EFTA Document EFTA01290854

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: JOSHUA SHOSHAN (*.iv.< Rant Pnnie Wean. stragenan Weals Codrage 6, p Oftisov las Sett 0. eOes lire von Cali., In Pan Anis.. 260. I to Na leek 7tt 1011A IIul 454.71114.1115178114,9S Account Number: N4G-024943 Statement Period: 12101/2016 - 1213112016 Portfolio at a Glance Beginning Account Value Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Net Chan Portfolio nding Account Value Accrued Interest Estimated Annual Income Asset Summary Prior Year-Ead Lad Period This Period %Allocation Cash. Money Funds. and Bank Deposits 47,601,124.92 33,960,724.05 33,971,632.06 72% Fixed Incom e 8,800,250.00 3,474,000.00 3.538,83000 8% Equities 7.390,940 00 6,988,040.00 7.122,650 00 15% ututd Funds 2 050,677 86 2,203,989 20 2,229,350 54 5% Account Total (Pie Chart) $63,842,992.78 140,825,763.25 148,880,282.00 100% VOALI Rol CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) This Period Year-to-Date 146,626,753.25 $63,642,992.78 0 00 -17.742.141.25 46,626,753.25 45,900,85113 22.174 41 1.018,37727 2" 334 Cr .58 966 20 $46,860,262.60 $46,860,262.60 5699 826 98 P ease review your allocabon cer cthaa y wth you' Clent Acosor. Page lot 10 CON F I ErEgN aP i sAL 5009 94 09CSF30024 Rita. [mailer. [very V... Since 2007 DAL BAR RAT (0 COMMUNICATIONS rxesurNer SDNCGM_00048217 DB-SDNY-0011041 EFTA_00 158826 EFTA01290854 Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term GamlLoss 000 0 00 2,196 59 Long-Term Gain/Loss 0 00 303.370 83 -150.382 96 Net GaIn/Loss 0.00 403,37013 ,146,166.37 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 andior 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.43% Activity Ending: 12130116 12101116 Opening Balance 33,960,724.05 33.960.724.05 12130116 Deposit INCOME REINVEST 10.908 01 33.971.632 06 12130(16 Closing Balance $33,971,632.06 Total All Money Market Funds $33,971,632.06 Income and Expense Summary Current Period Year-lo-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 0.00 0.00 425,781.32 000 Money Market 10.908.01 0.00 85,769.85 0.00 Other Dividends 11,268.40 0.00 456,478.88 000 Interest Income Bond Interest 000 0.00 51.250.00 000 Credit Interest 0.00 0.00 0.00 902.78 - Total Dividends, Interest, Income and Expenses 122,174.41 $0.00 11,019,280.05 -1902.78 Page 2 of 10 VOlt CONFIDENTIAL - PURSUANT TO F ThE I-AZ ED. R. CRIM. P. 6(e) E TECO N F D nAL a Account Number. N4G-024943 Go paperless Rai Excelle (very Vs. since 2007 DAL BAR RATED COMMUNICATIONS rxarturmer SDNY_GM_00048218 DB-SDNY-00 11042 EFTA_DO 158827 EFTA01290855 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings Isre Mn. 00.410 Vona nmanapnad hlvetts Iowa,. Goo. p Devito* Ma * i Sew nes AC Mrs A Mcir HI Pan eis~. Ikh War wet 1,tt 1011.4 Inn 4544114. mar 78114MS Statement Period: 12/0112016 • 1 2131/2 01 6 Ino3me Acto.:-; *dishy Opening Accrued Income 30•Day Current Opening Date Quantity 'lumber Ending Balance Balance Cllig This Year Yield Yield Cash, M oney Funds, and Bank Deposits 7 2.0 0% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 12/01116 33,971,632.060 NM 12130/16 33,960,714.05 33,971,632.06 0.00 85,769.85 0.38% 0.13% Total M on ey Market 933,960,724.05 933,971,632.06 $0.00 985,769.85 Total Cash, M oney Funds, and Bank Deposits $33,960,724.05 $33,971,632.06 $0.00 $65,769.55 Adjusted Unre ed Accrued Estimated Estimated Date Acquired Quantity Veit Cod Cost Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield Fixed Income 8.00% of Portfolio (In Matunty Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT 10.250% 05/15/18 WE DM 11115111 CALLABLE 01/29117 fa 102.563 Moody Rating CAS d P Rating CC Security Identifier: 46262EAE5 Price Estimated as of: 12128116 10/02112'.12.13 500,000.000 96.5270 482,633.22 86.0260 130,130.00 •52,50322 6,54861 51.250 00 11 91% Original Cost Bass: 5445.000.00 PM ORGAN CHASE 8 CO DEP SKS REPSTG Security Identifier: 46625HHA1 1/10Th PFD SER I FIXED TO FLTG RT BO 7.900% 01119/19 WE DTD 04123/08 Moody Rating DAM S P Rating BBB- 05/1 D111 '.11,13 3,000,000.000 111.2650 3,337,958.33 103.5500 3,106,500.00 -231,158.33 39,500.00 237,000.00 7.62% Original Cog Basis: 53.337.958.33 Total Corporate Bonds $3,820,591.55 63,538,630.00 -9263,901.55 $48,048.61 $1011,250.00 3,500,000.000 Total Fixed Income 03,820,591.55 93,538,830.00 -$263,961.55 $46,048.61 9188,250.00 3,500,000.000 Page 3°110 Account Number N4G-014943 Maid excellent, ORAN Go paperless L very low Unto 2007 TYE H CALMAR PA TED COMMUNICATIONS U FLIST CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) HAZE T O N F I DriTriA rxcrur traer SDNY_GM_00048219 OB-SDNY-0011043 EFrA_00158828 EFTA01290856 Portfolio Holdings (continued) Date Aoadred Ouaetlty Usit Cod Cod Bads Market Price Markel Value Unrealized Gale/ Loss Estimated Estimated Annual Income Yield Equities 15.00% of Portfolio Preferred Stocks (Listed by expiration dale) CITIGROUP INC DEP SKS REPSTG 111000TH PFO SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 111151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP. 1729673/1 02/03114 79,000.000 25.3090 1,999,416.90 27.3500 2,160,650.00 161,231.10 135,781.25 6.28% CITIGROUP INC DEP SKS REPSTG 111000 Security Identifier: C PRC PFD SER C OIV 5.8% PERPETUAL M CUSP. 172967366 PERPETUAL CALL 04/22/16025.00 Dividend Option: Cash 10128114 19,033.000 24.0810 1,180,739.18 24.8100 1,218,508.73 35,769.57 71,097.85 5.84% 10129114 150,967.000 24.3130 3,670,430.48 21.8100 3,745,491.27 75,060.79 218,902.15 5.84% Total Covered 200,000.000 4,851069.84 4,982,000.00 110,830.38 290,000.00 Total 200,000.000 $1,861,169.81 $4,982,000.00 3110,830.38 $290,000.00 Total Preferred Stocks $8,850,588.54 37,122,850.00 3272,081.48 $425,181.25 Total Equities $8,850,608.54 37,122150.00 3272,081.18 9426,181.25 Unrealized Estimated Estimated Dale Acquired Quantity Ualt Cod Cod Basis Market Pro Market Value Gale! Loss Annual Income Yield Mutual Funds 5.00% of Portfolio P M ORGAN FLOATING RATE INCOME FUND SELECT SPARES Open End Fund Dividend Option: Relive Capital Gains Option: Reinvest Security Identifier: PHSX CUSP 481211510 01122113'•3 198,216.058 100900 2,000.000.00 9.4600 1,873,141.72 •126,85828 84,013.60 4.48% 02101113'•3 630.057 10 0670 6.342.92 9.4509 5.954.04 488.88 267.14 4.48% 03101/13 '.3 711.578 10.0600 7,158.48 9.1500 6,724.41 -434.07 301.71 4.48% 04101113 '.3 789.547 10.1100 7,982.33 9.4500 7,461.21 -521.12 334.77 4.48% 05101/13 '.3 751.550 10.1300 7,613.21 9.4500 7,102.15 •511.08 318.68 4.48% 06103/13 757.360 10 0900 7,641.77 9.4500 7,157.06 -481.71 321.12 4.48% 07101113 '.3 668.131 9.9700 6,661.27 9.4500 6,313.83 .347.41 283.29 4.48% 06101113'•3 704.609 10 0600 7.088.37 9.4500 6.658.56 .42911 29175 4.48% 09103/13 '.3 709.175 10.0300 7,113.03 9.4500 8,701.70 .41133 300.69 4.48% 10101113'.3 712.100 10 0240 7.13715 9 4500 6.729.31 .408.51 30113 4.48% Total Noncovered 204150.183 2,084,739.23 1,933,944.02 -130,795.21 81771.86 Reinvestments to 31,259.947 9.6260 300,897.59 9.4500 295.406.52 .5.491.07 13,254.22 4.48% Date Total Covered 31,259.947 300,897.59 295,408.52 -5,491.07 13,254.22 Total 236,910.110 $2,385138.82 32,229,350.54 -3138,288.29 6100,025.88 Total Mutual Funds $2,386,638.82 32,229,350.54 -$138,288.28 $100,025.88 Page 4 of 10 80099409CSF30024 °env v, Account Num Der. N4G-024943 Go paperless THE e" EN CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) HAZE TrdSTO N F I DA TIAL Rated excellent, Every V.A. Lace Z007 DAUM. MUD COMMUNCATIONS rxemmer SDNY_GM_00048220 OB-SDNY-0011044 EFIA_00158829 EFTA01290857 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) ()PASO( Pnwair Wea•n•Aptagenmt Min. Cisme GKM) Deetich• Sank SecteOes Mar M s Oat* SO Pan As. 26ffil ber Mew** NY 1011.4 'WI 491MM 78114,9S Cod Basis Market Value Statement Period: 12/0112016 .1213112016 Unrealized Accrued Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings $17,008,418.97 $46,860,262.60 -$148,186.37 $46,045.61 $899,826.96 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are genially not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (VC) (incorporating amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are scovered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances. including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, It is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product heed in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or =tact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Movng from a 7.3 to a 7+2 settlement cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider e-delWery of your account documents-including trade confirmations, account statements and more. Ask your advisor about how you can set up e-delivery. UNA!, ROI( Account A um ber N4G-024943 Go paperless TFE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE rRGSrONFI DranAL Page of 10 Rated tacellera L very Year Since 2'007 DALBAR RATED COMMUNICATIONS rxentrwer SDNCGM_00048221 DB-SDNY-0011045 EFTA_00 158830 EFTA01290858 Activity Summary ,air' amounts shown are in base currency) Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 -11.266.40 -11,266.40 0.00 .97 603 88 .97,603.88 Securities Sold 0 00 0 00 000 3,191,875.00 0 00 3,191,875.00 Total Securities $0.00 -$11,266.40 -$11,288.40 $3,191,175.00 -$97,603.86 $3,094,271.12 Dividends and Interest $22,174.41 $0.00 $22,174.41 11,010,280.06 .$902.78 11,011377.27 Cash Withdrawals 0.00 0.00 0.00 0.00 19,000,000.00 .59,000,000.00 Deposits 0.00 0.00 0.00 41,257,858.75 0.00 41,257,858.75 Total Cash $0.00 $0.00 $0.00 111,257168.75 469,000,00010 -$17,742,141.26 Totals $22,114.41 -$11,268.40 $10101.01 $46,469A 13.80 469,098,60616 413,629,49216 Transactions by Type of Activity Process Settlement Date Activity Type Description Quantity Price Maud Merest Mont Carew Securities Bought and Sold 12129116 RDA VEST CAS1- INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 1,193.475 .11,268.40 USD $1-SX SHARES 234716.6350 SH RS SR RS PLRCH. AT 19.44000 RD 12127 FO 12/29116 Total Securities Bought and Sold - US DOLLARS 0.00 41,28610 Dividends and Interest 12129/16 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT 11,268.40 USD .PH SX SHARES 234716 6350 SHRS RD 12127 PD 12/29/16 12130116 MONEY MARKET FUND DEUTSCHE GOUT CASH 10,908.01 DM INCOME RECEIVED 233993682 Total Dividends and Interest- U.S. DOLLARS 0.00 22,174.41 Total Value of Transactions 0.00 10,906.01 USD The price and quantity displayed may have been rounded. Client Service Inform ation Your Client Advisor: ENJ JOSHUA SHOSHAN 280 PARK AVE • 3R0 FL NEW YORK NY 10017 01,09917007F.!!' Contact Information Telephone Number: (212) 454.4433 DRAB BOU Account Kum Der. N4G-024943 D4V3h)csr erleis IONFI AL TF E FAZE T CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 10 Itotacl tacellenti belny Year Since 2007 DALBAR RATEOCOMMUNCATIONS rxnurnaer v.-meow, •irc SDNY_GM_00048222 OB-SDNY-0011046 EFT:4_00158831 EFTA01290859 a Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Your Account Information Dralat elm PrIftle VrOtal PI Ma na lune. Marais Cowan Comp Deaulv Sank Smoot, Ac Mow b4 Olt to HS Pen Ass, 260. I ter Wm.** WY 10114 I1 V1 4914,18. OM) 711114,9S Statement Period: 1210112016 • 12/31/2016 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond AraortizatIon Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corm unications for electronic delivery. To register and turn off paper communications, log in lo your account or tented your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is riot available are marked WA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. Mien the updated price is received from the price provider, the updated price will be used in the release of the current month's statement Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly4raded securities. debt securities in default. securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing win be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political and business condnions, they should not be retied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to wiwr.pershing.conVbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The doter amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You vriU not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from Page 7 of 10 1.)•Alf 901.1 Account Num ben. N4G-024943 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) I-AZE Ito N F I DIAL ME Rasa tacollenti "At DALBAVII RATED C2rOALUNICATIONS r %Ca LI' NC, rvtir ris=af-t=- - "Ii= /abr. MC mans.. OS WON. WV SDNY_GM_00048223 DB-SDNY-0011047 EFTA_00158832 EFTA01290860 Important Inform ation and Disclosures (continued) Reinvestment (continued) whom your security was purchased, may be obtained. In cwideno reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confamations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or avaiability of any information. Standard & Pools is not responsible for any eras or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose. Standard & Pool's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities: and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (I) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wempershing.comlaboutistiength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confined in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Pape of 10 Account Number. N4G-024943 MiAtl ROLL (so paperless TI-E FAZE T I CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ONFIDAENTIAL Rated Iacono r0 Ivory Von sda07 2007 DAL OAR RATED COMVAUNICATIONS rxerturnaer SDNY_GM_00048224 OB-SDNY-0011048 EFrA_00158833 EFTA01290861 a Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) °relit.* Ram Or Ma...Int/a Pdif•tt% CeetrarG•pyp Des-UM M . Sew n.% Ac wan CM,* Na Pon Ass,. Ikh I btr New RA 10. 1011A 0 121.54J014. 1115178•470 Statement Period: 1210112016 • 12131/2016 Important Arbitration Disclosures • Al parties to this agreement are giving up the tight to sue each other in coun, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled heating date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any claim encompassed by the putative class action until; (I) the class certification is denied; (U) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201) 4134330. 108A11 WOII Page 9 of 10 Account Numberber N4G-024943 Go paperless THE CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE Tri ON F I DAENTIAL Rated tlall le nil Every Vs. Siva 7007 DALBAR RATED COMMUNICATIONS rxarturnser SDNY_GM_00048225 OB-SDNY-0011049 EFrA_00 158834 EFTA01290862 TERMS AND CONOMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL. BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AMPOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES II YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMMNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Arrni INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. INTEREST AM) OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Cr ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVF Dar E PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS - RULE 6O7(AMME8 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET W THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HRH QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR DUALITY OF EXECUTION PURPOSES. ANV OF THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA. JERSEY CITY. NJ MK ATTULEGAL DEPT Page10010 Account Kum bet. N40-024943 ItaNdExcolloM Go paperless eit„ I- nri .....• 'Mei 2007 THE FAZE TRLST CO N F I =TA L •Nt....... , R:gtrag'"' CONFIDENTIAL — PURSUANT TO FED. R CRAM. P. 6(e) 1"—"" c C SDNY_GM_00048226 OB-SDNY-0011050 EFrA_00158835 EFTA01290863 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: Gnaw.< Rana Pnwair Wean Paptagenan PdaealstedvageGro.P Devisch4 Sat Settolenk Mee *A (aair Na Pan Aserao. )(alter War wet hY 10114 01114:4411311.1115171{4,91, Portfolio at a Glance Beginning Account Value het Cash Deposits and WrIhdrawals Adjusted Previous Account Value Dividends. Interest and Other Income et Change in Porlfolia Account Number: N46-024943 Statement Period: 11/0112016 -1113012016 This Period 553,946,385.86 -7000.00000 48,948,385.88 78.259.47 -395,89188 Year-to-Date $63,642,992.78 17.742.141 25 16,900,85113 996,202.86 .270 301 14 noting Account Value Accrued Interest Estimated Annual Income 546 626 753 25 $46,626,753.25 Asset Summary Prior Year-End Lad Period Ibis Period % Allocation Cask Money Funds. and Bank Deposits 17,601,121.92 10.891,18363 33,960,721.05 73% Fixed Incom e 6,600,250.00 3,521,750.00 3171,000.00 7% ir Equities 7,390,910.00 7,328,510.00 1988.010 00 15% • uturd Funds 2,050,677 86 2,201,612.03 2,203,98920 5% E Account Total (Pie Chart) 163,642,192.78 653,946,385.66 811621753.25 100% °PAO R01. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) B0100381CSP30017 Go paperless CON FIDAENTIAL 521.885 42 5887.239 33 1 Pease renew yo.• a ozal.o- cer :MU yo,.• Oren', Acv SC- Pate 1 4010 Rated facollone Lvery Vs. Since 2007 DALBAR RATED COMMUNICATIONS rxenurnaer SDNY_GM_00048227 DB-SDNY-00 11051 EFTA_00 158836 EFTA01290864 Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gain/Loss 000 0 00 1,910 89 Long-Term Gam/Loss 0 00 -303 370 83 -360,505.47 Net GalnlLoss 0.00 -303,370.83 -356,564.511 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to charge in response to market changes. and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH IN STL Current Yield: 0.30% Activity Ending: 11130/16 11/01/16 Opening Balance 40,772,983.83 40,772,983.83 11/01/16 Deposit HONEY FUND PURCHASE 118,500.00 40,891,483.63 11/16/16 Deposit MONEY FUND PURCHASE 59,57027 40,951,053 90 11/23/16 Withdrawal MONEY FUND REDEMPTION -7,000,000.00 33,951,053 90 11130/16 Deposit INCOME REINVEST 9,670.15 33.960.721 05 11130116 Closing Balance 933,960,724.05 Total All Money Market Funds 133,960,724.05 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 33.945.27 0.00 425,781.32 0.00 Money Market 9.670.15 0.00 74,861.84 0.00 Other Dividends 7.019.05 0.00 445,212.48 0.00 Interest Income Bond Interest 25 625.00 0.00 51,250.00 0.00 Credit Interest 0 00 0.00 0.00 -902.78 Total Dividends, Interest, Income and Expenses $76,259.47 $0.00 $997,105.64 -1902.78 Account kum ber N4G-024943 UPAN ROI Go paperless E FAZE T T CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDraTIAL Page 2 of 10 Rated tocellona (very Vs, Sante 2007 DAUM. RATED COMMUNICATIONS rxesur NCI = (—vim, .vvve SDNY GM 00048228 DB-SDNY-00 11052 EFTA_00 158837 EFTA01290865 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings O1,41.Ot ,'•,..leMMONIOMMIP, drat M./4.11(Intiegt C•c•P De.tic I. Bar Stcv, a,m wbrit 14,Pant Annw. noct %nye wrt IOVA P I)) VA-JIM. OW zusvn Statement Period: 11/01/2016 - 11/30/2016 Acacia Opening Date Quantity Number Activity EAdlna Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield Cement Yield Cash, Money Funds, and Bank Deposits 7 3.0 0% of Portfolio Cash Balance Money Market DEUTSCHE GOVT CASH INSTL 11101116 33,960,724 050 MA 11130116 118,500.00 10.771983.63 0.00 33.960.724.05 0.00 71,861 84 0.30% 0.30% Total Money Market 140,772,983.63 $33,960,724.05 $0.00 $74,861.84 Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Unit Oast Adjusted Cost Basis $40,891,483.63 Market Price $33,960,724.05 Mullet Value $0.00 Unrealized Gain/ Loss $74,861.14 kaued lateral Estimated Estimated Annual Income Yield Fixed Income 7.00% of Portfolio (In Maturity Dee Sequence) Corporate Bonds 'PAYMENT INC GTD SR NT 10.250% 05115/18 B/E DTD 11115/11 CALLABLE 12/30/16 g 102.563 Moody Rating CAA3 58 P Rating CC Semidry Identifier: 46262EAE5 Price Estimated n of 11/22/16 10102112'.12.13 500,000.000 96.3350 481,676.49 82.0500 410.250.00 .71.426 49 2.13542 51,250.00 1219% Ongmal Cost Bass 5445 000 00 PM ORGAN CHASE & CO DEP SHS REPSTG Semi), Identifier. 46625HHA1 1110Th PFD SER 1 FIXED TO FLTG RT BD 7.900% 04129//9 B/E DTD 04123/08 Moody Rating BAA3 S 8 P Rating BBB- 05110111 %MU 3,000,000.000 111.2650 3,337,958 33 102.1250 3,063,750 00 .274.208.33 19,750.00 237.000.00 7.73% Onginal Cost Bass: 53.337.958.33 Total Corporate Bonds $3,119,634.82 $3,474,000.00 -$345,634.82 $21,685.42 $268,250.00 3,500,000.000 Total Fixed Income $3,619,634.82 $3,474,000.00 -$345,634.82 $21,685.42 $285,250.00 3,500,000.000 ?';')03,(C.IF Account Number N4G-024943 Go p.aperless FAZ CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) E ICON F I DENTIAL THE Page 3010 Rated tacellone t very Year Siva 2007 DAL OAR RATED COMMUNCATIONS rxtiturnaer .egsr.C7r.nr4.==ert: SDNY_GM_00O48229 OB-SDNY-0011053 EFTA_00 I 58838 EFTA01290866 Date Acquired Quantity Usk Cod Cod Bads Markel Price Markel Valle Mutual Funds 5.00% of Portfolio P IA ORGAN FLOATING RATE INCOME FUND SELECT SPARES Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest Security Identifier: PHSX CUSP. 481211510 01122113'.3 198,216.056 10.0900 2,000,000.00 9.3900 1,881,24826 02101113'•3 630.057 10.0670 6.342.92 9.3900 5,916.23 03101113'.3 111.578 10.0600 7,155.18 9.3900 6,681.72 04101113'.3 789.547 10.1100 7,982.33 9.3900 7,413.84 05101113 'A 751.550 10.1300 7,613.21 9.3900 7,057.06 06103113 '.3 757.360 10.0900 7,641.77 9 3900 7,111.61 07101113'•3 08101/13 '.3 01/03113'.3 668.131 704.609 709.175 9.9700 10.0600 10.0300 6,661.27 7.088.37 7,113.03 9.3900 9 3900 9.3900 6,273.74 6.616.29 6,659.16 10101113 '.3 712.100 10.0240 7.137.85 9.3900 6.686.62 Total Noncovered 204,650.163 2,061,739.23 1,921,655.03 Retnvestm enls to 30,068.472 9.6330 289,831.19 9.3900 282,324.17 Date Total Covered 30,086.412 281 631.19 212,324.17 Total 234,716.635 $2,364,370.12 $2,203,989.20 Total Mutual Funds 22,354,370.12 $2,203,989.20 Portfolio Holdings (continued) Date Acquired Equities 15.00% of Portfolio Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 111000TH Security Identifier: C PRK PFO SER K DIV 6.875% PERPETUAL MATT CUSP. 172967341 PERPETUAL CALL 111151230 25.00 Dividend Option: Cash 02/03114 79.000.000 25.3090 1.999.416.90 26.7600 2.114.040.00 114,621.10 135,781.25 6.42% CMGROUP INC DEP NIS REPSTG 111000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL M ATY CUSP: 172967366 PERPETUAL CALL 01/22/16025.00 Dividend Option: Cash 10128114 19,033.000 21.0810 1,180,739.16 24.3700 1,194,931.21 14,195.0$ 71,097.65 5.94% 10129114 150,957.000 21.3130 3,670,43046 24.3700 3,579,065.79 8,635.31 218,902.15 5.94% Total Covered 200,000.000 1,851069.54 1,874,000.00 22,830.36 290,000.00 Total 200,000.000 $4,851,169.64 $4,874,000.00 $22,830.36 $290,000.00 Total Preferred Stocks $6,850,518.54 $6,988,010.00 $137,151.16 S425,781.25 Total Equities $6,850,588.54 $6,988,010.00 $137,151.16 $425,181.25 Unaided Estimated Estimated Gait Loss Annual Income Yield 43817451.2 69 4 26 A76.76 -56849 .556.15 5 732 E43810 . 16 05183 •-45531..2837 -113,071.20 -7.307.02 Unrealized Cuutlty Unit Cod Cod Basis Market Price Market Value Geld Loss Estimated Estimated Annual Income Yield -7,307.02 -$150,381.22 -$150,381.22 53,052.53 4.46% 263.99 4.46% 298.15 4.46% 330.82 4.46% 311.90 4.46% 317.33 4.46% 279.95 4.46% 295.23 4.46% 297.11 4.46% 298.37 4.46% 85318.11 12,597.86 4.46% 12,597.86 06,346.27 $98,316.27 Page 4 of 10 801003/CCSF!' 1 Account Num Der. N4G-024943 MIAB MOI Go paperless E FAZE TM..,ST CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) CON FIDAENTEAL Rated tscolloni (very Vsr Since 2'007 CALMAR RATED COMMUNICATIONS rxesurtraer ratre.=2/...."'"="ti my •fle SDN Y_GM_0004 8230 OB-SDNY-0011054 EFIA_00158839 EFTA01290867 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) Or.lsot Soma Inn. Main PAragenalt Pdatal$ COMM, 4 Ms-bni4 Sank WWI/. a. Mn Vain Onto MI PIA Mist !Wilber New** inn 454.71119.1115178/.4,91, Cost Basis Markel Value Statement Period: 11O1/2016 • 11/3012016 Unrealized kaued Estimated Gain/ Lou Interest Annual Income Total Portfolio Holdings $46,985,317.83 116,628,753.25 .1358,564.58 821,185.42 8887,239.35 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis repotting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2038) and are, therefore, considered "noncovered." under the new cost basis reporting nies, and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing km and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Please note the folIcseng information for Pershing's 2016 IRS Form 1099 (8, DIV, INT, 0/0 and MISC ): Your form 1099 mil be delivered as eony as posslile, beginning January 31, 2017. By February 15, you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent it issuers of securities you hold have not yet provided their final tax information. It nil inform you of the securities that are pending final repotting, and will provide the anticipated mail date of your 1099 form. Your 1099 wit be mailed no later than March 15, 2017. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Account Number. N4G-024943 paperless TFE TU MON F I DranAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE RL Page 5 of 10 Rolm. Emellordi Ever, Vn. Some 2007 DAL BAR RATED COMMUNICATIONS rxerarnser SDNY_GM_00048231 DB-SDNY-00 11055 EFTA_00158840 EFTA01290868 Activity Summary (All amounts shaven are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Seaultles Securities Bought 0 00 -7.019 05 -7.019 05 000 -86.337.48 -86.337.48 Securities Sold 0 00 0 00 0 00 3.191 875 00 0 00 3,191,875.00 Total Stomilles $0.00 -$7,019.05 -$7,019.05 $3,111,875.00 -$88,337.48 $3,105,537.52 Dividends and Interest $76,269.47 $0.00 $76,259.47 $997,105.84 .$902.78 $998,202.86 Cash Withdrawals 0.D0 .30.000.000 00 -30,000,000.00 0.00 .59.000.000 00 -59,000,000.00 Deposits 23.000.000 00 0.00 23.000.000.00 41,257,858.75 0 00 41,257,858.75 Total Cash $23,000,000.00 -$30,000,000.00 -$7,000,000.00 $41,257,858.75 -$59,000,000.00 -$17,742,141.25 Totals $23,078,259.47 -$30,007,019.05 -$6,930,759.58 $45,448,839.39 -959,087,240.26 -$13,840,400.87 Transactions by Type of Activity Process, Settlement Date Activity Type Description Quantity Price Acaled Interest Amount Cirreng Securities Bought and Sold 11129/16 REIN VEST CAS` INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 748.300 .7,019.05 USD SX STARES 233968.3350 SHRS SHRSPLRCH. AT $938000 RD 11125 FO 11128116 Total Securities Bought and Sold - U.S. DOLLARS 8.00 -7,019.05 Dividends and Interest 11115116 CASH DIVIDEND RECEIVED 79000 SH RS CITIGROUP INC DEP %IS REPSTG 1/1000TH 33,945.27 USD C PRX PFD S8 K DIV 6.875% PERPETUAL MA1Y PERPETUAL CALL 11/151230 25.00 RD 11/04 PD 11115116 11115116 BOND INTEREST RECeVED 500000 IPAYM ENT INC G TD SR NT 10.250% 05/15/18 B/E 25,625.00 USD 462626AF:5 DTD 11/15111 CLB RD 11114 PO 11/15/18 11/29116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT 7,019.05 USD PHSX SHARES 233968.3350 SIRS RD 11125 PD 11128/16 11/30/16 MONEY MARKET FUND DEUTSCHE GOVT CASH 9,670.15 U SO INCOME RECEIVED 233993682 Total Dividends and Interest • U.S. DOLLARS 0.00 76,259.47 Page 6010 4011 Account Number. N4G-024943 Go paperless TFE TC; uTO N F I DranAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Rsd [sailor. every Vs Sine. 2007 DAL OAR RATED COMMUNICATIONS rxarartraer .77.,:t..."70...Tht=t."=. 1"""=".. SMICGM_00048232 DB-SDNY-00 11056 EFTA_001588/41 EFTA01290869 O Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Omisre Ram Prmair Weahn Papmgenait Weans Coon,. 6 ,0.1) Dettsch4 MY Saloom% +gc Pan Onto Na Part Anis. !Note, War int hY 10114 01114:441114 OM) 7$11,091, Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Description Quaritty Statement Period: 11/01/2016 • 11/30/2016 Price Accrued Interest Amount Currency Cash Withdrawals and Deposits 11/22116 FEDERAL FL NDS RECEIVED DEUTSCHE BANK TRUST 16416 23.000.000.00 LSD L S0999997 11123116 FEDERAL FLNDS SENT BANK OF AMERICA, N.A -25.000,000.00 USO L SD999997 11123116 FEDERAL FLNDS SENT BANK OF AMERICA, N.A -5000,00000 USO L SD999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 -7,000,000.00 Total Value of Transactions 0.00 -6,930,769.5D USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities. FIRST IN FIRST OUT Bond AmoitIzation Elections: Am Mize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper con n unic-ations, log in to your account or panted your Client Advisor for more information. ti8A1, ROLL Account Number. N4G-024943 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) HAZE MST CONFIDENTIAL Page Torte Rated tacellera beery Year 5.1nei 2007 DAL BAR RATED COMMUNCATIONS rxenurnser SCirvv_CM_00048233 DB-SDNY-0011057 EFTA 00158842 EFTA01290870 Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however. pricing services are sometimes unable to provide timely information. Mere pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should aMays request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third.party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price wit purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to vriviv.pershing.corarbusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Pool's is not permitted without prior written authorization from Standard & Poors. Standard & Poors does not guarantee the accuracy. completeness. timeliness or availability of any information. Standard & Poors is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poors makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poces shall not be legally responsible for any fees. costs. expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not Page 8 of 10 Account Number. N4G-024943 Go paperless TI-E FAZE MST CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) UONFIDAENTIAL Rai I...Mona L very V.A. Since 2907 MUM. RATED COMMUNICATIONS rxesurtraer ocr.C7:•=tre..r....r= SON Y_GM_00048234 OB-SDNY-0011058 EFrA_00158843 EFTA01290871 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Important Inform ation and Disclosures (continued) ONISO. RIM nn .Mn V./.4111 PAIMI,Nat Pdif•tt% COMCK, 410.p Ohba* Bali SCI•Ort MC. ihm. Ont• ID NA loam. NM I to New** 10IN 1/121454.7MIL IDN7M4715. Statement Period: 11/01/2016.11130/2016 Ratings (continued) recommendations to purchase, hold or set securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution Of its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pushing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the resuk of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. M other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact intonation can be found on the fist page of this statement • For a description of other functions performed by Pershing please consul the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every posstle circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would Ike additional copies of the Disclosure Statement, please contact your financial institution. • Pushing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please vist imm.pershingtorniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in vatting to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum n which a claim is filed. • Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any Account Number. N4G-024943 Go paperless ThE CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZETRCO N F I DAENT1AL Page 9 of 10 Rated tuallonti (very VAN Seam 2007 DALBAR RATED COMMUNICATIONS rxcitur NCI ..4.L.7.....:78==,...' rite. SDNY_GM_00O48235 OB-SDNY-0011059 EFrA_00158844 EFTA01290872 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330. Page 104010 OBAki ROLL Account Number. N4G-024943 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) hAZE TUO N F I DAENTIAL ThE Rated [atones Envy Vs.. Sento 2007 DALOAR RATED COMPAUNCATIONS rxentrwer SDNY_GM_00048236 DB-SDNY-00 11060 EFTA_00158845 EFTA01290873 Deutsche Bank P.O Box 1776, Baltimore, MO 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Oralsre Ram 10•410 "nail n Mamie-wad Vinet% COetrarG.mp Des-b04 la* von Ont• Na Paw Mast NM I War New** 1,tt 10114 454.711•11. mlr 7/44,91, Account Number: NAG-024943 Statement Period:10/01/2016 -10131/2116 Portfolio at a Glance Beginning Account Value het Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income et Chan e in Portfolio Accrued Interest 523.631 94 Estimated Annual Income 5878.425 51 Asset Summary Prior Year-Fad Lad Period This Period % Allocation Casa. Money Funds. and Bank Deposits 17,601,124.92 31,312,911.17 49891,183.63 76% Fixed Intern e 6,600,250.00 0,594,155.00 3,524,750.00 6% r Equities 7.390,910 00 7,461,940.00 7.328,510.00 14% Nutued Funds 2,050,677 86 2,186,036.63 2,201,612 03 4% ET" Account Total (Pie Chart) $63,642,192.78 $47,656,392.60 $53,946,386.66 100% CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CON Fl D('EWITAL B010202303230019 This Period Year-to-Oate 847,665,392.80 563,042,002.78 6,188,980 68 -10,742,141.25 53,242,313.48 62,900,851.63 208,339.74 919,943.39 /.327.56 125 590 74 P ease re, ow your &locator, cer athaa y wth year Clent Athosco. Page lot 11 Rsd twoRwa Ivory Yaw Lace 2007 DAL OAR RAT ED COMMUNICATIONS exemmer 07:73===='..." —ntatt es•oerAu --.•••••ANyee.rt SDNY_GM_00048237 OB-SDNY-0011061 EFTA_00 158846 EFTA01290874 Summary of Gains and Losses Realized Unrealized Ibis Period Year-to-Date Short-Term GemlLoss 0.00 0 00 2,253 69 Long-Term Gain/Loss -303,370.83 -303.370 83 36.020 08 Net GaIn/Loss -303,310.83 -303,370.83 36,273.77 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.29% Activity Ending: 10131/16 10101116 Opening Balance 31,312,911.17 31.312.911.17 10121116 Deposit MONEY FUND F1JRCFASE 3,191,875.00 31,504,786.17 10125116 Deposit MONEY FUND PURCFASE 72,500.00 31,577,286.17 10128116 Deposit MONEY FUND FLRCFASE 6,186,98068 10761,266.85 10131116 Deposit INCOME REINVEST 8,716.78 10.772,983 63 101311t6 Closing Balance 810,772,983.63 Total All Money Market Funds 810,772,983.63 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 72,500.00 0.00 391,836.05 0.00 Money Market 8.716.78 0.00 65.19119 0.00 Other Dividends 127,122.96 0.00 438,193.43 0.00 Interest Income Bond Interest 0.00 0.00 25,625.00 0.00 Credit Interest 000 0.00 0.00 -902.78 Total Dividends, Interest, Income and Expenses 8208,339.71 80.00 8920,846.17 -902.18 OHM, Rot , CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E TECO N F I DENTIAL ThE FAZ Page? of 11 Account Number. Nr1G-021943 Go paperless Rated tocollerigi tvery Vita. W. 2007 DALBAR RATED COMMUNICATIONS rxenurner SDNY_GM_00048238 DB-SDNY-00 11062 EFTA_00 158847 EFTA01290875 Deutsche Bank On O • Ran l,toliMairairal PdaealstedeeCOC*0 Des-bor4 Oat Wad...Int. P.O. Box 1776, Baltimore, MD 21203 lin• von Ont• Hann A . Ikh I tat War RA 1,tt 10114 IM)CA41/111. OM) 741.470 Statement Period: 1010112016 • 10/3112016 Portfolio Holdings Account Opening Date Quantity Number Activity Ending Opening Balance Closlag Balance Accrued Income Income This Year 30.Day Yield Current Yield Cash, Money Funds, and Bank Deposits 76.00% of Portfolio Cash Balance Money M arket DEUTSCHE GOVT CASH INSTL 10/01116 40,772,983.630 NIA 10131116 0.00 31,312,911.17 118,500.00 10,772,983 63 0.00 65,191.69 0.31% 0.29% Total Money Market $31,312,911.17 $10,772,983.63 $0.00 $65,191.69 Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Unit Cod Adjusted Cod Bads $31,312,911.17 Market Price $10,891,183.83 Market Value $0.00 Unrealized Gainl Loss $85,191.89 kaued Interest Estimated Estimated Annual Income Yield Fixed Income 6.00% of Portfolio (In Matunty DE. Sequence) Corporate Bonds IPAYM ENT INC GTO SR NT 10.250% 05/15/18 INE DTD 11/15111 CALLABLE 11/15116 4,) 102.563 Moody Rating CAA3 S6 P Rating CC Security Identifier: 462626A65 Price Estimated n of. 10/26/16 10102112 '.12.13 500,000.000 96,1160 480,730.02 86.5000 132.500.00 .16,230 02 23,631.91 51,250,00 11.81% Original Cost Ban: 5115.000.00 PM ORGAN CHASE & CO DEP SHS REPSTG Scattily Identifier: 48825HHA1 1110Th PFD SER 1 MED TO FLTG RT BD 7.900% 0/129149 B/E DTD 01/23/08 Moody Rating BAA3 S 8 P Ibling BBB- 05110111 '.12.13 3,000,000.000 111.2650 3,337,958 33 103.0750 3,092,250.00 .245.708.33 0.00 237.000.00 7.66% 0 nginal Cost Bass: 53.337.958.33 Total Corporate Bonds $3,818,688.35 $3,521,750.00 .$293,938.35 $23,631.91 $288,250.00 3 500 000 000 Total Fixed Income $3,818,668.35 $3,521,750.00 .$293,938.35 $23,831.91 $288,250.00 3,500,000.000 Page 3 of 11 OHM, 401 CONFIDENTIAL — PURSUANT TO FAZE THE FED. R. CRIM. P. 6(e) E Terd"STONFIDEmismAL Account Number. N4G-021943 Go paperless Rated /....ceiwra (very Year Slate 2007 DAUM. RATED COMMUNICATOG rxauruer SDNY_GM_00048239 DB-SDNY-0011063 EFTA_0015884S EFTA01290876 Portfolio Holdings (continued) Date Acquired Equities 14.00% of Portfolio Preferred Stocks (Listed by expiration dale) CITIGROUP INC DEP MS REPSTG 111000TH PFD SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11/15/23425.00 Dividend Option: Cash Security Identifier: C PRK CUSP. 172967341 02103/14 79.000.000 25.3090 1,999,418.90 28.6900 2,266,510.00 267,091.10 135,781.25 5.99% CITIGROUP INC DEP SHS REPSTG 111000 Security Idendffer: C PRC PFD SER C DIV 5.8% PERPETUAL MATT CUSP. 172967366 PERPETUAL CALL 01/22/180 25.00 Dividend Option: Cash 10128114 19,033.000 21.0810 1,180,739.16 25.3100 1,211,025.23 00,286.07 71,097.85 5.72% 10129/14 150,967.000 24.3130 3,670,430.48 25.3100 3,82027417 150,54429 218,902.15 5.72% Total Covered 200,000.000 4,851069.84 5,082,000.00 210,630.36 290,000.00 Total 200,000.000 $4,881,169.84 $5,062,000.00 $210,630.36 $290,000.00 Total Preferred Stocks $6,650,688.54 $7,326,510.00 $477,921.48 8425,761.25 Total Equities $6,650,681.54 $1,326,510.00 $477,921.46 $425,161.25 Oreallzed Estimated Estimated Date Acquired Quality Omit Cod Cod BAS Market Pro Markel Vella Gale/ Loss Annual Income Yield Mutual Funds 4.00% of Portfolio PM ORGAN FLOATING RATE INCOME FUND SELECT SPARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Staidly Identifier: PHSX CUSP: 481211510 01122/13 '.3 198,218.050 10 0900 2,000,000.00 9.4100 1,885,213.07 •134.78693 84,043.60 4.50% 02101/13 '.3 630.051 10 0670 6.342.92 9.4100 5,928.85 41407 287.14 4.50% 03!01713'.3 711.518 10 0600 7,158.48 9.4100 6,695.94 462.54 301.71 4.50% 04101/13 '.3 789.547 10 1100 7,982.33 9 4100 7,429.64 -552 69 334.77 4.50% 05101/13 '.3 751.550 10.1300 7,613.21 9.4100 7,072.09 541.12 318.88 4.50% 06!03713'.3 757.360 10 0900 7,641.77 9 4100 7,126.76 -515 01 321.12 4.50% 07101/13 '.3 668.131 9.9700 6,661.27 9.4100 6,287.12 374 15 283.29 4.50% 08!01713'•3 704.609 10 0600 7.088.37 9 4100 6.630.38 .457 99 298.75 4.50% 09103/13 '.3 709.175 10.0300 7,113.03 9.4100 8,673.33 •439.70 300.69 4.50% 10101113 '.3 712.100 10.0240 7.137.85 9.4100 6.700.85 -437 00 301.93 4.50% Total Noncovered 204,650.163 2,064,739.23 1,926,788.03 -136,981.20 86,771.88 Reinveelments to 29,318.172 9.6390 282,81214 9.4100 275,804.00 -6 728 14 12,430.91 4.50% Date Total Covered 29,318.172 202,812.14 275,884.00 -6,728.11 12,430.91 Total 233,988.336 $2,347,351.37 $2,201,642.03 -$115,709.34 $99,202.57 Total Mutual Funds 92,347,351.37 $2.201,812.03 4115,709.34 $99,202.57 Page 4 011 Unrealized Qeatity Limit Cod Cod Bads Market Price Markel Value GandLoss Estimated Estimated Animal Income Yield 8010:023CS”, 1 DRAB 9011 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: HAZE TO N F I D-ENTIAL Account Number: N1G424943 Ciopaperless Rated tscolloni (very year SMO. 2007 DALBAR RATED COMMUNICATIONS rxesurner SDNY_GM_00048240 OB-SDNY-0011064 EFrA_00158849 EFTA01290877 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) NNIsre km. MEM Mmonem Idwals Dome CAM MANN NM Mules Ac Ma TM CNN, 10 NA MENA HMI Mr Am Mk TN WIN inn 454.711/4. (MI 78/.4,91, Cost Basis Market Value Statement Period: 10/0112016 • 10/31/2016 Unrealized Accrued Estimated Gain/ Loss Interest Annual Income l Total Portfolio Holdings $53,908,111.89 $53,946,386.66 $38,273.77 $23,831.94 3878,425.51 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally nor subject to the new cost basis reporting rules set fodh in the Internal Revenue Code of 1986, as amended CIRC.) (incorporating amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. AI other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'coverer under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(sF at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations vAll not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. 08..14 MOLT Account hum Der. N4G-024943 Go paperless TFE C; CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TRuTO N F I D AENT IAL Page S of it Rama Callen Event Year Sento 2007 DAL BAR RATEDCOMMUNICATIONS rxesar NCI SDNY_GM_00048241 DB-SDNY-00 11065 EFTA_00158850 EFTA01290878 Schedule of Realized Gains and Losses Current Period Descriptio- Date Disposed Date Acquired Designation Disposition Method I Transactioa Clanthy Proceeds Cost Dads Realized Gain( Lou Long Term BANK MIER CORP PEPP TIME DEP SHS FIXED TO FLOAT 8 .125% 04/3048 WE DTO 003010 Security Identifier 060505016 10(18/16 05(10/11 toncoveredt•I3 First In First Out I SELL Original Cost Basis 3,389,620.83 3,000,000.000 3,086,250.00 3,389,820.63 •303,37083 Total Long Term 3,086,250.00 3,389,620.83 -303,370.83 Total Short and Long Term 3,086,250.00 3,389,620 83 -303,310.83 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC.) (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered;' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are 'covered under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their -appficable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fired payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not requited to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and rekance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fired income security, and certain attributes, obtained from sources bekeved to be rekable. In the event, one or more of these attributes is changed, there may be a temporary knotted adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaufted to First In. Fist Out (FIFO). Your account's selected tax lot method wit be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Page 6 of It DIAS ROLL Account Number. N4G-024943 Go paperless THE CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE Tri ON F I DrNTIAL Rated Excellent Every VAN Lace 2007 DAL BAR RA TED COMMUNICATIONS rxesurtraer ercir ee Cr— Vary iggra —rani, ,f.gt gave SDN Y_GM_00048242 OB-SDNY-0011066 EFTA_00158851 EFTA01290879 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Messages Orvisre Rant PnwerkaiknIAMiernall Pdaeals Coon(' Gw‘P Dettsch4 ML Selvnersc. Mrs wan 00or Habnlama. /6th Into %v. War wet AY ,OVA 01))454.71411.01-1S1>U4:11. Statement Period: 10101/2016 • 10/31/2016 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product hekl in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Activity Sum m a ry (Alf amounts show are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securd[es Bought 000 .8,622.96 .8,622.96 0.00 .79 318 43 -79.31843 Securities Sold 3 191 875 00 0.00 3,191,675.00 3.191.075.00 0 00 3,191,875.00 Total Securities 83,191,875.00 -18,622.98 13,183,252.04 13,191,875.00 -379,310.13 33,112,556.57 Dividends and Interest 8208,339.74 80.00 3201,339.74 3920,816,17 .5902.76 8919,913.39 Cash Withdrands 0.00 000 000 0.00 -29,000,000.00 -29,000,000.00 Deposits 6186,980.68 0.00 6.186 980 68 18,257,858.75 0 00 18.257,858.75 Total Cash 18,188,980.88 30.00 $8,186,980.68 118,257,858.75 -129,000,000.00 -110,742,141.25 Totals 39,587,195.12 -$8,622.96 19,578,572.48 322,370,579.92 -129,080,221.21 -9,709,641.29 Transactions by Type of Activity Process/ Trader Settlement Transaction Date Date Activity Type Deuxipbom Quantity Price kaled Interest Aunt arm, Securities Bought and Sold 10121116 10118116 SOLD BAC.KIX 10128116 REINVEST CASH INCOME PHSX BANK AM ER CORP PERP NON COMULATIVE DEP SHS FIXED TO FLOAT 8.125% 01130158 B/E DTD 0/130108 CIS P MORGAN FLOATING RATE INCOMEFUNO SELECT SHARES 233052.9460 SHRS SH RS RIRCH. AT 39.12000 RD 10126 PD 10/28/18 -3.000.000.000 915 389 102 8750 105,625.00 3,191,875.00 -8.822.98 IJSO USO Total Securities Bought and Sold - U.S. DOLLARS 105,626.00 3,163,252.01 Page? of 11 Account Number. N4G-024943 Rated [so-Monti re0102023CSF30:1! IIEMN q01 Go paperless L...y Vs.Late 2007 THE FAZE rd DAUM', RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Te -gO N F I DrErriA rxarturnaer SDNY_GM_00048243 DB-SDNY-0011067 EFTA_00 158852 EFTA01290880 Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Adivit T pe Description Dividends and Interest 10124/16 CASH DIVIDEND RECEIVED 200000 SH RS CITIGROUP INC DEP SIIS REPSTG 111000 C PRC PFD SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALL 041221180 25.00 RD 10/13 PD 10121116 10128116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT PH SK SHARES 233052.9460 SIRS RD 10/28 PD 10128/18 10131/16 MONEY MARKET FLND DEUTSCHE GOVT CASH INCOME RECEIVED 233993682 10/31/16 CASH DIVIDEND RECEIVED .PMORGAN CHASES CO DEP SHSREPSTG 1/10TH PFD 46625H HAI SER 17.900% 04129149 OlE RD 10/28 PD 10/30116 DIV PAD AT 39.50 3000000 flea Price Accrued Interest Amount Curren 72.500 00 LSD 8.622 96 LSD 8,716 78 I., SO 118.500 00 L.S0 Total Dividends and Interest • U.S. DOLLARS 0.00 208,339.74 Cash Withdrawals and Deposits 10127116 FEDERAL PLN DS RECEIVED HSBC BANK USA. NATIO 46344 8,186,980.88 USD USD999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 8,186,980.0 Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 105,625.00 9,578,572.46 USD Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26111 FLOOR NEW YORK NY 10154-0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Fund& FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN RRST OUT Bond Amortization Elections: Amortize premium on towable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually. No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for more inform alion. Page of it Account Number. N4G-024943 R•100 tacelloni OBAS ROLL Go paperless 7777y Year Siva 2007 THE HAZE DALBAR RATED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) r ON Fl DrErriA rxarturner SDNY_GM_00048244 DB-SDNY-00 11068 EFTA_00 158853 EFTA01290881 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Important Inform ation and Disclosures Orall.0.01an. lrr,Mr "mall h Manair-wan Vinett. CP/Var 410.p MAMMV. St4,0, 3CIMC ihm.V.4 Mt* Na PIA Ass.. lkh I ber New*** rtt 1011.4 I/1 21454.71119. 1115178•471IS Statement Period: 100112016 • 1013112016 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pr cing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and NM will be placed in the price field in the statement. The pricing of ksted options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to MWI.pershing.comibusiness_confinuityhtml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion Page9 of11 Account Number. N4G-024943 Raced tsceisna ',HAP Von paperless tnn,v-- SS," 2007 11-E FAZE T I UM. RA TED COMM ICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ONADENTIAL - DA'""" UN SDNY_GM_00048245 OB-SDNY-0011069 EFIA_00158854 EFTA01290882 Important Information and Disclosures (continued) Foreign Currency Transactions (continued) rate may differ from rates in effect on the date you executer a transaction. roared a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timehness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, a for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Peas shall not be legally responsible for any fees, costs, expenses or losses in camection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions al the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution a that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its am operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable-, the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. M other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. Fa more detailed information please visit: vnwrpershing.comfaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includag unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows' Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jay, except as provided by the rules of the arbitration forum in which a claim is filed • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very anted. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shaft be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any Page 10 of It Account Number. N4G-024943 Oen Roo Go paperless E FAZE T I CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) ONFIDAENTIAL Rabid Excell• Eve., Yell/ Sew* 2007 DALBAR RATED COMMUNICATIONS !NM LINCI SDN Y_GM_0004 8246 OB-SDNY-00i1070 EFrA_00158855 EFTA01290883 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) C,MiSel Mm Pilate Weal. IMmagenrel Malt CO••••.“4 ,0 Dettsch• MA Smote at. linv 1.4 Onto Mann Ammo. 11413 to New Ptt 10114 Il VI 0.141/2. OM) MOOS Statement Period: 10/01/2016 10/31/2016 Important Arbitration Agreement (coMnued) claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)0133330. IUSA11 RC)11 Account Num ber. N4G-024943 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZETCON F I DrwriAL ThE 14011011 tacell• n4 (very V.L. Since 2007 DAL BAR RATED COMMUNICATIONS rxenutrier SDNv_OM_00048247 DB-SDNY-0011071 EFTA_00 158856 EFTA01290884 Deutsche Bank P.O Box 1776, Baltimore, MD 212O3 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABRA Dral. C ••[ Um r.,..,. Weakn Alvmp-..n Idara13 CedraaG,0.10 °FINN SSA SM.. Oa AC Mow TM Oat* SO Put Ass', It" I loci Mew *M1 WY 1011.4 49141119. OM) 741.4"11. Asset Summary Prior Year-led Ltd Period LSD Cash. Money Funds. and Bank Deposits 17,641,121.92 31,301,870.67 LSD Fixed Income 8,650,927.86 8,808,811.80 LSD Equities 7 390940 00 7,605,610.00 Account Total (Pie Chart) 563,542,99238 947,719,292.51 See the Asset Summary Dsdosure and Footnotes secten fa important nrormation rowing your Asset Stamm. Portfolio at a Glance Beginning Account Value Bet Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income Bet Chan in Portfolio nding Account Value Accrued Interest Estimated Annual Income This Period %Allocation 31,312,911.17 65.85% 8,780,491.83 18.48% 7,461,990 00 1509% $47,555,392.80 100.00% Account Number: N4G-024943 Statement Period: 09/01/2016 -09/3012016 This Period 917,719,292.61 0.00 47,719,292.51 15,009.77 -178.909.48 Year-to-Date 963,842,992.76 -16,929,121.93 16,713,870.66 711.603.65 129.91130 547 555 392 80 347 555 392 3C 5209.375 00 51.113.303 66 P ease review your allocation cer cOsta y wth your Client Adviser. Pop 1 of 10 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) B009 BS2 SCSI') 002.1 GO erl€SS „ate, rvr: V"c.. .• • • Sinfe bn. 2007 CONFIDENTIAr P:3/4MBASemilwc°1a4uNicAlials X.= -= SDNY_GM_00048248 OB-SDNY-0011072 EFTA_00 I 58857 EFTA01290885 Asset Summary Disclosure and Footnotes Food Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•to•Date $bo::.Tern Gamfloss 0.00 0.00 1.956 58 Long-Term Gainkoss 0.00 0 00 -156.164.77 Net GalnlLou 0.00 o.00 -154,208.19 This summary excludes transactions where cost basis infatuation is not available. For Your Information The European Central Bank (the ICE) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1012 S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Bate Activity Type Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.31% Activity Ending: 09130(16 Deo:Tipton Amount Balm 09101(16 Opening Balance 31.304,870 67 31 304 870 67 09130(16 Deposit INCOME REIN VEST 8 040 50 31 312911 17 01130116 Closing Balance $31,312,911.17 Total All Money Market Funds 931,312,911.17 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Iccone Equities 0.00 0.00 319.338.05 0.00 Money Market 8,000.50 0.00 56,171.91 0.00 Other Dividends 6,969.27 0.00 311,070.17 0.00 Interest Income Bond Interest 0.00 0.00 25.625.00 0.00 Credit Interest 0 00 0.00 000 -902.7$ Total Dividends, Interest, Income and Expenses $15,009.77 60.00 $712,506.43 -$902.78 OK.,' V,,It CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE Tt g O N F I DES MAL Page 2 of 10 Account Number. N4G-024943 Go paperless Rated tacellerei Um,. Van Wo07 2007 0ALOAR MUD COMMUNCATONS rxenurraer SDNY_GM_00O48249 OB-SDNY-0011073 EFTA_00 158858 EFTA01290886 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Account Artieity Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 66.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH MIL 09101116 31,312,911.170 N/A 09130116 31,304,870.67 Total Money Market 131,304,810.61 Total Cash, Money Funds, and Bank Deposits Oralsre Ram Pnwile *Main &Waren Weals Carµe Gnat) Destflt1 M Sew on %lc lin. Ion HI Put Annan I ter War nun nV 10114 01114:44414.111517$1.4,91, Opening Balance Closing Balance Statement Period: 09/0112016 • 09/3012016 Accrued Income Income This Year 30.0ay Gwent Yield Yield Date ired Quantity Unit Cost Fixed Income 1 4.0 0% of Portfolio (In Maturity Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT 10.250% 05115/18 B/E OTD 11/15111 CALLABLE 10/30116 0 102.563 Moody Rating ems& P Rating CC 10/02/12 '.11.13 500.000.000 95.9590 $31,304,870.61 Adjusted Cost Basis Market Price 31,312,911.17 $31,312,911.11 $31,312,911.17 Market Value 652.62 56,474 91 $652.62 $66,414.91 $652.52 $58,414.91 Unrealized Gain/ Loss Awned Interest 0.31% 0.31% Estimated Estimated Annual Income Yield FM ORGAN CHASE & CO DEP SHS REPSTG 1110Th PFD SER I FIXED TO RIG RT 80 7.900% 04/29/49 B/E DTD 04/23/08 Moody Rating BM3 S P Rating BOB- 05110111 %MU 3,000,000.000 111.2650 BANK AMER CORP PERP NON COM ULATIVE DEP SHS FIXED TO FLOAT 8 125% 04/30/58 B/E DTD 04130/08 CALLABLE 05/15118 Moody Rating 8A2 Sb P Rating BB+ 05/10/11 ',I1,13 3,000,000.000 112.9870 Security Identifier: 46282EAE5 Rice Estimated as of: 09/12/16 479,793.71 87.0130 Original Cost Bans: 5445.000.00 Security Identifier: 46825HHAI 3,337.958 33 102 7500 Ongmal Cost Bass 53.337.958.33 Security Identifier: 060505DT8 3,389,620 83 102.5630 Original Cost Basis: 53.389.620.83 $7,201,372.81 Total Corporate Bonds 6,500,000.000 Total Fixed Income 8,500,000.000 01.1..14 von CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) $7,201,372.81 435,065.00 .44,728.71 19,218.75 51,250.00 11.77% 3,082,500.00 -255,458.33 98,750 00 237,000.00 7.68% 3,076,890.03 -312.730.83 91,406.25 243,750.00 7.92% 18,594,455.00 -$812,911.57 $209,315.00 $532,000.00 $8,594,455.00 -$012,117.87 $209,375.00 $532,000.00 Page 3 of 10 Account Num Der. N4G-024943 Tf- E FAZ Go paperless tat;r„ Rasa bray Vie Slate 2007 DAL MAR RATC0 COMMUMCATIONS E Te rO N F I DIAL rxesumer SDNY_GM_00048250 DB-SDNY-00 11074 EFTA_00 158859 EFTA01290887 Portfolio Holdings (continued) Date Acquired Quatity Unit COM Cod Bads Market Pria Markel Value Unrealized Gale/ Loss Estimated Estimated An teal Income Yield Equities 16.00% of Portfolio Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP SHS REPSTG 111000TH PFO SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11/151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP. 1729673/1 02/03114 79.00.0000 25.3090 1,999,418.90 28.8100 2,275,990.00 276,571.10 135.781.25 5.96% CMGROUP INC DEP &IS REPSTG 111000 PRI SER C OIV 5.8% PERPETUAL MATY PERPETUAL CALL 04/22/16025.00 Dividend Option: Cash Security Idendffer: C PRC CUSP 172967366 10128114 19,033.000 24.0810 1,180,739.16 25.9300 1,271,425.69 90,686.53 71,097.85 5.59% 10129114 150,967.000 24.3130 3070030.48 25.9300 3,914,574.31 244,143.83 218,902.15 5.59% Total Covered 200,000.000 4,851,169.64 5,186,000.00 334,630.36 290,000.00 Total 200,000.000 $4,851,169.64 $5,186,000.00 6334,630.36 $290,000.00 Total Preferred Stadia $6,850,588.51 $7,461,990.00 $611,401.46 $425,781.25 Total Equities $6,850,588.51 $7,461,990.00 6611,401.46 6425,761.25 Unedited Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Pria Markel Val Gals/ LOSS Annual Income Yield Mutual Funds 4.00% of Portfolio P M ORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option ReinvestCapital Gains Option: Reinvest Security Identifier: PUSS CU SIP 48121L510 01122113 '.3 198,216.058 10 0900 2,000,000.00 9.3800 1,859,266.61 •140,733.39 64,241.82 4.53% 02101/13 '•3 630.057 10 0670 6,342.92 9.3800 5.909.93 -432.99 267.77 4.53% 03101/13 '.3 711.518 10.0600 7,158.48 9.3800 6,674.60 -483.88 302.42 4.53% 04101113 '.3 789.547 10.1100 7,982.33 9 3800 7,105.94 -576.39 335.56 4.53% 05101113'.3 751.550 10.1300 7,613.21 9.3800 7,019.53 •583.68 319.41 4.53% 06103113 '.3 757.360 10 0900 7,641.77 9 3800 7,104.03 -537.71 321.68 4.53% 07101113'.3 668.131 9.9700 6,661.27 9.3800 6,267.06 -394.21 283.95 4.53% 08101113'•3 704.609 10 0600 7.088.37 9 3800 6.60924 -479.13 299.46 4.53% 09103113 '.3 709.115 10.0300 7,113.03 9.3800 8,652.07 .460.98 301.40 4.53% 10101113'.3 712.100 10.0240 7.137.85 9.3800 6.679.50 -458.35 302.64 4.53% Total Noncovered 204,650.163 2,084,739.23 1,919,81831 -146,120.72 86,976.32 Reinvestments to 28,402.763 9.6470 273,989.18 9.3800 266,418.12 .7.571.06 12,071.16 4.53% Date Total Covered 28002.783 273,969.16 266,418.12 -7,571.06 12,071.18 Total 233,062.846 $2,336,728.41 $2,196,038.13 -$152,691.76 $99,047.50 Total Mutual Funds 62,336,720.41 $2,186,036.63 -$162091.78 $99,047.50 800,0121CSF'' MIA7 7. t P19.4°110 Lv0y ye since 2007 LAMAR RATED COMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: HAZE N F DrErriA rxciurmer Account Number: N4G-024943 GO paperless e t :, Rated toceller4 red rt 7=0 it= e•—•-siao —••••••••••.inaa.-i- SDNY_GM_00048251 OB-SDNY-0011075 EFTA_00 158860 EFTA01290888 a Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) Gnaw< 0." .0.0n20400Anair-wrat Pants Cone0r4.c.,, Deststhi Mai k. ,n n< Vert Hann A 160 I kw. War wet /0 KIVA 001,0•120202.1/11420 God Bails Market Value Statement Period: 0910112016 • 09/3012016 Unrealized Asa ued Estimated Gain! Loss Interest Annual Income Total Portfolio Holdings 041,700,000.90 $47,555,392.80 -$154,208.19 3209,375.00 $1,113,303.66 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set font in the Internal Revenue Code of 1986, as amended (' IRV') (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(sir at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-6 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, mere may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations vAll not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consuk your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing Sm and Pershing makes no representation as to the accuracy of this information. 11 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. M essages Pursuant to tne Secunties Exchange Act of 1934. Pershing LW (Pershing). a BNY Mellon company. provides inclivdual investors with certain nnancial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30, 2016. Pershing's net captal of 52171 billion was 12.59% of aggregate debit balances and exceeded the minimum requirements by $1.83 billion. Pershing is also required to provide the most recent Inancial information as of this statement mading in accordance with this requirement, note that on July 31, 2016, Pershing's net capita' of $2.227 bOon was 13.17% of aggregate debit balances and exceeded the minimum requirement by $1.89 bilhon A copy of the June 30, 2016, Statement of Anancial Condition is available at pershingcom/statement of financial concttion.htnd. You may also request a free, printed copy by carting (888) 860-8510 or (201) 413-4200, option NS. DWAI1 9(.11.1 Account Number. N4G-024943 Go paperless ThE CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZETRCO N F I DAENTIAL Page 5 of 10 Rabid taallordi twiny Year Since 2007 0ALBAR RATED COMMUNICATIONS rxentrwer -atrZt...====r 1='• SDNY_GM_00048252 OB-SDNY-0011076 EFTA_00158861 EFTA01290889 M essages (continued) Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m a ry (Aft amounts shown are In base currency) Credits This Period Debits This Period Net This Period Credits Year.to-Date Debits Year.to-Date Net Year.toDate Securities ct.intres Bought 0 00 -6 969 27 -6 96927 0 00 -70 695 17 -70,695.17 Total Securities $0.00 •$6,969.27 •66,989.27 $0.00 -$70,695.47 .170.595.17 Dividends and Interest $15,009.77 $0.00 $15,009.77 $711,506.13 -6901.78 $711,603.85 Cash Withdrawals 0 00 0 00 0.00 0.00 -29.000.000 00 -29.000.000.00 Deposits 0 00 0 00 0.00 12,070,878.07 0 00 12,070,878.07 Total Cash $0.00 $0.00 $0.00 912,070,878.07 ,629,000,000.00 ,116,929,121.93 Totals $15,009.77 .16,969.27 $8,010.50 912,783,381.50 .629,071,598.25 ,616,288,113.75 Transactions by Type of Activity Process/ Settlement Dale Activity Type Description Quantity Price Accrued Interest Amount Currency Securities Bought and Sold 09/29116 REINVEST CASK lit COME P MORGAN FLOATING RATE INCOME FUND SELECT 743.785 4969.27 LSO Pt SX SHARES 232309.1610 SH RS SIRS PURCH. AT $937000 RD 09127 PD 09/2913 Total Securities Bought and Sold • U.S. DOLLARS 0.00 -8,969.27 Dividends and Interest 09/29/16 CASH DIVIDEND RECEIVE P MORGAN FLOATING RATE INCOME FUND SELECT 6,969.27 LSD .PH SHARES 232309.1610 SHRS RD 09/27 PD 09/29/16 09/30/16 MONEY MARKET FUND DEUTSCHE GOVT CASH 8,010.50 USD INCOME RECEIVED 233993682 Total Dividends and Interest • U.S. DOLLARS 0.00 15,009.77 Total Value of Transactions 0.00 8,010.50 USD The price and quantity displayed may have been rounded. Page 6010 00A8 ROtt. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. N4G-024943 paperless E FAZE TRLSrO NFIDEN T` NAL Rated tacollordi L very Van' Wore 2007 CALMAR RA TED COMMUNCATIONS rxesurnaer 0.17.3.==ri, =Cs' ..-- att SDNY_GM_00048263 DB-SDNY-0011077 EFTA_00 158862 EFTA01290890 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Client Service Information Gnaw< 0." err Wfl sal 1i Manaluntot 1•0770% C0.07€740., 00004 lam Sawn 7/C. ilinv 000. Ha Part 40.0. 1601770 New Rn 7tt 10114 Il 0) 4:42/14.11.41 78114MS Statement Period: 0910112016 • 09/3012016 Your Client Advisor: DM DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154-0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutuai Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for ail Other Securities: FIRST IN FIRST OUT Bond AraortItation Elections: Am orbze premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include m arket discount in intern e annually: No Electronic Delivery You have not seleded any account comet unications for electronic delivery. To register and tan off paper cornet unications, log in to your account or contact your Client Advisor lot more information. m portant Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Marker vices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked -N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to pedlar* value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing win be ksted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and MA will be placed in the price field in the statement. The pricing of ksted options takes into account the last closing price, as well as the current bid and offer prices. Poge T 010 Account Number. N4G-024943 Itatad town* rell 54#0, Go paperless (very Vs.. Sine, 200) TkE FAZ 0ALOAR RATED COMMUMCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) E bEdIETO N F I DENTIA rxestmser ostristrwarflaarw.r..1..—" -= POSY, ISC Nam.. MIS. rent. MK SDNY_GM_000482,54 DB-SDNY-0011078 EFIA_00158863 EFTA01290891 Important Information and Disclosures (continued) Estimated Annual Figures The estimate° annual income (EAI) and estimates annual yield tEAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to MWI.pershing.cortvbusiness_continuity.htra for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The sight to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) vii be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose. Standard & Pooes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and tiff any other instructions concerning your account. Pershing is not responsible or hable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability or any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it kable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appbcable; the rendering of investment advice, if any, to you and in general, }Of the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing Page 8 of 10 Account Num Der Ni1G-0249,13 tt' >I k Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) FAZE TECO N F I DAIS THE Rated Excellent L very Yew since 2007 DAL BAR MUDCOMMUNICATIONS rxesamer SDNY_GM_00048255 OB-SDNY-0011079 EFrA_OO158864 EFTA01290892 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Important Inform ation and Disclosures (continued) Draft Mt Um ..,.,,r Wolin Ma nalunnd Marais Cowan Comp DerbON Ss* Smoot, Lac Now INA Oat* HS pH Ammo, 260. I to Mrs** NY 1011.4 In7) 4914718. 1.14178114MS Statement Period: 09/01/2016 • 0913012016 The Role of Pershing (contmuel) provides coverage in excess of SIPC limits. For more detailed information please visit vArm.pershing.corniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed n writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Naze, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is feed. • Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are afflated with the securities industry. • The rules of some arbitration forums may impose time units for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (lithe class certification is denied; (II) the class is decertified; or (III) the dent is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Account Number. N40-024943 Go paperless THE A CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE TU O N F I D rVriAL Page 9 of 10 Rated tacollerigi Um". V.7.7. Since 2007 0ALBAR RATED COMMUNICATIONS rxarturnaer SDN Y_GM_0004 8256 O13-SDNY-0011080 EFrA_00158865 EFTA01290893 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, DE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. 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OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET N THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH.NG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF Th£ ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTIFY PERS-ING IMMEDIATELY IN WRRING Ent CERTFED MAIL TOOPIE PERSHING RASA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT OBAN ROLL Page 10 of 10 Account Num ber. N4G-024943 Go paperless TFE FAZ E TURisTO N F I DAENTIAIL'a Irl'ilri".';("°"41.41CATC.15 CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) ••••••"": —"^""'"""` ••"" SDNY_GM_00048257 OB-SDNY-0011081 EFrA_00 158866 EFTA01290894 Deutsche Asset & Wealth Management P.O. Ocw 1770, Banimore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Oralsre Ram 10•410 \Wall n Mamie-via Pant% COetrar p Des-WM M SCI•Ort iiv.1.4 Mt* in riff •••••••• 26th I XL, New** nv 101E 454.71119, OM) 7.14MS Account Number: N46-024943 Statement Period:08/01/2016 -0813172016 Portfolio at a Glance This Period Year-to-Date Beginning Account Value 817,736,820.32 563,012,992.70 Net Cash Deposits and Withdrawals 0.00 -16,929.121.93 Adjusted Previous Account Value 17,735,020.32 10,713,810.16 Dividends. Interest and Other Income 19.850.05 696,593.88 Net Change in Portfolio -66,377 86 308 827 78 ncling Account Value $47,719.292.51 S47,119,292.51 Accrued Interest $165,861.11 Estimated Annual Income $1,105,411.67 Asset Summary Prior Year-led Lad Period This Period % Allocation USD Cash. Money Funds and Bank Deposits 17,601,121.92 31,262,890.54 31,301,870.67 65.60% LSD Fixed Income 8,650,927.86 8,847,09918 8,808,811,81 18.18% LSD Equities 7,390,910 00 7,625,830.00 7,605,610 00 1591% Account Total (Pie Chart) 863,612,192.78 817,736,020.32 M7,719,292.61 100.00% See the Asset SUM nary Dsdosure and Footnotes section for important rfonation regardmg your Asset Summary. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 80101371CSP30017 (1 paperless Pease review your allocation cerccbcalty wth pax Clete Advisrx. Page lot 9 CONFIDENTIAL Raid tacellone Event vs. Sara 2007 (MUMS RATED COMMUNICATIONS exartLiNer •—•-et.c.-0-•••••••••oc SDNY_GM_00048293 OB-SDNY-0011082 EFTA_00158867 EFTA01290895 Asset Summary Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Ulnalized This Period Year-to-Date Short-Term Gain/Loss 0.00 0.00 1,776.53 Long-Term Gain/Loss 0.00 0 00 23.851.01 Net GaIn/Lou 0.00 0.00 15,627.51 This summary excludes transactions where cost basis infwmation is not available. For Your Information The European Central Bank (the ICE) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The Interest will be reported on your Forms 1099 and/or 1012 S. These rates are subject to change in response to market changes, and we may. in the future and based on ow normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.31% Activity Ending: 08131116 DemiplMn Amount Belau 07130116 Opening Balance 31,262,890.54 31,262,890.54 08116116 Deposit MONEY FUND PURCHASE 33,945 35 31,296,835.89 08131/16 Deposit INCOME REIN VEST 8.034 78 31.304.870.67 08131116 Closing Balance 131,304,870.67 Total All Money Market Funds 831,301,870.67 Income and Expense Summary Current Period Year-to-Dale Taxable Hoe Taxable Taxable Noe Taxable Dividend Income Equities 33,945.35 0.00 319,336.05 0.00 Money Market 8,034.78 000 48.434.41 0.00 Other Dividends 7,869.92 0.00 301,101.20 0.00 Interest Income Rand Interest 0 00 0.00 25,625.00 0.00 Credit Interest 0.00 0.00 0.00 -902.78 Total Dividends, Interest, Income and Expenses 849,850.05 80.00 8697,496.86 -8901.78 Account Number. N4G-024943 GO paperless P-E FAZE TRUT CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CON FIDAENT1AL Page 2 oil Rasa tsconordi Ivory Year Low, 2007 DALOAR RATED COMMUNCATIOKS rxest LE NCI -at tra:=.73==t= SON Y_GM_0DCM 8259 OB-SDNY-0011083 EFrA_00 I 58868 EFTA01290896 Deutsche Asset & Wealth Management PO Boa 1778, Salismore. M021203 Portfolio Holdings Account Adieity Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 66.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 07130116 31,301,870.670 NIA Total Money Market Total Cash, Money Funds, and Bank Deposits Otaisro Mn, Drina. *math PAragenan Pdatals Coorage0,0“) Dests0r4 M Smola. +0 lice 000. Hann list, ter Wes votliT 10114 0100.4.7414.000 74.4,91, Opening Balance 08131116 31,262,890.54 $31,262,890.54 $31,262,890.51 Adjusted Dale Acquired Quantity Unit Cod Cost Basis Fixed Income 1 4.0 0% of Portfolio fin Maturity Date Sequence) Corporate Bonds IPAYM ENT INC GTO SR NT 10.250% 05115118 B/E OTD 11/15/11 CALLABLE 09/30116 0 102.563 Moody Rating CIA S b P Rating CC 10102112 '.11.13 500,000.000 95.7730 Market Price Closing Balance 31,304,870 67 $31,304,870.67 $31,304,870.67 Market Value Statement Period: 08/01/2016 • 08/31/2016 Accrued Income name This Year 0.00 48,131.41 $0.00 $18,134.41 $0.00 $48,131.41 30.Day Current Yield Yield 0.30% 0.31% Unrealised Accrued Estimated Estimated Gain/ Loss Altered Annual Income Yield FM ORGAN CHASE & CO DEP MS REPSTG 1110TF PFD SER 1 FIXED TO RIG RT 80 7.900% 01129/19 B/E DTD 0/123/08 Moody Rating BAA3 S P Rating 88B- OS111411 '.12,13 3,000,000.000 111.2650 BANK AMER CORP PERP NON COM ULATIVE DEP SFS FIXED TO FLOAT 8.125% 0030/58 B/E DTD 04/30/08 CALLABLE 05/15/18 Moody Rating BA2 S8 P Rating BF 05110111 3,000,000.000 112.9870 Total Corporate Bonds 6,500,000.000 Security Identifier: 48262EAE5 Rice Estimated as of: 08/29116 478,867.46 86.0050 Original Cost Bads: 5415.000 00 Security Identifier: 46625HHA1 3,337,958 33 103 7500 Original Cost Baas. 53.337.958.33 Security Identifier: 0605050 78 3,389,620.83 102 9850 Original Cost Bass: 53.389.620.83 $7,208,118.82 Total Fixed Income 6,500,000.000 1.0.0.0 von $7,208,148.82 430,025.00 .48,842 46 15,090 28 51 250 00 11 91% 3,112,500.00 -225,158.33 19,000.00 237 000 00 7.61% 3,089,550 00 -300.070.83 71,770 83 243 750 00 7.88% $6,632,075.00 -$571,371.62 $165,881.11 $532,000.00 $8,832,075.00 -$574,371.82 $185,881.11 $532,000.00 Account Number. N4G-024943 Go paperless TFE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TRCO N F I DAENTIAL Page 3 of 9 Pala. Excellent [very Vs. Sista 2007 DAL BAR RATED COMMUNICATIONS rxenurraer .117.C71.7.,:tt SDNY_GM_00048260 DB-SDNY-00 11084 EFTA_00158869 EFTA01290897 Portfolio Holdings (continued) Date Aoodred Nintity Unit Cod Cod Bads Market Price Markel Vales Unrealized Gain/ Loss Estimated Estimated Annual Income Yield Equities 1 6.0 0% of Portfolio Preferred Stocks (Listed by expiration dale) CITIGROUP INC DEP SHS REPSTG 111000TH PFO SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 11/151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP: 1729673/1 02/03114 79.000.000 25.3090 1.991418.90 29.5900 2,337,610.00 338.191.10 135,781.25 5.80% CMGROUP INC DEP 015 REPSTG 111000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL NM CUSP: 172967366 PERPETUAL CALL 04/22118025.00 Dividend Option: Cash 10128111 19,033.000 24.0810 1,180,739.16 26.3400 1,291,529.22 110,790.06 71,097.85 5.50% 10129114 150,967.000 21.3130 3,670,430.48 26.3100 3,976,470.78 306,040.30 218,902.15 5.50% Total Covered 200,000.000 4151,16914 1261000.00 416130.36 290,000.00 Total 200,000.000 $4,851,169.64 $5,201000.00 $416,630.36 $290,000.00 Total Preferred Stocks $6,650,580.54 17,605,610.00 $751021.46 $425,761.25 Total Equities $6150188.51 $7,605,610.00 $755,021.48 $426,161.25 Unrealized Estimated Estimated Date Acquired Quantity IAN Cod Cod Basis Market Price Market Value Gale Los Annual Income Yield Mutual Funds 4.00% of Portfolio JP M ORGAN FLOATING RATE IN COME FUND SELECT SPARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reined Security Identifier: .PHSX CliSIE 181211510 01122113 '.3 198,216.056 10.0900 2,000,000.00 9.3700 1,857,284.45 -142,715.55 84,638.25 4.55% 02101113'.3 630.057 10.0670 6.342.92 9.3700 5.903.64 -43928 289.03 4.55% 03101113'.3 111.578 10.0600 7,158.48 9.3700 6,667.48 •491.00 303.84 4.55% 04101113'•3 789.547 10.1100 7,982.33 9.3700 7,398.05 -58428 337.14 4.55% 05101113'.3 751.550 10.1300 7,613.21 9.3700 7,012.03 •571.18 320.91 4.55% 06103113 '.3 757.360 10 0900 7,641.77 9.3700 7,096.17 -545.30 323.39 4.55% 07101113'.3 668.131 9.9700 6,661.27 9.3700 6,260.38 -400.89 285.29 4.55% 08101113'.3 704.609 10.0600 7,088.37 9.3700 6.60220 -486.17 300.87 4.55% 09103113'.3 709.175 10.0300 7,113.03 9.3700 6,644.97 -468.06 302.82 4.55% 10101113 '.3 712.100 10.0240 7,137.85 9.3700 6.672.37 -465.48 304.07 4.55% Total Noncovered 204,650.163 2,004,739.23 1,911,572.04 -147,167.19 81,38511 Reinvestments to 27,658.998 9.6540 267,019.91 9.3700 259,164.80 -7.855.11 11,810.40 4.55% Date Total Covered 21,656.996 267 019.91 2$9,1154.60 .7,455.11 11,610.40 Total 232,309.161 $1331,751.14 $2,176,731.14 -$155,022.30 $99,196.01 Total Mutual Funds $2,331,759.14 $2,176,73164 .$156,022.30 $99,196.01 Paged o19 8010,11ICSFr' OMAN 9(.71.1 Account Number; N40421943 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6: HAZE PTO N F I ID-51\MA L Rated tocellsni L very Vs.. Woes 2007 DAL BAR MTFD COMMUNICATIONS rxarurtact reit triZatt="*=7 ••••••••-c, ....any..., int doc SDNY_GM_00048261 DEI-SDNY-0011085 EFrA_00 58870 EFTA01290898 Deutsche Asset & Wealth Management PO Box 1778, Bahimore. MD 21203 Portfolio Holdings (continued) Or.lsot Rana Prmi. vkatn Pawn—tan Weans C %Wage 6 ,0.1) DeAsov MY Sette*es +gc Omar Na ion Ammo. Ikh I her War RA 1W 10114 inn 4544414. Cost Basis Market Value Statement Period: 08/0112016 • 0813112016 Unrealized Aomued Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings $47,693,664.97 $47,719,292.51 626,627.54 $165,881.11 $1,105,411.67 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis repotting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Repotting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 7 The cost basis of this security has been provided to us by you or your introducing km and Pershing makes no representation as to the accuracy of this information. 17 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule l 0b-10(bX1) COOfiffIlati0118 are not sent for purchases into money market mutual funds processed on the sweep platform. OBAO ROLL Account hum ber N4G-024943 TbE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 5 of 9 Go paperless 'ON Fl DranAL Rabid elaibrdi Event Vs.. Woo, 2007 DALBAR RATED COMMUNICATIONS rxeiturnaer • SDNY_GM_00048262 DB-SDNY-0011086 EFTA_00158871 EFTA01290899 Activity Summary A amounts shown are in base currency) Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Dale Net Year-to-Date Securities Sec.intiesEought 0.00 -786992 .7,869.92 0.00 133,726.20 133,726.20 Total Securities $0.00 -$7,669.92 47,159.92 $0.00 .$83,728.20 .$83,1211.20 Dividends and Interest $49,860.05 $0.00 $49,150.05 $697,498.0 4902.78 $191,513.11 Cash th c •ai els 0.00 0.00 0.00 0.00 .29,000,00080 .29,000,000.00 deposits 0.00 0.00 0.00 12,070,878.07 0.00 12,070,878.07 Total Cash $0.00 80.00 10.58 812,070,878.07 -$29,000,000.00 •$18,929,121.93 Totals $49,850.05 47,889.92 $41,910.13 $12,788,374.73 -$29,014,628.98 -$18,298,264.25 Transactions by Type of Activity Processi Settlement Date Activity Type Ce scr, of Ion Quantity Price Awned Interest Amount Currency Securities Bought and Sold 08130116 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOME FUND SELECT 810.803 -7.869.92 LSO $1-SX SHARES 231168.3580 SIRS SIRS PURCH. AT 19.36000 RD 08126 PO 08/30116 Total Securities Bought and Sold • U.S DOLLARS 0.00 .7,869.92 DiWdends and Interest 08115116 CASH DIVIDEND RECBVEO 79000 SH RS CITIGROUP INC DEP SHSREFSTG 111000TH 33.945.35 LSO C PRK PST SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11115123.25.00 RD 08105 PD 08115116 06130/16 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT 7,869.92 USD SX SHARES 23146B 3580 SIRS RD 08/26 PD 08130)16 08/31/16 MONEY MARKET FLND DEUTSCHE GO VT CASH 8,034.78 USD INCOME RECEIVED 233993682 Total Dividends and Interest • U.S. DOLLARS 0.00 49,850.05 Total Value of Transactions 0.00 11,980.13 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 315 PARK AND% LE. 26114 FLOOR NEW YOB( NY 10151.0003 Pape oil B0I0ISlICSF30017 WIWI; itk Account Number. N4G-024943 CIF ITtrerlei s TONFID AL TI-E FAZE T CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rated tocelloni t very Van 5100. 2007 CALM. RA T ED COMMUNICATIONS rxeintmer epo SDN Y_GM_0004 8263 OB-SDNY-0011087 EFTA_00158872 EFTA01290900 Deutsche Asset & Wealth Management PO. Lica 1778. Saliimore. MO21203 Your Account Information Oralsre Mn, 'on. "naan Manapnad Pant% Iowa,. Gto.p Dettuht Yr Se„ ties Lac Oilt• Hann A . 16 thin Neve RA 1,tt 10114 01114:441114.11.4178/.4MS Statement Period: 0810112016 • 08/3112016 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for an Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Am onite premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in inown e annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for mote information. Important Information and Disclosures Pricing This section includes the net market value of the securities in you account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked NW and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement Prior statements viii not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly4raded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and NM will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political and business conditions, they should not be roiled on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant A capital gain or retum of pnncipal may be included in the figures for certain securities, thereby overstating them. Refer to mwopershing.com/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dolar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. including the time of execution and the name of the person from Page 7 of 9 Account Number. N4G-024943 Rated t.conordi mere 1101.1. Go paperless tnn *VenS S.C• 2007 TFE FAZE TeRub N F I DrNTIAL rx DAL BAR enurwePAr TO) COMMUMCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) al a rm 0:••• •" :•••••••IVIIII•••• SDNY_GM_00048264 OB-SDNY-0011088 EFrA_001 58873 EFTA01290901 Important Inform ation and Disclosures (continued) Reinvestment (continued) whom your security was purchased. may be obtained. In cwideno reinvestment transactions. Pershing acts as your agent and receives payment to order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confismations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge) Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any intonation received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not reconnendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.conaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confined in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Pagel) of 9 Account kum tier. N4G-024943 Go paperless rhE NAL e - CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE Tlt& ONFI ID-EN Matadi [mallard, (vent Va.Since 2007 DAUM', RATED COMMUNICATIONS IXMLINCt (—vas wwwwivc SDN Y_GM_0004 8265 OB-SDNY-0011089 EFrA_OO 158874 EFTA01290902 Deutsche Asset & Wealth Management PO Doi 1776. isliimore. MO 2t203 Important Inform ation and Disclosures (continued) Gnaw* RIM 'on.r vow. n Manapnad Pint% Coen,. Comp Des-b1h4 Mai Se4Vri AC. von Ci% Hann eine0.160. I ber New RA ktt 10114 4:4.71114.11/5178/.4MS Statement Period: 0010112016 • 0813112016 Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other it cart, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time hmits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201)0134330. Page 9 09 Account Nun Der N4G-024943 WWI ROLL GO paperless TI- E U CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZETR6mO N F I DrarIAL Rat.. Excelleria (very V... Woe, 2007 DAL BAR RATED COMMUNICATIONS rxenurner SDN Y_GM_0004 8266 OB-SDNY-0011090 EFIA_00158875 EFTA01290903 Deutsche Asset & Wealth Management PO 8c..• 1778. Bs!wore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: CAMEL SABBA Realm.< Raga PnwilnykonPAptagenen Pdatals Codrage6,04) Detisoy Mt %flew. +.R Ihme Vart Onto Pan Ancom ber New** Ptt 01214:4.7114. IDS) 78•4,91, Portfolio at a Glance Account Number: N4G-024943 Statement Period: 07/0112016 -0713112016 This Period Year-to-Date Beginning Account Value 811,293,808.01 863,612,992.78 het Cash Deposits and Wilhdrawals 6 102.923 71 -16.929.121.93 Adjusted Previous Account Value 17,396,731.72 48,713,870.85 Dividends. Interest and Other Income 87,753.19 616,743.83 ?set Change in Porlfolia 251.335.11 375 205 64 Poling Account Value $47 735 820 32 S47,735,820.32 Accrued Interest 5121.527 77 EStim aced Annual Income 51.097.219 33 Asset Summary Prior Year-End Lan Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits 47,601,124.92 25,080,711.14 31,262,890.51 8519% LSD Fixed Income 8,650,927.88 8.895.513.87 8.847,099.78 18.53% LSD Equities 7,390.910 00 7.517.550,00 7,625.830 00 1598% Aosount Total Me Chart) 363,612,992.76 311,293,806.01 317,735,820.32 100.00% See the Asset Summary Dsdosure and Footnotes sec en for important atone:ion regarding your Asset Summary. ROLL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) B009 9410CSP3001, CON F I DASSMA Pease review your allocation oercdreity wth you, Clem Adviser. Page 1 of 10 ck !Mud tmolloni Go paperless 0....„ v.rar Siva 2007 DALOAR RATED COMMUNICATIONS rxciturtaer SDNY_GM_00048267 DB-SDNY-0011091 EFTA_00 158876 EFTA01290904 Asset Summary Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•treDate Short-Term Gain/Loss 0.00 0 00 1.195 13 Long-Term Gain/Loss 000 0 00 91728.58 Net Gain/Loss 0.00 0.00 92,921.71 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the •ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Dewription Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.30% Activity Ending: 07129116 07101116 Opening Balance 25,080,744.14 25,080,744.14 07125(16 Deposit MONEY RAO PURCFASE 72,500.00 25,153,244.14 01128/16 Deposit MONEY TIM RURCFASE 6.102.92311 31.256.167 85 01/29(16 Deposit INCOME REINVEST 6.722.69 31.262.890 54 DUMPS tlosing Balance $31,262,890.$4 Total All Money Market Funds $31,282,890.54 Income and Expense Summary Oirreat Period Yeabto-Date Taxable Nom Taxable Taxable Non Taxable Dividend Income Equities 72,600.00 0.00 286,390.70 0.00 Money Market 6,722.69 0.00 40,399.63 0.00 Other Dividends 8,530.50 0.00 296,231.28 0.00 ORAN .011 CONFIDENTIAL — PURSUANT TO F ThE FAZ ED. R. CRIM. P. 6(e) E TUO N F I DAEINTIAL Account Number N4G-024943 Go paperless Rated [noises vent. V.7.7. Wore 2007 DALOAR RATED COMMUNCATIONS rxesurnaer Page? of 10 SDNY GM 00048268 DB-SDNY-00 11092 EFTA_00 158877 EFTA01290905 Income and Expense Summary (continued) Draiu•e Mn. .mtleVritslin Mv•ett. (Intact C•ctp Des-tut* Bar Sew,. •t< law ligni Offia, HS Part Mow. 1011.1bct New Tot 11Y I0114 491421/18.1115478114,9, Statement Period: 0 7/011211 6 -0713112016 Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Ir:erest rr Total Crrioercs. 'worts: I rc;me and Eroerses Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 65 00 Lo of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 07)01116 31.162.890.510 NIA 07129/16 15.080.744.14 31.261.890 54 Total M oney Market $25,0$0,744.14 $31,262,890.54 Total Cash, M oney Funds, and Bank Deposits Date Acquired Quantity Unit Cost Adjusted Cost Basis $26,080,744.14 Market Price $31,262,890.54 Market Value Fixed Income 14.00% of Portfolio (In Matunty Date Sequence) Corporate Bonds IPAYM ENT INC GTO SR NT Security Identifier: 46262EAE5 10.250% 05115/18 DIE DTD 11/15/11 Price Estimated as of. 07/20)16 CALLABLE 08/29/16 @ 102.563 Moody Rating CAA3 S d P Rating CCC 10!01!12'.11.+a 100.0000 500.000.000 95 5900 177.951.15 500,000.00 Original Cou Baas:5145.000.00 ,Pli ORGAN CHASE & CO DEP SHS REPSTG Smutty Identifier: 4881SHHA1 1110T1- PFD SER 1 FIXED TO FUG RT B0 7.900% 041291/9 KM 0/123108 Moody Rating BAA3 S 8 P Rating BBB- 05110111 '.12,13 101.0000 3.000.000.000 111.2650 3.337.958.33 3.120.000.00 Original Cost Basis: 63,337,958.33 Account Activity Opening Quantity 'lumber &Wien Balms* 0.00 0.00 $87,733.19 0.00 0.00 $0.00 15.625.00 0.00 $647,646.61 000 •902.78 -$902.78 Closing Atoned Income 30-Day Current Balance Income This Year Yield Yield ORAN Q 1t THE FAZ CONFIDENTIAL — PURSUANT T <> O FED. R CRIM. P. 6(e) E eraisrO N F I DrismA L T 0.00 40.399.63 0.30% 0.30% $0.00 $0.00 $40.396.63 $40,399.63 Unrealized Aom u e d Estimated Estimated Gainlloss Interest Annual Income Yield 22.048 85 10.819.11 51,250.00 1015% -217.958.33 59,250.00 237.000.00 7.59% Page 3 of tO Account Number. N4G-024943 Go paperless Rated taceibrie (very Vs. Since 2007 DAL BAR RATED COMMUNCATIONS rxesturraer SDNY_GM_00048289 OB-SDNY-0011093 EFTA_00158878 EFTA01290906 Portfolio Holdings (continued) AdjuMed Unrealized nand Estimated Estimated Date Aomdred Outotity Witt Cost Cod Beds Market Price Markel Value Gain Loss Invest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK AN ER CORP PERP NON CUMULATIVE DP PS FIXED TO FLOAT 8.125% 04130158 B/E DID 04130/08 CAUABLE 05/15118 Moody Riling BA2 SS P Rating BB• 05110111 '.12,13 3,000,000.000 112.9870 Total Corporate Bonds 6,500,000.000 SeanIty Identifier: 080506076 3,389,620.83 102.2500 Original Coal Basis: $3,389,620.83 $7,205,530.31 3,067,500.00 ,322,120.83 51,458.33 243,750.00 7.94% $6,617,600.00 -$59,030.31 $121,527.77 $532,000.00 Total Fixed Income $7,206,630.31 6,500,000.000 56,687,600.00 -$618,030.31 Untanned Dote Acquired Quaky Usk Col Cod Beds Market Price Market Value Gals: Loss Equities 16.00% of Portfolio Preferred Stocks (Listed by expiration date) CMGROUP INC DEP SHS REPSTG 111000TH Stonily Identifier: C PRK PEI SER K DIV 6.875% PERPETUAL MATT CUSP 1729673/1 PERPETUAL CALL 11/15123025.00 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,41810 291700 2,351,830.00 352,411.10 135,781.25 5.77% CMGROUP INC DEP SHS REPSTG 111000 Security Identifier: C PRC PR I SER C DIV 5.8% PERPETUAL MATY CUSP: 172967366 PERPETUAL CALL 04/22118025.00 Dividend Option: Cash 10128114 49,033.000 24.0810 1,180,739.16 26.3700 1,293,000.21 112,281.05 71,097.85 5.49% 10129114 150,967.000 24.3130 3,670,410.48 26.3700 3,980,999.79 310,569.31 218,902.15 5.49% Total Covered 200,000.000 4,851,169.84 5,274,000.00 422,830.36 290,000.00 Total 200,000.000 $4,651,169.64 $5,274,000.00 $122,830.36 $290,000.00 Total Preferred Stocks $6,850,688.54 57,626,830.00 1776,241.46 9426,781.25 Total Equities $6,850,588.54 $7,625,830.00 $775,241.46 $425,781.25 6121,627.77 $532,000.00 Estimated Estimated Annual Income Yield 0.9110CSF' 't>11.1 Account Number. N4G-024943 Go paperless ThE CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE T ONFI DrarIAL Page 4 010 listed Cacellerdi (very V.4. Since 2007 DAUM. RATED COMMUNICATIONS rxarturnacr -strit711.:=0==" 1= SDNY_Gn_00048270 OB-SDNY-0011094 EFTA_00158879 EFTA01290907 Deutsche Asset & Wealth Management PD am 1778. Bslamer*, MO 21203 Portfolio Holdings (continued) DrullsreRan. POnle Veit 4004.1111`, IIII Myatt. Cowan Gto.p Destfor4 ML SeWnel New Vert Mt* M Part •••••••• 26th I to New** 1rt 1011 Il VI 49141/11L 1.14178114 TS Statement Period: 07/01/2016 - 07/31/2016 Unrealized Dale Acquired Quantity MO Cod Cod Basis Market Price Market Value Gild LOSS Mutual Funds 5.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest Capita Gains Option: Reinvest Security Identifier: PHSX CL SIP. 481211510 01122/13 '.3 198,216.058 10.0900 2,000,000.00 9.3300 1,849,355.80 -150,644.20 61,836.17 4.58% 02101113'.3 630.057 10.0670 6.342.92 9.3300 5.878.43 -46449 269.66 4.58% 03101113 t 3 711.578 10.0600 7,158.48 9.3300 6,639.02 419.46 304.56 4.58% 04!01/13'.3 789.547 10.1100 7,982.33 9.3300 7.366.48 415.85 337.93 4.58% 05!01113'.3 751.550 10.1300 7,613.21 9.3300 7,011.96 40125 321.66 4.58% 06!03113'.3 757.360 10.0900 7,641.77 9.3300 7,066.17 •575.60 324.15 4.58% 07101113'.3 688.131 08101/13 '.3 704.809 1 9.9700 0.0600 6,661.27 7.088.37 9.3300 9.3300 6,233.68 6.573.99 -427.61 414.38 285.96 301.57 4.58% 4.58% 09!03!13'.3 709.175 10.0300 7,113.03 9.3300 6,616.60 -496.43 303.53 4.58% 10/01/13 '.3 712.100 10.0240 7,137.85 9.3300 6,843.90 493.95 304.78 4.58% Total Noncovered 204,6 60.163 2,064,739.23 1,909,366.01 ,155,353.22 97,690.27 Reinvestmentsto 26,818.195 9.6630 259,149.99 9.3300 250,213.77 4,93822 11,478.18 4.58% Date Total Covered 26,816.196 259 149.9 9 260,213.77 •6,936.22 11.479.19 Total 231,466.356 62,323,169.22 $2,159,599.78 •6164,289.44 199,088.45 Total mutual Funds $2,323,1169.22 52,159,699.78 4164,269.44 199,068.45 Unrealized Accrued Estimated Cast Basis Market Value Gain/ Loss Interest Annual Income Total Portfolio Holdings 147,642,898.61 $41,136,620.32 $92,921.71 $121,527.77 61,097,249.33 Estimated Estimated Annual Income Yield Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-34 3, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.' under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retiement. US taxpayers securities which have been acquired on or after their 'appficable date(sc at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8 for the applicable tax year in which the security is disposed. UPAN Account Number. N4G-024943 Go paperless TFE TCLSTO N F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE R Page 5 of 10 Rated tsallerill (very V... Woes 2007 OMANI RATED COMMUNICATIONS exciturnaer ..W.C7Z..=.C.?4.."— nrd n SDNY_GM_00048271 O8-SDNY-0011096 EFrA_00 158880 EFTA01290908 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (0RP) shares acquired on or after January 1, 2012 • Options and any Debi Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of toed income security, and certain attributes, obtained from sources bebeved to be rekable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those iwolving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this intonation. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. If ;snide 15 of the EU Securities Financing Transactions Regulation ("SFTRP) is applicable to you, please refer to htlps/Nnwtpershing.cornt_global-assets/pdftclisclosuresipereu-article-15-info-stmtpdt for access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your financial professional if you have any cuestions Activity Summary (Ali amounts shown are rn base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 -8,530 50 8,530 50 7 :: .55.856.28 .55,856.28 Total Securities $0.00 -$8,530.50 -$8,530.50 $0.00 -$55,856.26 -$55,656.26 Dividends and Interest $97,753.19 $0.00 $87,763.19 6647,616.61 -$902.78 $646,743.83 Cash .. • : • 0.00 0.00 0.00 0.00 -29,000,000.00 -29,000,000.00 6,102,923.71 0.00 6,102,923.71 12,070,878.07 0.00 12.070.878.07 Total Cash $6,102,923.71 $0.00 $6,102,923.71 212,070,879.07 -$29,000,000.00 -$10,929,121.93 Totals $8,190,676.90 -$8,530.50 $6,182,146.40 $12,718,524.88 -$29,056,769.06 -$16,338,234.38 Account lumber. N4G-021913 Pate 6 of 10 Rated Excellent, Every Year Since 2'007 P- E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DINaPefir less TO N F I AL DAUM. RATED COMMUNICATIONS IXCIFIUNCI SDN Ne_GM_0004 8272 OB-SDNY-0011096 EFrA_00 158881 EFTA01290909 Deutsche Asset & Wealth Management P.O. Bca 1778, BaMimore, MO 21203 Transactions by Type of Activity Process/ Settle ant Date kb Demi Orviltec PAanagn,tnt MN•ets Cint•gt De.cie kn. 140., 'an 4( Vint ictit OM* ll)Pant AITM. !Mk rime len e; rt. nY ,OVA rA OW 244 evn Quiet Statement Period: 0710112016 - 07/31/2016 Price Accrued Interest Amain Carrel Securities Bought and Sold 07128116 REINVEST CASH INCOME .FF SX 'MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 230554 0490 SF RS SF RS PURCF. AT 39 33000 RD 07126 PD 07128/16 914.309 -8.530.50 USO Total Securities Bought and Sold - US DOLLARS 0.00 -6,530.50 Dividends and Interest 07122116 CASH DIVIDEND RECEIVED 200000 SFRSCITIGROUP INC DEP SHS REPSTG 111000 72.500 00 USD C PRC PFD KR C DIV 5 8% PERPETUAL &I ATY PERPETUAL CALL 04/22/180 25.00 RD 07111 PD 07122116 07128116 CASH DIVIDEND RECEIVED "MORGAN FLOATING RATE INCOM E RAD SELECT 8.530.50 USD PH SX SHARES 230554 0490 SF RS RD 07126 PD 07128116 07129/16 MONEY MARKET FUND DEUTSCHE GOVT CASH 6,722.69 USD INCOME RECBVED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 87,753.19 Cash Withdrawals and Deposits 07/27116 FEDERAL FUNDS RECEIVED H Set BANK USA, NATIO 38887 6,102,923.71 USD 1.4D999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 6,182,923.71 Total Value of Transactions 0.00 6,182,116.10 USD The price and quantity displayed may have been rounded. Client Service Inform ation Your Client Advisor: DAN DANIEL SAEI8A 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154.0003 OBAN V. I Account Number. N4G-024943 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE N F I DETTIAL THE pate 7 of 10 Rated tacalwam L very. V.A. Slab 2007 DAL BAR RATED COMMLMKATOIS rxciimsser SDNY_GM_00048273 OB-SDNY-0011097 EFrA_00 I 58882 EFTA01290910 Your Account Information Tax Lot Default Disposition hl Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper coin m unications, log in to your account or contact your Oient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however. pricing services are sometimes unable to provide timely information. Mere pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price unit be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset. the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vAwrpershing.conbusiness_continuity.htrri for specific deeds as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order now. Options Information with respect to commissions and other charges inured in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in uniting of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 8 of 10 DOAN 9(.11.1 Account Num tier. N4G-024943 Go paperless TFE TUUTO N F I DranAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE R Itned excellent, (very Year Sines 2'007 DAL BAR RATED COMMUNICATIONS rxarturtraer L.. x. tr. r- SDN Y_GM_0004 8274 OB-SDNY-0011096 EFM_00158883 EFTA01290911 Deutsche Asset & Wealth Management ficw 1770, Ballimore, MD 21203 Important Inform ation and Disclosures (continued) Ordl .“ . 4 RIM vown raamar-..mm, heron tint...Comp Destso* MM Secwri I'm440Ni* HI Pan Annet MOW, New len ktt 10114 Inn 454, 71114. rout 78•4,11, Statement Period: 07/0112016 • 0713112016 Proxy Vote Securities not hilly paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sea securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concemng your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders: the assessment of the sutabEty of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC''). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage n excess of SIPC limits. For more detailed information please visit: www.pershing.corniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in igniting to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Account Num ber. N46-024943 e k ), Mod tacellonil DRAB 901.1. Go paperless Every Vow' Woo. 2'007 ThE FAZ DALBAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIIVI. P. 6(e) E bra"STO N F I DrErriA rxenurner Page 9 of 10 SDNY_GM_00048275 O13-SDNY-0011099 EFTA_00158884 EFTA01290912 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other v court including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a join request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member or a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 10 of 10 Account Number. N4G-024943 00.0 vet FAZE T I Go paperless E CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ONFIDArWriAL !loud [sailer.' bray Year sine, 2007 DAL 9n• RATED COMAILIFOUITIONS rxemr NCI .7:::=.,'"Zra =7" = SDN Y_GM_0004 8276 OB-SDNY-0011100 EFrA_00158885 EFTA01290913 Deutsche Asset & Wealth Management PO Boa 1778, Bahimore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SAIN3A Oraisre Ram Ion. "Mall n Ma it -win Pent% COetrarG•pyp Des-WM laR %Iv nes r, Onto MI • melt Angst NM Nei New** nv I0114 vul 4544,114. MS) 78•4095. Portfolio at a Glance Account Number: N46-024943 Statement Period: 06101/2016 -06130/2016 This Period Year-to-Date Beginning Account Value 811,215,576.63 883,842,992.76 Net Cash Deposits and Wiihdrawals 0.00 -23,032,045.64 Adjusted Previous Account Value 11,215,575.63 40,010,947.14 Dividends. Interest and Other Income 14.526.03 558,990.84 Net Chan e in Portfolio 63.706 35 123 870 23 ncling Account Value 4 1 293 808 01 S41,293,808.01 Acciued Interest 576.375 00 Estimated Annual Income 51.090.135.32 Asset Summary Prior Year-6d L* Period LSO Cash. Money Funds and Bank Deposits 17,641,121.92 25,074,485.67 LSD Fixed Income 8,650,927.86 8,724,099.96 LSO Equities 7,390,91000 7,116,990.00 Account Total (Pie Chart) 163,642,992.78 841,215,575.83 See tne Asset SUM nary Drsdosure and Footnotes section for important mformation regarding your Asset Stenmary. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) This Period %Allocation 25,080,711.11 60.73% 8,695,513.87 21.08% 7,517,550 00 18.21% 811,293,806.01 100.00% CON F I (so 800977S CSF 3 0024 P ease rev ew your allocation cer coca y wth your Client Adviser. Page for 10 Rated a:Mani Ivory Vest Slate 2007 DAUMR RATED COMMUNICATIONS rxest unser el Rte IS M R, a,aYr~ eGe raw Lt ~aYrt SDN Y_GM_0004 8277 OB-SDNY-0011101 EFTA_00 I 58886 EFTA01290914 Asset Summary Disclosure and Footnotes Freed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•to•Date Short-Term Gain/Loss 0.00 0.00 •164.46 Long•Teim Gain/loss 0.00 0 00 -157 342 77 Net Gain/ Lou 0.00 0.00 ,157,507.23 This summary excludes transactions where cost basis information is not available. For Your Information The ELrocean Central Bank (the ICE) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Dale Activity Type Sweep M oney M arket Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.34% Activity Ending: 08130/16 Description Amount Balsam. 06101116 Opening Balance 06130116 Deposit INCOME REINVEST 25,074,485.67 6,258.47 25,014,465.67 25,080,744.14 06130116 Closing Balance $26,010,144.14 Total All Money Market Funds $05,080,144.14 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Noe Taxable Dividend Irccrie Equities 0.00 0.00 212,190.70 0.00 Money Market 6,258.47 0.00 33,676.94 0.00 Other Dividends 8,261.56 0.00 287,700.78 0.00 Interest Income Bond Interest 0.00 0.00 25,625.00 0.00 Credit Interest 0.00 0.00 0.00 -902 78 Total Dividends, Interest, Income and Expenses 514,526.03 50.00 $569,193.42 -$902.78 Page 2 of 10 Account Num ber. N4G-024943 Rata. Ea:NYS B1,09TMICSF paperless Enn Yea. 900. 2007 DUMB ROLL THE FAZE T DA C L BAlt RATED COMMUNICATIONS R CONFIDENTIAL — PURSUANT TO FED. R CRIAA. P. 6(e) O N F I DranAL rxenurmer 114 MS. IS MY, MOC SDNY_GM_00048278 O13-SDNY-00111O2 EFrA_00 158887 EFTA01290915 Deutsche Asset & Wealth Management P.O. Bat 1778, Bahimore. MD 21203 Portfolio Holdings Account Activity Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 61.00% of Portfolio Money Market DEUTSCHE GOVT CASH MTh 06/01116 25,080,718110 NIA 06130116 25.071,185 67 25,080,714 11 Total Money Market $25,071,185.67 125,010,711.14 Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Unil Cost Adjusted Cost Basis $25,074,185.67 Market Price $25,080,711.14 Markel Vales Fixed Income 1 6.0 0% of Portfolio fin Maturity Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT 10.250% 05115118 B/E DTD 11/15/11 CALLABLE 07!30116 0 102.563 Moody Rating CM3 S8 P Rating CCC 10102112 '.12.13 500,000.000 95.1090 Onto< lima Pnwalevkatniawienan minim <Dome 6,..• Deosnit sat sec...ftes ihme alt Na PIA MIN*. 26th, Wei Newlin* 7tt 1011A a 121474.71119. 1.1417.14791, Opening Balance Closing Balance Statement Period: 0610112016 • 06/3012016 Accrued Income Income This Year 36-Day Curent Yield Yield FM ORGAN CHASE & CO DEP SHS REPSTG 1110Th PFD SER 1 FIXED TO FUG RT BD 7.900% 0/1291/9 B/E DTD 0/123108 Moody Rating BAA3 S P Rating En- 05110111 '.12,13 3,000,000.000 111.2650 BANK AMER CORP PERP NON COM ULATIVE DEP SHS FIXED TO FLOAT 8.125% 04/30/58 B/E DTD 0/130108 CALLABLE 05/15/18 Moody Rating BA2 S8 P Rating BB. 05110111'12,13 Total Corporate Bonds Total Fixed Income 3,000,000.000 112.9870 8,500,000.000 6,500,000.000 oxnx 701{ Security Identifier: 46262EAE5 177.044 68 100.0000 0 nunal Cost Basis 5445.000 00 Security Identifier: 16825HHA1 3,337,958 33 102 0000 Ongmal Cost Basis 53.337.958.33 Security Identifier: 060505DT8 3,389,620.83 100 2500 Original Cost Basis 53.389.620.83 $7,201,823.$1 57,201,823.81 500.000.00 3,060,000.00 3,007,500 00 68,587,500.00 58,587,500.00 0.00 33,676.91 $0.00 $73,516.94 $0.00 $33,818.91 0.30% 0.31% Unrealized &crud Estimated Estimated Gain/ Loss littered Annual Income Yield Account Num Der. N4G-024943 Go paperless TFE RLSTONFIDAMSMAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TC 22,955 32 -277858.33 -382.120.83 -$837,123.81 -$837,123.81 6,10625 39,500.00 30,168.75 51 250 00 10 25% 237,000.00 7.74% 243 750 00 8.10% $18,375.00 $532,000.00 $78,375.00 $532,000.00 Page 3 of 10 Rated excellent, t very Yen Woes 2007 0ALBAR RATED COMMUNICATIONS ex.:miter ?rat SONCGM_00018279 DB-SDNY-00 11103 EFTA_00 158888 EFTA01290916 Portfolio Holdings (continued) Cale Aadred Equities 18.00% of Portfolio Preferred Sods Weed by expiration date) CITIGROUP INC DEP SHS REPSTG 111000TH PFD SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 11/151234/ 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP: 1729673/1 02103111 79.000.000 25.3090 1,999,418.90 28.4500 2,247,550.00 248,131.10 135,781.25 6.04% CITIGROUP INC DEP SkIS REPSTG 111000 Security Idendffer: C PRC PFD SER C DIV 5.8% PERPETUAL MATT CUSP. 172967366 PERPETUAL CALL 01122/18025.00 Dividend Option: Cash 1012811/ 19,033.000 21.0810 1,180,739.16 26.3500 1,292,019.55 111,280.39 71,097.85 5.50% 1012911/ 150,967.000 21.3130 3,670,430.48 28.3500 3,977,980.15 307,549.97 218,902.15 5.50% Total Covered 200,000.000 115106161 5,270,000.00 118130.36 290,000.00 Total 200,000.000 $4,651,169.54 $5,270,000.00 5115,830.36 1290,000.00 Total Preferred Stocks 16,850,588.54 $7,517,550.00 $668,961.18 $425,761.25 Total Equities 16150,588.54 $7,517,550.00 $666,961.46 5126,781.25 Usrealized Estimated Estimated Date Acquired Quantity Veit Cod Cog Basis Market Pria Merkel Valve Gail/Los Aneeal Income Yield Mutual Funds 5.00% of Portfolio P M ORGAN FLOATING RATE INCOME FUND SELECT SPARES Open End Fund Dividend Option: Reinvest, Capital Gains Option: Reinvest Secorlty Identifier: PHSX CUSP 48121010 01122113'.3 198,218.056 10.0900 2,000,000.00 9.2300 1,829,534.20 •170,48580 84,836.47 4.63% 02101113'.3 630.057 10.0670 6.342.92 9.2300 5.815.11 -527.48 269.66 4.83% 03101113'•3 711.578 10.0800 7,158.18 9.2300 6,567.86 .590.62 304.56 4.63% 04101113'.3 789.547 10.1100 7,982.33 9.1300 7,287.51 -691 12 33713 4.63% 05101113'.3 751.550 10.1300 7,613.21 9.2300 6,936.81 -676.10 321.66 4.63% 06103113'.3 757.360 10.0900 7,641.77 92300 6,990.11 -651.33 324.15 4.63% 07101113'•3 668.131 9.9700 6,661.27 9.2300 6,166.86 .491.11 285.96 4.83% 08107113'•3 704.609 10.0600 7,088.37 9 2300 6.503.55 -561.82 301.57 4.63% 09103/13'.3 709.175 10.0300 7,113.03 9.2300 8,54519 -587.34 303.53 4.63% 10101113 '.3 712.100 10.0210 7,137.85 9 2300 8.572.89 -565.16 304.76 4.63% Total Noncovered 201,650.163 2,064,739.23 1,811,921.0$ -17511116 87,590.27 Reinvestments to 25103.888 9.6750 250,619.49 9.2300 239.092.82 41,52817 11,088.86 4.63% Date Total Covered 25,903188 250 619.48 239,092.82 -11,526.67 11,086.86 Total 230,564.019 $2,316,35832 82,121,0130 -8187,311.85 $98,677.13 Total Mutual Funds 12,315,358.72 $2,126,013.81 4167,341.15 $98,677.13 Page1 el 10 Unrealized Ouaetity Unit Cod Cog Basis Market Pria Market Value GalefLoss Estimated Estimated Annual Income Yield 8009,751CSF,' 108AB 9(>1.1. Account Number: N1G424943 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: HAZE to N F I DAMSMAL Rated tacellone (way y••• Sera 2907 DAL BAR RATED COMMUNICATIONS rxerarnser ti ryua --••••••A ••••••••C SDNY_GM_00048280 OB-SDNY-0011104 EFrA_00 158889 EFTA01290917 Deutsche Asset & Wealth Management PO Bat 1778, Bahimore, MD 21203 Portfolio Holdings (continued) (Misr* Rana Pnwe *man Paragenmt Weals Cedrage Gnat) MAUM Salk Sette*es Coto Na Pant Ass.. /kb I ter Neve RA 1,tt 10114 inn 4:441114. (MI 78/.4,91, Cost Basis Market Value Statement Period: 0610112016 • 06/30/2016 Unrealized Accrued Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings 141,451,315.21 111,293,808.01 .1117,507.23 116,316.00 11,090,135.32 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis repotting rules set forth in the Internal Revenue Code of 1986, as amended (IRV') (incorporating amendments enacted by P.L.110.343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable datelsr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Repotting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing fin and Pershing makes no representation as to the accuracy of this information. 17 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by Investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product heed in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual hind's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. If Article 15 of the EU Securities Financing Transactions Regulation l'SFTR, is applicable to you, please refer to httes:/Awnypershing.comi_globalassets/pdUdisclosuresrnereu•article-15-info-stmtpdf for access to an information statement disclosing the risks and consequences of delivering nothcash colateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your financial professional if you have any questions. Account number. N4G-024943 ONO ROM. Go paperless NA L TF - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)E FAZE Ttb N F I ID-EN Pap 5 of 10 7aCelle Every Y.L. WOOD 2007 DAL OAR RAT ED COMMUNICATIONS rxesurtraer SDNY_GM_00048281 DB-SDNY-00 11105 EFTA_00I58890 EFTA01290918 Activity Summary (AO amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 -8.267 56 -8.267.56 0.00 47.325.78 47.32538 Total Securities $0.00 -18,287.56 -18,287.56 WOO ,147,325.78 -117,325.78 Dividends and Interest 111,528.03 10.00 111,528.03 1559,593.12 .1902.78 1558,990.64 Cash TOO 0 00 0.00 0.00 •29.000,00090 .29.000,000.00 0.00 0.00 0.00 5.967.954.36 000 5.967.954.36 Total Cash WOO $0.00 10.00 15,987,951.38 -$29,000,000.00 -323,032,045.81 Totals 111,528.03 -18,267.58 36,258.17 18,527,817.78 -$29,018,228.55 ,122,520,380.75 Transactions by Type of Activity Process; Settlement Date AdMity Type Desaiption Cleantity Price Awned Interest Amount Curren Securities Bought and Sold 06129116 REINVEST CASH INCOME ?MORGAN FLOATING RATE INCOME FUND SELECT 94ARES 899.626 -8267.56 LSD ,Ph SX 229651.1230 9-RS ShRS PORCH. AT 69.19000 RD 06127 PD 06129/16 Total Securities Bought and Sold • U.S. DOLLARS 0.00 .8,267.56 Dividends and Interest 06129116 GASP DIVIDEND RECEIVED "MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8.267 56 LSD PhSX 229651.1230 ShRS RD 06(27 PD 06129116 06130116 MONEY MARKET PAD DELTSCI-EGOVT CAS- 6.25617 LSD INCOME RECEIVED 233993682 Total Dividends and Interest • U.S. DOLLARS 0.00 11,528.03 Total Value of Transactions 0.00 6,258.47 USD The price and quantity displays may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABSA 345 PARK AVEA LE, 26Th FLOOR KEW YORK AY 10154.0003 Page 6 of 10 Account Number. N4G-024943 Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE TrdisrO N F I DNTIAL THE Illatod tneller4 Every Vas. Sato 2007 DALOAR RATEOCOMMUNCATIONS rxesurner Nwww r. SDNY_GM_00048282 OB-SDNY-0011106 EFTA_00 15889 I EFTA01290919 Deutsche Asset & Wealth Management P.O ficw 1778, Bahimore, MD 21203 Your Account Information Onto< Ran. Pon. Weahn Manirnan Pdaeats Cadence 00.J Dettsch4 MY Sewnes Yw '.4 Coto 14, P., Ass,. Ikh I ter New** nv 1011.4 /1454.71114. (MI 7./.4,91, Statement Period: 06/0112016 • 06130/2016 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortisation Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account Comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement Prior statements wilt not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trost Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities. debt securities in default. securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing will be listed. If the last price available fa such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change al any time, and may be affected by current and future economic, political and business conditions, they should not be reied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to wem.pershing.conVbusiness_continuily.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dolar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. including the time of execution and the name of the person from Page 7 of 10 Account Number. N4G-024943 Rated tacelbrill k GO paperless v.., Von 5a0C. 2007 ThE FAZ gAarfiligmc°""""`"7"3.6 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ETU R631O N F I D-ENTIAL ...t.t...""sr..;= SDNY_GM_000482133 OB-SDNY-0011107 EFrA_00 58892 EFTA01290920 Important Inform ation and Disclosures (continued) Reinvestment (continued) whom your security was purchased, may be obtained. In crvideno reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge) Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate vii not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions convened by agents (such as depositories) veil be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior mitten authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or avadabiley of any information. Standard & Pools is not responsible for any eras or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Paces shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement wet your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you. Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wwmpershing.comlabouUstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days alter receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Page of 10 Account Kum Der. N4G-024943 l)ent, Well Go paperless ME FAZE T I CONFIDENTIAL - PURSUANT TO FED. R CR[6,1. P. 6(e) ONFIDAENTIAL Rated tscolleria Evert Year Woes 2007 DALOAR RATED COMMUNICATIONS rxciurrier SDNY_GM_00048284 OB-SDNY-00111O8 EFIA_00158893 EFTA01290921 Deutsche Asset & Wealth Management P.O. Boa 1776. Baltimore. MO2t203 Important Inform ation and Disclosures (continued) Gnaw* RIM ...or Vona PI Manair-wan Nyh15I qtr.,. G.p.p Dettutm law Sec,onerac lin• Ont• HI Pan Ramo. 160. I ber New RA 7tt 10114 vuI.AJW. OM) 78114MS Statement Period: 0610112016 • 0613012016 Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in couri, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typicaly include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration locums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has vitiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plan. Jersey City. New Jersey 07399; (201) 4134330. OSAB 'IOU Page 90 10 Account Num tier N4G-024943 Go paperless ThE UL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE TR MON F I DAENTIAL 1141.1 Excellerei Every vrr Since 2007 DAUM. RATED 00MMUNICATIONS rxciurnaer :at= ir.. .-.73,="0..1%.r= eswetrie—iii-rw•Airine SDNY_GM_00048285 OB-SDNY-00111O9 EFIA_00158894 EFTA01290922 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A COM3NED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. MEREST NC OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Cl ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX, INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU RAVE ANY INTEREST SMALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FNANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY Of IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WVVVIPERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COMADISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS - RULE 607(AX1)-(2H PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (M380). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF TIE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-MO IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RASA JERSEY CITY. NJ 07399. ATTE' LEGAL DEPT Page 10 of 10 Account Num ber. N40-024943 Plated Go paperless „It .., " mu-. ven5MC•2907 TFE FAZE brd"ST O N F I DAMSMAL . ....A.... ....„...), KAMA. RATED COMMUNICATIONS esturNer CONFIDENTIAL - PURSUANT TO FED. R CR[M. P. 6(e) SDNY_GM_00048286 OB-SDNY-0011110 EFIA_00158895 EFTA01290923 Deutsche Asset & Wealth Management P.O. Box 1776, Baltimore. MD21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Itint ,, ,..learnalinManair-wret Meets Cintagt6.0.0 De.ticta 04. M. era *A Me Na Pant Annee 301k lime lent Vet Ptt 10114 171214W 110 . OBD1>111-4T1 Account Number: N4G-024943 Statem ent Period: 05101/2016 - 05/31(2016 Portfolio at a Glance Beginning Account Value h. el Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Net Chan !e in Portfolio ncling Account Value Accrued Interest Esttrn aled Annual Incom e Asset Summary Prior YeanEnd Lad Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits 17.601.121.92 24168.483.13 25,074,485.67 60.83% LSD Axed Income 8.650,927 86 8.572.611.50 8.724.099 96 21.17% i LSO Equities 7.390,940 00 7.375.610 00 7.416.990 00 18.00% Account Total (Pie Chart) $63,642,192.70 140,718,101.63 $41,215,575.63 100.00% See the Asset Summary Disclosure and Footnotes section For important mbmation reguding your Asset Summary. 0114.14 I CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) This Period Year.tarate $40,716,701.63 $63,042,992.78 0 00 43,03204514 10,710,704.83 40,810,947.14 313.554 22 544.464.61 185.316 78 60 163 99 $41 215 575.63 S41,215,575.63 532.861 11 51.082.802 84 Mena review your aliocabon periodically will your ClientA.O5T Page lot 10 B0090819CSF30016 cit siPaPTr erl s CONFID AL Rated facellara Leary Year Sims 200 7 DAL BAR RATED COMMUNICATIONS roaromer ware uti manage IS WM. MC SON Y_GM_0004 82137 OB-SDNY-0011111 EFTA_00 I 58896 EFTA01290924 Asset Summary Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gain/Loss 0.00 0 00 •314.13 Long-Term Gain/Loss 000 0 00 -220.002.71 Net Gain/Lou 0.00 0.00 ,220,316.81 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported or your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Deo:siphon Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.28% Activity Ending: 05131(16 04130/16 Opening Balance 24,188,483.13 24,168,483.13 05103/16 Deposit MONEY FUND PURCHASE 118,500.00 24,886,983.13 05111/16 Deposit MONEY FUND PURCFASE 181.445.35 25.068.428.48 05131/16 Deposit INCOME REINVEST 6.057.19 25,014,485.67 08/3119 Closing Balance 826,071,485.67 Total All Money Market Funds 826,071,48517 Income and Expense Summary Current Period Year-to-Dale Taxable Noe Taxable Taxable NOB Taxable Dividend Income Equities 33,945.35 0.00 212,890.70 0.00 Money Market 6,057.19 0.00 27,118.17 0.00 Other Dividends 247,926.68 0.00 279,433.22 0.00 Account Kum ber. N4G-024943 etAM .+t 11 Go paperless TI-E FAZE T T CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ON FIDAENTIAL Page2010 Rawl excellent L very year Since 2007 DAL BAR RATED COMMUNICATIONS rxestmier SDNY_GM_00048288 DB-SDNY-00 11112 EFTA_00I58897 EFTA01290925 Deutsche Asset & Wealth Management P.O. Boa 1770, BaMmoro, MD 21203 Gnaw.< Kam Ponie Venal PI Manarnd Mateets Coner.ep. 4. p Des-1W* km '<woes mc Mow *A Olk• HI Pan Ammo. Halter New vett M' ,014 IM/4:44414. OM) 7411:4,91, Statement Period: 0511112111 -1513112111 Income and Expense Summary (continued) Corrent Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable 'merest Fr Total Crdoerc!... 'neves!. Ir 'dyne and dtrersrd Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 61.00,0 of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 04130115 25.074.485.670 NIA 05131116 21.768.483.13 25.071.485.67 Total Money Market $24,768,483.13 $25,074,485.87 Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Lind Cod Adjusted Cod Bash 124,768,483.13 Market Price $26,074,486.87 Markel Value Fixed Income 1 6.0 0% of Portfolio (In Mature), Date Sequence) Corporate Bonds IPAYM ENT INC GTO SR NT Security Identifier: 46262EAE5 10250% 05115118 BIE DTD 11115111 CALLABLE 08130116 9 102.563 Moody Rating CAA3 SS P Rating CCC 10102112 '.12.18 500,000.000 952300 176.117 91 100 0000 500.000.00 Original Cost Ban: 5445.000 00 PM ORGAN CHASE & CO DEP SIM REPSTG Security Identifier: 4602SHHAI WIDTH PFD SER 1 MED TO FLTG RT BD 7.900% 01129149 WE DTD 01123108 Moody Rating BAA3 S P Rating BBB- 05110/11 '.12.13 3.000.000.000 111.2650 3,337,958.33 102.2500 3.067.500 00 Original Cost Batas: 53.337.958.33 25,625.00 0.00 1313,551.2$ 0.00 25,625.00 0.00 0.00 $0.00 1616,367.39 0.00 •902.78 -$902.78 Activity 0988149 Oodeg Awned Income 30-Day Current Quantity NJenrer Endiag Balance Balance Income This Year Yield Yield 04.09e8:9C6F, : Mint, Well 0.00 27,418.17 0.28% 0.28% $0.00 $27,41017 $0.00 $27,411147 Unrealized Partied Estimated Estimated Gain/ Loss Shred Annual Income Yield Account Number. N4G-024943 Go paperless TF TUO N F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) FAZE RLST 23.852 06 2,27778 51.250 00 1025% -270 458.33 19.750 00 237 000 00 7.72% Page 3 of 10 Rsd tocelleril Lvery Year Woo, 2007 DALOAR MUD COMMUNCATIONS ex.:owner •—•-fogau SDN Y_GM_0004 8289 OB-SDNY-0011113 EFrA_00 158898 EFTA01290926 Portfolio Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Date Acquired Ouantity Uoit Cost Cod Basis Market Pria Market Volta Gain, Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON CON ULATIVE DEP PS MED TO FLOAT 8.125% 04130158 WE DM 0413W08 CALLABLE 05/15118 Moody Rating BA2 SE P Rating BB• 05110/11 %OM 3,000,000.000 112.9870 Total Corporate Bonds 6,500,000.000 Staidly Identifier: 060505076 3,389,620.83 101.0000 Original Cost Basic $3,389,620.83 17,203,727.10 3,030.000 00 459,620,83 10,833.33 243,750.00 8.04% 56,597,500.00 -008,227.10 632,881.11 $532,000.00 Total Fixed Income $7,203,127.10 6,500,000.000 $6,597,600.00 -$608,227.10 Unrealized Date Acquired Quality Wilt Col Cost Buis Market Price Market Value Gain! Loss Equities 16.00% of Portfolio Preferred Sods (Listed by expiration date) CMGROUP INC DEP PS REPSTG 111000TH Security Identifier: C PRK PFD SER K DIV 6.875% PERPETUAL MATY CUSP. 172967341 PERPETUAL CALL 11/15/23025.00 Dividend Option: Cash 02103/14 79,000.000 25.3090 1,999,418.90 27.8100 2,196,990.00 197,571.10 135,781.25 6.18% CMGROUP INC DEP SRS REPSTG 111000 Staidly Identifier: C PRC PM SER C DIV 5.8% PERPETUAL M ATV CUSP 172967355 PERPETUAL CALL 04/22/18025.00 Dividend Option: Cash 10/28/14 19,033.000 24.0810 1,180,739.16 26.1000 1,279,761.30 99,022.14 71,097.85 5.55% 10/29114 150,967.000 24.3130 3,670,430.48 26.1000 3,940.23810 269,80822 218,902.15 5.55% Total Covered 200,000.000 4,851,169.64 5,220,000.00 368,830.36 290,000.00 Total 200,000.000 $4,851,169.64 $5,220,000.00 $368,830.38 $290,000.00 Total Preferred Stocks $6,850,688.54 $7,416,990.00 6516,401.16 $425,781.25 Total Equities $6,850,566.54 $7,416,090.00 $568,401.48 $425,781.25 $32,861.11 $532,000.00 Estimated Estimated Animal Income Yield Account Kum Der. N4G-024943 MIAN I Go paperless TFE CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE WC ON F I DAENT1AL Page 4 of 10 Rated Excellent L very Von Woo, 2007 DAUM. RATED COMMUNICATIONS rxesurtraer =CZ. ....7:•....3=1"=., Spa Y_Gd_000413290 OB-SDNY-0011114 EFTA_00158899 EFTA01290927 Deutsche Asset & Wealth Management PO &a 1776. Ballimore. MD 21203 Portfolio Holdings (continued) Gnaw< Rant Pnwall• *man PAP•agenent weans Coon., ofttscry sank saloon "ic mn.v.4 onto III Pan Annet Ikh I ber Neve RA nr 10114 02004.7140. MAI 774.4,91, Statement Period: 05101/2016 - 05/31/2016 Unrealized Dale Acquired Quantity Ualt Cod Cod Basis Market Price Markel Value Gain/ Loss Mutual Funds 5.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND Security Identifier: JPHSX SELECT SNARES CL SIR 481211510 Open End Fund Dividend Option: Reinvest: Capita Gains Option: Reinvest 01122/13 t 3 198,216.058 10 0900 2,000,000.00 9.2600 1,835,180.67 -161.519.33 81,241.82 4.58% 02101113 '.3 630.057 10 0670 6.342.92 9.2600 5.834.33 -50t59 267.77 4.58% 03101113 '.3 711.578 10.0600 7,158.48 9.2600 6,589.21 -569.27 302.42 4.58% 04101113'.3 789.547 10.1100 7.982.33 9.2600 7.311.21 471.12 335.56 4.58% 05101113'.3 751.550 10.1300 7,613.21 9.2600 6,959.36 453.85 319.41 4.58% 06103113'.3 757.360 10.0900 7,641.77 9.2600 7,013.14 -828.63 321.88 4.58% 07101113'.3 668.131 9.9700 6,661.27 9.2600 6,186.90 -474.37 283.96 4.58% 08101113'.3 704.609 10.0600 7,088.37 9.2800 6.52419 -583.68 299.46 4.58% 09103113'.3 709.175 10.0300 7,113.03 9.2600 6.566.96 -546.07 301.40 4.58% 10101113'.3 712.100 10.0240 7,137.85 9.2600 6.59495 -543.80 302.64 4.58% Total Noncovered 204,660.163 2,064,739.23 1,695,060.52 469,67631 16,976.32 Reinvestments to 25,004.260 9.6920 242,351.93 9.2800 231.53944 -10,812.49 10.626.80 4.58% Date Total Covered 26,001.260 212,361.93 231,639.44 40,612.19 10,826.60 Total 229,654.423 $2,307,091.16 $2,126,599.96 4180,491.20 $97,603.12 Total II utual Funds $2,307,091.16 52,126,599.96 4180,491.20 $97,603.12 Estimated Estimated Annual Income Yield Cod Basis Market Value Unrealized Ana ued Estimated Gain! Loss Interest Annual Income Total Portfolio Holdings 541,435,892.47 541,216,575.63 4220,316.84 532,861.11 51,082,10484 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally nd subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended CRC') (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered.' under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retrement. US taxpayers securities which have been acquired on or after their 'appficabk date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. ll0A2 1011 Account Number. N4G-024943 Go paperless TFE C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TRGSTON F I DAENT1AL Page 5 off0 Itoted toceller4 (very v«. 5.1"0. 2007 0ALBAR RATED COMMUNICATIONS rxacurtraer ritt.t7:—."=.'"0.41..• SDNY_GM_0004829I DB-SDNY-00 11115 EFTA_00158900 EFTA01290928 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as Moms: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of food income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous cheat brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this intonation. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Sought 0 00 -7.55168 7,55168 - 0 00 49.05822 .39.058.22 Total Securities 10.00 -17,551.68 .$7,551.68 $0.00 -$39,058.22 .$39,058.22 Dividends and Interest 5313,554.22 $0.00 $313,554.22 $545,367.39 -1902.78 1544,464.61 Cash Withdrawals 000 0.00 0.00 000 -29,000.000.00 -29.000.000 00 Deposits 0 00 0.00 0.00 5.967.954 36 0.00 5.967.954.36 Total Cash 10.00 10.00 10.00 $5,997,954.36 -$29,000,000.00 -$23,032,015.61 Totals 5313,551.22 -$7,551.68 $306,002.51 56,513,321.75 -$29,039,961.00 -$22,526,639.25 Page 6 of 10 401 ThE hAZ CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) E Tera"STONFIDristr unAL Account Num ber. N4G-024943 Cio paperless Rated tmelloM Envy VAN Lau Z007 DALOAR RATEDCOMMUNICATIONS rxestmser SDNY_GM_00048292 DB-SDNY-001 1 1 16 EFTA_00I58390I EFTA01290929 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MO 21203 0tipluto Bag *nn VA•111OAielairowal Maf•M <Map CoesP Ditetkhe Gat* StOatt we Mew Malls 345 Fat Me" 24611m Ikreeibrk NY 1004 PH) 044TIM.111.4 >611401% Transactions by Type of Activity Process/ Settlement Date Attivn Type Dewi. of Q1131 Statement Period: 05/01/2016 - 05/31/2016 Price Accrued Interest Amami Carte Securities Bought and Sold 05127116 REINVEST CASH INCOME ,P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 815.516 .7.551.68 USO PHU 228838.9070 SH RS Bin PORCH. AT 59.28000 RD 05/25 PD 05121116 Total Securities Bought and Sold - U.S. DOLLARS 0.00 -7,551.88 Dividends and interest 05102116 CASH DIVIDEND RECEIVED ,PM ORGAN CHASE 8 CO OEP SHS REPSTG 1110TH PFD SER 118,500 00 USO 466251441 7.900% 04/29149 WE RD 04129 PD 04/30/16 DIV PAM AT 39.50 3000000 05116116 CASH DIVIDEND RECEIVED BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED 121,875.00 USO 060505018 TO FLOAT 8.t25% 04130158 WE RD 05/13 PO 05116/16 OW PAID AT 40.825 3000000 05116116 CASH DIVIDEND RECEIVED 79000 SIRS CITIGROUP INC DEP SFS REPSTG 1/1000114 PFD 33.945 35 USO C PRK SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11115/2301 25.00 RD 05105 PD 05/16116 05116116 BONO INTEREST RECEIVED 500000 IPAYM a T INC GTO SR NT 10 250% 05115118 DIE 25.625.00 USD 46262EAES DTD 11115111 CLB RD 05113 PD 05115/16 05127116 CASH DIVIDEND RECEIVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,551 68 USO PHSX 228838.9070 SH RS RD 05125 PD 05127116 05131116 MONEY MARKET FUND DEUTSCHE GOVT CASH 6.057.19 USO INCOME RECEIVED 233993682 Total Dividends and interest • U.S. DOLLARS 0.00 313,554.22 Total Value of Transactions 0.00 306,002.54 USD The price and quantity displayed may have been rounded. I}KAlt +Olt HAZE THE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) E ri ONFIDrismAL Page? of 10 Account Num ber. N46.024943 Go paperless Rated tacell•nri twin Voile Since 2007 DALOAR RATED COMMUNICATOIS rxamsmez SDNY_GM_00048293 DB-SDNY-00 11117 EFTA 00155902 EFTA01290930 Client Service Information Your Client Advisor: DAN DANIEL SAHA 345 PARK AVENUE, 28TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method lot Mutual Funds FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolo value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. 1Miere pricing sources are not readily available, estimated prices may be used. Wien the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wil not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly-traded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and WA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any tine, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwripershing.cornibusiness_continuity.htni for specific deans as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 8 of 10 Account Number. N4G-024943 (JOAN ROLL paperless TFE TUISTON F I DrwriAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Rated [agile."' Lyon, Vs.. Sams 2007 DAL OAR RATED COMMUNICATIONS rxenuter rt. LT= "Is= SDNY_GM_00048294 OB-SDNY-0011118 EFTA_OO I 58903 EFTA01290931 Deutsche Asset & Wealth Management PO Bat 1770, Skidmore, MD 21203 Important Inform ation and Disclosures (continued) Gnaw* Ram ...In W.Y n manapnad 'even I oterar G,p.p °FAUN 8.7 St00,30 ,07, 770 000, Ha Pan Anr..0. loth 000 New 701. 7tt 1004 0 0/ 474.7111.11.417811470 Statement Period: 0510112016 • 0513112016 Reinvestment (contmuel) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinmatincs previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Mn. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the tens outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not peimitted without prior written authorization from Standard & Poor's. Standard F. Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sel securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders for the purchase and sale of securibes and other property and Oil any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (2011413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the fast page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would Ike additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC6). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing Page 9 of 10 Account Num tier 1146-024943 Go nanerless THE CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE tO N F I DranAL Rated t acelle nil tn., Since 2007 CALM. RATED COMMUNCATIONS rxenurker o curt — SON Y_GM_0004 8295 OB-SDNY-0011119 EFrA_00158904 EFTA01290932 Important Information and Disclosures (continued) The Role of Pershing (continued) provides coverage in excess of SIP° limits. For mete aetailec information please visit: www.pershing.comiabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includeig unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LIS, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vAll typically include a minority of arbitrators who were or are affiliated With the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is Ned, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action untit (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 104010 Account Number. N4G-024943 Go paperless 11-E FAZE T T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ONFIDAENTIAL Rated excelleria beery V.A. Slate 2007 DAL OAR RA TED COMMUNCATIONS rxesartraer SDN Y_GM_0004 8296 OB-SDNY-0011120 EFrA_00 158905 EFTA01290933 Deutsche Asset & Wealth Management P.O. Box 1778, Balamore, MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABRA Onalsre Ram Pon. Wealth Manip-nent Pdnie% COng<G,04P Des-b1h4 M y Sew* tr.% AM OS alp 341Part ilsomi0.11" I bet Nem lot nr,Ow in 4,4,7111.111417.84,91, Portfolio at a Glance Account Number: N40-024943 Statem ent Period: 0410112016 - 04/30/2016 This Period Year-to-Date Beginning Account Value 131,569,107.95 $63,642,992.76 Net Cash Deposits and Withdrawals 5,967,951.36 -23,032,045.64 Adjusted Previous Account Value 10,531,062.31 40,010,947.14 Dividends, Interest and Other Income 84.43195 230,910.39 Net Chan in Portfolio 91202 37 .125 152 90 ncling Account Value 340 716 704.63 54 0,716,704.63 Accrued Interest $135 208 33 Estimated Annual Income 51.075.712 54 Asset Summary Prior Year-End Lad Period This Period % Allocation I, SD Cash. Money Funds and Bank Deposits 17,641,12112 18,724,295.01 24,768,483.13 60.81% LSD Fixed Income 8,650,927.86 8,525,372.94 8,572,611.50 21.05% I LSD Equities 7.390,940 00 7,319,440.00 7.375,610 00 18.11% Account Total (Pie Chart) 163,847,992.78 134,669,107.96 140,716,704.83 100.00% See the Asset Summary Drsctosure and Footnotes section for important allormation rep:diva your Asset Summary. P ease review your allocabon cer cdcay wth you' Clent Aresor. Pays 1 of 10 I 314A11 YOLt CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) B0096586CSF30010 Go paperless CON F IDAMSITiA et . Italia [scones Lvery yea, SIM:e 2007 DAL OAR RATED COMMUNICATIONS rxesturtraCI SDN Y_GM_0004 8297 OB-SDNY-0011121 EFTA_00 158906 EFTA01290934 Asset Summary Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gain/Loss 0.00 0 00 -91333 Long-Term Gain/Loss 000 0 00 -403 833 18 Net GoIn/Lou 0.00 0.00 -404,746.51 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported or your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.29% Activity Ending: 0/129116 04101116 Opening Balance 23,721295.01 23,124,215.01 01101/16 Withdrawal MONEY FLND REDEMPTION -5,000,000.00 18,724,295.01 04121116 Withdrawal MONEY FLND REDEMPTION -902.78 18,723,392.23 04125116 Deposit MONEY FLA° PURCFASE 72,500.00 18,795,892.23 01/27/16 Deposit MONEY RAO PURCFASE 5,967,951.36 21,763,816.59 01129116 Deposit INCOME REINVEST 4,636.54 24.768,483 13 04129116 Closing Balance $24,768,483.13 Total All Money Market Funds 624,768,483.13 ncome and Expense Summary DJ rrenl Period Year-to-0ate Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 72.500 00 0.00 176,945 35 0.00 Money Market 4,636.51 0.00 21,361.28 0.00 Other Dividends 8.206.19 0.00 31,506.51 0.00 Page 2 of 10 t, &net DRAB flat Account Kum Der H4G-024943 Rated tsallerill Go paperless bray •••••• Since 2007 Zer.t.7.6.7==rt. P" E F AZ E Tto DALBAR RATED COMNIUMCATIONS rxesartraer N F I DrErriA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00018298 DB-SDNY-00 11122 EFTA_GO [58907 EFTA01290935 Deutsche Asset & Wealth Management P.O. Boa 1770, BaMmore, MD 21203 Income and Expense Summary (continued) ()PAM, ' eana PnwaleVierkniapmeenait Natal. ton0.0 4,04) otautv ML Manes Mow brk Oat* 30 Pan Amm. INh I ber Am** rtt 1011A II U) 42I4SIIL OM) 7811429$ Statement Period: 04/01/2016 • 04/30/2016 Current Period Year-lo-Date Taxable Non Taxable Taxable Non Taxable Interest Income Credit Interest Total Dividends, Interest, Income and Expenses Portfolio Holdings 0.00 •902.78 0.00 -902.78 $85,342.73 -$902.70 $231113.17 -$902.78 Account Opening Date Quantity Number Activity Ending Opening Balance Closieg Balance Cash, Money Funds, and Bank Deposits 61.00% of Portfolio Cash Balance Money Market DEUTSCHE GOVT CASH INSTL 04101116 24,768,483.130 NfA 04129/16 -5,000,000.00 23,724,295.01 0.00 24,768,483.13 Total II one Market 623,724,295.01 $24 TOM 13.13 Total Cash, Money Funds, and Bank Deposits Dale Acquired Quantity Unil Cost Adjusted Cod Basis $10,724,295.01 Market Price $24,766,413.13 Market Value Fixed Income 1 6.0 0% of Portfolio (In Mammy Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT 10.250% 05115/18 ENE OTO 11115111 CALLABLE 05/15116 @ 102.563 Moody Rating CM3 S 8 P Rating CCC 10102112 '.12.13 501000.000 95 0520 475,260.83 98.7500 Original Cost Basit 5445.000 00 PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHA1 1110Th PFD SER I FIXED TO RIG RT 80 7100% 04129149 B/E DTD 04123108 Moody Rating 8M3 S P Rating BBB- 05110111 ..I2,13 Security Identifier: 46262EAE5 493,750.00 3,000,000.000 111.2650 3,337,958 33 100 5630 3,016,890.00 anginal Cost Basis 53.337.958 33 Acaued Income 30-Day Current Income This Year Yield Yield 182.87 21,361.28 $162.87 $21,361.26 618227 $21,361.28 Unrealized Accrued Estimated Estimated Gain/ Loss Interest Annual Income Yield 029% 0.29' 2,:09013e6CSF30 Account Kum Der. N4G-024943 ! OBAS ROU Go paperless TFE TC; u b N F I D AENT1AL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R 18,489.17 23,189.58 51,250.00 10.37% -321,068.33 0.00 237 000 00 7.85% Page 3 of 10 Mwwr taotsna Every VAN Lace 2007 DAL BAR RATEDCOMMUNICATIONS rxesamser SDNY_GM_00048299 DB-SDNY-00 11123 EFTA_00158908 EFTA01290936 Portfolio Holdings (continued) Dale Acquired Fixed Income (continued) Corporate Bonds (continued) BANK AN ER CORP PERP NON COM ULATIVE PS FIXED TO FLOAT 8.125% 04130158 WE DID 04130108 CAUABLE 05/15118 Moody Rang BA2 S&P Rating B8• 05110/11 '.12.13 3,000,000100 112.9870 Adjuded Ousathy Unit Cod Cod Basis Market Pro Markel Value Unrealized Accrued Estimated Estimated Gainf loss Interest Annual Income Yield Total Corporate Bonds 6,500,000.000 Security Identifier: 060505066 3,389,620.83 98.2500 Original Cod Basic 53.389.620.83 $7,202,839.99 2,947,500.00 ,442,120.83 111,718.75 213,750.00 8.26% $6,456,140.00 .$744,699.99 1135,208.33 $532,000.00 Total Fixed Income 6,500,000.000 $7,202,639.99 $6,459,140.00 -6744,699.99 $135,208.33 1532,000.00 Usrealized Estimated Estimated Date Acquired Quantity hit Cod Cod Basis Market Price Market Value GalefLoss Annual Income Yield Equities 18.00% of Portfolio Preferred Rods (Listed by expiration date) CMGROUP INC DEP SHS REPSTG 111000TH Security Identifier: C PRK PR SER K DIV 6.875% PERPETUAL MATY CUSP: 172967341 PERPETUAL CALL 11/15123025.00 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,118.90 27.5900 2,171610.00 180,191.10 135,781.25 6.22% CIDGROUP INC DP SHS REPSTG 1f1000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MATY CUSP. 172967366 PERPETUAL CALL 04122/18025.00 Dividend Option: Cash 10(28114 19.033.000 24.0810 1,180,739.18 25.9800 1,273,877.34 93,138.18 71,097.85 5.58% 10129114 150,967.000 24.3130 3,670,430.48 25.9800 3,922,122.66 251,692.18 218,902.15 5.58% Total Covered 200,000.000 4,851,169.04 6,196,000.00 344,830.36 290,000.00 Total 200,000.000 $4,651,169.64 $5,196,000.00 $344,630.36 $290,000.00 Total Preferred Stocks $6,850,688.54 $7,376,610.00 $525,021.46 6426,781.25 Total Equities 86,850,688.54 67,376,610.00 $626,021.46 $425,781.25 OTTERECSF, Account Num Der. 114G-024943 OltAll MOLL GO paperiess CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) FAZE tra"STON F I DAENTIAL Page 4 of 10 Rat.. Rsalle M Lacy Om. Senor Z007 DAL OAR RATEDCOMMUNICATIONS rxciurnaer SDNY_GNI_00048300 OB-SDNY-0011124 EFTA_00 158909 EFTA01290937 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore, MD 21203 Portfolio Holdings (continued) 0minen Pnwair weaYn aware* weans Cow-we Gnat, De.-804 sank settolas ,10,t Hann Aierso.160. Mar Warr Rot 1,tt 10114 020044,910. MAIM O% Statement Period: 0410112016 • 04/3012016 Unrealized Date Acquired Quantity Vail Cod Cost Basis Market Fro Markel Value Gain/ Lose M utual Funds 5.00% of Portfolio Estimated Estimated Annual Income Yield P MORGAN FLOATING RATE INCOME FUND SELECT SNARES Open End Fund Dividend Option: Reinvest Capita Gains Option: Reinvest 01122/13 t 3 198,216.056 02101113 '.3 630.057 03101113 '.3 711.578 04101113 '.3 789.547 05/01113 151.550 06103113'.3 157.360 07101113 '.3 688.131 08101113'.3 704.609 09103113'.3 709.175 10101113'.3 712.100 Total Noncovered 204,860.163 Reinvestments to 24,188.744 Date Total Covered 24,168.744 Total 228,838.907 Total M utual Funds Security Identifier: PHSX CI,S1P. 481211510 10 0900 2,000,000.00 9.2100 1,831,518.35 -188,483.65 83,641.17 4.56% 10 0670 6.342.92 9.2400 5,62113 -521.19 265.88 4.56% 10.0600 7,158.48 9.2100 6,574.97 -583.51 300.29 4.56% 10.1100 7,982.33 9.2400 7,205.41 486.92 333.19 4.56% 10.1300 7,613.21 9.2400 6,944.33 4368.88 317.15 4.56% 10.0900 7,641.77 9.2100 6,998.01 4343.76 319.81 4.56% 9.9700 6,661.27 9.2400 6,173.54 -487.73 281.95 4.56% 10 0600 7,088.37 9.2400 6,510.58 -577.79 297.34 4.56% 10 0300 1,113.03 9.2400 6,552.77 -560.26 299.27 4.56% 10.0240 7,137.85 9.2400 6,579.81 -558.04 300.51 4.56% 2,064,739.23 1,890,967.60 -173,77133 86,36246 9.7070 231,800.25 9.2400 223,501.00 .11,29625 10,207.85 4.56% 231,600.26 223,604.00 .11,296.26 10,207.66 32,299,539.48 12,114,471.50 4185,067.98 398,570.01 $2,299,539.48 $2,114,471.50 4185,067.98 396,570.01 Cod Basis Market Value Unrealized kaued Estimated Gain! Loss Interest Annual Income Total Portfolio Holdings 111,121,151.14 340,716,704.63 -1401,746.51 3135,208.33 11,075,712.51 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generaly nct subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 20081 and are. therefore, ccosidered"noncovered.- under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as noneetremene US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Account Number. N4G-024943 VItAlt Go paperless TI-E FAZE T T CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ON FIDAEWNAL Page 5 off0 Maud (scones Every Year Sine. 2007 DALOAR MT ED COMMUNICATIONS rxesturnaer .7=1,---7..... --;="0.4.• SDNY_GM_0004830I DB-SDNY-00 11125 EFTA_00155910 EFTA01290938 Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as blows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debi Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Cost Basis on fixed income securities may be adjusted for amortization. accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of foed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums. t The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis intonation, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this intonation. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Secunties E3ughl 0.00 8.20619 - -8.20619 0.00 -31,506.51 -31.50051 Total Securities 10.00 -9,208.19 -$8,206.19 $0.00 -$31,506.54 -631,508.54 Dividends and Interest $85,342.73 -$902.78 $84,139.95 $231,813.17 -$902.78 $230,910.39 Cash Withdrawals 0.00 0.00 0.00 0.00 49,000,00000 -29000,000.00 Deposits 5,967,954.36 0.00 5,967,954.36 5,967,954.36 0.00 5.967.954.36 Total Cash $5,967,954.36 $0.00 $5,987,951.36 65,987,951.36 -629,000,000.00 -$23,032,045.64 Totals $6,053,297.09 -$9,108.97 $6,014,118.12 $6,199,767.53 -$29,032,109.32 -$22,832,841.79 Page 6 of 10 Oft..1,1 1101.1 Account Numberber N4G-024943 Go paperless ThE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE Tri O N F I D AENT EAL Rated' tscolloni Every Va. Unto 2007 DALOAR RATED COMMUNICATIONS rxenurtraer SDNY_GM_00048302 DB-SDNY-0011126 EFTA_OO15891 I EFTA01290939 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MO21203 Transactions by Type of Activity Process/ Trade/ Settlement Transaction Date Date Activity T D OSMXW Bag Pen wwn mioaratm /MOM Cants Gfts. Deetiat II•41•0•INts we Vadtallie Mrs* Mee" lith neat Ikneeterk NY 10144 1/1210441111% (1111011114011$ Quiet Statement Period: 04/01/2016 - 04/30/2016 Price Accrued Interest Amon' Carrel Securities Bought and Sold 04128116 REINVEST CAST INCOME Pt- SX P MORGAN FLOATING RATE INCOMEFUND SELECT SFAFES 227949.8290 SH RS SHRS PLRCH. AT S9 23000 RD 04126 PD 04128116 889078 -8.206.19 USD Total Secarlties Bought and Sold - U.S. DOLLARS 0.00 -8,208.10 Dividends and Interest 04120116 04/19116 CASH DEBIT INTEREST CASH DUE INTEREST FOR 1 DEBIT DAYS AVBAL •902.78 USD LSE1999997 5000,000.00 RATE 6.50003-31.16 TO 03.31-16 04122116 CASH DIVIDEND RECEIVED 200000 SH RS OTIGROUP INC DEP SI- S REPSTG 111000 FED 72800.00 USD C PRC SERC DIV 5.8% PERPETUAL MATT PERPETUAL CALL 04122118© 25.00 RD 04111 PD 04/22116 04/28116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOMEFUND SELECT SHARES 8,206.19 USD .PFSX 227949.8290 SHRS RD 04/26 PD 04128116 04/29116 MONEY MARKET FUND DEL TSCFE GOVT CASH 4,636.54 USO INCOME RECEIVED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 54,439.95 Cash Withdrawals and Deposits 04126/16 FEDERAL FLN DS RECEIVED FSBC BANK USA. NATIO 19886 5.967.954 36 LSO 1., SO999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 5,967,954.36 Total Value of Transactions 0.00 6,044,186.12 USD The price and quantity displayed may have been rounded. Cash Not Yet Received semity Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Interest 'PAYMENT INC GTD SR NT 10.250% 05115/18 WE Total Cash Not Yet Realved +01, THE FAZE TECO N F I D AENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 04129116 05/15/16 500.000.000 0.051250 Cash 25,625.00 826,626.00 Page? of 10 Account Number. N40-024943 Go paperless Rated [sans rigi t very V... Since 2007 DAUM', RATED COMMUNICATIONS rxesurnaer 4,7.7..tr......:1.r. SDNY_GM_00048303 DB-SDNY-00 11127 EFTA 0015591? EFTA01290940 Client Service information Your Client Advisor: DM DANIEL SABBA 345 PARK AMEN LE 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unicabons for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Qient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shrill positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolo value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are esbmates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwipershing.cornibusiness_conbnuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, Mckffling the time of execution and the name of the person from Page 8 of 10 IIKA.1' .01 Account Number. N4G-024943 FAZ Go paperless at) F,,A.,,aczycpcommuNicacieis Rated tscolleria beefy Vest Since 2'007 E TURLSTON F I DrNTTA CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SON Y_GM_00048304 OB-SDNY-0011128 EFrA_00 I 58913 EFTA01290941 Deutsche Asset & Wealth Management PO. em 1778. Sallimore, MO 21203 Important Inform ation and Disclosures (continued) Dram.* Ram 10•410 *mall nManapnad Pdient% Gto.p Des-b04 SCI•onel AC. Mire Vart Mt* 14, PIA Moat lkh I ber New** rtt 1011A 1/1/1454.71119.11151 78•471IS Statement Period: 0410112016 • 04/3012016 Reinvestment (continued) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives o financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poors. Reproducing and distributing any information received from Standard & Poors is not pemitted without prior written authorization from Standard & Poors. Standard & Poors does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poors is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poors makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poors shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts: are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and Oil any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or Is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account. as sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders-, the assessment of the suitability of those transactions, where appkcable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should be directed to your financial instairbon. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial Page 9 of 10 Account Number. MG-024943 RM441 Excell• °BAN ROIL Go paperless ( 4) 0—vv--54.0.7007 TI-E FAZ DALGAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E braigO N F I DEN TA "a""a SDNY_GM_00048305 OB-SDNY-0011129 EFTA_00158914 EFTA01290942 Important Information and Disclosures (continued) The Role of Pershing (continued) institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vmw.pershing.corniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in coud, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their awad, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing US, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 10 of 10 Account Number. N4G-024943 Go paperless THE CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE Trg &rONFI DanTIAL AMA CmollonI1 (Amy VAN SIAM 2007 DAMAN RAT 02 COMMUNICATIONS rxesturner SDNY_GM_00048306 OB-SDNY-001113O EFrA_00 I 58915 EFTA01290943 Deutsche Asset & Wealth Management P.O. Bat 1778, Skidmore, MO21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Ovviu, Rent *Malin Nana!* nn 10.14ets CovttneC.a.1) De.cie I. kn. 141,"4.1 M. « *eh Mc* Ha Pant Anna, 10Ik 1 Svc, Piny Rat 1,tt 1011.4 In 2) 43441Ittni) Account Number: N4G-024943 Statement Period:031011201$ - 03/31/2016 Portfolio at a Glance Beginning Account Value Net Cash Deposits and Wiihdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Net Chan e in Portfolio nding Account Value Accrued Interest Estrrn aced Annual [noon e Asset Allocation Prior Year-End Lad Period This Period % Allocation SD Cash. Money Funds. and Bank Deposits 47,601,124.92 27,718.811 55 18,724295 01 54.17% LSD Axed Income 8.650,927 86 8.498.359.45 8.525.372 94 24 66% LSD Equities 7.390,940 00 7,175,080.00 7.319.440 00 21.17% Account Total (Pie Chart) $63,611,192.18 913,392,251.00 931,569,101.95 100.00% See the Asset Albaton Disclosure and Footnotes section for important informabon regardeg yottAsset Allocation. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) B009912SCSF3 0024 erless CONFID A This Period Year-to-Date $43,392,261.00 $63,642,992.78 1,000,000.00 49100,000.00 31,392,251.00 34,642,992.1$ 13.20117 115,410.44 f 53 652 08 .220 355 27 $34,569,107.95 $34,569,107.95 SL'L ' icZ 4: 51.070.015 95 Please mew your allocation pen:ideally web you, Cbent Advto• Page tent Rated facelbra beefy Veer Sane. 2007 DAL BAR RATED COMMUNCAT.0.6 rxoturnser SDNY_GM_00048307 OB-SDNY-0011131 EFTA_00158916 EFTA01290944 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized Unrealized This Period Year.to•Date St ort.Term GaintLoss 0.00 0.00 -2,66711 Long•Term Gainfloss 0.00 0.00 .196,103.8A Net Gain/ Lou 0.00 0.00 ,199,071.30 This summary excludes transactions where cost basis infwmation is not available. For Your Information The European Central Bank (the ICE) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest vAll be reported on your Forms 1099 and/or 1012S. These rates are subject to change in response to market changes, and we may. in the future and based on ow normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num ben 0000001492 Current Yield 0.27% Activity Ending: 03131/16 03/01116 Opening Balance 27,118,811.55 27,718,811.55 03102116 Withdrawal MONEY FLO REDEMPTION -1,000,000.00 23,718,811.55 03131/16 Deposit INCOME REIN VEST 5,483.16 23.721.295.01 03131116 Closing Balance $23,721,295.01 Total All Money Market Funds 623,721,295.01 Income and Expense Summary trent Period Year-to-Dale Taxable Noe Taxable Taxable Noe Taxable Dividend Income Equities 000 0.00 106,115.35 0.00 Money Market 5.483.46 0.00 16,721.71 0.00 Other Dividends 7.721.41 0.00 23,300.35 0.00 Total Dividends, Interest, Income and Expenses 313,204.87 30.00 3116,470.14 30.00 Page 2 of 11 Account Kum ber. N4G-024943 DOAN Roll (so paperless ME CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE T urONFI IDENTIAL Rata. taallefa Ever, Vow' Sinite 2007 DAL BAR RAT ED COMMUNICATIONS rxclurnser =.1.:==..rtr".•1 SMICGM_00018308 DB-SDNY-0011132 EFrA_00 I 58917 EFTA01290945 Deutsche Asset & Wealth Management P.O. Box irte, &demote. MD 21203 Portfolio Holdings Oeuiv.v Ram Pr.,. Wealth Manarrat Minets ConmarGro‘P Otoutm lam Sewnes sc. lire bet Pik* Ma Part Mow. Mk I to Fn. wet AY 10154 Cl" VA.7.18. 7µ4V111 Statement Period: 03/01/2016 - 03/31/2016 Acco.,-1 Opening Date Quantity 'lumber Activity Opening Estill; Balance BaOciiisnincge Accrued Income Income This Year Current Yield Yield Cash, M oney Funds, and Bank Deposits 5/.00% of Portfolio Cash Balance 0.00 Money Market DEUTSCHE GOVT CASH INSTL 03101116 23,724,295.010 0000001492 03(31116 27,718,811.55 -5.000,000.00 23,724,295.01 0.00 16,724.74 0.27% 0.27% Total M oney Market $27 718 611.55 $23 724 295.01 $0.00 $16 724.74 Total Cash, Money Funds, and Bank Deposits $27,7111,111.$$ $16,124,295.01 $0.00 $16,724.74 Adjusted Unrealized Awned Estimated Estimated Date Acquired Quantity tiait Cod Cod Basis Market Price Markel Value Gain!Loss Interest Annual Mono Yield Fixed Income 1 9.0 0% of Portfolio On Heiutity Dare Sequence) Corporate Bonds IPAYMENT INC GTO SR NT Security Identifier: 4$2032EAU 10.250% 05115/18 B/E DTD 11/15/11 CALLABLE 04130116 g 105.125 Moody Rating CM3 S 8 P Rating CCC 10102112'.12,13 500,000.000 94.8770 171,383.25 98.7500 193,750.00 19,366.75 19,361.11 51,250,00 10.37% Onginal Cost Bast 5115.000.00 PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier: 46625HHAt 1/10TH MD SER 1 FIXED TO FLTG RT BO 7.900% 0029/49 B/E DM 04/23/08 Moody Rating BAA3 S 8 P Ibling 000- 05110111'.12d3 3,000,000.000 111.2650 3,337.958 33 100.0000 3,000,000.00 437.958.33 98,750.00 237.000.00 7.90% Original Cost Bass, 53.337.958.33 BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505DT8 SFS FIXED TO FLOAT 8.125% 0/130758 B/E DTD 04/30/08 CALLABLE 05/15/18 Moody Rating BA? S8 P Rating Bps 05/10/11 '.12.13 3,000,000.000 112.9870 3,389.620 83 98.5000 2,955,000.00 .434.620.83 92,083.33 243,750.00 8.24% (MAN 1 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE Tm-sr° N F I DrismAL THE Page 3 of 11 Account Num ber. Nr10-021943 (.443 paperless Rated tacelbroll (very 'Year Since 2007 DAL BAR RATED COMMUNCATIONS rename. SON Y_GM_0004 8309 OB-SDNY-0011133 EFTA_001 58918 EFTA01290946 Portfolio Holdings (continued) Adjusted Unrealized Accrued Interest Estimated Estimated Date Acquired Oua@thy Uait Cod Cod Bids Market Price Markel Valve Gala( Loss Annual Income Yield Fixed Income (conunued) Corporate Bonds (continued) BANK AM ER CORP PERP NON COM ULADVE DEP (continued) Original Cost Basis: $3.389,620.83 Total Corporate Bonds Total Fixed Income 6,500,000.000 6,500,000.000 67,201,982.41 $6,448,750.00 -6763,212.41 5310,194.44 $532,000.00 $7,201,962.41 $6,148,750.00 -6753,212.11 $210,194.44 $532,000.00 Unalked Date Acquired Onantity Unit Cost Cost Basis Market Price Markel Value Gals: Loss Estimated Estimated Annual Income Yield Equities 21.00% of Portfolio Preferred Stocks (listed by expiration date) CITIGROUP INC DEP SHS REPSTG 1/1000TH PFD SER K DIV 6.875% PERPETUAL MATT PERPETUAL CALL 11/15/230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP:172967341 003/11 79,000.000 25.3090 1,999,418.90 27.3600 2,181,140.00 162,021.10 135,781.25 6.28% CITIGROUP INC DEP SHS REPSTG 111000 Security Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL MAU CUSP: 172967366 PERPETUAL CALL 04/22/18025.00 Dividend Option: Cash 10128114 49.033.000 24.0810 1,180,739.16 25.7900 1,264,561.07 83,821.91 71,097.85 5.62% 10129/14 150,967.000 24.3130 3,670,430.48 25.7900 3,893,438.93 223,008.45 218,902.15 5.62% Total Covered 200,000.000 1,851,189.64 5,151,000.00 306,830.36 290,000.00 Total 200,000.000 $1,851,169.84 $5,156,000.00 $308,830.36 $290,000.00 Total Preferred Stocks $6 850 588.54 67 319 410.00 3468,851.18 3125,181.25 Total Equities $6,850,588.54 $7,319,440.00 $468,851.46 $125,781.25 Uarealized Estimated Estimated Date Acquired Quantity Unit Cod Cost Basis Market Price Markel Valle Galaf Loss Annual Income Yield Mutual Funds 6.00% of Portfolio M ORGAN FLOATING RATE INCOME FUND SELECT SNARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest 01122113 '.3 198,216.056 10.0900 2,000,000.00 9.1100 1,805,748.26 -194,251.71 83,052.52 4.59% 02/01113'.' 630.057 10 0670 8.342.92 9 1100 5.739.63 -603.01 283.00 4.59% 03101/13 '.3 711.578 10.0600 7,156.48 9.1100 6,182.17 -876.01 298.15 4.59% 04/01/13'.3 789.547 10.1100 7,962.33 9 1100 7,19216 •789.55 330.82 4.59% 05/01/13 '.3 751.550 10.1300 7,613.21 9.1100 6.816.63 -766.58 314.00 4.59% Security Identifier:11SX CUSP: 481211510 BP0'912SrSF. 00..0 Rea CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) NAZE tO N F I DaElSMAL Page 4 or 11 Account Number: N10.024943 Go papedess Rated f.xcellerigi Event Y.R. Woos 2007 DALBAR RATES, COMMUNCATIONS rxenurraer SDNY_GM_00048310 OB-SDNY-0011134 EFrA_00 I 58919 EFTA01290947 Deutsche Asset & Wealth Management PO Boa 1776, Palmate, MO21203 Portfolio Holdings (continued) Deasnellana Pnwiln wean PInernalt N atins f wrap Gw..• Otel$1114 Sank Stivrisc Mow ifert 00a, SO Pan Ammo. Mv. New*** 10. IOVA (m/454J814. MIS) >SSC% Statement Period: 03/01/2016 - 03/31/2016 Ode Acquired Quantity Unit Cod Cost Basis Market Price Market Value Unrealized Gain/ Lose Estimated Estimated Annual Income Yield Mutual Funds (continued) P II ORGAN FLOATING RATE INCOME FUND (continued) 06103113 ' .' 757.360 10 0900 7,641.77 9.1100 6.899.56 .742.21 317.33 4.59% 07101113 ',3 668.131 9.9700 6.661.27 9.1100 6.086.66 -574.61 279.95 4.59% 0/101113 ' . 3 704.609 10 0600 7,088.37 9.1100 4418.99 469.38 295.23 4.59% 09103113 ' . 3 709.175 10 0300 7,113.03 9.1100 6,460.58 452.45 297.14 4.59% 10101113 ' . 3 112.100 10 0210 7,137.85 9.1100 6.487.22 450.63 298.37 4.59% Total Noncovered 201,060.163 2,061,139.23 1,564,362.98 400,376.25 86,748.40 Reinvestments to 23,299.666 9.7250 226,594.06 9.1100 212,259.96 44,334.10 9,762.57 4.59% Date Total Covered 23,299166 226 691.06 212,259.96 .14,334.10 9,762.57 Total 227,949.829 $2 291 333.29 22 070 022.94 -3214,710.36 395,510.97 Total Mutual Funds $2,291,333.29 22,076,822.94 4214,710.36 295,510.97 Unrealized /cued Estimated Cod Basis Markel Valle Gain/ Loss Interest Annual Income Total Portfolio Holdings $35,066,179.25 $31,569,107.96 .6499,071 30 $210,194.44 $1,070,016.96 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, ccosidered"noncovered." under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities *filch are 'covered under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retiement, US taxpayers securities which have been acquired on or after their 'applicable datelsr at which they are subject to the cost basis receding rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan IDRP) shares acquired on or after January 1, 2012 • °pions and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unti the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Account Num Der N4G-024943 00..0 ROLL Go paperless ThE FAZ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E TCO N F I DriTriAL Page 5 of 11 /toted Excellent, Every Voar Saco 2007 CAL OAS RATED COmfALPOCPCOONS rxeriumer SDNCGM_00048311 DB-SDNY-0011135 EFIA_001 58920 EFTA01290948 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this intonation. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fern or transfening agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at 31 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual hind or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Please be advised that Deutsche Investment Management Americas Inc. wal be liquidating the NY Tax Free Money Fund and Tax Free Money Fund Investment (the 'NY Tax Free Funds') and the Tax-Exempt California Money Market Fund on or about April 8, 2016 and as such the NY Tax Free Funds and the Tax-Exempt California Money Market Fund wit no longer be available as money market hinds in the DBSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund. your entire position in the applicable NY Tax Free Funds and Tax-Exempt California Money Market Fund will be automatically redeemed and the proceeds will remain as cash balances in your brokerage account. For more information about your available cash sweep options and to select a new cash sweep option you must contact your Client Advisor. If you are not currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund, then this change will not affect the existing sweep for your cash balances and you do not need to contact your Client Advisor. For more information on the cash sweep options available to you in the Sweep Program, please visit our website at IttyrNowtwealth.deutscheawm.comfamericasienfeashSweep0ptions.html and click on 'Cash Sweep Options'. Activity Sum m ary(Ntamounts shown are in base currency) Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Sec.mes Eought 0.00 -7,721.41 •7,72141 0.00 •23.300.35 -23.300.35 Total Securities 90.00 47,721.41 -$7,121.41 $O0 -$23,300.35 -S23,300.35 Dividends and Interest 313,204.67 30.00 $13,204.67 3146,470.44 $0.00 8146,470.44 Cash A theta:gals 0.00 -9,000,000.00 .9,000000.00 0.00 -29000.00000 -29.000,000 00 Total Cash $0.00 -39,000,000.00 -$9,000,000.00 900 -929,000,000.00 -929,000,000.00 Totals $13,204.87 -$9,007,721.41 -$8,994,518.54 3146,470.44 -929,023,300.35 -928,876,829.91 Page 6 Oil Account Number. N4G-024943 Were ROIL paperless ThE U CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE TRLSTO N F I DAENT1AL Rated eacollerie Every V.A. Lace 2007 0ALOAR RATEOCOMMUNECATIONS rxesurtraer = SDNY_GM_00048312 OB-SDNY-0011136 EFTA_00158921 EFTA01290949 Deutsche Asset & Wealth Management PO Cul 1778, 11•11imore. MD 21203 Transactions by Type of Activity Process/ Settlement Date Adivit T Dee:dodos Dean Beta Prmalr wean Paptagenan Margin tonne 6 ,0.1) DerbON SteteNes +gc. Now *A 011t• HS Put Ammok 260. I ter Rs** NY 1011.4 170) 49147/IIL (SW 78114,9S Ouantit Statement Period: 03/0112016 • 03131/2016 Price Accrued Inbred Amos, Cynic' Securities Bought and Sold 03130116 REINVEST CASF INCOME .FF SY PM0FtGAN FLOATING RATE INCOM E FUND SELECT SFAFIS 849 227100.3890 SHRS SHRS PURCH. AT $9.09000 RD 03128 PD 03130116 440 .7.721.41 USD Total Securities Bought and Sold - U.S. DOLLARS 0.00 -7,721.41 Dividends and Interest 03130116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,721.41 USD PH SX 227100.3890 SHRS RD 03128 PD 03130116 03/31116 MONEY MARKET FUND DEUTSCHEGOUT CASI1 5.483A6 USD INCOME RECEIVED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 13,204.87 Cash Withdrawals and Deposits 03102f 16 CUSTOMER AUTHORIZED TRANS TO NIG-023804 -4,000,00000 USD TRANSFER LiSD999997 03131(16 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -5.000.00000 USD LS0999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 4,000,000.00 Total Value of Transactions 0.00 -0,994,518.54 USD The price and quantity displayed may have been rounded. Client Service Inform ation Your Client Advisor: DM DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154.0003 :099125CSF3r)::‘ OBAR ROLL Account Number. N4G-024943 Go paperless E R 'sr N F I D r iscriAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE T U Page? Ott Kowa twaller4 L....my Val , Saxe 2007 DALNAll RATED COMMUNCATIONS rxerurtraer SDNY_Gf..4_00048313 DB-SDNY-00 11137 EFTA_00155922 EFTA01290950 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST It. FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Flan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account com m unicafions for electronic delivery. To register and turn off paper tom m unications, log in to your account or contact your Oient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EA!) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnimpershing.cormbusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You coil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 8 of 11 Account Number. N46-024943 Rated tnellordi 077.7 QM GO paperless v«. 2007 TFE FAZE DAL 0All RA T ED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) t gO N F I DrErriA rxacurtraer SDNY_GM_00048314 OB-SDNY-0011138 EFTA_00158923 EFTA01290951 Deutsche Asset & Wealth Management PO 110 1778. BaIhmore. MO 2t203 Important Inform ation and Disclosures (continued) Oralsre RIM Ponli, "Mall n Mamie-wan Pant% COetrar Dettfam Se4Vri AC Mc* Hann Ammo. MTh I bgr New len Tv 10114 01114,4411114.Ins)774.4,91, Statement Period: 03/0112016 • 0313112016 Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not pennitted without prior written authorization from Standard 8 Pools. Standard 8 Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard 8 Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard 8 Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard 8 Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or see securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities ciders; the assessment of the suitat4ity of those transactions, where applicable the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit www.pershing.corniabouffstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. ()BAB /1011 Account Number. N4G-024943 Go paperless THE tl. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE T ,ON F I DranAL kn. tacelkini Every Von SOSO, 2007 CALBAT RATED COsvonfroCalsOnS exemmer Page 9 of ti =Jr Jr.....?.="0..D.irs= SDNY_GM_00048315 OB-SDNY-0011139 EFIA_00158924 EFTA01290952 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other ri court. including the right to a trial by pry. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents. witness statements and ether discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing Lie shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied, (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 10 of 11 Account Kum Mr. N4G-024943 Rated tffsidle nil Go paperless (very v«. since =riot Th E FAZ DALBAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) E TerlsrO N F I DriTriA rxesusnaer SDNY_GM_00048316 O13-SDNY-OO1114O EFrA_00I 58925 EFTA01290953 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER LS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIQOIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF RS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIX. INSTITUTION F YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A GOWNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Cr ASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*MASH ING1 FOR ANY AMOUNT. ALL SECURRES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN RS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHBITED BY LAW. • PERSHING MAY TRADE FOR RS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COMADISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NHS - RULE 607(AX1)-(2)1 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWRHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (M380). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET WI THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND ODNINTIONS ARE UNACCEPTABLE TO YOU. REASE NOTIFY PERS-ING BALEDIATELY IN WRRING BY CERTRED MAIL TOONE PERSHING RADA JERSEY CITY. NJ 07329, ATTN' LEGAL DEPT nw VOlit Page11011 Account Kum Der. N4G-024943 Rated taceikint TFE FAZE TRLST (bO paperless ty-y v-9-2007 e LL' F r xeir LBAultr RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) ON ForN TIA "rid= int woe SDNY_GM_00048317 CS-SDNY-0011141 EFrA_00158926 EFTA01290954 Deutsche Asset & Wealth Management PO 1776. Balomore MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: CAMEL SABBA Gnaw< Rana Prmair Wean lAymienan Pdatert$ O•Mage Des-b1h4 Settoles lire 44 Ont• HI Pan A . Ita I bet New** Mt 1011.4 inn 04.21/0. MSS) 78114:.11 Asset Allocation Prior Year-End List Period LSD Cash. Money Funds. and Bank Deposals 47.601.121.92 27,679,187.17 DSO Axed Income 8.650.927 86 8.593.848.97 LSD Equities 7,390.940 00 7.206.130.00 Account Total (Pie Chart) 363,812,992.16 313,179,166.11 See the Asset Albcabon Disclosure and Footnotes secton for enportant informaton ragas:log your Asset Alai:aeon. tint, &It 'I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Portfolio at a Glance Account Number: NAIG -024943 Statement Period: 02/01/2016 -02/29/2016 This Period Year-to-Date Beginning Account Value 343,479,166.14 363,641,992.78 het Cash Deposits and Withdrawals 0 00 -20.000.000.00 Adjusted Previous Account Value 43,479,18611 13,611,992.18 Dividends. Interest and Other Income 47.766 80 133.265,57 het Chan e in Porlfolia -134.68194 .3111 007 15 ncling Account Value 4 3 3 9 2 2 5 1 0 0 $43,392,251.00 Accrued Interest $163.563 90 Estrm sled Annual Income 31.063.950 49 This Period %Allocation 27,718,811.55 63.88% 8.498.359 45 19.58% 7,175.080 00 16 54% 843,392,251.00 100.00% Please review your allocation penodicalty win your Client Adve,o• Page 1&9 Rated excelbra (1.O PaPerless 4) CONFIDENTIAL - "a"'"R SDNY_GM_00048318 DB-SDNY-0011142 EFTA_00 158927 EFTA01290955 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized Unrealized This Period Year•to•Date Short-Term Gain/Lon 0.00 0.00 •5.64594 Long-Term Gain/Loss 0.00 0 00 -656.209.27 Net Gain( Lou 0.00 0.00 -681,866.21 This summary excludes transactions where cost basis intimation is not available. For Your Information The European Central Bank (the •ECIfl and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest Mil be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Dewiption Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number: 0000001492 Current Yield 0.26% Activity Ending: 02129116 01130116 Opening Balance 02/17116 Deposit MONEY FUND PURCHASE 02129116 Deposit INCOME REINVEST 27,679,187.17 33,915.3$ 5.679.03 27,679,187.17 27,713,132.52 27,718,811.55 02129,16 Closing Balance $27 718 811.66 Total All Money Market Funds $27,718,811.56 Income and Expense Summary Dutton Period Year-to-Dale Taxable Nos Taxable Taxable Non Taxable Dividend Income Equities 33,915.35 0.00 108,445.35 0.00 Money Market 5,679.03 0.00 11,211.28 0.00 Other Dividends 8,142.42 0.00 15,578.91 0.00 Total Dividends, Interest, Income and Expenses $47,710.80 $0.00 $133,205.57 $0.00 Page 2 of 9 Account Kum ber N4G-024943 Go paperless e t ". Rated tacelhingi Oent, (very Year Since 2007 TFE FAZE T tONFID AnTriA rxem 0ALBAR RATED 00MMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) mer -arettro.====" 4= SDNY_GM_00048319 OB-SDNY-0011143 EFIA_00 I 58928 EFTA01290956 Deutsche Asset & Wealth Management PO OcY. 1778. Ballimore, MD 21203 Portfolio Holdings Gnaw.< Ram Pnwale wean stwienan wrens CodrageGw.• De.iscry kr* Sectonet Lac Mee *A Mao Hann Asirra0. Ita I ter Nem we\ hY 10114 IMPI:44414. (SW 7/44,91, Statement Period: 02/0112016 • 02129/2016 Account Adivity Opening Closing Awned Income 35.Day Current Opening Date Quantity Number Ending Balance Balance Income Ns Tear Yield Yield Cash, Money Funds, and Bank Deposits 64.00% of Portfolio Money Market DEUTSCHE GOVT CASH MTh 01130116 27,718,811.550 0000001/92 02129116 27,679,187.17 27318,811.55 0.00 11,211.28 0.26% 0.26% Total Money Market 587,679,187.17 $27,718,811.65 30.00 611,141.28 Total Cash, Money Funds, and Bank Deposits 521,619,181.17 827,711,811.55 80.00 611,241.28 Adjusted Unrealized Awned Estimated Estimated Date Acquired Quantity Veil Cod Cost Basis Market Price Market Value Gain/ Loss Interest Annual Income Yield Fixed Income 15.00% of Portfolio (In Maturity Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT Security Identifier: 46262EAE5 10.250% 05/15/18 B/E DTD 11/15/11 CALLABLE03/02ln fa 105.125 Moody Rating CAA3 S&P Rating CCC 10102112 '.12.13 500,000.000 94.7030 473.515.08 98.7500 0 nginal Cost Basis: 5445.000.00 FM ORGAN CHASE & CO DEP MS REPSTG Security Identifier: 46625HHAt 1110Th PFD SER 1 FIXED TO FUG RT 80 7.900% 04129149 B/E DTD 04/23/08 Moody Rating BAA3 S P Rating 88B- 05/10/11 3,000,000.000 111.2650 3,337,958.33 99.7500 Ofiginal Cost Basis: 53.337.95833 BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505DT8 SFS FIXED TO FLOAT 8.125% 04130158 B/E DTD 04/30/08 CALLABLE 05/15/18 Moody Rating 8A2 St P Rating 00. 05110111 '.12.12 3.000,000.000 112.9870 3,389.620 83 100 0000 Original Cost Basis: S3.389.620.83 Total Corporate Bonds $1,201,084.24 6,500,000.000 Total Fixed Income V,:100518CSFM, I : 8,500,000.000 UFA!, 4011 $1,201,094.24 493 750 00 20,234.92 14,805.56 51 250 00 10 37% 2,992,500.00 ,315,158.33 78,311.67 237 000 00 7.91% 3,000,000 00 -389 620.83 70,416 67 243 750 00 8.12% $6,486,250.00 -5711,841.24 8163,563.90 $532,000.00 66,188,250.00 -6714,544.21 $163,563.90 $532,000.00 Account Number. N4G-021913 Go paperless ThE TC; uTO N F I Drark L CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Rated Coroner. (very Va. Lace 2007 DAL BAR RA TED COMMUNCA TIONS rxartmser Page 3 of 9 SDNY_Gf..4_00048320 DB-SDNY-00 11144 EFTA_00158929 EFTA01290957 Portfolio Holdings (continued) Cale Awdred °oaetity Uait Cod Cod Basis Market Price Markel Value Unrealized bald Loss Estimated Estimated Annual Income Yield Equities 1 6.0 0% of Portfolio Preferred Stocks (Listed by expiration dale) CITIGROUP INC DEP SKS REPSTG 1/1000TH PFO SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 111151230 25.00 Dividend Option: Cash Security Identifier: C PRK CUSP: 172967341 02/03114 79.000.000 25.3090 1.999.418.90 26.5200 2,095,080.00 95,681.10 135,781.25 6.48% CMGROUP INC DEP SUS REPSTG 111000 Security Identifier: C PRC PFD SER C CHU 5.8% PERPETUAL MATY CUSP: 172967366 PERPETUAL CALL 04/22/180 25.00 Dividend Option: Cash 10128114 49,033.000 24.0810 1,180,739.16 25.4000 1,245,438.20 64,699.04 71,097.65 5.70% 10129114 150,967.000 24.3130 3,670,430.48 25.4000 3,834,561.80 164,131.32 218,902.15 5.70% Total Covered 200,000.000 4,851,169.64 5,080,000.00 228,830.36 290,000.00 Total 200,000.000 $4,851,169.84 $5,080,000.00 $228,630.36 $290,000.00 Total Preferred Stocks $8,850,588.54 $7,175,080.00 $324,491.48 8425,761.25 Total Eq uities $8,850,688.54 $7,176,080.00 $324,491.48 0426,781.25 Unedited Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Mattel Price Markel Value GaltilLoss Annual Income Yield Mutual Funds 5.00% of Portfolio P AI ORGAN FLOATING RATE INCOME FUND SELECT SPARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier PHSX CUSP. 481211510 01122113'.3 02/01113'.3 198,216.058 630.057 10.0900 10.0670 2,000.000.00 6.342.92 8 8600 8 8600 1156.194.26 5.582.30 -243-.820550 5742 82,854.31 263.36 4.71% 4.71% 03101113'.3 111.518 10.0800 7,158.48 8 8600 6,304.58 -853.90 297.44 4.71% 04101113'.3 789.547 10.1100 7,982.33 8 8600 6,995.38 98695 - 330.03 4.71% 05101113 '.3 06103113'•3 751.550 757.360 10.1300 10.0900 7,613.21 7,641.77 8 8600 8 8600 6,658.73 6,710.20 -954.48 93157 314.15 316.58 4.71% 4.71% 07101113'•3 ..3 668.131 9.9700 6,661.27 8 8600 5,919.65 74311652 279.28 4.71% 08101113'.3 704.609 10.0600 7,088.37 8 8600 6.242.83 -845.54 294.53 4/1% 09103113'.3 70t175 10.0300 7,113.03 8 8600 8,283.29 -829.74 296A4 4/1% 10/01113 '.3 712.100 10.0240 7.137.85 8 8600 6.309.21 - 82164 297.66 4.71% Total Mono ddddd 204,850.183 2,004,739.23 1,813,200.43 -251,538.80 85,54318 Reinvestments to 22,450.226 9.7490 218,072.65 8 8600 198.909.02 -19.963.63 9.384.18 4.71% Date Total Covered 22,450.228 218 87215 198,909.02 -19,963.63 9,384.18 Total 227,100.389 $2,283,611.86 $2,012,109.45 -$271,502.43 $54,927.118 Total Mutual Funds 02,283,811.88 82,012,109.45 .8271,602.43 194,927.98 Page 4 of 9 B0100118CSF30117 ORAN m t Account Number: N46424943 Go nanerless THE CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) HAZE It° O N F I DAENTIAL Rated 4M. SL I....04,y Yea. Since 2007 DAL BAR RAT CO COMMUNICATIONS rxesurtraer SDNY_GM_00048321 OB-SDNY-0011145 EFTA_00 158930 EFTA01290958 Deutsche Asset & Wealth Management PO 88.• 1778. Beware. MO21203 Portfolio Holdings (continued) Onisre Rana PnweWeahn•Apmgenmt Pdaterts C %Mae GKM) 01.1141* Sink Sette*es m....pt cot. HI Pant A . MOO Wei N. RA nv 10114 vul 414.711•11. (MI 78/.4,91, Cod Bails Market Value Statement Period: 02/0112016 • 02/2912016 Unrealized Accrued Estimated Gain/ Lott Interest Annual Income Total Portfolio Holdings $44,044,108.21 $43,392,251.00 .1681,855.21 $163,583.90 $1,083,950.49 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis repotting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110•343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unti the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing fin and Pershing makes no representation as to the accuracy of this information. 11 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rulelob-10(bX1) C0IAM18310118 are not sent for purchases into money market mutual funds processed on the sweep platform. Account Num Der N4G-024943 .101 Go paperless 11-E FAZE T I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) uONFIDENTIAL Page 5 of fr Rabid Excelleni (very v«. Siva 2007 DAL BAR RA T CO COMMUNCATIONS exclurnaer rt.2...."•70.=2.1.-Zretr. SDNY_GM_00048322 DB-SDNY-0011146 EFTA_00 I 58931 EFTA01290959 Activity Summary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Sear/Hies Securities Bought 0.00 -8.14212 -8,11242 0.00 -15.578.91 -15.578.94 Total Securities $0.00 -$8,112.12 -9,112.12 $0.00 .$16,578.94 -$16,578.94 Dividends and Interest $47,788.80 $0.00 $47,788.80 $133,265.57 $0.00 $133,285.57 Cash ooa 0 oo o oa 0 40 •20G00,000.00 .20 000.000 00 Total Cash $0.00 $0.00 $0.00 $0.00 .$20,000,000.00 -$20,000,000.00 Totals 847,768.80 .$8,142.42 $39,624.38 $138.285.57 .$20,015,676.94 •$19,862,313.37 Transactions by Type of Activity Process Settlemen: Date kind/ Type Description Onantity Price Aoried Interest Amount Currency Securities Bought and Sold 02126(16 REINVEST CAS`- INCOME NIORGAN FLOATING RATE INCOME PAD SELECT SHARES 922.131 -0,112.12 LSO ..PHSX 226178.2580 SHRS SHRS MACH. AT $813000 RD 02124 PO 02128/16 Total Securities Bought and Sold • U.S. DOLLARS 0.00 4,142.42 Dividends and Interest 02/16/16 CASH DIVIDEND RECEIVED 79000 SHRSCITIGROUP INC OEPSHS REPSTG 1/1000TH PFD 33,945.35 USD C PRK SERK DIV 6.875% PERPETUAL MATY PERPETUAL CALL 111151230 25.00 RD 02105 PD 02116/16 02126116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,142.42 USD ..PHSX 228178.2580 SHRS RD 02/24 PD 02/26116 02/29/16 MONEY MARKET FUND DEUTSCHE GO VT CASH 5,679.03 USD INCOME RECEIVED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 47,748.110 Total Value of Transactions 0.00 39,624.38 USO The price and quantity displayed may have been rounded. Client Service Inform ation Your Client Advisor: OAK DANIEL SABBA 345 PARK AVEN LE. 26TH FLOOR NEW YORK NY 10154.0003 Page 6 of 9 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number. N4G.021943 THE HAZE e t ). Rawl tacerigi ne (very Vs. S.007 2007 Te rO N F I DrTriA DALBARRA702COAMAUNKATIONK rxeitismer Go paperless SDNY_GM_00048323 OB-SDNY-0011147 EFTA_00158932 EFTA01290960 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Your Account Information (Misr* Mn, afr• lir Missal,. Mamie -wad V % Iow. Gto.p Dettuht Mai sec,..netAc Ion Cato In Part Anneklkhilber Neve RA 1,tt 1011.4 01114:441114.1115178•471S Statement Period: 0210112016 • 0212S/2014 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Am office premium on taxable bonds based an Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in incom e annually: No Electronic Delivery You have not selected any account Comm unications for electronic delivery. To register and turn off paper communications, log into your account or contact your Client Advisor for mote information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained horn independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked WA- and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Were pricing sources are not readily available, estimated prices may be used. Mien the updated price is received from the price provider, the updated price will be used in the release of the current month's statement Prior statements will not be revised. You should always request a cunent valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly-traded securities. debt securities in default. securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the cunent price will purge and N/A MI be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are net considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change al any time, and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wiwcpershing.comrbusiness_continuily.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dolar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from Pagel of 9 Account Number. N46-024943 Rated excellent LIMAN 901.1 Go paperless l-nr/ •••••• SSW". 2007 FAZ DAL OAR RA TED COMMUNICATDONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) E tsr O N F I DAENTIA - rxestur NC! SON Y_GM_0004 8324 DB-SDNY-0011148 EFDLOO 58933 EFTA01290961 Important Inform ation and Disclosures (continued) Reinvestment (continued) whom your security was purchased, may be obtained. In cwideno reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confiimations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge) Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate van not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose. Standard & Pools shaft not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not reconvnendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (n) any other instructions concerning your account. Pershing is not responsible cc liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and n general, for the ongoing relationship that it has with you. Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnivw.pershing.cortVabouUstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Page 8 of 9 ,,,pot WM' Account Number. NeG-024943 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZETriO N F I DAENTIAL RatOd twalleni Lowy Vas. SOSO, 2007 OALBAR RATED COMMUNICATIONS rxestmser -ctn. --r--ttl="0.:::-.—nt," .--," SDN Y_GM_00O4 8325 O13-SDNY-OO11149 EFrA_OO158934 EFTA01290962 Deutsche Asset & Wealth Management PO Boa 1778. Bsluimore. MD 21203 Important Inform ation and Disclosures (continued) ()PASO( Um P',..'. We a In. mi.-rent Marais I Dona 4,0‘P °eau iv Sat smongs,c Mar bit Olt to HS Psi Awns,. lkh I bet Plunir*M1 ire 10114 II ”1491.711191. 1.15178114,9S Statement Period: 02/01/2016 • 02129/2016 Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration tannin which a claim is fled. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by a parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are afNiated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court_ • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from Me class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a wart er of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information Is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201) 413-3330. Account Number. N4G-024943 08A11 MOIL Go paperless P-E FAZE TURLMON F I EIENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM, P. 6(e) Wien Motel excellent, beefy Vow Slate 2007 CALMAR RATED COMMUNCATIONS exclaimer •.. ..r. SDNY_GM_00048326 OB-SDNY-0011150 EFIA_00158935 EFTA01290963 Deutsche Asset & Wealth Management P.O. Boa 1776. Skidmore. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA (*.awe Ram •,,.,I, Wealth Manirmt Pdanets COMM< GK." Ym otosag se4v.let .nc. Vert Mot Ha Pan tionas.)611•Mcr New Int %V ,ma in))454.7.18.01-15.17•14").1 Asset Allocation Prior Year-End Lail Period USD Cash. Money Funds. and Bank Deposits 17,601,121.92 17,601,121.92 LSD Fixed Income 8,650,927.86 8,650,927.86 SD Equities 7 390 940 DO 7,390,940.00 Account Total (Pie Chart) 663,642,192.76 $63,612,992.78 See the Asset A:location Disclosure and Footnotes secton lor important informaton regatIng your Asset Abortion. CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) Account Num ber: N4G-024943 Statement Period: 0110112016 - 01(3112016 Portfolio at a Glance This Period Year-to-Date Beginning Account Value $63,642,992.78 $63,612,992.76 Net Cash Deposits and Withdrawals -20,000,000.00 -20,000.000.00 Adjusted Previous Account Value 13,642,992.78 13,612,992.76 Dividends. Interest and Other Income 85.498.71 85.498 77 Net Chan e in Portfolio -249,32541 -249.32541 ncling Account Value $43.479.166.14 S43,479.166.14 Accrued Interest $121.527 77 Estimated Annual Income 61.056.076 58 This Period % Allocation 27,679,187.17 63.66% 8,593,848.97 19.77% 7.206,130 00 16.57% $13,179,166.11 100.00% CON F I D('DEPArnsAL B0098186CSF30018 P ease review your allocabon cer othta y we, your Clent Aci.osco. Page 1010 Rated f.scolkini (very Year as, 2007 Dauleal RATED COmmumiCaTiOnS. exarturwer SDN Y_GM_000/ 8327 OB-SDNY-0011151 EFrA_00 158936 EFTA01290964 Asset Allocation Disclosure and Footnotes Food Income contains Rod Income Mutual Funds Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gain/Loss 0.00 0.00 -5.21354 Lon -Term Gain/Loss 0.00 000 -521.100.89 Net GaIn/Loss 0.00 0.00 -526,314.43 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the -ECB-) and other credit instkutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest vAll be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Der/igloo Amount kluge Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num ber 0000001492 Current Yield: 0.25% Activity Ending: 01129116 01/01/16 Opening Balance 47,559,512.35 47,559,512.35 01/04/16 Deport MONEY FUND PURCHASE 41,612.57 47,601,124.92 01108/16 Withdrawal MONEY FUND REDEMPTION -20,000,000.00 27,601,124.92 01125116 Deport MONEY FUND FIJRCNASE 72,500.00 27,673,824.92 01/29/16 Deport INCOMEREINVEST 5,562.25 27,679,187.17 01129/16 Closing Balance 621,679,157.17 Total All Money Market Funds $27,679,107.17 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Equities 72,500.00 0.00 72,500.00 0.00 Money Market 5,562.25 0.00 5,562.25 0.00 Other Dividends 7,436.52 0.00 7,436.52 0.00 Total Dividends, Interest, Income and Expenses 685,418.77 $0.00 $56,495.77 $0.00 Page 2 of 19 Account Number. N4G-024943 Went, Rea Go paperless TI- E FAZE TRLST CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON FIDAENTIAL Italia [names L very Yea. Slate 2007 DAL OAR RA TED COMMUNCA TIONS rxarartaer SDNY_GM_00048328 OB-SDNY-0011152 EFrA_00158937 EFTA01290965 Deutsche Asset & Wealth Management PO Boa 1778, Babimore, MO 21203 Portfolio Holdings Drov n mip-.+4 Views Ont4tC•ccp a. ,uN Nom M. “twvvii Mar 11, Pant Anne,. !Mk noct 'kw vest 1,0 KIVA 49142/18. MIS) >114VIS Acceunt Opening Date Quantity !lumber Adiyity Ending Opening Balance Posing Balance Cash, Money Funds, and Bank Deposits 64.00% of Portfolio Cash Balance 41,612 57 0.00 Money Market DEUTSCHE GOVT CASH INSTL 01101116 27.679.187.170 0000001/92 01129116 17,559,512.35 27,679,187.17 Total Money Market $17,659,512.35 $27 679 187.17 Total Cash, Money Funds,and Bank Deposits $17,601,121.97 $27,679,187.17 Adjusted Date Acquired Quality Unit Cod Cod Basis Market Price IlarkelValaa Fixed Income 15.00% of Portfolio OA Held* Date Sequence) Corporate Bonds IPAYM ENT INC GTD SR NT Security Identifier: 4$262EAE$ 10.250% 05115118 B/E DTD 11/15111 CALLABLE 01729116 Q 105.125 Moody Rating CAA3 S S P Rating CCC 10102112'.12.13 500,000.000 94.5310 472,656.24 98.7500 Original Cost Bass: 5445.000.00 PM ORGAN CHASE & CO DEP SHS REPSTG Security Identifier 46625HHA1 1110TH PFD SERI FIXED TO FLTG RT BO 7.900% 01129/19 B/E DTD 0/123108 Moody Rating BAA3 S PRaling BBB- 05110111 'Min 3,000,000.000 111.2650 3,337,958 33 100.9380 anginal Cost Bass: S3.337.958.33 BANK AMER CORP PERP NON COM ULATIVE DEP Security Identifier: 060505DT8 SFS FIXED TO FLOAT 8.125% 04/30158 B/E DTD 04/30108 CALLABLE 05/15118 Moody Rating BA? S8 P Rang 8B4 05110111 '.12.13 3,000,000.000 112.9810 3,389,620 83 101.4380 3,043,140.00 493,150.00 3,028,110.00 Statement Period: 01/01/2016 - 01/31/2016 Acaued license 30.0ay Current locos. This Year Yield Yield 0.00 5,562 25 $0.00 $5,582.25 $0.00 95,562.25 Unrealized kneed Estimated Estimated Win/ Lou Interest Annual Income Yield 0.20% 0.25% Account Num ber. N4G-024943 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) E TC; rd°O N F DrisrnAL TI-E FAZ 21,093.76 10,819.44 51,250.00 10.37% .309,818.33 59,250.00 237,000.00 7.82% .346,480.83 51,458.33 243,750.00 8.00% Page 3 of 10 Rated excellent, L very V... Lace 2007 DALOAR RATED COMMUNICATIONS rxerartraer SDNY_GM_00048329 OB-SDNY-0011153 EFTA_00158938 EFTA01290966 Portfolio Holdings (continued) Adjusted Unrealized interest Acciui d Estimated Estimated Dale Aozeired Quantity Unit Cog Cod Bags Markel Price Markel Value GeIf Loss Annual Income Yield Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON CON ULADVE DEP (continued) 0 nginal Cost Basis: $3,389,620.83 Total Corporate Bonds 17,200,235.40 $6,565,030.00 -$635,205.40 $121,527.77 1532,000.00 6,500,000.000 Total Fixed Income 6,500,000.000 $7,200,235.40 $6,565,030.00 -$635,205.40 $121,527.71 $532,000.00 Unrealized Date Acquired Quaatity Unit Cost Cod Basis Market Price Market Value Gainlloss Equities 16.00% of Portfolio Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP MS REPSTG 111000TH PFD SER K DIV8.875% PERPETUAL MAN PERPETUAL CALL 11/15123.25.00 Dividend Option: Cash Security Identifier: C PRK CUSP:172967341 02103114 79,000.000 25.3090 1,999,418.90 27.4700 2,170,130.00 170,711.10 135,781.25 6.25% CITIGROUP INC DEP SHS REPSTG 111000 Secuilty Identifier: C PRC PFD SER C DIV 5.8% PERPETUAL IA ATY CUSP. 172967366 PERPETUAL CALL 04/22/18625.00 Dividend Option: Cash 10128114 49.033.000 24.0810 1,180,739.16 25.1800 1,234,650.94 53,91128 71,097.85 6.75% 10129114 150,917.000 24.3130 3,670,430.48 25.1800 3,801,349.06 130,918.58 218,902.15 5.75% Total Covered 200,000.000 4,851,189.64 5,036,000.00 114,830.36 290,000.00 Total 200,000.000 14,851,189.84 $5,036,000.00 $184,830.36 $290,000.00 Total Preferred Stocks 18,850,688.54 $7,206,130.00 $355,541.46 1425,781.25 Total Equities $6,850,688,54 17,206,130.00 $355,541.46 $425,781.25 Unrealized Estimated Estimated Dale Acquired Quantity Unit Cod Cod Basis Market Price Market Valle Gala( Loss Mnual Income Yield Mutual Funds 5.00% of Portfolio SMORGAN FLOATING RATE INCOME FUND Security Identifier: .PHSX SELECT SFARES CUSP 481211.510 Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest 01122113 '.3 198,216.056 10.0900 2,000,000.00 8.9700 1,777,998.03 -222,001.97 81,288.58 4.57% 02101113'.' 630.057 10 0870 0.342.92 8 9700 5,651.62 -891.30 258.32 4.57% 03101113 '.3 711.578 10.0600 7,158.48 8.9700 6,382.85 -775.63 291.75 4.57% 04101113'.3 789.547 10.1100 7,982.33 8.9700 7,082.24 -900.09 323.71 4.57% 05101113'.3 751.550 10 1300 7,613.21 8.9700 6,741.40 -871.81 308.14 4.57% Estimated Estimated Mnual Income Yield B0098ISCCSF!, : ()SAN MIN Account Number: 1440424943 GO paperiess CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) HAZE itO N F I =TA L Page 4 of10 listed two -Me rdi Livery V... Lace 2007 DAL BAR RATED COMMUNCATIONS rxesturnaer nest v.—gun •••= SDNY_GM_000413330 DEl-SDNY-0011154 EFrA_00 I 58939 EFTA01290967 Deutsche Asset & Wealth Management PO O. 1778. B8fulmar*. MD 21203 Portfolio Holdings (continued) (*also< Rota Pon. Wealth Margenen Pdaeals Caen., 6 ,04) Des-404We* Smelts +..c wan Colt* 14, Pant Aterso.26 I leer New RA 0. M' 1011.4 IMI424.7IIIM (MI 774.4,91, Statement Period: 01/01/2016 .01/3112016 Date Acquired Quantity Uill Cost Cost Basis Market Price Markel Value Unrealized Willa Loss Estimated Estimated Annual Income Yield Mutual Funds (continued) P MORGAN FLOATING RATE INCOME FUND (continued) 06103113 ta 757.380 10 0900 7,641.7? 8 9700 6.793.52 44825 310.52 4.57% 07101(13 668131 9.9700 6.661.27 8 9700 5.993.13 488.14 273.93 4.57% 08101113 '.3 704.609 10 0600 7,088.37 8 9700 6.320.34 -768.03 288.89 4.57% 09f03113 709.175 10 0300 1,113.03 8 9700 6,361.30 -751.73 290.76 4.57% 10101113 ta 712.100 10 0240 7,137.85 8.9700 6.387.63 -750.32 291.96 4.57% Total Noncovered 204,660.163 2,064,739.23 1,635,711.90 ,229,027.27 83,905.58 Reinvestments to 21.528.095 91890 210,730.23 8.9700 193,107.01 -17,62322 8,826.52 4.57% Date Total Covered 21,528.096 210 730.23 193,107.01 .17,623.22 6,626.62 Total 226 178.251 $2 275 469.46 $2 028 818.97 -6245,550.49 $92,733.06 Total Mutual Funds $2,275,469.46 $2,028,818.97 4244560.49 $92,733.08 Unrealized /cued Estimated Cost Basis Market Valve Gain/ Loss Interest Annual Income l Total Portfolio Holdings $44,005,460.57 $43,479,166.14 -1526,314.43 $121,527.77 $1,056,076.58 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, ccosidered"ncricovered.' under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities *Stich are 'covered under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as nonretiement, US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources bekeved to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoMng foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Page 5 of 10 Account Rum bet. N4G-024943 Rated twallerdi All ROI L Go paperless beefy Yea/5100D 2007 TI-E FAZ CALMAR RA T ED COMPAUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E ET N F I DrErriA rxem I. ma rtta..JC• SDNY_GM_00048331 DB-SDNY-00 1 1 155 EFTA_00 155940 EFTA01290968 Portfolio Holdings (continued) 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this intonation. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages important Reminder for Pershing's 2015 MS Forms 1099 (B. DIV. 1NT. 010 and MSC): As a reminder. by February 16. 2016, you S be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent it issuers of securities you hold have not yet provided their final tax information. It wit inform you of the securities that are pending final reporting, and MI provide the anticipated mad date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Summary (Menai/Ws shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year.to.Date Debits Year.to-Date Net Year.to-Date Securities Securities Bought 000 .7.436 52 .7 436 52 7[. .' 436 52 .7 436 52 Total Securities $0.00 .$7,438.52 -$7,436.52 10.00 .17,436.52 .17,436.52 Dividends and Interest $85,498.11 $0.00 $85,498.77 $85,498.77 $0.00 $85,498.77 Cash Withdrawals 0.00 -20,000,000.00 -20.000,000.00 0.00 .20000,000.00 -20,000,000.00 Total Cash $0.00 -S20,000,000.00 -$20,000,000.00 $0.00 ,320,000,000.00 -$20,000,000.00 Totals $85,498.77 ,120,007,436.52 419,921,937.75 $85,49817 •$20,007,43642 •$11,921,137.75 Transactions by Type of Activity Process? %Niemen! Date Ti p& Securities Bought and Sold 01128/16 REINVEST CAS- INCOME P MORGAN FLOATING RATE INCOME FUND SELF_CT SHARES 829.043 ..Ph S8 225349.2150 SHRS SIRS PURCH. AT 58.97000 RD 01128 PO 01/28/16 Dm:Igloo Mandy Prke Armed literal Mont DJ nary -7,436.52 USD Total Wattles Bought and Sold • U.S. DOLLARS Account Number. N4G-024943 oftAB FAZE T T Go paperless TI-E CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ONFIDAENTIAL 0.00 4,13832 Page 6 of 10 Rated excellent [very VAN — 2007 DAL OAR RA TEO COMMUNICATIONS rxenurraer =zit ...a...L.. SDNY_GM_00048332 OB-SDNY-0011156 EFrA_00 I 58941 EFTA01290969 Deutsche Asset & Wealth Management PO Om 1770, Balamom, MD 21203 Destine Um P.,..'. Wealth Alvvie,mt mats Coon/. 4,0.4, ocaum me* se...934,4c Mar *4 Oat* SO Pan AMMO. lkh I b4r Il Pen* WY 1011.4 4914,18.1114178114,9S Transactions by Type of Activity (continued) Process' Settlement Date Activity Type Description Quantity Statement Period: 0110112016 • 01/31/2016 Price Accrued Interest Amount °IMMO/ Dividends and Interest 01122(16 CASH DIVIDEND RECEIVED 200000 SIRS CITIGROUP INC DEP SHS REPSTG 1/1000 PFD 72,500.00 USD C FRC SER C DIV 5.8% PERPETUAL MAZY PERPETUAL CALL 041221180 25.00 RD 01108 PO 01122103 01128116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 7,436.52 USD St. SX 225349.2150 SHRS RD 01126 RD 01126116 01129116 M ONEY MARKET FUND DEUTSCHE GOVT CASH 5,562.25 USD INCOME RECEIVED 233993682 Total Dividends and Interest- U.S. DOLLARS 0.00 86,498.77 Cash Withdrawals and Deposits 01108116 FEDERAL FUNDS SENT DEL TSChE BANK TRLST .20.000.000 00 LSO LS0999997 Total Cal Withdrawals and Deposits- U.S. DOLLARS 0.00 -20,000,000.00 Total Value of Transactions 0.00 -19,921,937.15 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor L A'. DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 10151.0003 pate? 010 Account Num ber. N4G-021943 e :. RANO tacollonli 08A11 Mel Go paperless (very Year Late 2'007 11- E FAZ DAL BAR RAT CD COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) E TCEdr 0 N F I DrErriA rxesturner SDNY_GM_00048333 OB-SDNY-0011157 EFTA_OOI 58942 EFTA01290970 Your Account Information Tax Lot Default Disposition frl Method Default Method for Mutual Funds. FIRST IA FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Flan. FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually. No Electronic Delivery You have not selected any account corn m unications for electronic delivery To register and turn off paper corn m unicafions, log in to your account or contact your giant Advisor for more inform flan. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfoio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions aganst your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however. pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets hell by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period DI tine deemed appropriate for that asset the current price will purge and NIA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vriwrpershing.convliusiness_continuity.hbri for specific deans as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 8 of 10 ORAN MOLL Account Number. N4G-024943 Go paperless M CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE TIg ST ONFI DAENTEAL Rana [names Envy Yaw, Lan 2007 DAL 0All RA TED COMMUNCATIONS rxesturtaer ili a r•011Itrnit 'fait WINN. tAC ge. SDNY_GM_00048334 OB-SDNY-0011158 EFTA_001 58943 EFTA01290971 Deutsche Asset & Wealth Management P.O. Ocw 1770 Balmer*, MD 21203 Important Inform ation and Disclosures (continued) Gnaw< Ram Po..,r vow. n PAnair,tat Vinci% COetrar Destsam kr* Se4wri ••4 Il eallert Mc* HI Part Annie. Halter New lot nr 10114 4:444$11.111517$1.4,91, Statement Period: 0110112016 • 01131/2016 Proxy Vote Securities not hilly paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written authorization from Standard 8 Pools. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any iiformalion. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pool's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities crders: the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCr 1 Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please vise. vrnwpershing.com/aboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, includiig your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing ISC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Account number. N4G-024943 lIrtn.1• .on paperless TI- E U CONFIDENTIAL — PURSUANT TO FED. R CR[6,1 P. 6(e) FAZE TRLMON F I DranAL Rated tmolkini Upon, Yew sioa 2007 Omani RA TED COsvaum CaTIONS rxenurtraer Page 9 el 10 SDNY_GM_00048335 OB-SDNY-0011159 EFrA_00 158944 EFTA01290972 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other s court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied, (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 10 of 10 Account Kum Der. N4G-024943 Go LMAII ROLL paperless Th E FAZE T T CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDAEWNAL RANO Dan* nil Event Vs. Siva 2007 DAL BAR RATED COMMUNICATIONS rxarturnser SDNY_GA4_00048336 DB-SDNY-0011160 EFTA_00 I 58945 EFTA01290973