EFTA Document EFTA01296377

NAME SEARCHED: JEGE, LLC PWM 81S-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No Hit 0 Not Rapircd !lit I. RDC Results No RDC alert (Please co: a«aclied) ■ PCR No Hit 0 Not Required Hit IL PCR Result S No PCR alert (Please sec attached) 0 eta M IS Yes 0 No III. Negative Media Result found(Please see attached) IV. Non-Negative Media There was no information found Not Required V. Other Language Media There was no information found MB Results? ID VI. DAB There was no information found • Yes No Not Required Smartlinx Results? 2:I Yes 0 No 0 Not Required VII. Smartlinx Result found(Please see attached) Court Cases 0 Review by Legal May be Required 0 No Results 0 Search not required VIII. Conn Cases There was no information found Prepared by: Shams Gujaria Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your cons enience:Martindale-Hubbellhttp://uww.manindale.comhp/Martindaleihome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a sipped KYC is your confirmation that you have fully reviewed the research documents. Date: 06115/2017 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) For internal use only CONFIDENTIAL SONY_GM_00059064 DB-SDNY-0021888 EF1'A_00169623 EFTA01296377 OFAC RESULTS RDC: 11602643 Nematch Found KYC 1790685 11602644 No Match Found KYC 1790685 PCR: O20170637908854 JEGE, 15/06/2017 C20170637908851 JEGE, 15/06/2017 BIS RESULTS Negative Media: a JEGE, LLC JEGE, LLC Ct.untry:UNITED STATES Country:VIRGIN ISLANDS, U.S. LLC 0865115899 NCA customised Auto-Closed No-Hit LLC 0865115899 NCA customised Auto-Closed No-Hit The Santa Fe New Mexican (New Mexico) Distributed by McClatchy-Tribune Business News September 9, 2014 Tuesday King donors' address linked to sex offender BYLINE: Steve Terrell, The Santa Fe New Mexican SECTION: STATE AND REGIONAL NEWS LENGTH: 383 words Sept. 09—Democratic gubernatorial candidate Gary King has received more than $35,000 in campaign contributions from an address in the U.S. Virgin Islands that also is listed as For internal use only SDNY_GM_00059065 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021889 EFTA 00169624 EFTA01296378 Page 2 King donors' address linked to sex offender The Santa Fe New Mexican (New Mexico) September 9, 2014 Tuesday the address of a convicted sex offender who years ago bought property near Stanley from King's family. Jeffrey Epstein is listed in the New York state sex offender registry as currently residing at 6100 Red Hook Quarter B3, St. Thomas Virgin Islands. He was convicted in 2008 of soliciting sex from girls as young as 14. Police said Epstein had sex with five teenagers he hired to give him massages at his Florida home. More than $30,000 in contributions listed in King's latest campaign finance report, filed Monday, came from several businesses using Epstein's address. These include $10,200 from JEGE LLC; $5,200 from Maple Inc.; and $5,000 each from FT Real Estate, Laurel Inc. and Nautilus Inc. Earlier this year, King received another contribution from a business at the same address -- $5,200 from Neptune LLC. A spokesman for the King campaign said Monday, "If anything is found to be improper about any contribution, they will be returned or donated to charity." If so, it wouldn't be the first time King returned campaign money linked to Epstein. In 2006, following Epstein's arrest, Democratic politicians from Bill Richardson down to the Santa Fe County sheriff returned Epstein campaign contributions. King gave back $15,000 that an Epstein company called The Zorro Trust had contributed to his campaign for attorney general. At the time, King said, "I don't think I've ever met him personally. He knows other members of my family better." Epstein had purchased his 10,000-acre Zorro Ranch in Stanley from King's father, former Gov. Bruce King, in 1993. Then-Gov. Bill Richardson donated $50,000 in Epstein campaign contributions to charity. Epstein's 23,000-square-foot hilltop mansion, which was twice the size of the second largest home in Santa Fe County, was thought at that time to be the biggest house in the state. Contact Steve Terrell at [email protected] Read his political blog at www.santafenewmexican.cominews/blogs/politics. (c)2014 The Santa Fe New Mexican (Santa Fe, N.M.) Visit The Santa Fe New Mexican (Santa Fe, N.M.) at www.santafenewmexican.com Distributed by MCT Information Services LOAD-DATE: September 9, 2014 LANGUAGE: ENGLISH ACC-NO: 20140909-SF-King-donors-address-linked-to-sex-offender-0909-20140909 PUBLICATION-TYPE: Newspaper JOURNAL-CODE: SF For internal use only SDNY_GM_00059066 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0021890 EFTA_00 I 69625 EFTA01296379 Page 3 King donors' address linked to sex offender The Santa Fe New Mexican (New Mexico) September 9, 2014 Tuesday Copyright 2014 The Santa Fe New Mexican Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: 1 OF 1 RECORD(S) Comprehensive Business Report Report Created:6-15-2017 12:30 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2017 LexisNexis, All rights reserved. Search Terms - company(JEGE. LLC) tin(66-0795442) radius(15) Executives - Current (0) IncorporationIS0S (0) Operations/Sites (1) Sales (0) Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0) MVRs - Current (0) MVRs - Prlor (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft - Current (1) Aircraft - Prior (1) Bankruptcy Filings (0) Judgments 8 Liens Filings (0) UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1) Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0) Possible Connected Parent Company (0) Industry Information (0) Business (0) View All Sources (2) Business Summary Name Address Phone JEGE LLC 6100 Red Hook Otrs Ste B-3 St Thomas, VI 00802-1348 St. Thomas County LexID Established TIN 0148-5390-1666 At a Glance Real Property 0 UCC Debtor 0 Personal Property 1 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. 1 NAME JEGE LLC TINs - 0 TINs found For internal use only SDNY_GM_00059067 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0021891 EFTA_00169626 EFTA01296380 Page 2 Business Profile Executives: Current - 0 executive(s) found Incorporation/SOS (0 active, 0 other) OperatingLocations - Showing 1 location(s) NO. ADDRESS METRO AREA PHONE 1. 6100 Red Hook Qtrs Ste B-3 St Thomas, VI 00802-1348 St. Thomas County ST. THOMAS COUNTY Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information - no information found Licenses - 0 licenses found URLs - 0 URLs found Bankruptcy (0 active, 0 closed) Judgments/Liens (0 filings) UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property 1 current, 1 prior NO. TYPE STATUS YEAR/MAKE MODEL VIN 1. Aircraft Current 1988 GULFSTREAM AEROSPACE G-IV 1085 Registrant Info JEGE LLC 6100 Red Hook Qtrs Ste B-3 St Thomas, VI 00802-1348 Aircraft Info Tail Number 212JE Registrabon Date: 05/30/2013 Type: FIXED WING MULTI ENGINE Number of Engines: 2 2. Aircraft Prior 1988 GULFSTREAM AEROSPACE G-IV 1085 Registrant Info For internal use only SDNY_GM_00059068 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0021892 EFTA_00169627 EFTA01296381 Page 3 JEGE LLC 6100 Red Hook Quarter B 3 St Thomas. VI 00802 Aircraft Info Tail Number 423TT Registrabon Date: 05/30/2013 Type: FIXED WING MULTI ENGINE Number of Engines: 2 Associates Executives: Prior - 0 prior executive(s) found Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business - 0 businesses found Business Associates - 0 business associates found Sources All Sources Personal Property 2 Source Documents 2 Source Documents Key: SHigh Risk Indicator. These symbols may prompt you to investigate further. / Moderate Risk Indicator. These symbols may prompt you to investigate further. t General Infomiabon Indicator. These symbols inform you that additional information is provided. V The most recent telephone listing as reported by Electronic Directory Assistance. ® Wireless Phone Indicator. These symbols indicate a cell phone number. Residential Phone Indicator. These symbols indicate a residential phone number. ® Business Phone Indicator. These symbols indicate a business phone number 4) Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. 6 - FAX Indicator. These symbols indicate a FAX number. Government Phone Indicator. These symbols indicate a government phone number. Important: The Pubic Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incomscay and is generally not free from defect. This system should not be relied upon es dermilively accurate. Before retying on any data this system supplies. it should be Independently verified. For Secretary of State documents. the foaming data is for Information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Tow DPPA Permissible Use is: Debt Recovery/Fraud your GLBA Permissible Use is: Legal Compliance Copyright 62017 LroisNexis. a division of Reed Elsevier Inc. All Rights Reserved. For internal use only SDNY_GM_00059069 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0021893 EFTA_00 I 6%28 EFTA01296382 Page 1 D& B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00059070 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0021894 EFTA ((1169629 EFTA01296383