EFTA Document EFTA01296718

Norkom 6.1.0 - Local Internal Watchlist Entry Details Page 1 of 2 Home Page Help Requester Menu Local Internal Watchlist Entry Details Show Debug Info Details Alert ID: A170635377850 Alert Date: 15/06/2017 Score: 100% Detection Check: int glob names Best matches: Data Source: Custorner_NCA_web In Deutsche Bank Global Internal List 03_name = Darren Indyke Fuzzy Match >.= 85% Darren Indyke 04_gender = M Exact Match M 07_nationality = Math XXUS 05_birth_date = Compatible Date Match Name: Darren Indyke StreeVNumber. DOBJDOI: Zip Code/City: Nationality United States PEP Indicator: Gender: Male Customer ID: Country of Blrth/Branch: United States Alerted Customer ID: Country of Residence: United States Comments: Watch List Contents 8000000038407523 List ID I List Row ID: 10 / 6903705 L,st Classittcation PUBLIC List Ownership: List Usability: GLOBAL Deutsche Bank Trust Company Americas List Name: Program: Other New York Compliance - Other AML Title: First Name: Middle Name: Darren Place of Birth: ID Number: Other: Drivers Licence/State issue NJ US and The Lawlir US.Social Security Number: K Address: country of county of Issue US575 Lexington Ave 4th Fir New York NY 10022 US Last Name: Indyke Country: Name Alias: Other Dates: Name Malden: Entity 101 Row ID: 1016480 /6920073 Name Alternative Spelling: Darren K Indyke PLLC PCR Added Date: 23/12/2016 Date of Birth: PCR Modified Date: 23/12/2016 Nationality: US Record Created: 11/10/2016 Gender: M Record Updated: 11/10/2016 Record Valid Until: 07/09/2026 Record Status: ACTIVE Remarks: SDNY_GM_00059500 ttps ml .gt intranet.db.coltrailAW4OENeTtAecn=wA99k3xpls8... 6/16/2017 CONFIDENTIAL - PURSUANT TO FED. R. Olaf I DB-SDNY-0022324 EFTA_00170050 EFTA01296718 Norkom 6.1.0 - Local Internal Watchlist Entry Details Page 2 of 2 Handling Instructions A reference is on file in PCR. For details, please contact via email: AML Compliance New York I. Please collect the available information first and contact the responsible Compliance Officer. Copyright 1998-2010 Norkom Tochnologits Ltd. Al rights reserved. Ce_pci_IntornallocoilaIDetah; SDNY_GM_00059501 ttps ml .gt intranet.db.comeraphig4eretNeTtftlar-twA99k3xpls8... 6/16/2017 CONFIDENTIAL - PURSUANT TO FED. R. (hal I DB-SDNY-0022325 EFTA_0017005 1 EFTA01296719