EFTA Document EFTA01296367

NAME SEARCHED: Hyperion Air, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPS must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC CR No Hit • Not Required I. RDC Results No RDC alert (Please see attached) 0 Ilit PCR No Hit • Not Required II. PCR Results No PCR alert (Please see attached) H Hit BLS 0 Yes 0 No III. Negative Media There was no information found IV. Non-Negative Media There was no information found H Not Required V. Other Language Media There was no information found MB vi. D There was no information found Results? 0 Yes No M Not Required Sinaniam Results? (81 Yes 0 No El Not Required VB. Smartlinx Result found (please see attached) Court Cases 0 Review by Legal May be Requited g No Results VIII. Court Cases There was no information found M Search not required Prepared by: Reena Chandwani Date:06/22/2017 Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Manindale-Hubbellhttp://www.martindak.com/sp/Martindak/home.:tml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SDNY_GM_00059054 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0021878 EFTA_00169613 EFTA01296367 OFAC RESULTS RDC: !11603473 No Match Found KYC 1790685 Hyperion Air, LLC Country VIRGIN ISLANDS, U.S. PCR: C20170637997659 Hyperion Air, LLC 12937393 NCA customised Auto-Closed No-Flit 22/06/2017 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: 1 OF 1 RECORD(S) Comprehensive Business Report Report Created:6.22-2017 4:09 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copynght 2017 LexisNexis, All rights reserved. Search Terms - company(Hyperion Air, LLC) radius(15) Executives - Current (0) IncorporationiS0S (0) 0perabonedSites (1) Sales (0) Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0) MVRs • Current (0) MVRs Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft - Current (1) Aircraft • Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0) UCC Filings (0) Executives • Prior (0) Registered Agents (0) Name Variations (1) Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0) Possible Connected Parent Company (0) Industry Information (0) Business (0) For internal use only SDNY_GM_00059055 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021879 EF1'A_00169614 EFTA01296368 Page 2 View All Sources (1) Business Summary Name Address Phone HYPERION AIR LLC 6100 Red Hook Otis Ste B-3 St Thomas, VI 00802-1348 St. Thomas County LexID Established TIN 0223-8046-2065 At a Glance Real Property 0 UCC Debtor 0 Personal Property 1 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. NAME HYPERION AIR LLC TINs - 0 TINs found Business Profile Executives: Current - 0 executive(s) found Incorporation/SOS (0 active, 0 other) OperatingLocations - Showing 1 location(s) NO. ADDRESS METRO AREA PHONE 1 6100 Red Hook Cars Ste B-3 St Thomas, VI 00802-1348 St. Thomas County ST. THOMAS COUNTY Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information - no information found Licenses - 0 licenses found URLs - 0 URLs found Bankruptcy (0 active, 0 closed) Judgments/Liens (0 filings) UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property 1 current, 0 prior NO. TYPE STATUS YEAR/MAKE MODEL VIN 1. Aircraft Current 2001 BELL 430 49078 For internal use only SDNY_GM_00059056 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021880 EFTA_00169615 EFTA01296369 Page 3 Registrant Info HYPERION AIR LLC 6100 Red Hook Qtrs Ste B-3 St Thomas, VI 00802-1348 Aircraft Info Tail Number: 331JE Registration Date: 09/06/2013 Type: ROTORCRAFT Number of Engines: 2 Associates Executives: Prior - 0 prior executive(s) found Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business - 0 businesses found Business Associates - 0 business associates found Sources All Sources Personal Property 1 Source Documents 1 Source Documents Key: AHigh Risk Indicator. These symbols may prompt you to investigate further. 'it Moderate Risk Indicator. These symbols may prompt you to investigate further. P . General Information Indicator. These symbols inform you that additional information is provided. 400 The most recent telephone listing as reported by Electronic Directory Assistance. ® Wireless Phone Indicator. These symbols indicate a cell phone number. Residential Phone Indicator. These symbols indicate a residential phone number. ® Business Phone Indicator. These symbols indicate a business phone number. Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. FAX Indicator. These symbols indicate a FAX number. @ Government Phone Indicator. These symbols indicate a government phone number. Important: The Rube's Records and commercially available data sources used on reports have errors. Dale Is sometimes entered poorly. processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively OCCunale. Before relying on any data this system supplies, it should be independently verified. For Secretary d Slate documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained team that individual stale's Department of Slate. Your CIPPA Permissible Use is: Debt Recovery/Fraud For internal use only SDNY_GM_00059057 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021881 EFTA_00169616 EFTA01296370 Page 4 Your GLBA Permisinbie Uso Legal Compliance Copyrigla 92017 LeesNees. a division of Reed Elsonei Inc All Rghts Reset-fed. D&B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GNI_00059058 CONFIDENTIAL - PURSUANT TO FED. R.QP .NE I DENTIAL DB-SDNY-0021882 EFTA_0O169617 EFTA01296371