.00 1135% $63,402.113.45 100.00% CONFI Dg (t. )fgfisA L 2014031$252300/0 P ease review your allocabon cer cdca y wth you' Cleft Acl.osco. Pate 1 of 10 Rapid facelloni Ivory Ve SSW, 2007 0ALBAR RATED COMMUNICATIONS rxeiartraer SDNY_GM_00048107 OB-SDNY-0010931 EFTA_00158716 EFTA01290744 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year*Date Short-term Gam/Loss 0.00 0.00 •3.287.38 Long-Term Gain/Loss 000 71.585.86 -266,802.45 Net Gain/Loss 0.00 71,586.86 ,270,089.81 This summary excludes transactions where cost basis information is not available. For Your Information Please note that the Veruation at a Glance section on page one of your account statement nil be updated and renamed Portratio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num her: 0000001492 Count Yield 0.04% Activity Ending: 10130/15 10101115 Opening Balance 47.180.729 13 47,180,729.13 10123115 Deposit MONEY FUND PURCHASE 72.500.00 47,253,229.13 10/30115 Deposit INCOME REINVEST 1,603 77 47,254,832.90 10130115 Closing Balance 147,254,83210 Total All Money Market Funds $47,254,832.10 Income and Expense Summary Current Period Year-to-Date Taxable Nom Taxable Taxable Von Taxable Dividend Income Equities 72,500.00 0.00 391,836.05 0.00 Money Market 1,603.77 0.00 14,184.01 0.00 Other Dividends 126.95617 000 431.882.59 0.00 Interest Income Bond Interest 000 0.00 83.072.87 0.00 Total Dividends, Interest, Income and Expenses 9101,060.44 10.00 1920,975.32 HA Page 2 of 10 OBALI ROLI. Account Nun ber TFE FAZE TRLSI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ON Fl dEWfisA L Rabid [nailer.' Lowy Vs.. SOSO, 2007 DAUM. RATED COMMUN CATIONS rxesturnaer SDNY_GM_00048108 DB-SDNY-00 10932 EFTA_00158717 EFTA01290745 Deutsche Asset & Wealth Management P.O. Boa 1770 Balamoro, MD 21203 Draft.' Um PonirVOtiah mvvic-.M maws forme Gowo DerbON Sew nes Lac Nos Teri Oat* SO Pia itoodmi. 26th I Wei mews* NY 1011.4 Up/ 49147/18. OM)) 78114,9S Statement Period: 1010112015 • 10/3112015 Income and Expense Summary (continued) Current Period Year-10-Date Taxable Noe Taxable Taxable Non Taxable Total 0istri actions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 75.00% of Portfolio Cash Balance 0.00 0.00 68.01 0.00 0.00 0.00 0.00 8 097 09 90.00 $0.00 $88.01 $8,097.09 Amorist Adivity °peeing goalie Acaued Income 30-Day Current Quantity Number Didion Baboon Balance Income This Year Yield Yield 0.00 118,500 00 Money Market DEUTSCHE GOVT CASH INSTL 10101115 47.254.832 900 0000001492 10130115 47.180.729.13 47.254.832.90 51.79 14184.01 0.04% 0.04% Total Money Market 347080,729.13 $47,264,632.90 551.79 Total Cash, Money Funds, and Bank Deposits $47,180,729.13 $47,373,332.90 551.79 $14,114.01 $14,18.1.01 Adjusted Unrealized Amued MIM&Sated Estimated Dale Acquired Quantity Vail Cod Cod Balls Market Price Markel Value MU L0N I hum Yield Fixed Income 11.00% of Portfolio (In lialanlyDate Sequence) Corporate Bonds IPAT M ENT INC GTD SR NT Security Identifier: 48212EAE5 10250% 05/15/18 WE DTD 11/15111 CALLABLE 10/30115 6 105.125 Moody Rating CM3 S & P Rating CCC 10/02112 'atm 500,000.000 940270 170,134 64 98.7500 493,750.00 Gilpin& Cost Basis: 5445.000.00 PM ORGAN CHASE & CO DEP MIS REPSTG Security Identifier: 466291HA1 1/10TH RFD SERI FIYRI TO FLTG RT BO 7.900% 04129/49 WE DTD 04/23/08 Moody Rating BAA3 S P Rating BBB- 05110111 '.11.1) 3,000,000.000 111.2650 3,337,958.33 103.9000 Original Cost Basis: 53,337,958.33 I RAI, ROI Account Numb THE HAZE TTbI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 3 117.000 00 FIF ONFID A L 23,615.36 23,631.94 51,250.00 10.37% -220.95133 0.00 237.000 00 7.60% Page 3 of 10 Mated tacelle Event Year since 2007 DAL BAR RATED COMMUNICATIONS rxenurner .—,N Y4 —.ens-kw*, •re SDNY_GM_000413109 OB-SDNY-0010933 EFrA_00 I SUB EFTA01290746 Portfolio Holdings (continued) Ode Acquired Fixed Income (continued) Corporate Bonds (continued) BANK AN ER CORP PERP NON CUMULATIVE DEP 918 AXED TO FLOAT 8.125% 04130158 WE DID 0413&08 CALLABLE 05/15118 Moody Rating BA2 SE P Rating 681 05110/11 '.11.13 3,000100.000 112.9870 Atusted Quantity Unit Cod Cod Bass Madre Price Markel Value Unrealized Accrued Estimated Estimated Gain, Loss Interest Mnual Income Yield Total Corporate Bonds 6,500,000.000 Security Identifier: 0605050Th 3,389,620.83 104.1340 Odlpnal Cod Buis: $3,389,620.83 $7,197,713.80 3 124.020 00 ,265,600.83 112,395.83 243,750.00 7.80% 16,734,770.00 -1462,04310 9136,027.77 $532,000.00 Total Fixed Income $7,197,713.80 6,500,000.000 16,734,770.00 .$162,943.80 Unrealized Date Acquired Quantity Unit Cod Cod Bads Market Price Market Value Qua! Lots Equities 11.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP 5115 REPS761/100079 Security Identifier: C PRK PR SER K DIV6.875% PERPETUAL MATT CUSP. 1729673/1 PERPETUAL CALL 111151230 25.00 Dividend Option: Cash 02/03/11 79,000.000 25.3090 1,999,418.90 275400 2,175,660.00 176,241.10 135,781.25 6.24% CMGROUP INC DEP Sid REPSTG If 1000 Staidly Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL 14 ATY CUSP 172967355 PERPETUAL CALL 01/22118025.00 Dividend Option: Cash 10118111 19.033.000 21.0810 1,180,739.16 1,230,233.01 49,493.91 25.0899 71,097.85 5.77% 10129114 150,967.000 21.3130 3,670,430.48 25.0899 3,787,746.93 117,316.45 218,902.15 5.77% Total Covered 200,000.000 4,851,169.64 5,017,980.00 166,810.36 290,000.00 Total Total Preferred Stocks Total Equities $136,027.77 $532,000.00 Edimated Estimated Mnual Income Yield 200,000.000 51,851,169.64 $8,850,588.54 66,850,588.54 $5,017,980.00 $7,193,640.00 $7,193,610.00 Account Nun Oz- OBALI ROI I (so paperless Tt• E TCO N F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE RLsr $166,810.36 $313,051.16 $343,051.16 5290,000.00 $425,781.25 $425,761.25 Rated excellent [very V.. Lace 2007 DALOAR RATED COMMUNICATIONS rxestmser Page 4 of to w a r 14L errilav vs, ;.....••••••••••ft ma* SDNY GM 00048110 DB-SDNY-00 10934 EFTA_00158719 EFTA01290747 Deutsche Asset & Wealth Management PO. Bca 1778. Baltimore, MO 21203 Portfolio Holdings (continued) Dale Acquired Mutual Funds 3.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SNARES Open End Fund Dividend Option: Reinvest: Capita Gains Option: Reinvest Security Identifier: PHSX CUSP. 481211510 01122!13'•3 198,216.058 10 0900 2,000,000.00 9.4000 1,863,230.92 -138,769.08 82,25918 4.41% 02101113 '.3 630.057 10 0670 6.342.92 9.4000 5.922.54 -420.38 261.47 4.41% 03101113 '.3 111.578 10.0600 7,158.48 9.4000 2888.84 •48914 295.31 4.41% 04101113'.3 789.547 10.1100 7.982.33 9.4000 7,421.74 •580.59 327.66 4.41% 05101/13'.3 751.550 10.1300 7,613.21 9.4000 7,084.58 -548.63 311.89 4.41% 06/03113 '.3 757.360 10.0900 7,641.77 9.4000 7,119.18 .522.59 314.30 4.41% 07!01!13'.3 08101113 '.3 09103!13'.3 10101113'.3 868.131 704.609 109.175 712.100 9.9700 10 0600 10 0300 9.4000 10 0240 6,661.27 7,088.37 1,113.03 7,137.85 9.4000 9.4000 9.4000 6,280.42 6,623.33 6,666.24 6,693.73 -380.85 -465.04 -446.79 -444.12 277.27 292.41 294.31 295.52 4.41% 4.41% 4.41% 4.41% Total Noncovered 204,850.163 2,084,139.23 1,923,711.52 ,141,027.71 64,92920 Reinvestments to 18,793.513 9.8880 185,828 79 9.4000 176,659.03 -9,169.78 7,709.32 4.41% Date Total Covered 18,793213 185,828.79 176.659.03 .9,169.78 7,799.32 Total 223,443.678 $2,250,568.02 62,100,370.55 -$150,197.47 $92,729.12 Total Mutual Funds $2,250,568.02 52,100,370.55 -$160297.47 $92,729.12 Onto< Ram 10•410 "mall nmamapnein Wnets Cowan4'0.p Dettscht ML Sec•onts Ac. Mn 1,4 Mt* 14 PIA Mist lkh I to Newlin* 7tt 10114 1/121454.71119. (MI 78/...M. Statement Period: 10/01/2015 • 10131/2015 Unrealized Quantity Unit Cod Cost Bids Market Price Market Value Win! Lop Estimated Estimated Annual Income Yield Cost Basis Market Value Unrealized kaued Estimated Gain/ Loss Interest Animal Income Total Portfolio Holdings $63,672,203.26 $63,402,113.45 2270,089.81 $132027.77 61284,894.38 Footnotes • Noncovered under the cost basis rules as defmed below. Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC)(incorpoiating amendments enacted by P.L.110•34 3, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.- under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-cerement US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Account Num tier.- MIAS you GO paperless ThE MAL hLST ON FIDA MS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE TC Page 5 of 10 rata. tacellenil [very Year Since 2007 DAUM. RATED COMMUNCATIONS rxesurner r..t="=====rt. SDNY_GM_00048111 OB-SDNY-0010935 EFTA_001 58720 EFTA01290748 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debi Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization. accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of food income security, and certain attributes. obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this intonation. M essa es Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfalio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-loBate Debits Year-to-Date Net year-to-Date Securities Securities Bought 0 CC 8.45667 8.45667 0 00 -1.239.387.12 -1.239.387.12 Secunues Sold 0 CO 0 00 0 00 2.329 942 58 0.00 2,329,942.58 Total Securities 10.00 48,156.67 .18,456.67 $2,329,942.58 .$1,239,387.12 81,010,655.46 Dividends and Interest 1201,060.44 $0.00 3201,060.44 $920,975.32 $0.00 3020,0/5.32 Distributions 10.00 $0.00 30.00 31,325,849.10 $0.00 61,325,849.10 Cash Deposits 0 CC 0.00 0.00 113 297 33 0.00 113,297.33 Total Cash 10.00 $0.00 $0.00 5111,297.35 moo $113,297.33 Money Market Funds 10.00 $0.00 $0.00 WOO -$2,1143,185.83 .22,843,785.03 Totals $201,060.44 48,456.67 $192,603.17 54,690,084.33 -54,083,172.96 5606,891.38 Page 6 of 10 1, HAe .01 Account Nunbe paperless TI• E 'Is EV/ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE T O N F I D .- L.1A L Rabid excellent, L very Viw SOSO, 2007 CALMAR RATED COMMUNICATIONS rxesturner SDNY_GM_00048112 DB-SDNY-OO1O936 EFTA_OO158721 EFTA01290749 DOLOSCE, O (Inc it PO 0o. 1776, Baltimpre ND 212C Oruisre Rant Prmair. %Wolin Papmgenan Pdaeals Coon., 6 ,0.4) Dests0,4 Baia %twos 'ac Ile V.4 001c• HI Pan Ammo. Ita I ter War int Irt 10114 01))4,A411A.11111171.4:91, Transactions by Type of Activity Process/ Settlement Date Adivi De= Nan Statement Period: 1010112015 • 10/3112015 Price Accrued Interest Amain Cane Securities Bought and Sold 10129115 REINVEST CAST INCOME P MORGAN FLOATING RATE INCOMEFUND SELECT SPARES 899 846 4456.67 USD SX 222544.0300 SHRS SHRS MACH. AT 59.10000 RD 10127 PD 10129/15 Total Seallillt$ Bought and Sold - UNITED STATES DOLLAR 0.00 -8,156.67 Dividends and Interest 10122115 CASH DIVIDEND RECEIVED 200000 SH RS CITIGROUP INC DEP 51- S REPSTG 111000 PFD 72,500 00 USD C PRC SERC DIV 5 8% PERPETUAL MATY PERPETUAL CALL 04122/18Q 25 00 RD 10/09 PD 10/22115 10129115 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,456.67 USD SX 222511 0300 SHRS RD 10127 PD 10129115 10130115 M ON EY MARKET FU ND DEUTSCHE GOVT CASH 1,603.77 USD INCOME RECEIVED 233993882 10130115 CASH DIVIDEND RECEIVED ,PMORGAN CHASE 8 CO DEP SHS REPSTG 1/10TH PFD SER 118.500 00 USD 466251-HAl 7.900% 0/129149 BlE RD 10129 PD 10130115 DIV PAID AT 39.50 3000000 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 201,080.44 Total Value of Transactions 0.00 192,803.77 USD The price and quantity displayed may have been rounded. Cash Not Yet Received Security Interest DANK AMER CORP PERP NON CO M LLATiVE DEP SI- S FIXED TO FLOAT IPAYM ENT INC GTD SR AT 10150% 05115/18 B/E Total Cash Not Yet Received ' , NAO.( Gorr THE HAZE Tt CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Record Date Payable Dale 10130115 11/15115 10130115 11/15115 Cleaathy Held Rate 3.000.000 000 0.040625 500.000.000 0.051250 Dividend Optioe Mount of Payment Cash Cash Account Numbe Rioted Excellent GO paperless ONFID=iAL L very Van Lace 2007 DALIMI1 PAVED COMMUNKATIONS exesamer 121,875 00 25.625 00 5117,500.00 Page 7 of 10 SDNY_GM_00048113 DB-SDNY-0010937 EFTA_00 158722 EFTA01290750 Client Service information Your Client Advisor: DAN DANIEL SAHA 315 PARK AVENUE, 26TH FLOOR NEW YORK NY 10151.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestment Ran: RRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on tumble bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comilbusiness_conbnuity.html for specific detais as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this Information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action Page 8 of 10 Account Num be, Rad twalloni OlitAkl ROLL Lvery VS, SOSO, 2.007 THE It ON F PaPe.rless 4.; DALOAR RATED COMMUNCATIONS rxesturtraer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) -at tra:t.t.raltfu-th.r" -= SDNY_GM_00048114 DB-SDNY-0010938 EFTA _00158723 EFTA01290751 Deutsche Asset & Wealth Management P.O Box 1770, Ba!ammo, MD 21203 Important Inform ation and Disclosures (continued) Dram.* Ram 10•410 WtYn Ma fr-wtm I I ent% CpetrarGtp.p Des-b04 mai Se4•0,3e1 v.4 Mt* 14, PIA Ass.. lkh I ber New*** 1tY 1011A 454.71119.11141 78/14MS Statement Period: 10/0112015 • 10/3112015 Foreign Currency Transactions (continued) transactions unless you instruct your financial organization otherwise. Pershing's curtency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the pnor business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & P00I'S. Reproducing and distributing any information received from Standard & Pooes is not permitted without prior written authorization from Standard & Pooes. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pooes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts: are not recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account Pershing is not responsible cr liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabdity of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it receives as the resuk of securities transactions it processes. • Your Mandel institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitabiky of those transactions, where appkcable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consuk the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`') Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnwr.pashing.com/aboutfstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in vatng to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. DOAN 'it'll Account Numb ThE FAZE T CONFIDENTIAL —PURSUANT TO FED. R CRIM. P. 6(e) Page 9 oft0 Raoul tacellerigi aamerles van since 2007 DAUM* RATED COMMUNICATIONS ONFIDn\MAL - r )(MUM" SDNY_GM_00048115 OB-SDNY-0010939 EFrA_00 158724 EFTA01290752 CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vnl typically include a minority of arbitrators 40 were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bnngmg a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399: (201) 413-3330. Page 10 of 10 TF E FAZE T ta4o Account Nun ber paperless ON FIDAENTIAL Rated tscollenti [very Year Since 2007 DALBAR RATED COMMUNICATIONS rxenurtrier SDNY_GM_00048116 OB-SDNY-0010940 EFrA_00 158725 EFTA01290753 Deutsche Asset & Wealth Management P.O. Boa 1778, Baltimore, MO 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: CAMEL SABBA Dralsov Rant km,. Weahn Papmgenan Manes CodragreG,o‘P Destutg lank %woe+ Ac lire wan Mkt lab * Annvet I *xi /M RA /WY 10114 inn 4914M 1.14178114:011 Asset Allocation Prior Year-End Lad Period LSD Cash. Money Funds and Bank Deposits 43.922.655.69 47179.177.86 LSD Axed Income 11.400.200.52 8.920.698.99 LSD Equities 6,979,820.00 7.027.720.00 Account Total file Chart) 962,307,676.21 $63,127,596.67 See the Asset Mocation Disclosure and Footnotes section lor important information regarding your Asset Allocation. ORAN ROI:. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Valuation at a Glance Beginning Account Value het Cash Deposits and Wilhdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Is et Change in Portfolio Account Number: Statement Period: 0910112015 - This Period $63,127,596.87 0 00 63,127,596.81 8.648.68 -39.520 78 Year-to-Date 962,302,676.21 113.297 33 62,415,973.54 719.982 89 -39,231 66 ncling Account Value Accrued Interest Estimated Annual Incom e $63 096 724.77 S63 096 7 2 4 7 7 This Period % Allocation 47,180,729.13 74.77% 8.827.065.64 13.99% 7.088.930 00 11.24% $63,096,774.77 100.00% 5209.375 00 51.062.494.71 Please review your allocation penodicalty web your Cbent Admix. Page 1 of 11 66NFIDIVisAL listed tacelbra (very V••• Since 2007 0ALBAR RATO2COMMUNICATKINS rxerturmet SDNY_GM_00048117 DB-SDNY-0010941 EFTA 00155726 EFTA01290754 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized ibis Period Year4o-Date Short-Term Gam/Loss 000 0.00 127.513 98 Long•Term Gain/Loss 000 71:585.88 -501.101 48 Net Galn/Lou 0.00 71,586.86 ,373,595.50 This summary excludes transactions where cost basis information is not available. For Your Information Please note that the Valuation at a Glance section co page one of your account statement will be updated and renamed Portratio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001492 Current Yield: 004% Activity Ending: 09/30115 09101115 Opening Salute 09130/15 Deposit INCOME REIN VEST 47,179,177.81 1.551.25 47,179.177 88 47.180.729.13 09130115 Closing Balance 947,180,729.13 Total All Money Market Funds 147,180,729.13 Income and Expense Summary Curren) Period Year•loOate Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 0 00 0.00 319,336 05 0.00 Money Market 1.551.25 0.00 12.580 24 0.00 Other Dividends 7:097 43 0.00 304.925 92 0.09 Interest Income Bond Interest 0 00 0.00 83.072 67 0 00 Total Dividends, Interest, Income and Expenses 18,648.88 60.00 $719,914.88 60.00 Account hum be Lt01 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE ONFI DEN 1A L TI-E Page 2 of 11 Rsd tocelleni beefy V.A. Woes 2007 CALMAR RAT ED COMMUNICATIONS rxesumer :sr .zit SDNY_GM_00048118 DB-SDNY-0010942 EFTA 00158727 EFTA01290755 Deutsche Asset & Wealth Management PO llo‘ 1778. Baoliimore. MO 21203 Income and Expense Summary (continued) ()PASO( Pnwair Vhaiin waren Pewees <wrap Gw..p ontsciv let setwnet Mw.* Oma, HS Pan Ammo. /Mb Mcr New leek 11Y 101'I (1p/ 4544814. MIS) 7.14:31 Statement Period: 0910112015 • 09130/2015 Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Distributions Long • Tern Ca: tal Gain Cistr bu:ions Other DistribJtions Total Distributions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 75.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 09/01115 47.110/29.130 0000001492 09130115 47.179.177.88 47.180.729.13 0.00 12.580 24 0 04% 004% Total Money Market 847,179,177.88 $47,180,729.13 Total Cash, Money Funds, and Bank Deposits $47,179,177.88 847,180,729.13 $0.00 $0.00 812,580.24 812,580.24 Adjusted Unrealized Accrued Estimated Estimated Dale Acquired Quantity Unit Cost Cost Basis Market Price Markel Value Gain/ Loss Interest Annual Income Yield. Fixed Income 1 1.0 0% of Portfolio (In Malign)? Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT Security Identifier: 48282EAES 10250% 05115118 B/E DTD 11/15/11 CALLABLE 09/30115 O 105.125 Moody Rating CM3 Si P Rating CCC 10102112'.12,13 500.000.000 93.8620 PM ORGAN CHASE a CO DEP SliS REPSTG 1110TH PFD SER 1 FIXED TO FLT6 RT BD 7.900% 04129/49 WE DTD 04/23/08 Moody Rating 8AA3 S P Rating BBB- 05110/11 '.17.13 3.000.000.000 111.2650 0.00 0.00 68 01 000 0.00 0.00 000 8 097 09 $0.00 $0.00 888.01 88,097.09 Account Mirk Opening Closing Awned Income 30-Day Current Quantity Number Ending Balance Balance Income This Year Yield Yield 469.312.09 95 0000 475.000.00 5.687.91 19.218.75 51,250.00 1078% Origins Cost Basis: 5445.000.00 Security Identifier: 4882SHHAI 3.337.958.33 103.8750 3,116,250.00 -221.708.33 98.750.00 237,000.00 7.60% Original Cost Bair 33,337,958.33 Page 3 of It Account N e t :. Rated tmalkinfl inAS Rat Go paperless (very Year Sante 2007 TI-E HAZE DALBAR RATEOCOMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDArErriA rxestimer O a ts= a .0•4=o . SDNY_GM_00048119 DB-SDNY-0010943 EFTA 00155728 EFTA01290756 Portfolio Holdings (continued) Date Acquired Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULATIVE DEP PS FIXED TO FLOAT 8.125% 04130158 WE DTD 04130108 CALLABLE 05/15118 Moody Riling BA2 SE P Rating B8• 05110111 '.12.13 3,000,000.000 112.9870 Adjusted Ounthy Unit Cost Cod Basis Market Price Market Valve Unrealized Accrued Estimated Estimated Gain, Loss Interest Annual Income Yield Total Corporate Bonds 6,500,000.000 Security Identifier: 0605050Tb 3,389,820.83 101.5000 Original Cost Buis: 53,389,620.83 $7,196,891.26 3,135.000 00 ,254,820.83 91,406 25 213,750.00 1.77% $6,726,250.00 -$470,841.25 9209,375.00 $532,000.00 Total Fixed Income $7,196,691.25 6,500,000.000 $6,726,250.00 -$470,641.25 Unrealized Date keened Quantity Vail Cod Cod Bads Market Price Market Value Gain! Loss Equities 11.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP SHS REPSTG 111000TH Security Identiler:C PRK PFD SER K DIV6.815% PERPETUAL MATY CUSP:172967341 PERPETUAL CALL 11/15123025.00 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,418.90 26.6700 2,106,930.00 107,511.10 135,781.25 6.44% CIT1GFIOUP INC DP SHS REPSTG 111000 Seaulty Mender: C PRC PFD SER C DIV 5.8% PERPETUAL MATY CUSP: 172967366 PERPETUAL CALL 04/22118025.00 Dividend Option: Cash 10/28/14 49.033.000 24.0810 1,180,139.16 24.9100 1,221 412.03 40,672.81 11,097.85 5.82% 10129114 150,967.000 24.3130 3,670,430.48 24.9100 3.760.587.97 90,157.49 218,902.15 5.82% Total Covered 200,000.000 4,851,189.44 4,982,000.00 130,630.36 290,000.00 Total 200,000.000 $4,851,169.61 $4,982,000.00 $130,830.38 $290,000.00 Total Preferred Stocks $6,650,588.54 $7,088,930.00 $238,341.48 $425,761.25 Total Equities $8,850,518.54 $7,086,930.00 9231,341.48 8425,781.25 $209,375.00 $532,000.00 Estimated Estimated Annual Income Yield '02/230CSF ' Account Numb THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) UN I— I U EPTli sA Page 4 of 11 Itatod Excellent [very Yew Sine, 2007 DAL BAR RATE000MMUNICATIONS rxerimier SDNY_GM_00048120 OB-SDNY-0010844 EFrA_00 I 58'729 EFTA01290757 Deutsche Asset & Wealth Management PO 13o.‘ 1776. Ilahimore MD 21203 Portfolio Holdings (continued) Date Acquired 0ediSre RIM Pr. Mr W. 4I P. &tamale,. Pant% I peva,.G to.p Des-b04 sai ',- Mn %A Mt* Na PIA Mist MOWS New** nv 1011.4 inn 454.71119.1115178•471S Statement Period: 09/01/2015 - 09/30/2015 Unrealized Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss Estimated Estimated Annual Income Yield Mutual Funds 3.00p/ of Portfolio P MORGAN FLOATING RATE INCOME FUN SELECT SNARES Open End Fund Dividend Gillian: Reinvest Capita Gains Option: Reinvest Security Identifier: PHSX CUSP. 181211510 01/22113 '.3 198,216.058 10 0900 2,000,000 00 9.4400 1,871,159.56 ,124,840.44 62,061.44 4.38% 02101113 ..3 630.057 101670 6.342.92 9.4400 5.947.75 -395.17 260.84 4.38% 03101113 '.3 711.578 101600 7,158.18 9.4400 6,717.29 411.19 294.59 4.38% 04101113 '.3 789.547 10.1100 7,982.33 9.4400 7.453.32 -529.01 326.07 4.38% 05101113 '.3 751.550 10.1300 7,613.21 9.4400 7,094.62 .518.59 311.14 4.38% 06103113 '.3 757.360 10.0900 7,641.77 9.4400 7,149.47 492.30 313.55 4.38% 07101113 '.3 688.131 9.9700 6,661.27 9.4400 6,307.15 -354.12 276.61 4.38% 08101113'.3 704.609 10 0600 7,088.37 9.4400 6,851.52 436.85 291.71 4.38% 09/03/13 '.3 709.175 10 0300 7,113.03 9.4400 6,694.61 -418A2 293.60 1.38% 10101/13 '.3 712.100 10 0210 7,137.85 9.4400 6,722.23 415.62 294.81 4.38% Total Noncovered 201,660.163 2,064,739.23 1,931,697.52 ,132,641.71 81,725.16 Reinvestments to 17,893.867 9 9120 177,372.12 9.4400 168,918.12 .8,454.00 7,108.06 4.38% Date Total Covered 17,693.467 177,372.12 168,918.12 .6,454.00 7,408.06 Total 222,511.030 $2,242,111.35 $2,100,815.61 -$141,295.71 $92,133.22 Total Mutual Funds $2,242,111.36 $1.100,815.64 -6141,296.71 $92,133.22 Unrealized Jr:trued Estimated Cod aids Market Value Gain/ loss Interest Anneal Income Total Portfolio Holdings 663,470,320.27 83,088,724.77 -$371;5116.60 $209,375.00 61,062,494.71 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally n4 subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC*) (incorporating amendments enacted by F.L 110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.- under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retrement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. 1,fren.i, .01; Account Numb THE FAZE TRL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON Fl )!ffiL2PisA L Page 5 of 11 Rated Excellent beefy v«. Slate 2007 CALMAR MUD COSVAUNICATDONS rxestirtraer , w•-.0-o. SDNY_GM_00048121 OB-SDNY-0010945 EFEk_00 158730 EFTA01290758 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as fclows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (CRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple ked payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization. accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of food income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. f The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fin or transferring agent and Pershing makes no representation as to the accuracy of this intonation. M essages Please note that the Valuation al a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning with the October 2015 statement This change does not apply to accounts which display only opening and closing balances on page one. Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30. 2015, Pershing's net capital of $2.179 billion was 10.78% of aggregate debit balances and exceeded the minimum requirements by $1.77 billion. Pershing is also requited to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31. 2015. Pershing's net capital of $2.163 billion was 11.55% of aggregate debit balances and exceeded the minimum requirement by 51.79 billion. A copy of the June 30. 2015. Statement of Financial Condition is available at www.pershing.cornistatement-of-financial-condition. You may also request a free, printed copy by calling (888) 860-8510 or (201) 413-4200, option ft5 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. NOW ti Account Numb Go paperless RLST CONFIDENTIAL — PURSUANT TO FED. R P. 6(:Am b oNFIDAENTIAL Rated facellene (very Vs, Since 2007 DALBAR RATED COMMUNICATIONS rxciturnaer Panne LW mamas. 01101... 'ha SC SDNY_GM_00048122 DB-SDNY-0010946 BM:4_00159731 EFTA01290759 Deutsche Asset & Wealth Management PO Be 1778. Ballimore, MA 21203 Onto< Rana Pnwair Wain Papmgeneit wrens <Dome 6 ,..• oftisch4 opt secte*es a. iiv.v.4 Pasco 141PIA Ass,. 114h I ber New Vest II 1011A 1/121454.71114.1115178/.4,91, Activity Sum m a ry (Alf amounts shown am in base currency) Credits This Period Debits This Period Net This Period Statement Period: 0910112015 • 0 9/3012015 Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securites Bought 000 -7.09743 -7.097 43 0.00 -1.230.930.15 -1.230.930.15 Securities Sold 000 000 000 2 329.942 58 0.00 2,329,912.58 Total Securities $0.00 -$7,097.43 -$7,097.43 $2,329,942.58 -$1,230,930.46 11,099,012.13 Dividends and Interest 0,848.88 $0.00 $8,648.88 $719,914.88 $0.00 $719,914.88 Distributions $0.00 $0.00 $0.00 $1,325,849.10 $0.00 $1,325,849.10 Cash Deposits 000 0.00 0.00 113,297.33 0.00 113 297 33 Total Cash $0.00 30.00 $0.00 $113,297.33 $0.00 $113,297.33 Money Market Funds $0.00 $0.00 $0.00 $0.00 -$2,843,786.83 -52,843,785.83 Totals $8,648.88 .67,097.13 $1,551.25 $4,489,003.89 .81,071,718.28 $111,287.61 Transactions by Type of Activity Process/ Settlement Date Activity Type Desaiptioa Quantity Price Accrued Interest Amount Cartel, Semidries Bought and Sold 09129115 REINVEST CASI- INCOME ..P MORGAN, FLOATING RATE INCOM E FUND SELECT SHARES 749 465 -7.09743 LSD PI-SX 221794.5650 SHRS SHRS PURCH. AT $9.47000 RD 09125 PD 09129115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 4,097.43 Dividends and Interest 09/29115 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7.09743 LSD PN SX 221794.5650 SHRS RD 09125 PD 09129/15 09130115 MONEY MARKET FUND DEU TSCHE GO VT CASH 1.551 25 LSO INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 8,648.68 Total Value of Transactions 0.00 1,551.25 USD The price and quantity displayed may have been rounded. Account Numbs V:0 ,- ;:,CCF; 1):21 °SAO ROLL Go paperless TFE LST cPI oNFIDAEN11)°kL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE T Page 7 of 11 Raked tamale nd Every Van Same 2007 OMANI RAT ED COMMUNICATIONS rxesur NCI SDNCGM_00048123 DB-SDNY-0010947 EFTA_00 158732 EFTA01290760 Client Service Information Your Client Advisor: DM, DANIEL SABRA 345 PARK AYES bE, 267F FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as origins issue discount (OID): No Amortize pram ium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper Comm unications, log in to your account or contact your Client Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vAwitpershing.comibusiness_continuity.htrrit for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You vnll not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Pape of 11 MIAN ROIL Account Numb FMET CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON F I TIAL kited tsallerril [very Vest Since 2007 DAL OAR RATED COMMUNICATIONS rxciurtraer SDNY_GM_00048124 OB-SDNY-0010948 EFTA_00158733 EFTA01290761 Deutsche Asset & Wealth Management P.O Om 1778, Ba!ammo, MD 21203 Important Inform ation and Disclosures (continued) Oralsre Mn, 00,410 VrIflan Ma ma funurr Pants Cowan Gtca, Dettuht M Sew net 77 lire Vert 07Ii• 141Part Anceet 16%1747 New*** 1011.4 Inn .84.7111. 7884,11, Statement Period: 0910112015 • 09/3012015 Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poo(s. Reproducing and distributing any information received from Standard & Poor's is not perritted without prior written authorization from Standard & Poor's. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or emissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and de not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is net responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where appbeable, the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vernv.pershing.comraboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in igniting to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Deparbnent, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Enors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the tight to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. VU„ Account Numb THE FAZE TRI. CONFIDENTIAL — PURSUANT TO FED. R MM. P. 6(e) paperless UM- 1UL TIAL Page 9 of 11 Rated to...SS L very Vest Woes 2007 DAL OAR RATED COMMUNICATIONS rxesturner 0.-17.2=72.rne...D.r= SDNY_GM_00048125 OB-SDNY-0010949 EFIA_001 58734 EFTA01290762 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators into were or are affiliated with the securities industry. • The rules of some arbitration forums may impose hme limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has nitrated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any clans encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing lit, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)1134330. Page 10011 OSAB ROLL Account Numb IFS FAZE I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) rerless et ) UlNriUtl\MA Rated tacellordi Lvery V.A. Late 2007 DAL OAR RATED COMMUNICATIONS rxesus NCI SDNY_GM_00048126 DB-SDNY-00 10950 EFTA_00 [587 35 EFTA01290763 TERMS ANDCONDEMNS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FNANCUU. INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION P YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTANED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST MID OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS ro ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE N DEEDED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT" AS A MARKET AMER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVALABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF [TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWWPERSHING COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHIPIG.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS - RULE 607(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY OF ThE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PEASE NOTKYPERS-ING DAMMAM), III WRITINGS,' CERTFED MAIL TO ORE PERSHNG PLAZA JERSEY CITY. NJ 07399, ATOP LEGAL DEPT Account Amin ME FAZE TRia CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) Page11011 4 o paperless DAUM. RATTED COMMUNICATIONS rffn A rxemmer oantr•=2=== 1". = SDNY_GM_00048127 OB-SDNY-0010951 EFrA_00158736 EFTA01290764 Deutsche Asset & Wealth Management PO Boo 1778. Bellmore. MD 21203 (Misr. Rana Pnwair wean Papmgenan meats tone Gee, Coeur* lank Salons ec No. Ise 0111e HI Pan Aserao. Ikh I ter War wet Irt 10114 01114:44414.1115.17144,91, Account Numbe Statement Period:0810112011MM THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & Valuation at a Glance This Period Year-to-Date DARREN K INDYKE TTEES Beginning Account Value 963,325,039.49 962,302,676.21 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 000 113.297 33 ST THOMAS VI 00802 Adjusted Previous Account Value 63,325,039.49 62,415,973.54 Dividends. Interest and Other Income 43.282.11 711,334.21 het Chan re in Portfolio -240.72473 289 12 nchng Account Value 563 127 596 87 $63,127,596.87 Accrued Interest 6165.86111 Your Client Advisor: Estim ated Annual Income 51 061 963 95 CAMEL SABBA Asset Allocation Prior Year-End Last Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits 43,922,655.69 47,143,63026 47,179,177.88 74.74% LSD Fixed Income 11,400,200.52 9.019.229.23 8,920,698.99 14.13% LSD Equities 6.979,820 00 7.162.18000 7.027.720 00 1113% Account Total (Pie Chart) $62,302,676.21 963,325,039.49 $63,127,596.87 100.00% See the Asset okocabon Disclosure and Footnotes section for important information regardng your Asset Mocahon. DRAB Roll CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 8009812SCSP30011 Go paperless CONFIDENTIAL P ease review your allocation cer coca y wth your Clem Maw. Pop 1 of 9 Rated Excellent (very Ve sante 2007 DAUM. RATED COMMUNICATIONS rxesurtraer SDNY_GM_00048128 DB-SDNY-00 10952 EFTA_00158737 EFTA01290765 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized Ids Period Tema,.Date Shod-Term Gain/Loss 0.00 0.00 66.401.47 Long•Term Gain/Loss 0.00 71185.86 499.662.47 Net Gain/ Lou 0.00 71,586.86 -333,261.00 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Description Monet Babece Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number 0060001492 Current Yield: 0.04% Adis*/ Ending: 08131/15 08101(15 Opening Balance 47,143,630.26 47,14313126 08118(15 Deposit MONEY FINO FtIRChASE 33,94535 47,17157511 0813105 Deposit INCOME REINVEST 1.602.27 47,179.17718 08/31/15 Closing Balance $47,179,177.88 Total All Money Market Funds $47,179,177.98 Income and Expense Summary Current Period Year•to•Date Taxable Nos Taxable Taxable NOB Taxable Dividend Income Equities 33,945.35 0.00 319,336.05 0.00 Money Market 1.602.27 0.00 11,028.99 0.00 Other Dividends 7,734.49 0.00 297,828.49 0.00 Interest Income Bond Interest 0.00 0.00 83,072.87 0.00 Total Dividends, Interest, Income and Expenses $43,282.11 $0.00 1711,20.20 $0.00 Distributions Long • Term Capital Gain Distributions 0 00 0.00 88.01 0.00 Other Distributions 0 00 0.00 0.00 8.097.09 Total Distributions $0.00 $0.00 $68.01 58,097.09 7.,:.098.125CSF33 OKA', YOU Account Numb TFE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Gao Paperless U IN ri ENT1AL Rated [mailer. Lvery yea. Slate 2007 DALBAR RATED COMMUNCATIONS rxciurnaer Page 2 of 9 nvivieetic SDNY_GM_00048129 DB-SDNY-00 10953 EFTA_00 I 58738 EFTA01290766 Deutsche Asset & Wealth Management P.O. Bc 1778, &admire, ND 21203 Portfolio Holdings Adivay Opening Date Quantity 'lumber Fidleg Cash, Money Funds, and Bank Deposits 7 5.0 0% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 08101115 47,17%177.880 0000001492 Total Money Market Total Cash, Money Funds, and Bank Deposits Oralsre Ram 10.410 V.I.1004.1111`, 114 Pen t% Cowan fr op. p Des-b04 Mani St4wri AC. lire %A Cali* 341 Part •Seel. Ikh I to New** /IT 10114 Inn 4544,111.11/517.114,9% Opening Balance Closing Balance Statement Period: 08/01/2015 • 0813112015 Accrued Income Income Tkis Year 30.Day Current Yield Yield Date Acquired Quantity Unit Cost Fixed Income 1 1.0 0% of Portfolio fin Maturity Date Sequence) Corporate Bonds IPAYM ENT INC GTO SR NT 10.750% 05115118 EUEDTD 11/15/11 CALLABLE09/02/15 fa 105.125 Moody Rating CAA3 S P Rating CCC 10102112 ' . 11,13 500,000.000 93.7000 08131115 17,113,630.26 147,143,630.25 $17,143,830.26 Adjusted Cost Basis Market Puce 47,179,177.88 547,179,177.88 $17,179,177.68 Market Value 0.00 11,028.99 $0.00 $11,028.99 $0.00 $11,026.99 0.04% 0.04% Unrealized Accrued Estimated Estimated Gain/ Lou Merest Annual Income Yield .PM ORGAN CHASE & CO DEP SHS REPSTG 1110TH PFD SERI/MT TO FITG RT BO 7.900% 04129149 WE DID 04/23/08 Moody Rating 8M3 S P Rating 880- 05110111 3,000,000.000 111.2650 BANK AM ER CORP PERP NON COM ULATWE DEP SHS EDS TO FLOAT 8.125% 01130158131E DTD 04/30/08 CALLABLE 05115118 Moody Rating 8A2 St P Rating BB+ 05110111 3,000,000.000 112.9810 Total Corporate Bonds 6,500,000.000 $7,196,077.53 6,500,00%000 Security Identifier: 46262EAE5 46%498.37 95.8750 Original Cost Basis. $145.000.00 Security Identifier: 46625HHA1 3,337.958 33 105 0000 0 nral Cost Bass 83 337 958 33 Security Identifier: 0605050 T8 3,389,620.83 105.6250 Original Cost Bats: 53.389.620.83 17,196,077.53 179,375.00 3,150,000.00 3,161,750.00 $6,798,125.00 Total Fixed Income 04'09!:25CSF3 ,' l) OAP 'it'll Account Numb THE FAZE TRI. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) $6,798,125.00 ONFI O ffisA L 10,876.63 15,090.28 51,250.00 10.69% ,187,958.33 79,000.00 237,000.00 7.52% -220,870.83 71,770.83 213,750.00 7.69% -$397,152.53 $165,861.11 $532,000.00 -$397,152.53 $165,661.11 $532,000.00 Page 3 of 9 Rated t.cotiona Every VIND. woo, 2007 DAL BAR RATED COMMUNICATIONS rxentrnaer .11.11=1.7tt..."; r4t.. ert ins •oc SDNY_GM_00048130 OB-SDNY-0010954 EFrA_00158739 EFTA01290767 Portfolio Holdings (continued) Cate Aadred Quality Uoit Cog Cod Basis Market Price Market Value Unrealized Gala/ Loss Estimated Estimated Annual Income Yield Equities 1 1.0 0% of Portfolio Preferred Stocks (listed by expiration date) CMGROUP INC DEP MS REPSTG 111000TH PFD SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 111151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP. 172967341 02/03114 79.004.000 25.3090 1.991416.90 26.6800 2,107,720.00 108,301.10 135.781 25 6.44% CITIGROUP INC DEP MS REPSTG 111000 Security Idatlller. C PRC PFD SER C 0IV 5.8% PERPETUAL MATT CUSP: 172967366 PERPETUAL CALL 04122/180 25.00 Dividend Option: Cash 10128/14 19,033.000 24.0810 1,180,739.16 21.6000 1,208,211.80 25,472.64 71,097.85 5.89% 10129114 150,967.000 24.3130 3,870,430.48 24.6000 3,713,188.20 43,35712 218,902.15 5.89% Total Covered 200,000.000 415106914 4,920,000.00 68,830.36 290,000.00 Total 200,000.000 $4,881,169.114 $4,920,000.00 $66,830.36 $290,000.00 Total Preferred Stocks $6,850,688.54 37,027,720.00 3177,131.40 $425,781.25 Total Equities $8,850,688.51 $7,027,720.01 8177,131.18 8425,781.25 Uarealized Estimated Estimated Date Acquired Quantity Usk Cost ant Basis Market Price NadelValle Gals/ Loss Annual Income Yield Mutual Funds 3.00% of Portfolio P M ORGAN FLOATING RATE INCOME FUND SELECT SNARES Open End Fund Dividend Option: Reinvest, Capital Gains Option: Reinvest Security Identifier: PHSX CUSP. 481211510 01122113 '.3 198,216.056 10.0900 2,000,000.00 9.5700 1,898,927.65 -103,072.35 83,250.74 4.38% 02101113'.3 630.057 10.0670 6.342.92 9.5700 8.029.64 •313.28 264.62 4.38% 03101113'.3 111.578 10.0600 7,158.48 9.5700 6,809.81 •348.67 298.86 4.38% 04101113'.3 789.517 10.1100 7,982.33 9.5700 7,555.96 426.37 331.61 4.38% 05101113 '.3 06103/13 '.3 07101113'.3 751.550 757.360 668.131 10.1300 10 0900 9.9700 7,613.21 7,641.77 6,661.27 9.5700 9 9.5700 7,192.34 7,247.93 6,394.02 .420.87 393.84 •-236973.254 315.65 318.09 280.62 4.38% 4.38% 4.38% 08101113'.3 704.609 10.0600 7.088.37 9.5700 8,743.10 -345.27 295.94 4.38% 09103113'.3 709.175 10.0300 7,113.03 9.5700 6,786.80 •32623 297.85 4.38% 10101113 '.3 712.100 10.0240 7,137.85 9.5700 8,814.80 •323.05 299.08 4.38% Total Noncovered 204,650.163 2,004,739.23 1158,502.05 4011,237.18 85,953.06 Reinveslin ents to 17,144.402 9.9320 170,274.69 9.5700 164,071.94 4,202.75 7,200.65 4.38% Date Total Covered 1/.111.102 170 271.19 181,071.91 -6,202.75 1,200.85 Total 221.791.585 $2,235,013.92 82.122.873.91 4112,439.93 $93,153.71 Total N utual Funds 32,235,013.92 32,122,573.91 4112,439.93 893,153.71 Paget of 9 Account Numb Bin?! I nano '17 OMAR ROLL paperless TbE URLs CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) FAZE T rO N F I D AENTIAL Rated tmolleM Every 'Van Same 2'007 DALOAR RATEDCOMMUNICATIONS rxesurnaer ...a SDNY_GM_00048131 OB-SDNY-001O955 EFTA_00 I 58740 EFTA01290768 Deutsche Asset & Wealth Management PO Oox 1776, Balbmore. M021203 Portfolio Holdings (continued) On'sofRota Pnwiln weYn Pawiene* ravens Oserapee,o..• MAUI math smonet %lc lire Ion Olk• Hann Ammo. 160. I 774r War lot hY 10114 01/).7.4.7414. mat 71474791, Cost Bails Market Value Statement Period: 0810112015 • 08/3112015 Unrealized Accrued Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings $63,480,857.67 163,127,596.87 .1333,261.00 $165,661.11 11,061,983.95 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (' IRV') (incorporating amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. AI other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations wall not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing kin and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Account Nun be OBAN ROLI Go paperless TI• E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) IJ ONFIDAENTIAL 14LOoft' lila. Excellent, Every Veit Sin07 2007 DAL BAR RATED COMMUN 'CATIONS rxertur NCI SDNCGM_00048132 DB-SDNY-0010956 EFTA_D0 I5874 I EFTA01290769 Activity Su m m ary qv( arnounts shown are In base currency) Credits This Period Debits This Period Net Ibis Period CreditsYear-to-Date DebitsYear-to-Date Net Year-to-Date SecurlUes Securities Bought 0.00 -7,734.49 .7,734.49 0.00 -1,223,833.02 4,223,833.02 Securities Sold 0 00 0.00 0.00 2,329,942.58 0.00 2,329,942.58 Total Securities $0.00 -$7,734.49 -$7,734.49 $2,329,94238 -$1,223,833.02 $1,106,109.56 Dividends and Interest $43,282.11 $0.00 $43,282.11 $711,286.20 $0.00 $711,286.20 Distributions 20.00 $0.00 $0.00 $1,326,849.10 10.00 $1,326,649.10 Cash Deposits 0 00 0.00 0.00 113,297.33 0.00 113,297.33 Total Cash Woo $0.00 $0.00 5113,297.33 $0.00 $113,297.33 Money Market Funds $0.00 $0.00 $0.00 $0.00 .$2,843,786.83 •$2,843,786.83 Totals $43,282.11 -$7,734.49 635,547.82 $4,480,355.21 .54,087,818.85 $412,738.36 Transactions by Type of Activity Process/ Settlement Date Activity 1).rie Description Quantity Price Maud literal Ammon Currency Securities Bought and Sold 08128115 REINVEST CASH INCOME .P MORGAN FLOATING RATE INCOME RAO SELECT SHARES 801.047 -7.734A9 USD Pri SX 220985.5180 SIRS SHRS PORCH. AT 59.56000 RD 08126 P0 08128115 Total Securities Bought and Sold - UNITED STATES DOUAR 0.00 -7,734.49 Dividends and Interest 08117115 CASH DIVIDEND RECBYEO 79000 SIRS CMGROUP INC DEP SHSREPSTG 1/1000TH PFD 33,915.35 USD C PRK SER K DIY 6.875% PERPETUAL MATT PERPETUAL CALL 11115123.25.00 RD 08105 PD 08117115 08128/15 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,731.49 USD PHSX 220985.5180 SIRS RD 08126 PD 08128115 08/31/15 MONEY MARKET FUND DEUTSCHE GOUT CASH 1,602.27 USD INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 43,282.11 Total Value of Transactions 0.00 35,547.62 USD The price and quantity displayed may have been rounded. Page 6 of 9 Account Numl Go paperiess THE it° CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE T O N F I DAENTIA L kilted Excellera (very Vs, Sinop 2'007 DAL BAR RATED COMMUNICATIONS rxenurnaer rettrire:Zer.=....."""ra SDNY_GM_00048133 OB-SDNY-0010957 EFTA_00158742 EFTA01290770 Deutsche Asset & Wealth Management PO Liox 1778, Salismore MD 21203 Client Service Information Deco,* boa PR.. vieon minim <Dome 6,..• Denscht Sam SeCteifes Lin Vart Onto 141 Parl •••••••.16th I ter Herr Vest 1RI 1011.4 I/ CLILMIL (SW 78114,91, Statement Period: 0810112015 • 0813112015 Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (0'0): No Amortize premium on taxable bonds based on Constanl Yield Method: Yes Accrual market discount method for all other bond types Ratable Method Include market discount in incom e annually: No Electronic Delivery You have not seceded any account totem unications for electronic delivery. To register and turn off paper communications, log in lo your account or contact your Client Advisor for more information m portant Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless othervrise noted, have been obtained horn independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked NIA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuls. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change al any time. and may be affected by current and future economic, political and business conditions, they should not be retied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and pikes remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vetm.pershing.comibusiness_confinuity.html for specific details as to formulas used to calculate the Sgures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wig not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confrmations previously furnished to you. A summary of this Pager of 9 (HIAW ROIL Account Nu TH E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Rated tacollenli Go paperless Yen Slate 2007 COmmI DALBAR RATED UNICATIONS ON F I DAENTIAL: "MUM" SDNY_GM_00048134 DB-SDNY-0010958 EFTA_00158743 EFTA01290771 Important Information and Disclosures (continued) Options (continued) information is available to you prorptty upon your written request directeo to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance With the tens outlined in the Marge' Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) win be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pooes makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poets shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it Babe for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)4134333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corrilaboulfstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includes) unauthorized tradiig) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact intonation can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4133330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very finked. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to Paget of 9 Account Nun be ItaKedtwcollen. 08.41 MOIL paperless I- vwf V.. W.:* 2007 ME FAZE TRLS ON F I DE TIAL gglt igt:E"°"4"mr-"T°6 CONFIDENTIAL - PURSUANT TO FED. R CR[6,1 P. 6(e) SDNY_GM_00048135 OB-SDNY-0010959 EFrA_00158744 EFTA01290772 Deutsche Asset & Wealth Management PO Pox 1778, 18•11imore. MD21203 Important Inform ation and Disclosures (continued) 0ralsre Rani ...tin w,Yn Manale,tat Pant% COMfar 4.p.p Des-WM M. SCIVri MC. Omar in Po% &Swot Ikh I ber NM 1rt 1011A 454.71114. rns)78/.4MS. Statement Period: 0810112/15 • 08/3112015 Important Arbitration Disclosures(continued) the first scheduled hearing date. • The panel of arbitrators will typicaly include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time hinds for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbdralice may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any damns encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shag not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pushing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)113.3330. Account .umber Tr- E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON Fl Dag efisAL Page 9 09 Rated excellordi L....my Year Lace ZOO7 DAL MY RA TED COMMUNOCATIONS rxestmier 1•••••11. ISO —rw wet. MC SDNY_GM_00048136 OB-SDNY-0010960 EFIA_00158745 EFTA01290773 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MO 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL NUM Devlsev RIM PO... Weak.. Alvmp-nan Vinci% town ,. Gtap De.n0A Marla Se4w,lei Nine bet ONO He Part Al...... 16th I tcr tine Wet AY 101M P II) l'AI SU. lest) >arc's Valuation at a Glance Beginning Account Value Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Net Chan e in Portfolio ncling Account Value Accrued Interest Estrrnaled Annual Income Account Num benIIIIIM Statement Period: 07101120 This Period 163,171,329.53 0 00 63,171,329.53 82.245 38 71,464 58 Year•to-Oate 662,302,676.21 113.29713 62,415,913.64 668.052.10 241.01385 563 325 039.49 $63,325.039.49 8121.527 77 51.059 800 90 Asset Allocation Price Year•End Last Period This Period % natation SD Cash. Money Funds and Bank Depodls 43.922655.69 47069.530 31 47,143,630 26 74.45% Please review your allocation LSD Axed income 11.400200.52 9.015.659.22 9019,229 23 14.24% penodicalfy wth you Client Advisor. j LSO Equities 6.979120 00 7.086.140 00 7,162.180 00 11.31% Account Total (Pie Chart) 862,302,676.21 863,171,329.53 663,325,039.49 100.00% See the Asset Albcabon Disclosure and Footnotes section lor important informaton nearing you Asset Mocabon. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) B0123721CSP30018 Go paperless Pap oi CONFIDPSMAL Raid Cmailbra Every Year 5.100. 2907 DateAlt RATED COmmum CATiOmS nommeez ?CC 7. "S" a 0 =r ite narrow: - IS. Winn SDNY_GM_00048137 OB-SDNY-0010961 EFTA_00158746 EFTA01290774 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized UnaNzed TIM Period Tearito•Date Short•Term Gain/Loss 0.00 0.00 113,552.10 Long•Term Gain/Loss 0.00 71.58518 .235.283.89 Net Gain/Lou 0.00 71,586.86 .91,731.29 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Demription Amount Babece Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001492 Current Yield: 0.01% Activity Ending: 07131/15 07/01,15 Opening Balance 47.069.53031 17,069,530 31 07/23(15 Deposit MONEY RAO PURCNASE 72.500 00 47,112,030.31 07/31(15 Deposit INCOME REIN VEST 1.99 95 17,113.63028 0713111$ Closing Balance $17,113,830.25 Total All Money Market Funds $47,113,830.25 Income and Expense Summary Current Period Year•to•Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 72,500.00 0.00 285.390.70 0.00 Money Market 1,599.95 0.00 9.426 72 0.00 Other Dividends 8,115.13 0.00 290.094 00 0.00 Interest Income Bond Interest 0.00 0.00 83.072 67 0.00 Total Dividends, Interest, Income and Expenses $82,288.38 $0.00 $667,984.09 $0.00 Distributions Long • Term Capital Gain Distributions 0 00 0.00 68 01 0.00 Other Distributions 0 00 0.00 000 8.097.09 Total Distributions $0.00 $0.00 $68.01 $8,007.09 V4123724CSF3,:1,:/ OBAS Roll Account Nun ber TFE FAZE TRLSI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIErE PReLfisAL Page 2 of 9 Rated Excellent L very Vs.. Lace 2007 DALBAR RATED COMMUNICATIONS rxemmer SONYGlid_0004813a DB-SDNY-00 10962 EFTA_00 158747 EFTA01290775 Deutsche Asset & Wealth Management PO Boa 1776. Beware. MO2t203 Portfolio Holdings trccc.,-; *dishy Opening Date Quantity 'lumber Ending Cash, Money Funds, and Bank Deposits 75.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 07101115 17,113,630 260 0000001492 Total Money Market Total Cash, Money Funds, and Bank Deposits Oralsre e... Pon. Wealth Manap-+" Pdaeats CodnitG,O‘P Dettsch4 la* Seivona +lc lire %A Cali* Na Pan Ass,. Ikh I bet Na RA rtt 10114 0111454.71114.111151704,91, Opening Balance Closing Balance Statement Period: 07/01/2015 • 07131/2015 Acaued Income Income Ibis Year 30-Day Current Yield Yield Date Acquired Quantity Unit Cod Fixed Income 11.00% of Portfolio fin Maturity Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT 10.250% 05115/18 B/EDTD 11/15/11 CALLABLE 07131115 9 105.125 Moody Rating CAA3 St P Rating CCC 10102112 ' .12.13 500,000.000 93.5390 07131115 17,069,530.31 517,069,530.31 847,059,530.31 Adjusted Cost Basis Market Price 47,113,63026 $47,143,630.26 $47,143,830.28 Market Value 103.31 $103.31 $103.34 Unrealized Gain; Loss 8126.72 $9,426.72 $1,426.12 0.04% 0.04% Accrued Estimated Estimated Interest Annual Income Yield PM ORGAN CHASE & CO DEP SHS REPSTG 1110TH PFD SEA I FI) TO Ft.TG RT BO 7.900% 0/1291/9 WE DID 01/23/08 Moody Rating BAA3 S P Rating 880- 05110111'12.13 3,000,000.000 111.2650 BANK AM ER CORP PERP NON COM ULATWE DEP SliS FOB TO ROM' 8.125% 04130158 8/E DTD 0/130108 CALLABLE 05/15/18 Moody Rating 802 St P Rating BB+ 05110111 ' O2O3 3000,000.000 112.9810 Total Corporate Bonds 6,500,000.000 Security Identifier: 46262EAE5 167,693.39 100.0000 Origins Cost Basis. 8115.000 00 Security Identifier: 46625HHA1 3,337,958 33 105 5000 Dural Cost Basis 53 337 958 33 Security Identifier: 0605050 T8 3,389,620.83 106 8750 Original Cost Basis: 53.389.620.83 $7,115,272.55 Total Fixed Income 8,500,000.000 $7,195,272.55 500.000.00 32,30811 10,819.44 51,250.00 10.25% 3,165,000 00 -172,958.33 59,250.00 237,000.00 1.48% 3206,250 00 -183,370.83 51,458.33 243,750.00 7.60% $6,871,2$0.00 -$324,022.55 $121,527.77 $532,000.00 $6,671,250.00 -$324,022.55 6121,627.77 $532,000.00 Account Number. Go paperless THE TC; uTO N F I D -ENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRINA, P. 6(e) HAZE R Page 3 of9 Rated tocollerdi L very. YewSince 2007 DAL BAR MILD COMMUMCATIONS extra met Par. _c •••••••• MS. Writ. •0•C SDPICGM_Ot1048139 OB-SDNY-0010963 BM:4_00158748 EFTA01290776 Portfolio Holdings (continued) Date AcOdred Qoanthv Uelt Cod Cod Bads Market Price Markel Value Unrealized Gelid Loss Estimated Estimated Annual Income Yield Equities 1 1 .0 0% of Portfolio Preferred Rods (Listed by expiratiort dale) CITIGROUP INC DEP SIM REPSTG 111000TH PFD SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 111151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP: 1729673/1 02/03111 79.000.000 25.3090 1.999.41190 27.4200 2,166,180.00 166,761.10 135,781.25 826% CITIGROUP INC DEP SkIS REPSTG 111000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MATT CUSP. 172967366 PERPETUAL CALL 04122/18025.00 Dividend Option: Cash 10128114 19,033.000 24.0810 1,180,739.16 24.9800 1,224,844.31 44,105.18 71,097.85 5.80% 10129/1/ 150,967.000 24.3130 3,670,430.48 24.9800 3,771,155.66 100,725.18 218,902.15 5.80% Total Covered 200,000.000 4,8511169.04 4,996,000.00 144,830.36 290,000.00 Total 200,000.000 $4,111,169.04 94,996,000.00 $144,630.36 $290,000.00 Total Preferred Stocks $8,150,580.54 $7,162,100.00 $311,591.46 8425,701.25 Total Eq uities $6,850,588.54 97,162,180.00 9311,691.46 9125,701.25 Undated Estimated Estimated Date Acquired Duality Unit Cog Cod Basis Market Price Markel Valle Gals/ Loss Annual Income Yield Mutual Funds 3.00% of Portfolio P M ORGAN FLOATING RATE INCOME FUND SELECT SPARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier: .PHSX CliSiE. 481211510 01122/13 '.3 02101/13 '.3 198,216.056 630.057 10_0900 10.0670 6.342.92 2,000.000.00 9.7200 9.7200 6.124.15 1D28,660.06 -73,33914 418.77 63,052.53 4.31% 26319 4.31% 03101113'.3 111.518 10.0600 7,158.18 9.7200 6,916.54 -241.91 298.15 4.31% 04101113'.3 789.547 10.1100 7,982.33 9.7200 7,674.39 -307.91 330.82 4.31% 05101113'.3 751.550 10.1300 7,813.21 9.7200 7,305.06 .308.15 314.90 4.31% 06103113 '.3 07101113'•3 08107113'•3 757.360 668.131 704.609 10 0900 9.9700 •-21680710234 10.0600 7,611.77 8,661.27 7.088.37 9 7200 9.7200 9 7200 7,361.53 6,491.21 6.848.79 •239.51 317.33 4.31% 279.95 4.31% 295.23 4.31% 09103113'.3 709.115 10.0300 7,113.03 9.7200 8,893.19 .219.84 297.14 4.31% 10101113'.3 712.100 10.0210 7,137.85 9 7200 6.921.61 -216.24 298.37 4.31% Total Noncovered 204,650.163 2,004,739.23 1,989,199.89 -15,639.67 85,748.41 Reinven eats to 16,335.355 9.9500 162,540.20 91200 158,779.67 -3.760.53 6,844.52 4.31% Date Total Coveted 16.331.355 112 640.20 1611,779.87 4,76043 1,844.62 Total 220,986111 12,227,271.43 12,147,171.23 -179,300.20 992,592.93 Total Mutual Funds $2,221,279.13 $2,147,979.23 ,171,300.20 192,692.93 Page 4 of 9 80123724CSF'' l) B&B ROIL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: HAZE t ONFIDn triAL Account Num ber Go paperless Rated tnelleria Lyon, v«. La 2'007 DALOAR RATED COMMUNICATDONS rxesurnaer —••••••bkinno= SDNY_GM_00048140 OB-SDNY-0010964 EFTA_00 I 58749 EFTA01290777 Deutsche Asset & Wealth Management Po. Bos 1776. Bslarnore. M021203 Portfolio Holdings (continued) OraIsre Ram Pon. Wealth Manarrat Weal% COMIC! 6 ,0“) Dettfam I** Sew nes %lc Yre von Cali* HI Pan Annet 16th I bgr NRRA M . 1011A 414.71114.1115178114,91, BOB Basis Market Value Statement Period: 07/011915 • 0713112015 Unrealized Atoned Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings 163,416,770.76 $63,325,039.49 -$91,731.29 $121,527.77 $1,059,800.90 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis repotting rules set foot in the Internal Revenue Code of 1986, as amended (' IRV') (incorporating amendments enacted by P.L.I10-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as nontetirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6 for the applicable tax year in which the security is disposed. Repotting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment pion (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary intoned adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by Investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Account Numb 11-E FAZE TRL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) iperless ONFIDE AL Page 5 of 9 Rated [sane ni (very Y«. Since 2007 CALMAR RATED COMMUNICATIONS satsuma ?It "21. = tit% • SDNY_GM_00048141 OB-SDNY-0010965 EFrA_00158750 EFTA01290778 CONFIDENTIAL — PURSUANT TO FED. R CRIN1 P 6(e) Activity Summary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Oedits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 -8.14543 1,115.43 0.00 -1.216.098.53 -1.216.098.53 Securities Sold 0 00 0 00 0.00 2,329.942 58 0 00 2.329 942 58 Total Securities 10.00 -$8,145.43 -$8,145.13 $2,329,942.58 -$1,216,098.53 $1,113,844.05 Dividends and Interest 182,245.38 $0.00 $82,245.38 $567,984.09 $0.00 $07,981.00 Distributions $0.00 $0.00 $0.00 11.325.849.10 $0.00 $1,325,119.10 Cash Deposits 0 DO 0.00 0.00 113 297 33 0.00 113,297.33 Total Cash $0.00 $0.00 $0.00 $113,207.33 $0.00 $113,297.33 Money Market Funds $0.00 $0.00 $0.00 $0.00 -$2,843,785.83 .12,813,785.83 Totals $82,245.38 18,145.43 $71,099.95 $1,137,073.10 •$4,059,884.38 $377,188.74 Transactions by Type of Activity Process/ Settlement Date Activity type Description Quantity Price Accrued lutenist Amount Currency Securities Bought and Sold 07130115 REINVEST CASH INCOME "MORGAN FLOATING RATE INCOME FUND SELECT SNARES 838.870 -8.145.43 LSO Ph 5K 220146.6480 SHRS SHRSPURCH. AT $9.71000 RD 07128 FO 07/30115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -8,116.13 Dividends and Interest 07122115 CASH DIVIDEND RECEIVED 200000 SH RS CITIGROUP INC DEP SRS REPSTG 111000 PFD 72,500.00 LSD C PRC SER C DIV 5.8% PERPETUAL MATY PERPETUAL CALL 04122/18®25.00 RD 07111 PD 07122115 07130115 CASH DIVIDEND RECEIVED 'MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,14543 LSO SX 220146 6480 SHRS RD 07128 PD 07130/15 07131115 MONEY MARKET FUND DELTSCHEGOVT CASH 1.599.95 LSD INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 82,215.38 Total Value of Transactions 0.00 74,099.95 USD The price and quantity displayed may have been rounded. Page 6 of 9 Account Nun paperless TI-E FAZE Te rdmgO N F I DrisianA L Rated [nailer. Every V.A. Since 2007 0ALOAR RATED COMMUNCATIONS rxentrwer SDNY_GM_00048142 OB-SDNY-0010966 EFTA_00158751 EFTA01290779 Deutsche Asset & Wealth Management PO Do'. 1778. B*Iiimore. MD 21203 Client Service Information paws Mn. 10•411, "mai n Mamie-via Pa t% Iowa,. 4.p..p Detts04 Mai '<woes mc Mrs wan Mkt. Ha ion Anows. Ita I ter ++ en 1,tt 10114 01/14:44414.111517$1.4,91, Statement Period: 0710112015 • 07/3112015 Your Client Advisor: DAN DANIEL SA88A 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for ail Other Securities: FIRST IN FIRST OUT Bond Amortisation Elections: Treat all interest as original issue discount (OID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn el unications for electronic delivery. To register and turn off paper communications, leg in to your account or contact your Client Advisor for more information. m portant Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otheivrise noted, have been obtained from independent vendor seivices, which we believe to be reliable. Markel prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are narked 'MK and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuls. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to wiwnpershing.comibusiness_continuity.html for specific details as to fonnulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wig not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, nay be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this Pagel of 9 Account Numb Plated Extoller/I Ofint, ROLL xaperless a , iv., v«. W.:* 2007 In E FAZET CRLSTO N F I D-ENT MA L •••••-.L.L,"' RflipttagEn c°"*"" rsmns CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00048143 DB-SDNY-0010967 EFTA_00158752 EFTA01290780 Important Inform ation and Disclosures (continued) Options (continued) information is available to you promptly upon your written request directeo to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate MI not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date a the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timehness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with A liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCI. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.corntaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includeig unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-conferned in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and ether discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days odor to Page 8 of 9 Account Number DOAN Roll GO paperless ,Rzdvt:cat 2007 ThE FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ONFIDAn SDNY_GM_00048144 DB-SDNY-0010968 EFTA_00158753 EFTA01290781 Deutsche Asset & Wealth Management PO &a 1778. Ballimore, MO 21203 Important Information and Disclosures (continued) °mist.< Ran. Pnwe vkan &Waren Pdaeals Cowmage Gnat) Destsag Ian Sette*es +gc lirevon Cali., Hann Ramo. Ikh I ben War RaL 7tt 1011A IM) 4:4.7414. (MI 78/.4,91, Statement Period: 0710112015 • 07/31/2015 Important Arbitration Disclosures (continued) the first scheduled hearing date. • The panel of arbitrators will typicaty include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4133330. Account A un OftAki ROLL paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TORL'n ON F ID ENT1A L. TF E Page 9 of 9 Rated tacellenti (very year Woe, 2007 CALMAR RATED COMMUNICATIONS rxerar NC! SDNY_GM_00048145 DB-SDNY-00 10969 EFTA_00 I58754 EFTA01290782 Deutsche Asset & Wealth Management P.O. Bo* 1776, ealulnae, MO21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: CAMEL SABBA flre, PrMm ~Sin Meaelenalt Mantis Codr". 4%M) MADM lank ~Oft ." Yee wan Mt* lb Pan 4~. 260. /Me we\ nY 10154 1)1,14'A am 01151 >ne,n. Valuation at a Glance Beginning Account Value het Cash Deposes and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income et Change in Portfolio Account Number Statement Period: 06/01/201 - 00/ 3in 910 This Period 563,265,529.80 0 00 83,265,529.80 8.788 06 -102.988 33 Year-to-Date $62,302,676.21 113.297 33 62,415,973.54 585.806 72 59 589.27 fluting Account Value Accrued Interest EsIrm aled Annual Incom e 6 3 1 7 1 3 2 9 5 3 563,171,329.53 Asset Allocation Prior Year•End Lad Period This Period % Allocation LSD Cash. M oney Funds and Bank Deposits 43.922.655.69 47,067,982.71 47,069,530.31 74.51% LSD Fixed Income 11,400,200.52 9.076.917.09 9.015.659.22 14.27% l 1.W Equities 6,979,820 00 7.120.630.00 7.086.140 00 11.22% Account Total (Pie Chart) 582,302,676.21 163,265,529.80 93,171,329.53 100.00% See the Asset Albcation Disclosure and Footnotes sectcn for important mformaton renewing your Asset ~canon. Wink, 1.011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 576.375 00 51.057 189 02 Please review your allocation penoclicalty vrih your SheolROMP' Page I of 11 daib IDGAhPaP'SffisAL Cace41.ra (very Year Siva 2007 DAL.** RAVED COMMUN1CATIONS excrurNet ot e r41.1....=. " ?..= .04",selee SW Same SDNY GM 00048146 DB-S6NY:OO 1O97O EFTA_OO158755 EFTA01290783 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized Unrealized This Period Yearito-Date Short-Term Gain/Loss 000 000 127.854 22 Lang-Term Gain/Loss 000 71 585 86 -290.253 74 Net GaIn/Loss 0.00 71,585.86 ,182,399.52 This summary excludes transactions where cost basis information is not available. For Your Information Cr June 5, 2014, the European Central Bank (the -ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECG and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest wi0 be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Dews roe Sweep Money Market Fund DWS GOVERN M ENT CASH INSTL Account Number: 0000001492 Current Yield 0.04% Activity Ending: 06)30415 05130(15 Opening Balance 06130(15 Deposit INCOMEREMVEST 06130(15 Closing Balance Total All Money Market Funds Amount Balance 47,067,982.71 1,547.60 47.067,982 71 47.069.530 31 547,069,530.31 $17,069,530.31 ncome and Expense Summary Current Period Year.lo-Dale Taxable Noe Taxable Taxable Non Taxable Dividend Income Equities 000 0.00 212,890.70 0.00 Money Market 1,547 60 0.00 7,826 77 0.00 Other Dividends 7240.46 0.00 281.948 57 0.00 Interest Income Bond Interest 0.00 0.00 83.072 67 0.00 Total Dividends, Interest, Income and Expenses 81,788.06 60.00 $585,738.71 50.00 Account Num ber UNA,' ROI I patp_erless E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) oNFIDENTTAL Paget of 11 Rated tacelibra tn.!". Vs.Since 2007 DAUM. RATED COMMUNCATIONS rxenurraer SDNCGM_00048147 DB-SDNY-0010971 EFTA_00 155756 EFTA01290784 Deutsche Asset & Wealth Management PO Dc 1778. Sallimore, MD 21203 0raisre Mn. ...le cots, 14.141,,ad Pant% Cotetar Deststhi F. t Se4w, lei mn.4 oat* HI Pan Ammo. 1C l$ bet War lot l'et 1011.4 Inn 454.71114.11/5178/.4MS Statement Period: 06//112115 - 1613012115 Income and Expense Summary icontinued) Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Cis:rizocns Total Distil oution s Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 75.00% of Portfolio Money Market GOVERNM ENT CASH MR, 05/30115 47.089.530.310 0000001492 Total Money Market Total Cash, Money Funds, and Bank Deposits 0.00 0.00 68.01 0.00 0.00 0.00 0.00 8 097 09 $0.00 $0.00 $68.01 $8,091.09 Accoeat Activity Opening fbdag Maned Income 30-Day Current Quantity Number Endieg Balsam Balance Income This Year Yield Yield Date Acquired Quantity Unit Cod Fixed Income 1 1.0 0% of Portfolio fin Maturity Dote Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT Security Identifier: 46262EAES 10250% 05115118 B/E DTD 11115/11 CALLABLE 07101115 9 105.125 Moody Rating CM3 SS P Rating CCC 101 1250 10/02/12 '.12.13 500.000.000 93.3790 466.897.04 Original Cost Basis: $445.000.00 PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1 MOTH PFD SER 1 AXED TO ELT° RT BO 7.900% 04129/49 WE DTD 04/23/08 Moody Rating BM3 S P Riling BBB- 05110/11 '.12.13 3.000.000.000 111.2650 3,337,958.33 105.7750 Original Cost Basis: 53,337,958.33 06130115 47.087.982.71 47,089,530.31 0.00 7.828.77 0.04% 0.04% $47,067,982.71 $47,069,530.31 $0.00 Mjuded Cod Basis $41,061,912.11 Market Price $47,069,630.31 $7,828.77 Markel Value $0.00 Unrealized Gain/ Loss $7,828.77 ?caved Mend Estimated Estimated Annual Income Yield 505.625.00 38.727 96 6.406 25 51.250 00 1013% 31 73.250 00 -164.708.33 39.500.00 237.000.00 7.46% Page 3 0l II Account Num b Rated 6rIess V•• • Slat. 2007 Ofint, ROI TFE FAZ DALBv«rune. OAR RATED COMMUN T1ONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) E TC% srO N F I DAENTIA L rxenunmer Lt"7:•=1."`"=" 4= SDNY_GM_00048148 OB-SDNY-0010972 EFIA_00158757 EFTA01290785 Portfolio Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Date Acquired QuistSy Usk Cost Cog Basis Market Prize Market Valet Gain/ Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULADVE DEP Staub Identifier: 060505071 SHS AXED TO FLOAT 8.125% 04130158 B/E DID 0/130/08 CAUABLE 05/15118 Moody Riling BA2 SE P Rating BB 05110111'.12.13 3,000,000.000 112.9870 3,389,620.83 106.1250 3,183,750.00 .205,87013 30,46815 243,750.00 7.65% Original Cog Basic 53,389,620.83 Total Corporate Bonds $7,194,476.20 $6,862,625.00 -$331,851.20 678,375.00 6532,000.00 6,500,000.000 Total Fixed Income $7,121,178.20 6,500,000.000 $6,862,625.00 -$331,851.20 Unrealized Date Acquired Quantity Unit Col Cod Bads Market Price Market Value Gain/ Loss 176,375.00 $532,000.00 Estimated Estimated Annual Income Yield Equities 11.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP SKS REPSTG 111000TH badly 'donne: C PM PIO SER K DIV6.875% PERPETUAL MATT CUSP:172967341 PERPETUAL CALL 11/151230 25.00 Dividend Option: Cash 02103/14 79,000.000 25.3090 1,999,418.90 26.6600 2,106,140.00 106,721.10 135,781.25 6.44% CITIGROUP INC DEP SKS REPSTG If 1000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MATY CUSP: 172967366 PERPETUAL CALL 041221180 25.00 Dividend Option: Cash 10128114 49.033.000 24.0810 1,180,739.16 24.9000 1,220,921.70 40,182.54 71,097.85 5.82% 10129114 150,967.000 24.3130 3,670,430.48 24.9000 3,759,078.30 88,617.82 218,902.15 5.82% Total Covered 200,000.000 4,851,169.64 4,980,000.00 128,830.36 290,000.00 Total 200,000.000 $4,851,169.64 $4,900,000.00 $126,810.38 $290,000.00 Total Preferred Stocks $6,850,588.54 $7,086,140.00 $235,551.46 $425,781.25 Total Equities $6,850,588.54 $7,086,140.00 $235,551.46 6426,781.26 Account Number 08A0 Baby I aperless DIE FAZE TRI.S CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ON F I D AENTIA Page 440 II listed tacellenti (very Year Since 2007 DAL BAR RATED COMMUNICATIONS rxciurnaer .11:1Zru.r =el= SDNY_GM_00048149 DB-SDNY-00 10973 EFTA_00158758 EFTA01290786 Deutsche Asset & Wealth Management PO Boa 1778, Ballimore, MD 21203 Portfolio Holdings (continued) Oralsre Rana Pnwair vkatnawernmt Paeans <Dome MAUI math %Avow+ Lac lire bet Onto 341 Part A . Ita Mei War wet M 10114 01114:44414. MAI 774.4,91, Statement Period: 0610112015 • 06/3012015 Unrealized Date Acquired Quantity Vail Cod Cost Basis Market Price Markel Value Gain! Lop Mutual Funds 3.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Oplion: Reinvest: Capital Gains Option: Reinvest 01122/13 t 3 198,216.058 02/01113 '.3 630.057 03101113 t 3 711.578 04101113'.3 789.547 05/01113 751.550 06103113 '.3 757.380 07/01113 '.3 688.131 08101113 '.3 704.609 09103113'.3 709.175 10101/13'.3 712.100 Total Noncovered 204,660.163 Reinvestments to 15,196.485 Date Total Covered 15,496.185 Total 220,118.618 Total Mutual Funds Estimated Estimated Annual Income Yield Security Identifier: PHSX CUSP. 481211510 10 0900 2,000,000.00 9.7800 1,938,553.02 -61,446.98 82,457.87 4.25% 10 0670 6,342.92 9.7800 6.161.96 -180.96 282.10 4.25% 10.0600 7,158.48 9.7800 6,959.23 -19925 296.02 4.25% 10.1100 7,982.33 9.7800 7.721.77 •260.56 328.15 4.25% 10.1300 7,613.21 9.7800 7,350.18 •283.05 312.64 4.25% 10.0900 7,641.77 9.7800 7,406.98 -234.79 315.08 4.25% 9.9700 6,661.27 9.7800 6,534.33 -126.94 277.94 4.25% 10 0600 7,08837 9.7800 6,891.07 -197.30 293.12 4.25% 10 0300 7,113.03 9.7800 6,935.74 -177.29 295.02 4.25% 10 0210 7137.85 9.7800 6.964.33 -173.52 296.23 4.25% 2,064,739.23 2,001,478.59 .63,260.44 15,134.45 9.9630 151,394.77 9.7800 151,555.63 -2,839.11 6,146.55 4.25% 154 394.77 151,555.83 .2,639.14 6,416.56 $2,211,134.00 12,153,031.22 -166,099.70 $91,611.00 $2,211,134.00 52,153,031.22 -166,09918 $91,611.00 Unrealized based Estimatad Cod Basis Market Value Gainl Loss Interest Amoral Income Total Portfolio Holdings 163,333,729.05 163,171,329.53 -1162,399.52 376,375.00 11,057,189.02 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (RC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "ncocovered.' under the new cost basis reporting rules. and marked or denoted as such. Al otter securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as nco-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Account Number user, sou Go paperless ThE HAZE TRI.S CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDEwriAL Page 5 of 11 Mad t Every Yew' Since 2007 DAUM', RATED COMMUNICATIONS rxenurner SDNY_GM_00048150 DB-SDNY-00 10974 EFTA_00158759 EFTA01290787 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual hinds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization. accretion. original issue discount adjustments. or principal paydowns. The calculation is based upon the taxpayer election. type of fcred income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds. bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fan or transferring agent and Pershing makes no representation as to the accuracy of this intonation. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please be advised that Reich F. Tang Asset Management, LLC will be iquidating its funds (the •R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the DBSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in an R&T Fund, please refer to our earlier letter for more information about your available cash sweep options, or contact your client advisor. If you are not currently invested in the R&T Funds, this change will not affect the existing sweep for your uninvested cash balances and no action is required on your part. For information on al cash sweep options available in the Sweep Program, please visit our website at http:/hveaNh.deutscheavrincornramericasten/CashSweepOptions.html and click on 'Cash Sweep Options-Rates'. Page 6 of 11 11110.11 Account Num be; Vp FAZE T(J oaperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ONFIDAENTiAL ksd tocellenti (very Ye Woo:02007 DALBAR RATED COMMUNCATIONS rxentrnaer SDNY_GM_00048151 OB-SDNY-0010975 EFIA_00158760 EFTA01290788 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore, MD 21203 OnK, •. Rana Pneair weala lAwienan Idareels Can. 4 ,04) Des-00. Rai Sece,les 14C. cast. Nabn Ovenet NMI ter Neer** rn I/ NI 454.7.191, ISSN 78114,9S Activity Sum m a ry(NlamouMs sholvn are in base tummy) Statement Period: 06/01/2015 • 06/30/2015 Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Securities Bought 000 0.00 Securities Bought -7.240.46 -1,207.953.10 Securities Sold 0.00 2.329,942 58 Securities Sold 0 00 0.00 Total Securities $0.00 $2,329,942.50 Total Securities -$1,240.46 ,S1,207,963.10 Dividends and Interest $8,788.06 $585,738.71 Dividends and Interest $0.00 $0.00 Distributions $0.00 $1,325,849.10 Distributions $0.00 $0.00 Cash Cash Deposits 0.00 113 297 33 Defrosts 0.00 0.00 Total Cash $0.00 $113,297.33 Total Cash $0.00 $0.00 Money M arket Funds $0.00 $0.00 Money Market Funds $0.00 -$2,843,785.83 Total Credits $8,788.06 $4,354,821.72 Total Debits 41,240.46 -$4,051,738.93 Transactions by Type of Activity Process/ Settlement Dale Activity Type Desolation Quantity Price Accrued Interest Amount Cerreecy Securities Bought and Sold 06129(15 REINVEST CASF INCOME .13 MORGAN. FLOATING RATE INCOME FUND SELECT SFARES 738 822 -7,24046 LSO PF SX 219407.8250 SHRS SIRS PURCH. AT $9.80000 RD 06125 PD 06129/15 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -7,240.46 Dividends and Interest 66129/15 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SI-ARES 7.240 46 LSD .PF SX 219407.8260 SHRS RD 06125 PD 06/29/15 66130(15 MONEY MARKET FUND DWS GOVT CASH INSTL 1.547 60 USD INCOME RECEIVED 233991682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 8,788.06 Total Value of Transactions The price and quantity displayed may have been rounded. ROLL Account Numb ThE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 0.00 1,547.80 USD Page 7 of 11 paperless ONFID NTIAL Raked tocellera Every Veer SIAM 2007 DAL BAR RATEDCOMMUNICATIONS exclaimer Ititstrs===ert •••••• ,Ac ••••••••••••• rnr --,- SDNY GM 00048152 DB-SDNY-00 10976 EFTA_00 I5876 I EFTA01290789 Client Service information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK AY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as origins issue discount tOID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwreershing.com/business_continuity.htrril for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You vii not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 8 of if ()ft &E, MOLL Account Num bet TF E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ess ONFIDrKiTAL Rsd emollormi Ivory Vs.. Some 2007 OMANI RATED COMMUNICATIONS rxareartraer tro.r.te s= SDNY_GM_00048153 OB-SDNY-0010977 EFE4_00 158762 EFTA01290790 Deutsche Asset & Wealth Management PO Boa 1778. Baliimore. MD 21203 Important Inform ation and Disclosures (continued) 0nalsre Ram PonleVrnsiinManajr-wd Pant% Conran Gto.p MAVMYr Se4Vri iin.von CM to HI Part /yest Ikh I ber War leek 1,tt 1011.4 Imi454.74114.11/%1 7884MS Statement Period: 0610112115 • 06/30/2015 Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories)will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Poor's is not perrritted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsible for any errors or omissions, regardless of the cause. or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Rob of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its OM operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. Mother inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every posstle circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pushing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit misv.pershing.comistrength_stabilityhtni. • This statement *ill be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Departnent, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. Page 9 of It ORAN MOII Account k ThE FAZE mperless Rated excellent, T.. ° " •1 4). , Mt.'s 1: SDNY_GM_00048154 CONFIDENTIAL — PURSUANT TO FED. R DRIM. P. 6(e) OB-SDNY-0010976 EFTA_00158763 EFTA01290791 Important Information and Disclosures (continued) Important Arbitration Disclosures (contmued) • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing I1C shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enlace any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 10 of ti Account Numb oft...H ROLL paperless E e CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE T tsr O N F I I:YEN-NA L Rated tacellera [Ray Vs, Siva 2'007 DALBAR RATED COMMUNICATOIS rxarturner rt. Lt • SDNY_GM_00048155 DB-SDNY-00 10979 EFTA_00158764 EFTA01290792 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANCVOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. INTEREST MC OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CI ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE N DUSTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF [TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING COM, • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS - RULE 807(AX1)-(2)) PERSHING SENDS CERTAN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTOR: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVERTHE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET 14 THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT MOH QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF ThE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE HOTEYPERS-IN0 IMMEDIATELY IN WARING EIY CERTFED MAIL TOONE PERSHING RATA JERSEY CITY. NJ 07399, ATM LEGAL DEPT Account Mum be TFE FAZE TRLS CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) Page11011 Rated [scones Go paperless L ?sr, smc• 2007 COMM OALBAR RATED UNICATIONS ON FIDAENTIAL: r )(MUM" L.4 SDNY_GM_00048156 OB-SDNY-0010980 EFrA_00158765 EFTA01290793 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SAB8A Onalsre Ram Of lir "Malin ma na lune. Pen t%CpetrarGtp.p Desti.04 Mai St0o0CI 7K wan Mt* Hann Anne,. 1141. I to NR RA Mt 1011.4 0 in 454.7414. 1115178114MS Valuation at a Glance Account Numb Statement Period: 06/01!20 this Period 0.801 IILVIO Year-to-Oste Beginning Account Value 863,115,015.90 $62,302,676.21 het Cash Deposits and Withdrawals 0 00 113,297.33 Adjusted Previous Account Value 63,115,045.90 62,415,973.54 Dividends. Interest and Other Income 189.671 24 577,018.66 het Chan e in Portfolio -69.187 34 272 537 60 nding Account Value $63,265.529.80 S63,265,529.80 Accrued Interest $32.88111 Estimated Annual Income 51,055,334.07 Asset Allocation Prior Year-End Lad Period Ibis Period % Allocation USD Cash. Money Funds and Bank Deposits 13,922,655.69 16,881,911.52 47,067,982.71 74.39% LSD Fixed Income 11,100,200.52 9,071,721.38 9,018,917.09 14.35% L SD Equities 6 979 820 DO 7.188,380.00 7,120,630 00 11.26% Account Total (Pie Chart) 962,302,676.21 963,145,045.90 $63,265,529.60 100.00% See the Asset Abouton Disclosure and Footnotes sect on for ,mportant informaton regarding your Asset Albsebon. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 5012 997SCSP30017 Go paperless CON Fl DEN-NAL Please review your &beacon penodicalty wih your Client Advisor. Page lot 10 Rated tacelloni twin ve.. vote Z007 0ALBAll MUD COMMUNICATIONS rxerumer :141.,:70....ftMLI.'"0...t...-- ""?..1.1 ••••••• LIAM wasioar 01101... NYS.% MC SDNY_GM_00048157 OB-SDNY-0010981 EFIA_00158766 EFTA01290794 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year Short-Term Gain/Loss 0.00 0.00 la 334 99 Long-Term Gain/Loss 000 71.585.86 -196 959 39 Net Gain/Lou 0.00 71,586.86 -58,623.40 This summary excludes transactions where cost basis information is not available. For Your Information On June 5, 2014, the European Central Bank (the -ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECG and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as Tree Credit Balance Interest Charge. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting anangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DWSGOVERNM ENT CASH INSTL Account Number: 0000001492 Current Yield: 0.04% Activity Ending: 05129115 05101115 Opening Balance 46,756,441.52 46,766,441.52 05101115 Deposit MOk EY FLAT) RACFASE 118,500.00 46,884,941.52 05118115 Deposit MO EY RAD RACFASE 181,445.35 47.066.386.87 05129115 Deposit IkCOME REIk VEST 1,595.84 47,067,982.71 05120115 Closing Balance 347,061,98221 Total All Money Market Funds 647,067,982.71 Income and Expense Summary Current Period Year-to-Date Taxable Na Taxable Taxable Non Taxable Dividend Income Equities 33,945.35 0.00 212,890.70 0.00 Money Market 1,595.84 0.00 6,279.17 000 Other Dividends 128,437.04 0.00 274,708.11 0.00 Page 2 of 10 Account Nun be Raid Caanni ORAJ ROLL TFE FAZE TRLS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ry Every Year sena. ?Ma DALBAR RATED COMMUNICATOONS LxCtlLiNCl SDNY_GM_00048156 DB-SDNY-00 10982 ON FID ET )te`rfisAL EFTA_00 158767 EFTA01290795 Deutsche Asset & Wealth Management PO 88.• 1778. Beware. M021203 Income and Expense Summary (continued) Interest Income Bond Interest Total Dividends, Interest, Income and Expenses Distributions Long • Term Capital Gain Distributions Other Distributions Total Distributions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 74.00% of Portfolio Cash Balance Money Market MS GOVERNMENT CASH INSTL 05101115 47,067,982.710 0000001492 05129115 Total Money Market Total Cash, Money Funds, and Bank Deposits Account Activity Deantity Number Emdiag 0nto< Ban P Wei Maymeie Marais tonne 6.0.0 Destsche ML Sectotes t. Yrs 1.4 Mt* Na Pan Myst lkh I ber New*** BY 10114 454.7111111. (MI 78•409$ Statement Period: 05/01/2015 • 05/3112015 Current Period YeaMoGate Taxable Noe Taxable Taxable Non Taxable 25,625.00 0.00 83,072.67 0.00 9189,603.23 68.01 0.00 10.00 0.00 0.00 9578,960.65 68.01 0.00 $0.00 0.00 8 097 09 168.01 $0.00 $68.01 $5,097.09 Opening Balance Closing Balance Accrued Income home his Year 36-Day Yield Current Yield 118,500.00 46,766,441.52 0.00 47,067,982.71 0.00 6,279.17 0.04% 0.04% 646,766,441.52 547,067,982.71 $0.00 $8,279.17 $46,854,941.52 $47,061,962.11 $0.00 $5,279.17 Adjusted Unrealized Armed Estimated Estimated Date knelled Giulia Unit Cod Cod Basis Market Price Market Value Gain/ Lose littered Annual Income Yield Fixed Income 11.00% of Portfolio (In Alatuiny Date Sequence) Corporate Bonds 'PAYMENT INC GTD SR NT Security Identifier: 462626AE5 10.250% 05115118 BIS OTD 11115111 CALLABLE05/29115 Q 105.125 Moody Rating CM3 S & P Rating CCC 10102112'.12.13 500,000.000 932220 466,109 25 96.7500 483,750 00 17,640.75 2,277.78 51,250.00 10.59% Original Cost Basis: $445.000.00 Account Num be E:129.97SCSF30 'I ORAB ROI t paperless Til CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE Tt ONFID AENTI AL. Plated Pacelloril L very 'Van Siva 2007 DALBAR RATED COMMUNICATIONS exclurnaer Page 34010 SDNY GM 00048159 DB-SDNY-00 10983 EFTA_00158768 EFTA01290796 Portfolio Holdings (continued) Oate Acquired Fixed Income (continued) Corporate Bonds (continued) PM ORGAN CHASE & CO DEP SHS REPSTG SeanIty IdolHien 46625HHA1 1110TH PFD SER I FIXED TO FLTG RI 80 7.900% 04129149 WE DTO 04123/08 Moody Rating BAt S & P Rating BB13- 05110111 '. 12.13 3,000,000.000 1112850 3,337,958.33 106.6500 3,199,500.00 ,138,458.33 19,75000 237,000.00 7.40% Original Cost Basis: 53,337,958.33 BANK AM ER CORP PERP NON CON ULAT1VE DEP Security identifier: 060605028 SHS FAB) TO FLOAT 8.125% 04/30/58 INE DID 0630/08 CALLABLE 05115/18 Moody Rating 8A2 SI P Rating BB 05110111 '. 12.11 3,000,000.000 112.9870 3,389,620.83 107.7500 3.232 500 CC ,157,120.83 10,833.33 213,750.00 7.54% Original Cosl Basis: 53.389.620.83 Total Corporate Bonds 27,193,688.41 56,915,750.00 -$277,938.41 $32,861.11 $532,000.00 6 500 000 000 Total Fixed Income Adjusted Quantity Limit Cod Cod Basis Market Price Markel Value Unrealized Accrued Estimated Estimated GaintLoss Interest Annual Income Yield 6,500,000.000 17,193,688.11 16,915,750.00 -$277,938.41 $32,861.11 $632,000.00 Unrealized Oate Acquired Quantity Vail Cod Osd Basis Market Price Market Value Gala/ Loss Equities 11.00% of Portfolio Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 111000TH Staidly Identifier: C PRK PFD SER K DIV 6.875% PERPETUAL MATY CUSP. 172967341 PERPETUAL CALL 11115/21025.00 Dividend Option: Cash 02/03/14 79,000.000 25.3090 1,999,478.90 26.9700 2,130,630.00 131,211.10 135,781.25 6.31% CITIGROUP INC DEP SIIS REPSTG 111000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MATY CUSP. 172967366 PERPETUAL CALL 04/22/16Q 25.00 Dividend Option: Cash 70/28/14 49.033.000 24.0810 1,180,739.16 24.9500 1,223,373.35 42,634.19 71,097.65 5.61% 10129114 150,967.000 24.3130 3,670,430.48 24.9500 3.766.626.65 96,196.17 218,902.15 5.81% Total Covered 200,000.000 4851169.64 4,990,000.00 138,830.36 290,000.00 Total Total Preferred Stocks Total Equities Estimated Estimated Anneal Income Yield 129975CSF3,, 200,000.000 DRAB ROLL $4,651,169.64 $8,850,688.54 26,850,588.54 Account Nun ber TI-E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) $4,990,000.00 $7,120,630.00 $7,120,630.00 ONFID(b o PaPSffisAL $131,830.36 $270,041.46 $270,041.46 $290,000.00 2425,781.25 $425,781.25 Page 4 of 10 Illatod extoller. beery Vipar Sate 2'007 DALOAR RATED COMMUNCATIONS rxen,LINCI SDNY_GM_00048160 DB-SDNY-0010984 EFTA_00 158769 EFTA01290797 Deutsche Asset & Wealth Management PO &a 1778. Skidmore, MO21203 Portfolio Holdings (continued) Orvisre Rant Pnnie *man Paptagenmt Pdaeats Coeval, Gnat) MAUI WA Smelts %..c lire wan Ont• HI Pan Annet Ikh I ber War wet 1,tt 10114 vuI.AJIp. m11 741.4,91, Statement Period: 0510112015 • 05/3112015 Unrealized Date Acquired Quantity Vail Cod Cost Basis Market Price Market Value Gila/ Lose M utual Funds 4.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SNARES Open End Fund Dividend Option: Reinvest Capita Gains Option: Reinvest 01122/13 '. 3 198,216.058 10 0900 02101113 '. 3 630.057 110670 03101113 '.3 711.578 101600 04101113'.3 789.547 10.1100 05101113'.3 751.550 10.1300 06103113'.3 757.360 10.0900 07101113'.3 668.131 9.9700 08101113'.3 704.609 110600 09103113'.3 709.175 10.0300 10101113'.3 712.100 110210 Total Noncovered 201,650.163 Reinvestments to 14.757.663 9.9710 Date Total Covered 14,757.663 Total 219,107.826 Total Mutual Funds Estimated Estimated Annual Income Yield Security Identifier: JPHSX CL SIP. 481211510 2,000,000.00 9.8500 1,952,128.15 -47,571.85 82,157.87 1.22% 6.312.92 9.8500 6.206.07 -136.85 262.10 4.22% 7,158.48 9.8500 7,009.05 .11963 296.02 4.22% 7.982.33 9.8500 7.777.05 -20528 328.15 4.22% 7,613.21 9.8500 7,402.78 41113 312.85 4.22% 7,641.77 9.8500 7,460.00 -181.77 315.08 4.22% 6,661.27 9.8500 6,581.10 -80.17 277.91 4.22% 7,088.37 9.8500 6,940.39 .11798 293.12 4.22% 7,113.03 9.8500 6,985.37 -12716 295.02 4.22% 7,137.85 9.8500 7114.18 -12367 296.23 4.22% 2,061,739.23 2,015,801.11 -11,935.09 86,131.16 147,151.31 9.8500 145,362.95 -1.791 36 6,139.19 4.22% 117,154.31 145,362.96 .1,791.36 6,139.19 $2,211,893.54 $2,181,167.09 -$50,726.15 $91,273.65 $2,211,893.54 $2,161,167.09 -$50,726.45 $91,213.66 Cod Basis Market Value Unrealized Ascrued Estimated Gain! Loss Interest Annual Income Total Portfolio Holdings $63,321,153.20 $63,265,529.80 ,558,623.40 $32,861.11 $1,01031.07 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered.- under the new cost basis reporting rules. and marked or denoted as such. M otter securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting Riles and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Account Nunb t)HAS POLL Go paperless E FAZE TRL, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDrari, Page 5 off0 am excellent, (very Vsr Siva 2007 DAL BAR RATED COMMUNICATIONS rxenurraer SDNv_80,4_00040161 DB-SDNY-00 10985 EFTA_00158770 EFTA01290798 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock F a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for wtich a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortMation, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election. type of Toed income security, and certain attributes, obtained from sources bekeved to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds. bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this infommtion. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Sum m ary (AY amounts sham are in base currency) Credits This Period Year-toiDate Debits This Period YearitoiDale Securities Securities Securities Bought 0.00 0.00 Securities Bought -5 650) 05 200 - 2 54 Securities Sold 000 2.329 942 58 Securities Sold 3 0: 3 Total Securities 10.00 $2,329,942.58 Total Securities -16,630.05 $1,200,712.64 Dividends and Interest $189,603.23 1576.950.65 Dividends and Interest $0.00 $0.00 Distributions $68.01 $1,325,849.10 Distributions $0.00 $0.00 Cash Cash J epos:5 0.00 113 29733 epc sits 000 0.00 Total Cash $0.00 $113,297.33 Total Cash $0.00 $0.00 Money 1t arket Funds $0.00 $0.00 Money Market Funds $0.00 -$2,543,755.53 Total Credits $159,071.24 $4,346,039.66 Total Debits -$6,630.05 -$4,044,490.47 Page 6 of 10 DRAB 9O1.1 Account Nu® ThE FAZE T9 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON Fl DrIZITA Rated excellent, Lyon, Van Lace 2007 DALBAR RATED COMMUNCATIONS rxesurnaer SDNY_GM_00048162 OB-SDNY-0010986 EFT:4_00158771 EFTA01290799 Deutsche Asset & Wealth Management P.O. Box 1778, &Amore, M021203 Transactions by Type of Activity Process/ Setttenet Date Activ 0 0euiu.v gam Pon. Wealth Manip-nent Vinets COeNitt 4,0‘P Dtotem kwri Ac. Iiinsbrk Mc* 41,Pstli Ann AM I kcr Nave Wet AY 101S. P V.1.7116.1111%) S4.NS Ouanut Statement Period: 0510112015 • 0513112015 Price Accrued Interest Amount olrren Securities Bought and Sold 05128115 REINVEST CASH INCOME RH SX 05129115 REINVEST CASH INCOME .PFSX P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 666 218734.7240 SHRS SIRS MARCH. AT 59.85000 RD 05126 PD 05128/15 P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 6 219400.9210 SHRS %IRS PURCH. AT $9.85000 RD 05/27 PD 05129115 197 905 •6.55204 -6801 LSO LSO Total Secuilties Bought and Sold - UNITED STATES DOLLAR 0.00 4,630.05 Dividends and Interest 05/15115 CASH DIVIDEND RECBVED BANK AMER CORP PERP NON COMLLATIVE DEP SHS FIXED 121,875 00 LSD 060505D18 TO FLOAT 8.125% 04/30/58 WE RD 05114 PO 05115115 OIV PAID AT 40.6250 3000000 05/15115 CASH DIVIDEND RECEIVED 79000 SHRS CITIGROUP INC DEP SHS REPSTG 1/1000Th PFD 33.945 35 LSO C PRK SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 1111512301 25.00 RD 05105 PD 05/15/15 05115115 BONO INTEREST RECEIVED 500000 IPAYM Eh T INC GTD SR NT 10 250% 05/15/18 B/E 25.625.00 USO 46262EAE5 DTD 11115111 CLB RD 05101 PD 05115115 05128115 CASH DIVIDEND RECBVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 6,562.04 USO PI- SX 218734.7240 SH RS RD 05126 PD 05128115 05129115 LI OK EY MARKET FUND DWSGOVT CASh IN STL 1.595.84 LSO INCOME RECBVED 233993682 Total Dividends and interest • UNITED STATES DOLLAR 0.00 189,603.23 Distributions 05129/15 LONG TERM CAPITAL GAIN P MORGAN FLOATING RATE INCOM E FUND SaECT SHARES 68.01 use DISTRIBU now 219400.9210 SIRS RD 05127 PD 05129/15 .PHSX Total Distributions • UNITED STATES DOLLAR 0.00 60.01 Total Value of Transactions o.00 183,041.19 USD The price and quantity displayed may have been rounded. I , IRA r .1 >I t Account Num be Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. file) FAZE TENDNFIDESMAL Page 7 of 10 Ratod tacellonfi L.". V.L. Since 2007 OALBAR PATO) COMMUNCATIONS rxeiturmer SDNY_GM_00048163 OB-SDNY-0010987 EFrA_00158772 EFTA01290800 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26Th FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN RRST OUT Bond Amortization Elections: Treat al interest as original issue discount (OID): No Amortize pram ium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Eledronic Delivery You have not selected any account comm imitations for electronic delivery. To register and turn off paper tom in unications. log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to MANY pershing.ccmibusiness_continuity.htrrl for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information watt respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Paget of 10 Account Numb Lt . Rated excellent, I NA0 >I t Go paperless Every Year IMOD 2007 TFE HAZE DAUM. RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) ONFIDEVriA rxenutraer SDNY_GM_00048164 OB-SDNY-0010988 EFrA_00158773 EFTA01290801 Deutsche Asset & Wealth Management PO Boa Ills. Balornoro. MD 21203 Important Inform ation and Disclosures (continued) 0raisre 0." Pfri. lir Wolin Mamie-wow Pent% Conetar 4,0.p Dests1h4 SeCv, lei AC lin• CI•li• HI Part Ane0.16th I to *no 1,tt 1011.4 454.71114. 1=178114MS Statement Period: 0510112015 • 0513112015 Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) wild be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Pools. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause. or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Rae of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other iistmctions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you wilt not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where appboable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other ins:enes regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possble circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit imm.pershing.comrstrength_stabilifichh-nt • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Depannent, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Orrissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the tight to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. Page 9 of 10 TIA L OPAB Mel l Account Numbe Rated Locoller• AO paperless a, 1-".f Vanat. 2007 THE FAZE ts O N F I Dant ,.. lea SU T ED COMMUNCA TIONS au' 4er CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00048165 OB-SDNY-0010989 EFIA_00158774 EFTA01290802 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vAl typically include a nnority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has nitrated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 1134330. Page 10 of 10 Account Numbe ()RAW MOLL paperless ThE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE ILLS () N F I DrariAL Raked Excellenti Every V... Sento 2007 DAL BAR RATED COMMUNICATIONS rxciurtraer ./ 7 risr SDNY_GM_00048166 OB-SDNY-0010990 EFrA_00158775 EFTA01290803 Deutsche Asset & Wealth Management P.O. Oat 1778, Bahimore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K 1NDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: CAMEL SABBA Otalsre Rant 0,0. Werth Papmgenait Pdaeals Codrace 6,0.2 Des-004 &ink Setteleflk Mee Vert 000. HI Put einnot 160 I Wei Were Vert 1004 010 044014.I210 MO% Account Number: Statement Period: 0410112015 - 04/30/2015 Valuation at a Glance This Period Year-to-Date Beginning Account Value $62,931,715.30 $62,302,676.21 het Cash Deposds and Withdrawals 0 00 113.297 33 Adjusted Previous Account Value 62,931,716.30 62,415,973.64 Dividends. Interest and Other Income 239.926.34 387,347.42 het Chan .e in Portfolio -26.595 74 341 724 94 ncling Account Value $63,145 045.90 S63,145,045.90 Accrued Interest $135 208 33 Estimated Annual Income 31.053.895 69 Asset Allocation Prior Year-lid Lag Period This Period %Allocation LSD Cash. Money Funds. and Bank Deposts 43,922,655.69 45,334,525.35 46,884,941 52 7425% LSD Fixed Income 11,400,200.52 10,377,829.95 9,071,724.38 14.37% LSD Equities 8.979,820 00 7,219,580.60 7,188,380 00 1138% Account Total (Pie Chart) 862,302,878.21 882,931,715.30 863,145,045.90 100.00% See the Asset Aocabon Disclosure and Footnotes secton for trnponant information regarding your Asset Aiocabon. OrtA.“ +Olt CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFI D(A t fisA L 5012S179052300l2 Pease review your allocation erocfralty wth your Client Adviser. Pap1012 Itatod toadied Si Lyon, Vas. Lace 2007 DAL OAR RA TED COMMUNICATIONS rxcturtraer SDNY_GM_00048167 DB-SDNY-0010991 EFTA_00158776 EFTA01290804 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gam/Loss 0.00 000 186.288 35 Lang-Term Gain/Loss 67.301 01 71 585 86 -174 945 08 Net GalnlLoss 67,301.01 71,585.86 11,313.27 This summary excludes transactions where cost basis information is not available. For Your Information Cn June 5, 2014, the European Central Bank (the -ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest MI be reported on your Forme 1099 and/or 1042,S for tax year 2015. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Dekriptioa Sweep Money Market Fund DWS GOVERN M ENT CASH INSTL Account Number: 0000001492 Current Yield 0.01% Activity Ending: 0030115 04101115 Opening Balance 45,331,525.35 15,331,525.35 04115(15 Deposit MONEY FUND RHIChASE 1,200,000.00 16.534,525 35 04116115 Deposit MONEY FUND PURCFASE 158.000.67 46.692.526.02 04123115 Deposit MONEY FLND PURCFASE 72,500.00 16,765,026.02 01130115 Deposit INCOME REINVEST 1.415.50 16,766,111.52 0/130115 Closing Balance $48,766,441.32 Total All Money Market Funds $48,766,441.32 Amount Ltabice Income and Expense Summary Ciirrenl Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 72,500.00 000 178,945.35 0.00 Money Market 1.415.50 0.00 1.683.33 0.00 Other Dividends 125,691.17 000 16271.07 0.00 Page2011 OKA.° +Olt Account Num De Itatod tacelloni Lvery Year IMOD 2Oo7 THE FAZE T DAL BAR RAT ED COMMUNCATIONS Cantu Het CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) vivriumITI PaPerierA SDNCGM_00048168 DB-SDNY-00 10992 EFTA_00 158777 EFTA01290805 Deutsche Asset & Wealth Management P.O. Box irte, Bahimore, MD 21203 Isre Ram PoweVeArahnsanrw mats COdrage4,042 Des-tutg wok smenet Lac mix. wan Oniii HI Part its~.. 16th I Wei New RA ktY 1011.4 inn VA41/111.1114178114,91, Statement Period: 04/0112115 -0113012115 Income and Expense Summary (continued) Current Period Year4o-Date Taxable Noe Taxable Taxable Non Taxable Interest Ircome Bond Interest 40,31687 0.00 51,447.67 0.00 Total Dividends, Interest, Income and Expenses Distributions Other Distributions $239,926.34 0.00 $0.00 0.00 $387,347.42 0.00 $0.00 8.097.09 Total Distributions $0.00 $0.00 $0.00 $8,097.09 Portfolio Holdings known °peeing Date Quantity Number Activity Ending Opening Balance Cloaks Balance Accrued Income Income This Year 30.Day Current Yield Yield Cash, Money Funds, and Bank Deposits 74.00% of Portfolio Cash Balance 0.00 118.500 00 M oney Market OW S GOVERNMENT CASH INSTL 04101115 46.766.141 520 0000001492 04130/15 45.334.525.35 16.766.411 52 0.00 4.683 33 0 04% 0.04% Total II oney M arket $46,334,526.36 $18,766,141.52 $0.00 $4,683.33 FDIC Insured Bank Deposits INSURED DEPOSTS PROGRAM 04101115 N40024943 01102115 0.00 0.00 0.00 0.00 WA NIA Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $0.00 Total Cast, M oney Funds, and Bank Deposits 145,334,525.35 $46,864,941.62 $0.00 $4,063.33 Minted Unrealized Mailed Estimated Estimated Date limited Gunny Unit Cod Cod Basis Market Price Markel Valle Gain/ Loss Interest Annual Income YieM Fixed Income 11.00% of Portfolio (In Maturity Dare Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT 10.250% 05115118 WE DTD 11115/1 1 CALLABLE05/15115 Q 105.125 Moody Rating CM3 S I P Patna CCC 10102112 ' . 12.13 500,000.000 93 0660 eAt, ROI Security Identifier: 46262EAE5 465,329 92 96.0000 480.000 00 14,670 08 23,489.58 Account Number TI.E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) Go ON F I Er EPAMA s L 51,250.00 10.87% Page 3 of 12 Rated Iacono SI Lyon, Vest sima. 2007 DAL BAR RATED COMMUNICATIONS exclaimer r an iettrOn't a."0=4•• •••". = ••••••••••C •••••.• "OA r.rk. •OC SDNY_GM_00048169 OB-SDNY-0010993 EFrA_00 158778 EFTA01290806 Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) IPAYM ENT INC GTD SR NT (continued) Adjusted Cod Basis Market Price Market Value Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield PM ORGAN CHASE d CO DEP SHS REPSTG WOO. PFD SER 1 FIXED TO 11.1.6 RT BD 7.900% 04129149 WE DID 04/23/08 Moody Rating MI S d P Rating BBB- 05110/11 'MA 3.000.000 000 111 2650 BANK AM ER CORP PERP NON COM ULATIVE DEP *IS FIXED TO FLOAT 8.125% 04130/58 BlE DID 04130108 CALLABLE 05115118 Moody Rating BA3 S 8 P Rating BB 05110/11 %UM 3.000.000.000 112 9870 Total Corporate Bonds 6,500,000.000 Original Cost Basis: 5445,000.00 Security Identifier: 46625HHA1 3.337.958 33 106 5000 0 nginal Cost Basis 53 337.958 33 Security Identifier: 060505018 3,389,620.83 108.0000 Original Cod Baas: $3,389,620.83 $7,192,909.01 3.195.000.00 3.240.000 00 $8,915,000.00 Total Fixed Income 6,500,000.000 Date Acquired Quantity Unit Cost Equities 11.00% of Portfolio Preferred Stocks (listed by eviration date) CITIGROUP INC DEP SUS REPSTG 1/1000TH PFD SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 11/151230 25.00 Dividend Option: Cash 02/03/14 79.000.000 25 3090 CITIGROUP INC DEP SHS REPSTG 1/1000 PFD SER C DIV 5.8% PERPETUAL MATY PERPETUAL CALL 04/22118@ 25.00 Dividend Option: Cash 10/28/14 49.033.000 240810 10/29/14 150.967 000 24.3130 Total Covered 200,000.000 Total Total Preferred Stocks Total Equities $7,192,909.01 Cost Basis Market Price $6,915,000.00 Market Value -142.958 33 0.00 237.000 00 7.41% -149.620 83 111.718/5 243.750 00 7.52% -$277,909.01 $135,208.33 $532,000.00 -$277,909.08 $135,I08.33 $532,000.00 Unrealized Gain/ Loa Estimated Estimated Animal Income Yield 200,000.000 ORR. ROLL Security Identifier: C PRK CUSP: 172967341 1,999,418.90 272200 Security Identifier: C PRC CUSP: 172987388 1,180,739 18 3,670,430 48 4,011,169.64 $4,851,169.64 $8,850,588.54 $6,850,581.54 Account Numbe THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 25.1900 25.1900 2,150,380.00 1,235,141.27 1.802.858.73 5,038,000.00 $5,038,000.00 67,108,380.00 $7,108,380.00 'ellVis ONFI D AL 150,961 10 54.402 11 132.428 25 186,830.36 $186,830.36 $337,791.40 $337,791.48 135,781.25 6.31% 71,097.85 5.75% 218,902.15 5.75% 290,000.00 $290,000.00 $425,781.25 $425,781.25 Page 4 oft? rated twang nii Leery V... Lea 2007 DAL BAR RATED COMMUNICATIONS rxciturnaer 1=dart.2.2=8.-=.' .. —" 'as= SDNY_OM_000481T0 DB-SDNY-0010994 EFTA_00158779 EFTA01290807 Deutsche Asset & Wealth Management PO Lica 1776, Balamore. MD21203 Portfolio Holdings (continued) Omisre Rant P,,.,,, Wean Paptagenan Weals odvage 6,7.1) Desbnit Sat SIWICS,•C Yrs 174 C•1O, la Pon Asso.1000ber . Na 00. /1 ' 1014 07004.007.1110 78/7479$ Statement Period: 04/01/2015 • 0//3012015 Unrealized Date Acquired Quantity Vail Cod Cod Basis Market Price Market Value GIN/ Loss M utual Funds 4.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest 01122/13 '.3 198,216.058 10.0900 02101113 '.3 630.057 100670 03101113 '.3 711.578 10.0600 04101113'.3 789.547 10.1100 05101113'.3 751.550 10.1300 06103113'.3 757.360 10.0900 07101113'.3 668.131 9,9700 08101/13'.3 704.609 10.0600 09103113 '.3 709.175 10.0300 10/01/13 '.3 712.100 100240 Total Noncovered 204,650.163 Reinven ents to 14,084.551 9.9770 Date Total Covered 14,084381 Total 218,731.724 Total Mutual Funds Estimated Estimated Annual Income Yield Security Identifier: JPHSX CL SIP: 481211510 2,00000010 9.8600 1,954,110.30 -15.589.70 82,854.31 4.23% 6.342.92 9.8600 6.212.36 -13056 263.38 4.23% 7,158.48 9.8600 7,016.17 •14231 297.11 4.23% 7.962.33 9.8600 7.784.93 -197.40 330.03 4.23% 7,613.21 9.8600 7,410.29 •202.92 314.15 4.23% 7,641.77 9.8600 7,467.57 -17420 316.58 4.23% 6,661.27 9.8800 6,567.76 -73.19 27928 4.23% 7,088.37 9.8600 6,947.43 -140.94 294.53 4.23% 7,113.03 9.8600 6,992.47 -120.56 296.14 4.23% 7,137.85 9.8600 7,021.30 -116.55 297.88 4.23% 2,081,139.23 2,017,850.80 .46,88813 85,543.78 140,524.26 9.8600 138,873.78 -1,650.48 5,887.33 4.23% 140,524.28 138,873.78 1,650.18 5,887.33 $2,205,283.49 $2,156,724.38 -348,539.11 $91,431.11 $2,205,263.49 $2,156,724.38 -$48,539.11 $91,431.11 Cod Basis Market Value Unrealized kaued Estimated Gain! Loss Interest Annual lamina Total Portfolio Holdings M3,133,7(12.63 383,145,045.90 311,343.27 3135,208.33 $1,063,11809 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 2008) and are. therefore, ccosidered"ncricovered." under the new cost basis reporting rules. and marked or denoted as such. M other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are °covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable datdsr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Account Numb osAo Rota Go paperless THE HAZE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) tONFIDAENTIAL Page 5 of 12 Rsd excellent Every Vs*. Lows 2007 0ALBAR RATED COMMUNICATIONS excitutraer Tara •-= SDNY_GM_00048171 DB-SDNY-00 10995 EFTA_0015S780 EFTA01290808 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as fellows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of feed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this intonation. Schedule of Realized Gains and Losses Current Period 0ispositioa Acquisition Disposition Date Date Tranuclion Description Quantity Cost Basis Proceeds Realized Gain/ Lose Diullowance Long Term 04115/15 05110111' MIAS IIFEABODY ENERGY CORP 75% Ant In first Out CAD Security Mentifien 704519AB Original Cost Bait 1,363,500 00 11101116 BIE DID 10112106 1,200,000.000 1,150,379 99 1 317.684 00 67.304 01 Total Long Term 31,250,379.99 $1,317,664.00 367,301.01 Total Short Term and Long Term $1,260,379.99 11,311,684.00 387,301.01 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 a in retirement accounts are generaly not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section we securities which are "covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple food payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments. but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly cbent brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you. Page 6 of 12 1)1MB WOI Account Kum 11-E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) UN I- I DAENTIAL t vocy V•ar 20We 2907 OALBAR RATED COMMUNICATIONS rxesturnaer —4-••••A on. my SDNY_GM_00048172 OB-SDNY-0010996 EFrA_OO I 58781 EFTA01290809 Deutsche Asset & Wealth Management PO Liox 1778, SsMow* MD 21203 Isre Mn, w,Yn PAanair,tat Pent% Coen,. 0,p Ms-MM M. '<Woes me Ilrellert MSc* Hann An Halter Neve RA 1,tt 10114 01114:44414. MAI 741.4,91, Statement Period: 0410112015 • 04/3012015 Schedule of Realized Gains and Losses Current Period (continued) When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shal not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums. It The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account vnl be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method will be used to detemine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at htips:/Mvm.dvis-investments.com/EN/products/money-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Account Numbe DeAll RCM ThE FAZEt Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) D AMSMAL Page? oft? Railed Excellent, (very Yaw' Stub 2007 CALM. RATED COmmum.00TiOnS rxciurner retlirrtgr. ne.:.tir s = 1: SDNY_GM_00048173 OB-SDNY-0010997 EFrA_00 I 58782 EFTA01290810 Activity Sum m ary (All amounts shown are In base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Securities Bought 0.00 0.00 Securities Bought .7,194.17 .1,194,082.59 Securities Sold 0 00 2.329.942 58 Securities Sold 0.00 0.00 Total Securities $0.00 $2,329,942.58 Total Securities 37,194.17 -81,194,082.59 Dividends and interest 8239,926.34 8317,347.42 Dividends and Interest $0.00 80.00 Distributions 81,311,884.00 $1,325,781.09 Distributions 30.00 80.00 Cash Cash Deposits 0.00 113.29733 Deposits 0.00 0.00 Total Cash 80.00 8113,297.33 Total Cash $0.00 $0.00 Money Market Funds $0.00 $0.00 Money Market Funds -11,431,918.17 -$2,843,785.83 Total Credits 81,557,810.34 84,156,368.42 Total Debits -81,439,110.34 -$4,037,168.42 Transactions by Type of Activity Process/ Settlement Date Adivity Type Deem ion Oun Price Accried littered Amend Coffin Securities Bought and Sold 04129/15 REINVEST CASN INCOME "MORGAN FLOATING RATE INCOME FUND SELECT SNARES 729.632 -7.194.17 USD ,PNSX 218005.0920 SHRS SNRSPLRCH. AT 59.86000 RO 04127 FO 04129115 Total Securities Bought and Sold • UNITED STATES DOLLAR Dividends and Interest 04/15115 BOND INTEREST RECEIVED PEABODY ENERGY CORP SR AT 7 375% 11101116 WE DTD 704549AE4 10112106 CLD ACCRUED INTEREST 04122/15 200000 SF RS CITIGRO LP INC DEP SHS REPSTG 1/1000 PFD SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALL 04/22/184 25.00 RD 04/11 PD 04/22115 0.00 .7,194.17 40,316.87 LSD 72,500.00 LSO 04129115 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT SNARES 7.194.17 1..S0 SNSX 218005 0920 SNRS RD 04127 PD 04129/15 04/30115 MONEY MARKET FUND DWSGOVT CASN INSTL 1,415 50 LSD INCOME RECEIVED 233993682 04130115 CASH DIVIDEND RECEIVED .PSIORGAN CNASE 8 CO DEP SHS REPSTG 1110Th PFD SER 1 118,500 00 LSD 46625F FAT 7.900% 04129149 WE RD 04129 PO 04130115 DIV PAID AT 3950 3000000 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 239,926.34 Account Numb ikePerless Et Itatad taceibrigi tn., vs. Late 2007 CALMAR RATC000MMUNCATOONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6TF(e: HAZE Tto N F I DriTriA rxenurtraer P19.8,5112 L4c SDNY_GM_OOO48174 DB-SDNY-0010998 EFTA_00158783 CASE: DIVIDEND RECEIVED C PRC EFTA01290811 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD 21203 Goisre Rant PnRair *math Paptagenen Weals COMO(' OtaLL DeRts04 M Sew le • %..c Pa. von Oilt• HI Pant An y. 1Rhr ter Res Rut. nT 10114 01110.411$1. ISM 741.4,91, Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Descriptioa Quantity Statement Period: 0410112015 • 04130/2015 Price Acaued Interest Amount Corning_ Distributions 04/15/15 SECURTY REDEEMED PEABODY ENERGY CORP SR NT 7,375% 11/01/16 EVE DID •1.200.000.000 1.317.681 00 USD 704549AE4 10/12/06 CLO Total Distributions • UNITED STATES DOLLAR 0.00 1,317,684.00 Money Market Funds 04/15115 MONEY FUND FURCFASE DVISGOVT CASH INSTL •1.200.00000 USO USD999997 04/16115 MONEY FUND PURCFASE OWSGOVT CASH INSTL -158,000.67 USO USD909997 04123115 MONEY FUND PURCFASE DWS GOVT. CASH INSTL -72.50000 USO USD990997 04130/15 MONEY MARKET FUND DWSGOVT CASH INSTL INCOM E REINVESTED 4415.50 USD REINVESTMENT 233991612 Total M oney M arket Funds • UNITED STATES DOLLAR 0.00 -1,431,916.17 Total Value of Transactions 0.00 116,500.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DM DANIEL SABBA 315 PARK AVENUE, 26TH FLOOR NEW YORK NY 10151 Account Aunt SAN ROLL paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TRCONFIDAENTIAL E Page 9012 Bred [salient (very Vs. Since 2007 DAL0All RATED COMMUNICATIONS rxesar NCI SDNY_GM_00048175 DB-SDNY-00 10999 EFTA_00I58784 EFTA01290812 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IA FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as onginai issue discount (DID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA' and are on from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to mwtpershing.cornibusiness_continuity.htiri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but riot yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon *Item request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself cr others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poors is not permitted without prior written Page 10 oil? Account Number IMMO 901.1 Go paperless 4 2007 umarioNs ME FAZE 7 Fri. net ON FID^ENTIAL a "a CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00048176 OB-SDNY-0011000 EFTA_00158785 EFTA01290813 Deutsche Asset & Wealth Management PO Boa 1776. Beware. MO2t203 Important Inform ation and Disclosures (continued) 0nalsre Ram oft, lir "Mall n Mamie-via Pent% COnetar Dests04 Se4wri Vert Ork• Na Pan Annak I ter War RA nr 10114 in 4:441114.11151704,91, Statement Period: 04/0112015 • 04/3012015 Ratings (continued) authorization from Standard & Poor's. Standard 5 Poors does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content, Standard 8 Pools makes no express a implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold a sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account Pershing is not responsible or liable for any acts or omissions of your financial institution a its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. M other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or it you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC[ ). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please vist ve•sw.pershing.comistrength_stabilityhtnt • This statement will be deemed conclusive. You are advised to report any inaccuracy cr discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; 1201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • AI parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, a an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled heating date. • The panel of arbitrators will typically include a minority of arbitrators who were a are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the clan) is filed, and any amendments thereto, shall be incorporated into this agreement. 80125179CSFJ' 1O8AB 11()I1 Account Numb TFE LAZE T CONFIDENTIAL — PURSUANT TO FED. R CRI6A. P. 6(e) erless ONFID )A)9TAL Page 11 of 12 Rated [atelier/I Lyon, v«. Woe, 2007 DAL BAR RATED COMMUNICATIONS rxentrwer el Rre•,rR Mr •••••• —••• ••• SDNY_GM_00048177 OB-SDNY-0011001 EFrA_OO158786 EFTA01290814 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied: Ill) the class is decertified; or (III) the client is excluded from the class by the cowl. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact inform ation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 12 of 12 l)0A0 ROI AccountNurabe Go paperless 71.E FAZE T CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ON F I Dan t-NAL kilted [so-Aland (very Valor Siva 2007 DAL BAR R^TODCOMMUNICATIONS 7XCILL7Net et a rel=tatrintre=lei 't elte OAS* SDNY_GM_00048178 OB-SDNY-0011002 EFIA_00158787 EFTA01290815 Deutsche Asset & Wealth Management PD. ficw 1778, Bahimore, MD 21203 Drallsre Rant Powale wean &Warm, Pdan71$ COM00700M) 070%07 I** Se0, 0a mr..1.4 Na Pult Owens_ ita ter Woe Weh, hY IOVA 0100.77.17 ovw >nem Account Nu Statement Period:03101 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & Valuation at a Glance This Period Year-to-Date DARREN K INDYKE TTEES Beginning Account Value 162,749,488.51 162,302,676.21 6100 RED HOOK QUARTER B3 het Cash Deposits and Wrihdrawals 0 00 113.297 33 ST THOMAS VI 00802 Adjusted Previous Account Value 82,749,488.51 62,415,973.54 Dividends. Interest and Other Income 14.000.80 147.421.08 het Change in Pullen° 168.225 99 168.320 68 ndino Account Value $62,931.715.30 S62 931 715 30 Accrued Interest $247,06944 Your Client Advisor: Estim aced Annual incom e 51.140.021.19 CAMEL SABBA Asset Allocation Prior Year-End Lad Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits 43.922.655.69 14,161,331.45 45,334,525.35 72.04% Please review your allocation LSD Axed Income 11.400.200.52 11.484.587.06 10.377.629.95 1649% LSD Equities 6 979 820 00 7.103.570.00 7.219.560 00 1147% Account Total (Pie Chart) 182,302,878.21 182,749,488.51 152,931,715.30 100.00% See the Asset Allocation Disclosure and Footnotes section lor important information regarding your Asset Asocabon. Page I oin Rsd excellent B009692SCSP30023 Lowy V07.51007 2007 we Wee Ra,W awtawr,WY ro c. 08741 ROI I wry DAUM. RATED COmmumiCaTiOnS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFICrEeleisAL r me, SDNY_GM_00048179 DB-SDNY-0011003 EFTA_0015S78S EFTA01290816 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized UnaNue Ibis Period YuPio-Date Shoe-Term Gain/Loss 0.00 0.00 213,658.51 Lon -Term Gainlloss 4.130.45 4.281.85 -108.956.53 Net Gain/Lou 4,130.46 4,281.85 104,701.98 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Deuriclion Most Balance Sweep Money Market Fund DUNS GOVERN M BIT CASH INSTL Account Number: 0000001492 Went Yield 0.03% Adivily Ending: 03131115 02128/15 Opening Balance 44,181,331.45 44,161,331.45 03124115 Deposit MOk EY FUND PURCHASE 1,166,311.52 45.327.642.97 03126/15 Depose MONEY RAO PURCHASE 5.749.36 45,333,392.33 03131/15 Depose INCOME REINVEST 1.133.02 45.334.525.35 03131115 Closing Balance $45,334,525.35 Total All Money Market Funds 146,334,625.35 Income and Expense Summary CPJ trent Period Year•to•Date Taxable Noe Taxable Taxable Noe Taxable Dividend Income Equities 000 0.00 106,145.35 0.00 Money Market 1.133.02 0.00 3.267.83 0.00 Other Dividends 7,170.02 0.00 20,516.90 0.00 Interest Income Bond Interest 5.697.76 0.00 17,131.00 0.00 Total Dividends, interest, Income and Expenses 114,000.80 10.00 1147,421.08 $0.00 Distributions Other Distribubons 000 2,732.06 0.00 8.097.09 Total Distributions 10.00 62,732.06 $0.00 $8,097.09 Page 2 of 13 Account Number paperless THE FAZE TRI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ONFIDENTIAL Rated Excellent Every Year W, 2007 DALBAR RATED COMMUNICATIONS rxaturtraer var.um ••••••••••••A rivet INOC SDNY_GM_00048180 OB-SDNY-0011004 EFTA_00158789 EFTA01290817 Deutsche Asset & Wealth Management PO Boa 1776. &Now*. MD 21203 Portfolio Holdings Account Opening Date Quantity Number Cash, Money Funds, and Bank Deposits 7 2.0 M oney Market DWS GOVERNMENT CASH INSTL 02/28115 15,331,525.350 0000001492 Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 02128/15 Ki1G021943 Total FDIC Insured Bank Deposits Total Cash, M oney Funds, and Bank Deposits Date Acquired Fixed Income 1 3.0 0% of Portfolio (In Mafunry Date Sequerce) Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11101116 BJE DTO 10112106 MULTIPLE GUARANTORS MT CPR DTE 05/01107 Moody Rating B3 S& P Rating 13+ 05110111 '.12,13 1,200,000.000 104 3080 Quantity Unit Cost Gnaw.< Mn, Po... w,Yn PAIMIP, Int Pent% COMI.r G•pyp °MUM lam '<woes A. lire bet Mkt. HI Pan Annus. Ita I ter Nem wet 1,tt 10114 IM)4:44414.11151741.4,91, Statement Period: 0310112015 • 0 3/3112015 Activity Ending Opening Balance Closing Balance Accrued Income Income This Year 30-Day YieW Carrot Yield 0% of Portfolio 03131115 11,161,331.15 15,331,525.35 0.00 3,267.83 0.03% 0.03% 01/02/15 014,161,331.16 0.00 116,331,626.36 0.00 10.00 0.00 $3,267.13 0.00 NIA N/A $0.00 10.00 10.00 10.00 Adjusted Cost Basis $44,151,331.16 Market Price 145,334,526.35 Market Value 10.00 Unrealized GaialLoss 83,267.83 Accrued Interest Estimated Estimated Annual Income Yield IPAYM ENT INC GTO SR NT 10.250% 05/15/18 BIE DTD 11/15/11 CALLABLE 05115115. 105.125 Moody Rating CAA3 S 6 P Rating CCC 10102112'.12,13 500,000.000 92.9120 PM ORGAN CHASE & CO DEP MIS REPSTG 1/10TH PFD S93 1 FIXED TO FLTG RT BO 7.900% 01729/19 BM DTD 01/23/08 Moody Rating BA1 Sd P Rating BBB- 05110/11 '.12,13 3,000,000.000 111 2650 Security Identifier: 704549AE4 1.251.691.99 108.2500 1,299 000 00 17,308 01 36,875 00 88,500 00 6.81% Original Cosi Basis, S1.363,501300 Security Identifier: 16362EASS 161.558.96 95.0000 175,000.00 10,111.01 19.361 11 51,250.00 10.78% Original Coal Basis 1415,000.00 Security Identifier: 16626HIM1 3,337,958.33 107.6250 3,228,750 00 409.208 33 98,750 00 237,000.00 7.31% Original Coal Basis. 53,337,958.33 ILMIAN IC)II Account Numb THE HAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIA,1. P. 6(e) o L3EK‘rfisAL Page 3 of 13 t mallard, Event Vo.o. Slate 2007 DAUM. RATCD COMMUNICATIONS exammer SDNY_GM_00048181 OB-SDNY-0011005 EFTA_00 158790 EFTA01290818 Portfolio Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Dale Acqiired Gustily Usk Cod Cost Bads Markel Price Markel Value Gain, Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON CON ULATIVE DEP PS FIXED TO FLOAT 8.125% 04/30158 WE DTD 04130108 CAUABLE 05115118 Moody Rding BA3 SE P Rating BB 05110/11 '.12.13 3,000,000.000 112.9870 Total Corporate Bonds 7,700,000.000 Security Identifier: 0605050Th 3,389,820.83 107.8750 Original Coal Basis: 53,389,620.63 $8,443,830.11 3,236,250.00 ,153,370.83 92,083.33 243,750.00 7.53% $8,239,000.00 .$204,830.11 $247,069.44 $620,500.00 Total Fixed Income 16,443,630.11 7,700,000.000 18,239,000.00 -$204,830.11 Uarealized Date Annulled Quantity Veit Cost Cod Basis Market Price Market Value Gold Loss Equities 12.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP SliS REPSTG 111000TH Security Identifier: C PRK PR SER K DIV6.875% PERPETUAL MATT CUSP: 172967341 PERPETUAL CALL 11/15123025.00 Dividend Option: Cash 02103/14 79.000.000 25.3090 1,999,418.90 27.2800 2,153,540.00 154,121.10 135,781.25 6.30% CIT1GROUP INC DEP PS REPSTG 111000 Security Identifier: C PRC PR I SER C DIV 5.8% PERPETUAL MATT CUSP: 172967366 PERPETUAL CALL 0/1221160 25.00 Dividend Option: Cash 10128/14 49.033.000 24.0810 1,180,739.16 25.3301 1,242,010.79 61,271.63 71,097.85 5.72% 10129114 150,967.000 24.3130 3,670,430.48 25.3301 3,824,009.21 153,578.73 218,902.15 5.72% Total Covered 200,000.000 4,851,169.64 5,066,020.00 214,860.36 290,000.00 Total 200,000.000 54,851,169.64 $5,066,020.00 6214,850.36 8290,000.00 Total Preferred Stocks $6,050,580.54 87,219,660.00 $366,971.16 6425,701.25 Total Equities $6,850,588.54 $7,219,560.00 6368,971.46 $425,781.25 6247,069.44 $620,500.00 Estimated Estimated Annual Income Yield 0,0 928CSF Account Num ORAN Go paperless THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R CR[61. P. 6(e) ON Fl D AENTIA Paps 4 of 13 Ostia [salient (very Year Since 2007 DALBAR RATED COMMUNICATIONS rxesurtraer SDNY_GM_00048182 DB-SDNY-0011006 EFTA_001 58791 EFTA01290819 Deutsche Asset & Wealth Management PO Don 1778, 8a8imore. M021203 Portfolio Holdings (continued) Da...hoeum Pnwile vkan Mamaienalt Prom toorne 6,8.8 Derisclv Sank Sew Oenk. Mar bri Mk* HS Pan Aso.. 26th 'ter Mew** NY 1011 49147111.1155178114,9.1 Statement Period: 03/01/2015 • 03/3112015 Unrealized Date Acquired Quantity Unit Cod Cod Bads Market Price Market Value Gelid Loss Estimated Estimated Annual Income Yield Mutual Funds 3.00% of Portfolio R M ORGAN FLOATING RATE IN COME FUND SELECT STARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier: PHSX CUSP. 481211510 01122113 '.3 198,216.056 10 0900 2,000,000.00 9.8100 1,944,499.52 -55,500.48 82,259.66 4.23% 02/01113 . .3 630.057 10 0670 6,342.92 9.8100 8,180.55 -162.07 261.47 4,23% 03101113'.3 711.578 10.0600 7,158.48 9.8100 6,980.57 477.91 295.30 4.23% 04101113 '.3 789.547 10.1100 7.982.33 9.8100 7.745.45 -236.88 327.68 4.23% 05101113 '.3 751.550 10.1300 7,613.21 9.8100 7,372.71 -240.50 311.89 4.23% 06103113 '.3 757.360 10.0900 7,641.77 9.8100 7,429.71 -212.06 314.30 4.23% 07101113 '.3 688.131 9.9700 6,661.27 9.8100 6,554.37 -106.90 277.27 4.23% 08101113 '.3 704.609 10 0600 7,088.37 9.8100 6,912.22 .176.15 292.41 4.23% 09103113 '.3 709.175 10 0300 7,113.03 9.8100 6,957.01 .156.02 294.31 4.23% 10/01113 '.3 712.100 10 0240 7,137.85 9.8100 6,985.71 -152.14 295.52 4.23% Total Noncovered 204,650.163 2,064,739.23 2,007,618.12 47,121.11 84,929.79 Reinsedmenft to 13.354.929 9.9840 133,330.09 9.8100 131,011.83 -2,318.26 5,542.32 4.23% Date Total Coveted 13,354.929 133 330.09 131,011.83 4,318.26 5,542.32 Total 218,005.092 $2,198,069.32 $2,138,829.96 459,439.37 $90,472.11 Total Mutual Funds 32,198,089.32 12,138,829.95 459,439.37 $90,472.11 Total Portfolio Holdings Unrealized Paned Estimated Cod Basis Market Value Gait( loss Interest Animal Income 62,827,013.32 62,931,715.30 104,101.98 247,069.44 1,140,021.19 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC")(incorpccating amendments enacted by P.1.110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their *applicathe date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis wig be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. OBAB ROI Account Number paperless E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON F I D-ENTIAL Page 5 of 13 Rated Excellent (very Yew Since 2007 DALBAR RA TED COMMUNICATIONS rxentrwer SDNY_GM_00048183 OB-SDNY-0011007 EFrA_00158792 EFTA01290820 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold shod or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. s The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous cient brokerage statements nay differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quality Cod Basis Proceeds Realized Gain/ Load Disallowance Long Term 03119115 12113113' SELL RP In First Out GS M TG SECS CO RP 200ASSTFRL CTF CL 81 VAR 5.751% 06125135 WE OTD 05101105 Security Identifier 3624207X5 Original Cost kris: 1 155 142 37 1,500,000 000 1,155,142.37 1,159,272.82 4,130.45 Total Long Term 91,155,142.37 $1,159,272.82 94,130.46 Total Short Term and Long Term 31,155,142.37 31,159,272.82 94,130.45 Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by Pt 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. Ali other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on of after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later. as determined by the Secretary of the Treasury. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequentty reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-B or online displays you may have evadable to you. Page 6 of 13 Liam, Rot k Account Nun be TFE FAZE TRLS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ON F I ErEPArnsAL Itined [saner. (very Year Woos 2007 DAL OAR RATED COMMUNCATIONS rxesurtraer =Sr Jff,===..."'...'= cisitioul SDNY_GM_00048184 DB-SDNY-0011008 EFrA_00 I 58793 EFTA01290821 Deutsche Asset & Wealth Management 00:t 1770, Balamote, MO 21203 OraIsre. Mm Pnylln vkatn PAM07,17 minim Coora.6,..• oftisch404.* smelts w 10.44 C010. IONA Atere••.160 I ben Dierr701.17( 100.4 0) 421.008. MAI 71/74791, Statement Period: 0310112015 • 03/3112015 Schedule of Realized Gains and Losses Current Period (continued) When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attrbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method wil be used to determine the cost basis for calculating gain and/or loss. unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8. Messages Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DM Investments website at https://www.dws-investments.corn/EN/productshnoney-market-lunds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. VIIAS 'ROLL Account Nun be, FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDRFisAL Page? of 13 Rated taco,. nil Every V.A. Woes 2007 DAL OAR RATEDCOMMUNICATIONS TR.:Trumpet SDNY_GM_00048185 DB-SDNY-00 11009 EFTA_00 155794 EFTA01290822 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Activity Sum m ary (All amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secant's Bought 0.00 0.00 Securities Bought -1,173,481.54 -1.186.888.42 Securities Sold 2,329,942.58 2,329,942.58 Securities Sold 0.00 0 00 Total Securities $2,329,942.58 $2,329,942.58 Total Securities -$1,173,481.54 -$1,96,808.42 Dividends and Interest $14,000.80 $147,421.08 Dividends and Interest $0.00 $0.00 Distributions $2,732.06 $8,097.09 Distributions WOO $0.00 Cash Cash Deposits 0 00 113.29733 Deposits 0.00 000 Total Cash So.00 $113,297.33 Total Cash WOO $0.00 Money Market Funds $0.00 $0.00 Money Market Funds -$1,173,193.90 -$1,411,869.66 Total Credits $2,346,675.44 $2,598,758.68 Total Debits -$2,346,675.44 •$2,598,758.08 Transactions by Type of Activity Process/ Trade/ Settlement Transaction Date Date //Airily Type Desaiplioe Quantity Price Accrue Merest Amount Currency Securities Bought and Sold 03124115 03119/15 SOLD GS MTG SECS CORP 2005-5F MTG PASSTHRU CTF CL B1 VAR -1.500.000000 97.7500 4.36812 1.166.311 52 LSD GS3471173 5.751% 06125135 BIE DTD 05101105 VARIABLE RATE FACTOR .7924592690 REM BAL 1188688.90 03126115 03119115 CANCELLED SELL GS M TG SECS CORP 2005.5F MTG PAWN RU CTF CL 81 VAR 1,500,000.000 97.7500 4.36812 1.166.311.52 LSO GS3471173 5.751% 06125135 WE DTD 05101105 VARIABLE RATE FACTOR .7924592690 REM BAL 1188688.90 CANCELLED TRADE 03126115 03:19/15 CORRECTED SELL GS M TG SECS CORP 2005.5F MTG PASSTHRU CTF CL 81 VAR .1,500,000 000 97.7500 4.358 24 1,163,631 06 LW 653471173 5.751% 06/25135 WE DTD 05/01/05 FACT/CPN CORRECTION VARIABLE RATE FACTOR .7906378960 REM BAL 1185956.84 CORRECTED CONFIRM 03130115 REINVEST CASH INCOME ,P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 731.635 -7,170.02 LSD PHSX 217273.4570 SIRS SF RS PL RCN. AT $9.80000 RD 03/26 PD 03/30/15 Total Securities Bought and Sold • UNITED STATES DOLLAR 4,358.24 1,156,461.04 Page 8 013 Account Number Go paper-Iess THE FAZE T ONFIDAENTEAL Rated tarellerdi Lyon, v«. Since 2007 CALLUM MUD COMMUNICATIONS rxesurtraer vary lac —,r.. •••••• Ent SDNY_GM_00048186 Ce-SDNY-001 1010 EFIA_00 158795 EFTA01290823 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimare, MO 21203 Transactions by Type of Activity (continued) Protest/ Trade! Settlement Transaction Date Date Activity T Description Dralsre Rant Prmair Weahniaptagenan Pdaeals Caen., Gnat) Des-tsag la* %twos a. Ilmwart Clic* la Pan Ammo. Ita Met War lot Iret 10114 01))4:4411N. mlPuvaL Dunlil Statement Period: 0310112015 • 0313112015 Price Accrued Interest Amount Curren Dividends and Interest 03125/15 80N D INTEREST RECEIVED 3624207X5 03130/15 CASH DIVIDEND RECEIVED P-SX 03/31/15 MONEY MARKET FUND INCOME RECEIVED 233993682 1500000 GS MTG SECS COW' 2005.5F MTG PASSTHRU CTF CL B1 VAR 5.751% 06125135 WE DTD 05101105 RD 02127 PD 03/25/15 ,P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 217273.4570 SHRS RD 03/26 PD 03/30/15 DWSGOVT CASI- INSTL 5.697.76 7.170.02 1,133.02 USD LSO LSD Total Dividends and Interest • UNITED STATES DOLLAR 0.00 14,000.80 Distributions 03/25/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F PI l'G PASSIM RU CTF 2.732 06 LSD RECEIVED CL ill VAR 5.751% 06125135 WE DID 05101105 RD 02121 PD 3624207X5 03/25/15 Total Distributions - UNITED STATES DOLLAR 0.00 2,132.08 Money Market Funds 03/24/15 MONEY FUND PURCHASE DWS GOVT CASS. INSTL .1,166,311.52 LSO USD999997 03/26/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL .5.749.36 LSD USD999997 03/31/15 MONEY MARKET FUND DWSGOVT CASI- INSTL INCOME REINVESTED .1.133.02 LSD REIN VESTM ENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 .1,173,193.90 Total Value of Transactions 4,358.24 0.00 USD The price and quantity displayed may have been rounded. IaPAN wOlt Account Num bet Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) tONFIDt1SMAL FAZE T Page 9 of 13 Ilww tacoll•ra Lyon. Year Siva 2007 DAL BAR RATED COMM UN CATIONS ex.:currier SDNY_GM_00048187 DB-SDNY-0011011 EFTA_00158796 EFTA01290824 Client Service Information Your Client Advisor: DAN DANIEL SABBA US PARK AVENUE, 26TH FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: RRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as original issue discount (OID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper tom in unications. log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to YAW., pershing.cornibusiness_continuity.htrrl for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon ratter request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing fine in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 10 of 13 UBAB MOLL Account Numbe TFE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) dfiT rfisA L Railed Locolloni Lvery Sate 2007 DALOAR RATED COMMUNICATOONS rxentrwer SDNY_GM_00048188 OB-SDNY-0011012 EFTA_00158797 EFTA01290825 Deutsche Asset & Wealth Management PO Liox 1778, SsIhmore MD 21203 Important Information and Disclosures (continued) ()raffle BM{ Pr', lir "mall n ma monad MY f6 WS Coma r 4,0.p ontsciv sat Sectonts , k Nourbet altto 30 Pan Ammo. 2601V:a A. V01 nv 1004 0/ 491.0101. V.5) 7.114,9S Statement Period:0310112115 • 03/3112015 Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization othen•Ase. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Pooes is not permitted without prior written authorization from Standard & Popes. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsible for any errors or egressions, regardless of the cause, or for the results of using such content Standard & Pooes makes no express or Ivied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pooes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do net address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and fie any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person connoting or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution a that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable., the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnwrpershing.congstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includeig unauthorized tradlig) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and ether discovery is generally more limited in arbitration than in court proceedings. ()PAN 401.1. Account Number ThE FAZE TRL. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON F I Ergeli sA L Page11 of 13 Naiad [salsa., Lyon. Vs.. Since 2007 DALBAR RATED OCATIONS rxesurnaer •••••••••—••••••.-- ••• SDNY_GM_00048189 OB-SDNY-0011013 EFrA_00 I 58798 EFTA01290826 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The arbitrators do not have to explain the reasortsj for their award, unless. M an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any clans encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)0134330. Page 12013 O8..8 ROIL Account Numbe fo paperless IFS FAZE MS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFI DarNTIAL R.I.d tocollenti Ivory v«. Lace 2007 DAUM. RA TED COMMUNICATIONS rxesurtraer SDNY_GM_00048190 DB-SDNY-00 11014 EFTA_00158799 EFTA01290827 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHCH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT, THE RATE OF INTEREST AND PERIOD COVERED ME INDICATED, THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM, THE PERMANENT RECORD OF THE SEPARATE ArFIGI INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS, • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL, AGENT OR BOTH. DUALS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW,PERSHING,COM • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WV/W.PERSHING.COMIBUSINESS_CONTINUITY.HTAL • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. 8NY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880) ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF DIE ABOVE TERMS AND CONDITIONS ARE Man-PPM:NE TO YOU, PLEASE HOTFY PEREPMG BALIEDIATELY IN WRITINGBY CERTFED MAIL TO ONE PERSHBIO RATA, JERSEY CITY, NJ 0T399, ATM' LEON. DEPT DRAB ROLL Account Num be THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) o paperless ONFIInMAL Page 13 of 13 R•I•Y to:alio rdi L very Yoa. Late Z007 DAL BAR RATED COMMUNICATIONS rxesurNer SDNY_GM_0004819I DB-SDNY-0011015 EFTA_00158800 EFTA01290828 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Drallsro Rana Pnwale Wean •Apmgenai; Pdaele$ Cedrage6,0.1) MAUM MY smongs Y. yen Oat* Ha Put Anne*. 16% Met Nave Wet, hY 101S. P1,)4W7116.1111S1/1141”1. Account Number: Statement Period:0210112015 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & Valuation at a Glance This Period Year-to-Date DARREN K INDYKE TTEES Beginning Account Value $82,370,426.40 $62,302,676.21 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 113.297.33 113.297 33 ST THOMAS VI 00802 Adjusted Previous Account Value 62,483,723.73 82,415,973.54 Dividends. Interest and Other Income 46.737 47 133.420 28 het Chan e in Por m i l iki ng iiii27ii mmiz ii iii i Estm aced Annual Income 51.138.584 54 Your Client Advisor: CAMEL SABBA Asset Allocation Prior Year.End Lad Period This Period % Allocation Li SD Cash. Money Funds and Bank Deposits 43.922.655.69 14,001,603.05 44,161,331.45 70.38% LSD Axed Income 11.400,200.52 11.316.303.35 11.484.587.06 18.30% L SD Equities 6 979 820 00 7.049.520.00 7,103.570 00 11.32% Account Total (Pie Chart) $62,302,878.21 682,370,428.40 $62,749,408.51 100.00% See the Asset Mocation Disclosure and Footnotes secbon or iniportant information regaidng your Asset/kb:anon. OBAN ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDGg effiAL s BO 097764 CSF 0 016 P ease n ew yov a:locec - Pate 1013 Rsd to:ellen, bran, Vn. since 2007 DAL BAR RA T CO COMMUNICATIONS xest Lir NCI :157.2=..?===rt SDNY_GM_00048192 DB-SDNY-00 11016 EFTA_0015880 I EFTA01290829 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•to-Date Short-Term Gam/Loss 0.00 0 00 131.623.88 Long-Term Gain/Loss 77 88 151 40 -185.778.52 Net Gain/Loss 77.88 151.40 .54,151.64 This summary excludes transactions where cost basis infatuation is not available. For Your Information On June 5, 2014. the ELropean Central Bank (the ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042•S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the More and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Deaoriptioe Amount Balance Sweep Money Market Fund DWS GOVERN M ENT CASH INSTL Account Number: 0000001492 Current Yield 0.03% Activity Ending: 02121/15 01131115 Opening Baance 02109(15 Deposit MONEY PAO FURCFASE 02118115 Deposit MONEY FLO FtliCFASE 02126115 Deposit MONEY FLNO PURCFASE 02/27115 Deposit INCOME REINVEST 44,004003.05 113,297.33 33.945.35 8,170.72 1.015.00 41,001,603.05 44,117,900 38 11.151.815.73 44,160,316.45 44,161,331.45 02127115 Closing Balance $41,161,331.15 Total All Money Market Funds $41,161,331.15 Income and Expense Summary Current Period Year-to•Dale Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 33,945.35 0 00 106 445 35 000 M oney Market 1,015.00 0.00 2.134.81 000 Other Dividends 6066.31 0.00 13,406.08 0.00 07.0 7011 Account Num be THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFID Page 2 of 13 1477d tocollsrei Lvent. Vs.. Wife 2007 OALBAll RATED COMMUNICATIONS rxesturtraer SDNCGM_00048193 DB-SDNY-0011017 EFTA 00158802 EFTA01290830 Deutsche Asset & Wealth Management PO Bo 1778, Ilalhmore MD 21203 Income and Expense Summary (continued) Interest Income Bond Interest Total Dividends, Interest, Income and Expenses Distributions Other Distributions Total Distributions Portfolio Holdings Account Activity °peeing Date Quantity Number Endin Cash, Money Funds, and Bank Deposits 70.00% of Portfolio Money Market DWSGOVERNM ENT CASH INSTL 01131/15 11,181,331.150 0000001/92 02127115 Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 01131115 5460219/3 01102115 Total FDIC Insured Bank Deposits Total Cash, M one! Funds, and Bank Deposits Adjusted Date Acquired Quantity Unit Cost Cost Basis Fixed Income 1 5.0 0% of Portfolio (In Maturity Date Sequence) 'Asset Backed Securities GS M TG SECS CORP 2005.5F M TG PASSTHRU Security Identifier: 3624207X5 CTF CL 81 VAR 5.751% 06/25/35 WE DID 05/01105 St P Rating B. Factor: 0.79215926 Effective Date:02/02/15 Current Face Value: 1,188,688.890 12113/13 '.Li: 1,500,000.000 97.1710 1.155,142.37 97.0640 1.153.788.98 -1,353.39 5,127.80 Isre Rana Prmair vkan &Worm% Weals Codrage 6 , .p Des-004 M , Smolt. +a. Omar Hann Any, 160. I ter New int WI 10114 InnVA.71110.111417044:91, Carted Period Statement Period: 02/0112115 -0212812115 Year-to•Date Taxable Non Taxable Tinkle Non Taxable 5,710.78 0.00 11,133.21 TOO $16,737.17 0.00 $0.00 2.759.94 5133,420.20 0.00 $0.00 5.365.03 50.00 92,769.94 $0.00 $5,365.03 Opening Balana Lloefnl Balance Accrued Income Income This Year 30Day Cermet Yield Yield 44.004.603.05 11.161.331.15 36.30 2.13411 0.03% 0.03% $11,001,603.05 $11,161,331.45 536.30 $2,134.81 0.00 0.00 0.00 0.00 N/A NIA 0 1 $44,004,603.05 $.00 $14,161,331 00 .450 $3$60..3000 $2,134.81 $00 Unrealized bound Estimated Estimated Market Price Market Value Gain/ Loa Interest Annual Income Yield Page 3 of 13 Account Num b 84'09.776/Cfl!•' : paperless 00A0 ROI CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: 14AZE TtO N F I DmesnAL Rated tace0ordi (very Veer Since 2007 DAL BAR RATED COMMUMCATIONS xeltur met SDNY_GM_00048194 OB-SDNY-0011018 EFTA_00158803 EFTA01290831 Portfolio Holdings (continued) Date Acquired Ousethy WM Cod Adjusted Cod Basis Market Price Market Valee Fixed Income (continued) 'Asset Backed Securities (continued) GS M TG SECS CORP 2005-SF M TO PASSTHRU (continued) Original Cod Basis: $1.189,588.80 Total Asset Backed Securities $1,155,142.37 $1,153,788.98 1,500,000.000 Total Current Fact Value : 1,108,680.090 Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11/01116 WE DTO 10112/06 LITIPLE GUARANTORS 1ST CPA DTE 05101/07 Moody Rating 63 38 P Rating BR Security Identifier: 704649AES 05110/11 'MA 1.200.000 .000 104 5260 1,251.306.06 105 0000 1.260.000.00 IPAYM ENT INC GTD SR NT 10.250% 05/15/18 WE DID 11/15/11 CALLABLE 05115115 0 105.125 Moody Rating CAA3 S 8 P Rating CCC Original Cod Raga $1,363,500.00 Security Identifier: 46262EAES 10/02/12'.12,11 500.000 000 92.7590 463,798.27 95.5000 477,500.00 JPY ORGAN CHASE & CO DEP SHS REPSTG 1110Th PFD SER 1 FIXED TO R.TG RT BD 7.900% 04129149 WE DTD 04/23/08 Moody Rating BA1 S P Rating BBB- Original Coal Basis. $445,000.00 Security identifier 488251141AI 05110/11 %UM 3.000.000.000 111.2650 3,337,958.33 107.6250 3.228.750.00 BANK AM ER CORP PERP NON COM ULATIVE DEP Si- S FIXED TO FLOAT 8.125% 04130158 WE DTD 04130108 CALLABLE 05/15118 Moody Rating BA3 S8 P Rating BB Original Cost Basis: $3,337,958.33 Security Identifier: 060505078 05110/11 '.12.13 3,000,000.000 112.9870 3,389,620.83 107.6250 3.228.750.00 Original Coal Buis: $3,389,620.83 Total Corporate Bonds 58,115,881.49 $6,195,000.00 7,700,000.000 Total Fixed Income $9,800,823.88 $9,348,788.98 9,200,000.000 OFIM11.1 Q011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Unrealized Gain/ Loss Accrued Intereg Estimated Estimated Annual Income Yield Account Numb 7). E FAZE 7 Go paperless OrWrIA L -51,353.39 85,127.80 80.00 5.693 94 18 762 50 88.500,00 7.02% 13.703.73 14,883.19 51,250.00 10.73% -109,208.33 77.683 33 237.000 00 7.34% -160,87083 69.739 58 243.750.00 7.54% -3250,681.19 3190,80.60 8620,600.00 -$252,034.88 $195,976.40 $620,500.00 Page4 of 13 Rabill ea:OROS Every Tem Sims 2007 DAUM. RATW COMMUNICATIONS rxenurmer SCINCGM_00048195 DB-SDNY-00 11019 EFTA_00 158804 EFTA01290832 Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MO21203 Portfolio Holdings (continued) Mmotts or. tar G•ctp De.ticta Nom M. g. *A Calor 11) Pant Annw.)00tHoct tine tr .\ nY IOVA 1/1)),VA-.7143.0111/114VIS Statement Period: 0 2/0112 015 - 02/2812015 Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Unrealized Gainfloss Estimated Estimated Annual Income Yield Equities 11.00% of Portfolio Preferred Stocks (Listed byewe:tort date) CITIGROUP INC DEP SliS REPSTG 111000TH PFD SER It DIV 6 875% PERPETUAL MATY PERPETUAL CALL 1 1/ 151231] 25.00 Dividend Option. Cash Security Identifier: C PRK CUSP: 172967341 02/03114 79,000.000 25 3090 1.999.418.90 26.8300 2.119.570.00 120.151.10 135.781.25 6.40% CITIGROUP INC DEP SIM REPSTG 111000 Security Identifier: C PRC PFD SER C 01V 5.8% PERPETUAL M ATY CU SIP 172967366 PERPETUAL CALL 01/22/180 25.00 Dividend Option: Cash 10128114 49,033.000 24 0810 1,180,739.16 29200 1.221.902.36 11.163 20 71.097.85 5.81% 10129114 150,967.000 24 3130 3,670,430.48 24.9200 3,762,097.64 91,667.16 218.902 15 5.81% Total Covered 200,000.000 4,851,169.64 4,914,000.00 132,130.36 290,000.00 Total 200,000.000 14,851,169.11 14,914,000.00 1132,830.311 1290.000.00 Total Preferred Stocks $6,850,581.54 17,103,570.00 1252,911.48 1425,781.25 Total Equities $6,650,511.54 17,103,570.00 1252,911.46 1425,781.25 Unrealized Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss /meal Income Yield Mutual Funds 4.00% of Portfolio S MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier: .PHSX CUSP 481211.510 01122/13 '3 198.216.056 10 0900 2.000.000.00 9.8300 1.948.463.83 .51.51617 82.259.66 4.22% 02101113'.5 630.057 10.0670 6,342.92 9.8300 6,193.45 -149.47 261.47 4.22% 03101113'•3 711.578 10 0600 7,158.48 9.8300 6,994.80 .163.68 295.30 4.22% 01101113'.5 789.517 10.1100 7,982.33 9.8300 7,761.26 -221.07 327.66 4.22% 05101113'.3 751.550 10.1300 7,613.21 9.8300 7,387.75 •225.46 311.89 4.22% 06103113'.3 757.360 10 0900 7,641.77 9.8300 7,444.86 19691 314.30 4.22% 07101113'.3 668.131 9.9700 6,661.27 9.8300 6.567.73 .93.54 277.27 4.22% 08101113'.3 704.609 10 0600 7,088.37 9.8300 6,926.31 .162.06 292.41 4.22% W' ROI t Account Num Der o paperless THE CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE TCONFIOSSITTAL Pages of 13 Ittaiscl tacellerell Every Vs.Lace 2'007 DALSAR RATED COMMUNICATIONS exariLimer SDNY_GM_00048196 OB-SDNY-0011020 EFIA_00158805 EFTA01290833 Portfolio Holdings (continued) Dale Acquired CluantRy hit Cost Cog Bags Market Price Market Valve Unrealized Gale Loss Estimated Estimated Annual Income Yield Mutual Funds (continued) P M ORGAN FLOATING RATE INCOME FUND (continued) 09103113 ..3 709.175 10.0100 7,113.03 9 8300 6,971.18 -141.85 294.31 4.22% 10101113 '.3 712.100 10.0240 7,137.85 9 8300 6,99995 -137.90 295.52 4.22% Total Noncovered 204,650.163 2,064,739.23 2,011,711.12 -53,025.11 14,929.79 Reinvestm eats to 12.623.294 9.9940 126.160.07 9 8300 124.086.96 -2.073.11 5.238.69 4.22% Date Total Covered 12,623.294 126,160.07 124,086.96 -2,073.11 5,238.69 Total 217,273.457 $2,190,899.30 22,135,798.08 -$55,101.22 390,158.45 Total Mutual Funds $2,190,899.30 $2,135,798.08 -055,101.22 390,150.48 Uirealized kneed Estimated Cost Basis Market Valle Gait/ loss liters Annual Income Total Portfolio Holdings $87,803,843.15 262,749,488.51 -$54,154.84 $195,976.40 $1,138,584.54 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore. considered " noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as foams: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquked on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attrbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 1 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this information. Pip 6 of 13 Account Num be WIA0 ROLt Go paperless ThE MAI_ TCu ON FIDA MS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Raid tscollenti (very Vest Sista 2007 OALBAR RATED COMMUNICATIONS rxciurtraer rt.:1-tro...."-1=' -..0't. •. SMICGM_00048197 DB-SDNY-0011021 EFTA_00 158806 EFTA01290834 Deutsche Asset & Wealth Management Ocw 1770, enamor*, MO 21203 Gnaw< Rant Pnnie wean swage-man Pdateils CowmaieGnm) otosag sani setwoes +.c mr..v..4 Onto HI Pan Anna.. 160. I bar War RA 1,tt 100.4 CA-71114.1115178/.4,91, Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Dale Date Transadion Description Quantity Statement Period: 02/0112015 • 0212812015 Realized Cuinl Lord Cost Basis Proceeds Disallowance Long Term 07/25115 12/13113' FFP GS MTG SECSCORP 200 ASSTH RV CTF CL 81 VAR 5.751% 06125/35 WE DID 05/01105 Security Identifier 36242D7X5 Origins Cost Basis: 2.682.05 1.500 000 000 2 682 35 2.759 93 77.88 Total Long Term $2,682.05 $2,759.93 $77.88 Total Short Term and Long Term $2,682.05 $2,759.93 $77.88 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC.') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "ncncovered," under the new cost basis reporting rules, and marked or denoted as such. M other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis wit be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect an cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 109943 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consue with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Account Num be tiltAB Rol so oaoerless E ICIsSr N F I EIENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Paget of 13 Italed extoller. Lvov" V... Sato Z007 OALOAR RATED COmmuniCatiOnS exem.rwer SDNY_GM_00048198 DB-SDNY-0011022 EFIA_00 158807 EFTA01290835 Schedule of Realized Gains and Losses Current Period (continued) Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or mote of these attrtutes is changed, there may be a temporary intoned adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method wit be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Messages Federal Depose Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please vist the DUNS Investments website at https:thwm.dws-investments.com/EN/productshnoney-market4unds-yields.jsp. Please note that all money market funds ksted on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing In a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (All amounts shovm are in base currency) Credits This Period Year-to-Date Debits This Period Teat-to-Dale Securities Securities Secunhes Bought 000 000 Securities Bought -6.066 34 -13 406 88 Total Securities $0.00 $0.00 Total Securities -$6,066.34 -$13,406.88 Dividends and Interest $46,137.47 $133,420.28 Dividends and Interest $0.00 $0.00 Distributions $2,769.94 $5,355.03 Distributions $0.00 $0.00 Cash Deposits 113,291.33 113.197.33 Cash DepcsIts 0.00 Total Cash $113,297.33 $113,267.33 Total Cash $0.00 $0.00 Money Market Funds $0.00 $0.00 Money Market Funds 4156,721.40 -9238,676.76 Total Credits $162,194.74 $262,062.64 Total Debits 4162,19424 4252,082.04 Page of 13 Account Num her Th•E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) li roPiVis ONFI AL Rated excellent L very v«. Since 2007 DAL BAR R^TO) COMMUNICATIONS exalt unser ••••••••74 ,emu nigs. we.. K' SDNY_GM_00040199 DB-SDNY-0011023 EFT:4_00158808 EFTA01290836 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimarce, MO21203 Transactions by Type of Activity Prato/ Settlement Date AAivity Type Desaiotion Ovvicre Ft4r. PAanair-v., Mweet$ Covcrne C.vo.p 0...itetv Bar Sew..., M. Yev.liork 11, rant Ann.*. llytkVIcve Vine tr .\ nY 101%. 1/1/),VA-111.3. lest) evn Client Statement Period: 02/01/2015 - 02128/2015 Price Accreed Interest Mount Curren Securities Bought and Sold 02/26115 REM VEST CASH INCOME "MORGAN FLOATING RATE INCOME FIAD SELECT &ARES Pr SK 216655.0710 ShRS ShRS MACH. AT 69.81000 RO 02/21 PO 02/26115 618183 8066.34 LSO Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -6,088.31 Dividends and Interest 02117115 CAS- DIVIDEND RECEIVED 79000 SI-RS CITIGFtOLP INC DEP SHS REPSTG If 1000TI- KO 33,945.35 USD C PRK SER K DIV 6 875% PERPETLAL MATY PERPETUAL CALL 11/15/230 25.00 RD 02/05 PD 02/17115 02125115 BOND INTEREST RECEIVED 1500000 GS M TG SECS CORP 2005.5F M TG PASSTFRU CTF 5,110.78 LSO 3624207X5 CL DI VAR 5.750% 06125135 DIE COO 05101105 RD 01/30 PD 02/25/15 02126/15 CA", DIVIDEND RECEIVED $ MORGAN FLOATING RATE INCOME FUND SELECT SNARES 6.066.31 LSO SFSK 216655.0740 "'RS RD 02121 PD 02126/15 02127/15 MONEY MARKET FUND DWSGOVT CAS,- INSTL 1.015 00 LSD INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 48,737.47 Distributions 02125/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F M TG PASSTFRU CTF 2,759 94 LSO RECEIVED CL B1 VAR 5.750% 06125135 WE DTD 05101105 RD 01130 PD 3621207X5 02125/15 Total Distributions- UNITED STATES DOLLAR 0.00 2,759.91 Cash Withdrawals and Deposits 02106/15 FEDERAL FUNDS RECEIVED haiC BANK USA. NA 35762 113,297.33 LSD USD999997 Total Cash Withdrawals and Deposits - UNITED STATES DOLLAR 0.00 113,297.33 Money Market Funds 02/09/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL -113.297.33 LSO US0999997 02/18/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL -33,915.35 L,S0 USD999997 ORAN V, I Account Number paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE Ter&srO N F I DrismA L TI•E Page 9 of 13 katod ea:4.1SM Lvov" Vw. M 2007 DAL BAR RA TED COMMUNCAT/0.6 rxeriumer SON Y_GM_0004 8200 OB-SDNY-OO11O24 EFIA_00158809 EFTA01290837 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Desairdion Quantity Price Accrued liters Moult Currency Money Market Funds (continued) 02/26115 MONEY FUND PURChASE DWSGOVT CASI. INSTL 447012 LSD U$0999997 02/27/15 MONEY MARKET FUND DWSGOVT CAST INSTL INCOME REINVESTED 1,015.00 LSD REINVESTMENT 233993682 Total Money Market Funds - UNITED STATES DOLLAR 0.00 -158,721.40 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturity Market Valve % of Bond Markel Value I to 5 years 1 737 500 00 19% Over 10 yea's 7 811 286 96 81% El Total 9,348,788.98 100% Bond Quality Bond Quality Market Value % of Bond Market Value BArLower 9.348.766 98 100% Percentages of bond market values are Total 9,348,788.98 100% rounded to the nearest whole percentage. You are 100% invested in bonds with a bond quality of BA/Lower. Percentages of bond market values are rounded to the nearest whole percentage. Client Service Information Your Client Advisor: DAN DANPUSAN:IA 345 PARK AVENUE. 28Th FLOOR NEW YORK NY 10'54 mow ROI t Account Nun be THE HAZE TRMS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 10 of 13 paperless ONFIDE1SMA et;j r Rated Excellent, Ln.y Vs.. Lace 2007 DAL BAR RATED COMMUNCATOIS rxesurnaer SDNCGM_00048201 DB-SDNY-00 11025 EFTA_00158810 EFTA01290838 Deutsche Asset & Wealth Management PO. Lica 1778. Ballimore. MD21203 Your Account Inform ation Oralsre Ram Pon. Wealth Manip--frent Pdiniet% C %WM! 4.0.10 Des-b014 Mai SecvnesAc Yan wan Mar Ha ion Annie. Halter War lot Irt 10114 inn 4'...71114. MIS) 7/4 4:9S Statement Period: 0210112015 • 02/28/2015 Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinveatm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as original issue discount IOID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Eledronie Delivery You have not selected any account com m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Dient Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ horn the actual sale price. Securities for which a price is not available are marked II/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwispershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confimutions previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing form. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge' Agreement. The right to vole your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. ()PAO ROI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account NumbGo paperless TF E FAZE T I ONFInnAL Fage If of 13 Rated tacollordi Lsrery Yew vac. 2007 CAL BAR RATED COmmumerSOOP6 exenower -ct...7.====" 1"=": SDNY_GM_00048202 OB-SDNY-0011026 EFrA_0015881 I EFTA01290839 Important Information and Disclosures (continued) Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date cr the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard 8. Pool's is not responsible for any errors or emissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or arched warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pooes ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (I) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its am operations and the supervision of your account, its sales representatives and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vninvnershing.comistrength_stabilityhtml. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and ether discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators coil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. Page 12 of 13 Account Number Rai tacellerigi WItAk, ROIL E FAZE T T GO paperless lArf Van Sint* 2007 RLS CONFI DAENTIA - MLBAN MILD m ower COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 'more SDNY_GM_00048203 OB-SDNY-0011027 EFTA_00158812 EFTA01290840 Deutsche Asset & Wealth Management Om 1770, Balamom, MD 21203 Important Information and Disclosures (continued) Ora'sot Ham 0rmaw wean lapeatenen minim <Dome Mod) De.iscM Sat Smtemsw wan CM,* MS Port Aare& 114h I b4r Hewlett. IT 101E .V.:441114.1015170•4091 Statement Period:0210112115 • 0212812015 Important Arbitration Disclosures (continued) • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. 8kW 4011 Account Number THE FAZE T CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 13 10 96(His ON Fl A L Page 13 of 13 kolod tecellene beery Veer Sinew 2007 CAL BAR RKTCOCOmmuNICATIONS rxerturnaer eit a t Lea a"relav r tiltSe ta VIII•14 .1t4n y SW MS* SDNY_GM_00048204 DB-SDNY-00 11028 EFTA_001588 13 EFTA01290841 Deutsche Asset & Wealth Management P.O. &a 1778, 8416m:ire. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6 100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Gnaw< Rant Pnnie wean st.....enait Pewees Com,act4K‘p oft•sow oar stcy—ats Mew ISA Mat Na Park AITW.1011•11ccr thy. 'tr.\ 1,Y 101M 4M.7•13.1111S1/114").1 Account Num Statement Period: 01/01/2015 - 01/31/2015 Valuation at a Glance This Period Year-to-Date Beginning Account Value 862,302,676.21 862,302,676.21 Adjusted Previous Account Value 62,302,676.21 62,302,676.21 Doildends. Interest and Other Income 86.682 81 86.682 81 et Chance in Portion° -18.932 62 -18.932.62 nding Account Value 562 370 426 40 S62 370 426 40 Estim aced Annual Income 81,137,962.88 Asset Allocation Prior Year-End Lad Period Ibis Period % Allocation LSD Cash. Money Funds. and Bank Deposes 43,922,655.69 43,922,655.69 44,004,603.05 70.56% LSD Fixed Income 11,400,200.52 11,400,200.52 11,318,303.35 18.14% L LSD Equities 6.979,820 00 8,979,820.00 7,049,520 00 1130% Account Total {Pie Chart) 862,302,676.21 662,302,676.21 662,370,426.40 100.00% See the Asset Mocabon Disclosure and Footnotes secton lor important mformaton regarding yourAssetflocetkin. kik!. 4011 Pease re.lew yov a locatio- CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) B0118681CM0017 Go paperless CON F IDAMSITiA Rabid Guadiana (very Yoe. Siva 2007 DAUM. RATED COmmumICATIONS rxinlurmer Pap1012 ritn.,:71X"..tr •"'" 0..Z..•""*""t" SDNY_GOL00048205 DB-SDNY-00 11029 EFTA_00158814 EFTA01290842 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•to-Date Short-Term Gain/Loss 0.00 0 00 196.315.73 Long-Term Gain/Loss 73 52 73 52 471,34017 Net Gain/Lou 73.52 73.52 ,274,963.74 This summary excludes transactions where cost basis information is not available. For Your Information On June 5, 2014, the European Central Bank (the "ECB") introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as Tree Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042S for tax year 2015. These rates are subject to change r response to market changes. and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Oate Activity Type Dewriptioe Amount Balance Sweep Money Market Fund DWSGOVERNM ENT CASH INSTL Account Number: 0000001492 Current Yield 0.03% Activity Ending: 01/30/15 01/01115 Opening Balance 43,922,055.89 43,922,655.89 01123115 Deposit MOk EY FIAD RACFASE 72,500.00 43,995,155.69 01127/15 Deposit MONEY RAD RACI-ASE 8,327.55 44.003.483.24 01130/15 Deposit INCOME RElk VEST 1,119.81 41004.603.05 01130115 Closing Balance 344,004,603.05 Total All Money Market Funds $44,004,603.05 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Equities 72,500.00 0.00 72,500.00 0.00 Money Market 1,119.61 0.00 1,119.81 004 Other Dividends 7,340.54 0.00 7,340.54 040 Account Nuriber OR AN ROLL Go paperless ME FAZE 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDranAL Page 2 012 Plated [nation, very Vw Lace 2007 DALE Y[ RATED COAVAUNICATIONS rxestmser L r. SDNCGM_00048206 DB-SDNY-0011030 EFTA_001 58815 EFTA01290843 Deutsche Asset & Wealth Management P.O Boa 1770 Balamer*. MD 21203 (Misr< Ram .0.4. vessioommip.wm Pent% Ont.,. 0,p Dests04 Mai Sewnet O11k* III Part einows. Ma lbw War Pan WI 10154 Inn 04.78.11.115, 7µ4,11. Statement Period: 01101/2915 • 01/31/2015 Income and Expense Summary (continued) Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income Bond Interest 5.722.46 0.00 5,722.46 0.00 Total Dividends, Interest, Income and Expenses Distributions Other Distributions $86,682.81 0.00 $0.00 2,605.09 $86,682.81 0.00 $0.00 2.605 09 Total Distributions $0.00 $2,605.00 $0.00 $2,605.09 Portfolio Holdings Account Quantity Opeuieg Date Number Activity Ending Opening Balance Posing Balance Awned Income Scow This Year 30.03y Cured Yield Yield Cash, Money Funds, and Bank Deposits 71.00% of Portfolio Money Market DWS GOVERN II ENT CASH INSTL 01101115 44.004.60.050 0000001492 01130115 43.922.655.69 0.03% 44.004.603 05 36.17 1.119,61 0.03% Total Money Market FDIC Insured Bank Deposits INSURED DEPOSTS PROGRAM $43,922,655.69 $44,004,603.05 $36.17 $1,11911 01101115 N46024943 01102115 0.00 0.00 0.00 0.00 NIA NM Total FDIC Insured Bank Deposits $0.00 $ $0.00 $0.00 Total Cash, Money Funds, and Bank Deposits $43,922,656.61 $44,004,603.05 0.00 $36.17 $1,11911 Minded Unrealized Aw Estimated Estimated Date Acquired Quantity Usk Cod Cod Basis Market Price Market Value Gaid Loss Interest Annual Income Yield Fixed Income 15.00% of Portfolio (In Maturity Date Sequence) 'Asset Backed Securities GS M TG SECS CORP 2005.5F M TG PASSTHRU Security Identifier: 3824207X5 CTF CL 81 VAR 5.750% 06125135 BIE DID 05:01105 St P Rating Bt Fedor: 0.79429922 Effective Date:01/02/15 Current Face Value: 1,191.141830 12113113'.3,12 1,500.000.000 97.1780 1.157.824.42 97.0560 1.156.372 58 -1,451.84 5,709.97 Page 3 oft? Account Number 34'1 1 Mt :Cif,' : Go paperless 18"" MOLL THE FAZE TRLST CON CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FIDAraTIAL Rabid tacelbra Every Vs.Slate 2'007 DAL BAR RAVED COMMUNICATIONS rXelltlrnser 40 .2.411,=.?=••• -a =Cr n elat e trose.(4.1 a•••••nfras.rtn• SDNY_GM_00048207 OB-SDNY-0011031 EFTA_OOI 58816 EFTA01290844 Portfolio Holdings (continued) Date Acquired Quantity Limit Cod Fixed Interne (connnued) 'Asset Backed Seanlilies (continued) GS N TG SECS CORP 2006.5F M TG PASSTHRU (continued) Adjuged Cog Basis Market Price Market Valve Unrealized Gainf Loss Accrued Intereg Estimated Estimated Annual Income Yield Original Cod Basis: S1.189,588.80 $1,157,624.42 Total Asset Backed Securities 1,500,000.000 Total Current Face Value : 1,191,448.830 Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11101116 BIE DTD 10112106 MULTIPLE GUARANTORS 1ST CPN DTE 05101107 Moody Rating BA3 St P Rating 138- 05/10/11 'MA 1.200.000.000 104.7430 IPAYM ENT INC GTD SR NT 10250% 05115118 WE DTD 11/15ill CALLABLE 05115115 0 105.125 Moody Rating CM3 S & P Being CCC 10102112'.12.53 500,000.000 92.6080 PM ORGAN CHASE & CO DEP SI'S REPSTG 1110TH PFD SER I FIXED TO RIG RI BD 1.900% 04129149 WE DM 04/23108 Moody Rating BM S & P Rating BBB- 05110/11 %UM 3.000.000.000 111.2650 BANK AM ER CORP PERP NON CON ULATIVE DEP SFS FIXED TO FLOAT 8.125% 04130/58 WE DTD 04130108 CALLABLE 05115118 Moody Baling BA3 St P Rating BB 05110/11 '.12.13 3,000,000.000 112.9870 Total Corporate Bonds 7,700,000.000 Security Identifier: 704549AE4 1.256.910.24 97.0000 Original Cod Basis: $1,363,500.00 Stolidly Identifier: 46262EAE5 Price Estimated as of: 01107115 463.04117 89 0000 Original Cosl Basis: $445,000.00 Security Identifier: 46625HHA1 3,337,958.33 107.4690 Original Cost Basis: $3,337,958.33 Security Identifier: 000505078 3,389,620.83 101.4380 Original Cog Basis: $3,389,620.83 $6,447,631.17 $1,156,372.58 1.164.000.00 445 00000 3.224.070.00 3,223,140.00 $8,056,210.00 -$1,451.64 $5,709.97 -92.910.24 22.125 00 -18,041.77 -113.888 33 466,480.83 10,819 44 59.250 00 51,458.33 -$391,321.17 $143,652.77 $0.00 88.500 00 7.60% 51,250.00 11.51% 237 000 00 7.35% 243.750 00 7.56% $620,600.00 Total Fixed Income 9,200,000.000 $9,806,355.59 $9,212,582.56 -$392,773.01 $149,387.74 $620,500.00 Page4 of 12 CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) Account Number: i t ) Mod Excellerigi (very Vs.. sane. 2007 11, E HAZE IC ONFIDArErriA DAUM. RATED COMMUNCATIONS rxenurmer Go paperless SONv_Gm_000482013 DB-SDNY-0011032 EFTA_OOI 58817 EFTA01290845 Deutsche Asset & Wealth Management PO &a 1778. Ballimore, MA 21203 Portfolio Holdings (continued) Draw,* Nfll Vrvwm Weaia LAmigenen Mantis tenor OtaR DeLtschL MLSew Res ,Rc allt• JO PLY. Ass& 260. I ber Nerrlerk 101$4 II 121454-711. 0114178114791, Statement Period: 01101/2015 • 0 1131/2 01 5 Unrealized Date Acquired Quantity Unit Cost Cod Basis Market Price Market Value Gain/ Loss Equities m00% of Portfolio Preferred Stocks (listed by expiration date) CITIGROUP INC DEP US REPSTG 1/1000TH PFD SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11/15123025.00 Dividend Option: Cash 02/0311/ 79.000.000 CITIGROUP INC DEP SKS REPSTG 111000 PR I SER C 0 IV 5.8% PERPETUAL M ATY PERPETUAL CALL 04122/18025.00 Dividend Option: Cash 10128/11 49.033.000 10129114 150,967 000 Total Covered 200,000.000 Total 200,000.000 Total Preferred Stocks Total Equities Estimated Estimated Annual Income Yield Security Identifier: C PRK CU SIP: 172967341 25 3090 1.999.418.90 26.8800 2.123.520 00 124,101.10 135/81.25 6.39% Security Identifier: C PRC CUSP. 172967366 24 0810 1.180.739.16 21.6300 1107,682.79 26.943 63 71.097135 5.88% 24 3130 3,670.13048 21.6300 3,718,317.21 47,886 73 218,902.15 5.88% 4,851,169.64 4,926,000.00 74630.36 290,000.00 $1,1151,169.64 $4,926600.00 $74630.36 $290,000.00 $6,850,588.54 $7,049,520.00 $198,931.46 $425,781.25 $6,850,588.54 $7,049,520.00 $198,931.48 $425,761.25 Unrealized Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Market Price Markel Value Geis; Loss Annual Income Yield M utual Funds 3.00% of Portfolio R MORGAN FLOATING RATE INCOME FUND SELECT STARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest SOW dly Identifier: PHSX CUSP. 481211510 01122113'.3 198,216.056 10.0900 2,000,000.00 9.7100 1,924,877.91 .75,322.09 82,854.31 4.30% 02101/13'.3 630.057 10.0670 6,342.92 9.7100 6,117.85 -225.07 263.36 4.30% 03101113'•3 711.578 10.0600 7,158.48 9.7100 6,909.12 24 297.44 4.30% 04101113 '.3 789.547 10.1100 7,982.33 9.7100 7,666.51 .-315606 82 330.03 4.30% 05101113'.3 751.550 10.1300 7.613.21 9.7100 7,297.55 •315.66 314.15 4.30% 06103/13'.3 757.360 10.0900 7,641.77 9.7100 7,353.96 316.58 4.30% 01101/13'.3 668.131 9.9700 8,661.27 9.7100 6,487.56 •418731,781 279.28 4.30% 08101/13'.3 704.609 10.0600 7,088.37 9.7100 6,841.76 -246.61 294.53 4.30% Account Number Oft7.tl ROLL ) paper less V110673.0730 I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 61::ATONFID=TAL Page 5 of 12 Itotod tocollenti tvery Van Sinew 2007 OAL OAR RA TEO COMMUNICA TIONS r xesur NCI SDNY_GM_00048209 DB-SDNY-00 11033 EFTA_0015881A EFTA01290846 Portfolio Holdings (continued) Date Acquired Ouaitity Celt Cost Cod Bads Market Prke Markel Value Unrealized Gall loss Estimated Estimated Annual Income Yield Mutual Funds (continued) N ORGAN FLOATING RATE INCOME FUND (continued) 09!03113'.3 709.175 10.0100 7,113.03 9.7100 6,886.09 .22614 296 44 4.30% 10101113 '.3 712.100 10.0240 7,137.85 9.7100 6,914.49 -22336 297.66 4.30% Total Noncovered 204,660.103 2,084,739.23 1,187,163.10 -77,686.13 85,543.78 Reinvestments to 12,004.911 10.0040 120.093.73 9.7100 116,567.67 -3.526.06 5,018 04 430% Date Total Covered 12,004.911 120,093.73 116,587.87 4,526.06 5,018.04 Total 216,655.074 32,184,632.98 $2,103,720.77 -111,112.19 310,561.82 Total Mutual Funds $2,184,832.18 32,103,720.77 -34112.19 310,561.82 Unrealized Acaued Estimated Cod Bads Markel Valle Gain! Loss Interest Animal Income Total Portfolio Holdings 362,845,380.14 $62,370,428.40 -S270,953.74 $149,362.74 $1,137,962.88 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P1-110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered" noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities %Mich are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adrusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attrikutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold shod or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Page 6 of 12 Account Numbs IAMB von I Go paperless ThE EN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TtONFI D- TEA L Rata. Excellent, Lye., Sinew 2007 DAUM. RA T LO COMMUNCATIONS rxenurner SDNY_GM_00048210 DB-SDNY-00 11034 EFTA_00158819 EFTA01290847 Deutsche Asset & Wealth Management Oca 1770, Bahimore, MD 21203 (Misr< Rant Pr.!. vkan Papygenmt Weals CodrageGKM) Ms-tug lala %twos li re Ion Mar In Pant 4,.y.160. Met War int Irt 10114 01))4:44414. 71.09.1 Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Dale Dale Transaction Description Quantity Statement Period: 0110112015 • 01/31/2015 Realized Gain/ Loss/ Cost Basis Proceeds Disallowance Long Term 01126/15 12/13113' RPP GS IITG SECSCOPP 200 ASSTH RI CTF CL 131 VAR 5.750% 08125135 WE DTD 05101105 Security identifier 36242D7X5 Original Coat Basis: 2,531.57 1.500 000 000 2.53157 2.605.09 73 52 Total Long Terra 52,531.57 $2,605.09 $73.52 Total Short Term and Long Term $2,531.57 $2,605.09 $73.52 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC.') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. AA other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1. 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have avaiable to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consue with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Account Nun OBAN Kat Go paperless TI-E CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TbST ON F I ID-EN-NAL Rsd t (very Year Since 2007 DALBAR RATED COMMUNCATIONS rxenurtraer Page? oft? SDNY_GM_00048211 DB-SDNY-0011035 EFrA_00158820 EFTA01290848 Schedule of Realized Gains and Losses Current Period (continued) Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event one or more of these attrtutes is changed, there may be a temporary incortect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-inked bonds, bonds sold short or bonds that have a negative yield. This intonation is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain andlor loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:thwov.dvm•investments.conVEN/products/rnonemarket-fundoyields.jsp. Please note that all money market funds listed on the website may not be offered through us. Important Reminder for Pershing's 2014 IRS Forms 1099 (8, DN. INT, OID and MISC): As a reminder, by February 17, you will receive either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and win provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16, 2015. Activity Sum m a ry (Ad amounts shown are an base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities SecunCes Bought 0 00 0 00 Secunlies Bought -7,340.54 -7.34054 Total Securities $0.00 $0.00 Total Securities -$7,340.54 47,340.54 Dividends and Interest $86,682.81 $86,682.81 Dividends and Interest WOO $0.00 Distributions $2,605.09 $2,605.09 Distributions $6.00 $0.00 Money Market Funds $0.00 WOO Money Market Funds -$81,947.36 -$81,947.38 Total Credits $89,287.90 $89,287.90 Total Debits 489,287.90 489,217.90 Page 8 oft? ONAN ME FAZE TC-LR;7 O N F I DranAL CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) Account Num bed Go paperless tacelle nil (very V... since 2007 DAL BAR RAT CD COMMUNICATIONS rxestirmer w—wvi.w iwc SDNY_GM_00048212 OB-SDNY-0011036 EFrA_00158821 EFTA01290849 Deutsche Asset & Wealth Management PO Boa 1776, Balamore, MO 21203 Transactions by Type of Activity Protest/ Settlement Date Activity T Description (Misr< Ram Pr.. vkan•Aptagenmt Pdaeals Coon., 6 ,0“) Des-tutg Mk SmongsW m.....4 auk. HI Pan Ramo. Ita Mei War wet 1,tt 10114 01114:441114. mfl 741.4,91, Quint Statement Period: 0110112015 • 01/31/2015 Price kneed littered Amount Wring Securities Bought and Sold 01130/15 REINVEST CASH INCOME PHSX P MORGAN FLOATING RATE INCOME FLN D SELECT SFARES 215898 3170 SHRS SHRS FL RCh AT 59 70000 RO 01/28 PO 01/30/15 756157 .7.340.54 USD Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -1,340.54 Dividends and Interest 01122/15 CASH DIVIDEND RECEIVED 200000 Sh RS CITIGROUP INC DEP SHS REPSTG 1/1000 pro 12,500.00 USD C PRC SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALL 04122/180 25.00 RD 01112 PD 01122/15 01126115 80ND INTEREST RECEIVED 1500000 GS MTG SECS CORP 2005.5F MTG PASSIHRU CTF 5.722.46 USD 3624207X5 Cl. B1 VAR 5.752% 06125135 WE DTD 05101105 RD 12131 PD 01125/15 01130/15 MONEY MARKET FUND DWSG01/T CASH INSTL 1,119.81 USD INCOME RECEIVED 233993682 01130115 CASH DIVIDEND RECEIVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,340.54 USD PHU 215898.3170 SHRS RD 01128 PD 01130115 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 86,682.81 Distributions 01126/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F MTG PASSTHRU CTF 2,605.09 USD RECEIVED CI. 81 VAR 5.752% 06125135 WE DTD 05101105 RD 12/31 PD 3624207X5 01/25115 Total Distributions- UNITED STATES DOLLAR 0.00 2,805.09 Money Market Funds 01/23/15 MONEY FUND PURCHASE DWSGOYT CASH INSTL -72,500.00 USD USD999997 01127115 MONEY FUND PURCHASE DWS COW CASH INSTL 4,327.55 USD USD999997 01130115 MONEY MARKET FLAD DWS GOYT CASH INSTL INCOME REINVESTED -1,119.81 USD REINVESTMENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 -81,947.36 OSAS ROLL Account Num THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) U N I LJE)ht fisAL Page 9 of12 Rated tacellera (very V.4. Since 2007 DALBAR RATED COMMUNICATIONS exorimser SDNY_GM_00048213 DB-SDNY-0011037 EFTA_00 158822 EFTA01290850 Transactions by Type of Activity (continued) Process/ Settlement Date Adivity Type Description Quantity Price Accrued Interest Amount Currency Total Value of Transactions The price and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturity Market Value % of Bond Markel Value 1 to 5 years 1,609,00000 17% Over 10 yea's 7,603,582 58 83% 0 Total 9,212,582.58 100% Bond Quality Bond Quality Market Valle % of Bond Market Value 9,212.582 58 9,212,582.68 0.00 0.00 USD Percentages of bond market values are rounded to the nearest whole percentage. akiLower Total You are 100% invested it bonds with a bond quality of BA/Lower. Client Service Information 1CCL, 100% Percentages of bond market values are rounded to the nearest rotate percentage. Your Client Advisor: DAN DANIEL SABBA 315 PARR AVEN LE 26Th FLOOR KEY/YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Man: FIRST IN FIRST OUT Default Method for all Other Secuntet FIRST IN FIRST OUT Bond Amortization Elections: Treat at interest as ongind issue discount (OID): No Am orbze premium on taxable bonds based on Constant Yield Method: Yes korai market discount method for all other bond types. Ratable Method Include market discount in income annually: No °RAI, ROI Account Num ber. paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. er" (6) hAZETCO N F I DarnAL Page 10°112 limed [sense, tvenr Yes Ss 2007 DALBAR RATED COMMUNICATIONS IXCILLINC? ••••••• ise — tS '-. SC SDNY_GM_00048214 OB-SDNY-0011038 EFM_00158823 EFTA01290851 Deutsche Asset & Wealth Management P.O Om 1770 Balmer*, MD 21203 (Misr* Ram Po... xiYn PAIMIP, tat Pent% Iowa,. Detts04 IP** '<woes •ic lire *A Mkt. Hann Ammo. Halter Neve RA 1,tt 10114 inn 4:44414. man 7/44,91, Statement Period:0110112015 • 01/3112015 Your Account Inform ation (continued) Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor $00/k0S, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked If/Aland are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resufls. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wivw.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other secureies shown on your statement may have been reinvested. You wit not receive confirmation of these reinvestments. Upon *Teen request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order Now. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing fan. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wil not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or DOAN 9/.>ll Account Number ThE FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) Neil of 12 Go !tillerless Rated Locelleria ye same 2007 COMM ' CALMARa. RATED UNCATIONS UN l- D ENtnA 0,••••• taC gamier •••••• •••0 SDNY_GM_00O48215 OB-SDNY-0011039 EFIA_00158824 EFTA01290852 Important Inform ation and Disclosures (continued) Ratings (continued) omissions. regardless of the cause. cr for the resuns of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Poets ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (w) any other instructions concerning your account. Pershing is not responsible or hable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Mother inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit wivw.pershing.comIstrength_stabilityhtml. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-conforned in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 01399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the fight to sue each other in court. inckiding the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to haves court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vril typically include a minority of arbitrators who were or are affiliated vrith the securities industry. • The rules of sortie arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413.3330. Fage12 of 12 Account Num Del_ oaoerless lar azalroggzu,„ca.r,0,6 THE FAZE toNFID-rNTIA rxciturraer CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) r. arra, SDNY_GM_00048216 OB-SDNY-0011040 EFFA_00158825 EFTA01290853