EFTA Document EFTA01297029

Deutsche Bank Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Account Transactions From January 03, 2017 To June 29, 2017 Market Value Accrued Income Total Value DBAB - Brokerage Account Base Currency USD DB Securities Inc. 06:29:211 7 5740,876.18 $26.54 5740,902.72 Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Transa Security Trade Date Settle Date Type ction Identifier Description Units Local ccy Local Unk Prke Amount In Local coy Total Amount $0.00 Amount (USD) 0S:23,2017 06:23:2017 Cash USD999997 Disbureemer WELLS FARGO SANK, NA 0.00 USD C.IXI I 1 15,000.03) (11500 00) DEUTSCHE GOVT CASH INSTL RedemptIoni REFERENCE 06.23/2017 06:23:2017 Corporate USD999997 NO=00002, CREATED 0.00 USD 0.00 115,000.0=0 115.CEM OD Action BY AMPS:DVDA MMF DWG 147539670 Redemption! DEUTSCHE GOVT 0tt:2042017 06:20:2017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (137.553.59) (137.553 59) Action DWGI 147539670 0516:2017 06x16.2017 crao USD999097 Ensbursemer EASTERN CORP ECU 000 USD 0.00 (10.000 00) (10,000.00) DEUTSCHE GOVT CASH INSTL Redemption! REFERENCE Cr116017 0&162017 Corporate USD9995O NO=00002. CREATED 000 USD 0.00 10.000 00 10,000.00 Action BY AMPSJ0VDA MMF DWGI 147539670 PFIZER INC COM BKCM A PERSHING AFFILIATE MAKES A 061152017 06/20;2017 Sale 717O31103 MKT IN THIS SECURITY & ACTED 14.21a) 00) USD 32.81 137.553 59 137.563.% AS PRINCIPAL UNSOLICITED ORDER M:02:2017 06)022017 Redemption: usossoss7 DEUTSCHE GOVT 0.00 080 003 (1.344 OW )1,344 06) Reporting Currency' USD "e 1 of 5 Generated on 0&301201, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00059904 DB-SDNY-0022728 EFTA_00170448 EFTA01297029 Deutsche Bank Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC DBAB - Brokerage Account Base Currency USD DB Securities Inc. Value Date 0i3.29:20 I 7 Account Transactions From January 03, 2017 To June 29, 2017 Market Value 5740,1176.18 Accrued Income $26.54 Total Value 3740,202.72 Grand Total For All Transaction Types from 01/0312017 to 06/29/2017 Trade Date Settle Date Transaction Type Security Identifier Description Units Local ccy Local Unit Price Amount In Local coy 30.00 Amount (USD) Corporate CASH INSTL MMF Action DWGI 147539670 4200 SHRS PFIZER 05101:2017 06/1312017 Dividend 717081103 INC COM RD 05/12 PO 0.00 USD 0 00 1,344.00 1,344.00 06/01/17 DEUTSCHE GOVT a5731.2O17 05731.2017 Interest PE R232045 CASH MMF DWG/ GOO USD 0.03 145i1 14 58 147539670 Redon uter,/ DEUTSCHE GOVT CASH INCOME 05/312017 05131:2017 Corporate PER232045 000 USC) 0.00 (14 Se (14.58) REINVESTED MMF Action DWG! 147539670 05022017 05/022017 Redemption, Corporate USD999997 DEUTSCHE GOVT CASH 1NSTL MMF 0.00 USD 003 (1.950 C'3) (1.931000) Action DWG! 147539670 5000 SHRS BRISTOL MYERS SQUIBB CO 05012017 06/01/2017 Dividend 110122108 0.00 USD 0.00 1.e0.00 1.950.00 COM RD 0407 PD 05(01117 DEUTSCHE GOVT 04126'2017 04262017 IntereV PER2r045 CASH MMF Ce/GI 0.00 USD 0.00 9.64 9.64 147539670 DEUTSCHE GOVT Redemption/ 044262017 0412812017 Corporate PER232045 CASH INCOME REINVESTED MMF 000 USD 0.00 (9 54} (9.034, Action DWGI 147539670 041702017 04/202017 Can Disburserner USD999997 FIRSTBANK PUERTO RIC 000 030 0.00 1100.0,00. Ce) (100.00000) 047202017 04'202017 Redemption' USD999997 DEUTSCHE GOVT 0.00 USD 0.00 IMD.30.0=3 1:0.00;0.00 Total Amount Reporting Currency. USD Page 2 of Generated on 00302017 4- 1.71 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00059905 DB-SDNY-0022729 EFTA_00170449 EFTA01297030 Deutsche Bank Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Account Transactions From January 03, 2017 To June 29, 2017 Market Value Accrued Income Total Value DBAB - Brokerage Account Base Currency USD DB Securities Inc. 06'29:211 5740,876.18 $26.54 5740,902.72 Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Transa Security Trade Date Settle Date Type ction Identifier Description links Local ccy Local Unit Price Amount in Local ccy Total Amount 50.00 Amount (USD) CASH INSTL REFERENCE Corporate NO=00003, CREATED Action BY AMPS:DVDA MMF DINGI 147539670 Redemption! DEUTSCHE. GOVT 0419:2017 041912017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (114.051 51) ( 11 4.051 51) Action DWGI 147539670 DISNEY WALT CO DISNEY COM UNSOLICITED 04112oi 7 0419,2017 Sale 254687106 ORDER ALLOCATED (1.080 00) USD 114.12 114.051 51 114.051 51 ORDER YOUR 6ROXER ACTED AS AGENT DEUTSCHE GOVT 03:31:2017 03;31:2017 Interest PER232045 CASH MMF DWGI 0.00 USD 000 704 7.04 147539670 Redemption! DEUTSCHE GOVT 03/31:2017 03:31!2017 Corporate Action PER232045 CASH INCOME REINVESTED MMF 0.00 USD 0.00 (7.04) (7 04) DWG, 147539670 03,032017 03,03:2017 Caen USD999997 Dtsbursomer FIRSTBANK PUERTO RIC 0.00 USD 0.00 (100,090.03) (100.0000D) DEUTSCHE GOVT Redemption! CASH INSTL 031CD42017 03.03:2017 Corporate USD999997 REFERENCE 0.00 030 0.00 100.000.00 100.00000 Action NO=00002: CREATED BY AMPS;DVDA Reporting Currency. USD Page 3 of 3 Generated on 0510,2017 0 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00059906 DB-SDNY-0022730 EFTA_00 I 70450 EFTA01297031 Deutsche Bank Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC DBAB - Brokerage Account Base Currency USD DB Securities Inc. Value Date 06'29:211 Account Transactions From January 03, 2017 To June 29, 2017 Market Value 5740,876.18 Accrued Income $26.54 Total Value $740,202.72 Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Trade Date Settle Date Transaction Type Security Identifier Descnption Units Local ccy Local Unit Price Amount in Local ccy 50.00 Amount (USD) MMF DWG n Redemptio.' 147539670 DEUTSCHE GOVT 03:02:2017 03:02:2017 Corporate USD999997 CASHINSTL MMF 0.00 USD 000 ft 344 CC) f 4344 00, Action DWG! 147539670 4200 SHRS PFIZER 03:01:2017 03:D1:2017 Dividend 717081103 INC COM RD 02:03 PO 0.00 USD 0.00 i .344 DO 4344 00 OX01117 DEUTSCHE GOVT 02228:2017 02:28:2017 Interest PER232045 CASH MMF DWGI 0.00 USD 0.00 40.15 40 15 147539870 Redemption/ DEUTSCHE GOVT CASH INCOME 02:28:2017 02232017 Corporate PER232045 USD 0.00 (40 15) (40.15) Action REINVESTED MMF 0.00 DWG! 147539670 02:D2:2017 024222017 Redemption, Corporate USD999907 DEUTSCHE GOVT CASHINSTL MMF 000 USD 0.00 (1.950 00) (1,950.00) Action DWGI 147539670 5000 SHRS BRISTOL 02:01:2017 0201:2017 DNIdend 110122108 MYERS SQUIBB CO 0.00 USD 0.00 1.950.00 1.950.00 COM RD 01..06 PD 02:01:17 DEUTSCHE GOVT 01:31C017 Ol '31:2017 Interest 233993682 CASH MMF DWGI 0.00 USD 0.00 29.41 29.41 147539670 DEUTSCHE GOVT Redemption: CASH INCOME 01/31:2017 01:31:2017 Corporate 233993682 0.00 USD 0.00 (29.41) (29 41) REINVESTED MMF Action DVJG1147539670 Total Amount Reporting Currency' USD Page 4 of 3 Generated on 061012017 0 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00059907 DB-SDNY-0022731 EFTA_001 7045 I EFTA01297032 Deutsche Bank Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Account Transactions From January 03, 2017 To June 29, 2017 Market Value Accrued Income Total Value DBAB - Brokerage Account Base Currency USD DB Securities Inc. 06'29:211? 5740,876.18 $26.54 5740.902.72 Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Trade Date Settle Date Transaction Security Description Type Identifier links Local ccy Local Unk PrIce Amount In Local coy Total Amount $0.00 Amount (USD) Redemption! DEUTSCHE GOVT 01/212017 0123.2017 Corporate USD999997 CASH INSTL MMF 0.00 USD 0.00 (31.793.30) (31.793 30) Action DWGI 147539870 01:20.2017 01,20:2017 Cash l.rret:tirs.erner USD99r.24997 THE BANK OF NEW YORK 0.00 USD 000 •"." NO 00; 175.000.00) DEUTSCHE GOVT CASH INSTL Redemption: REFERENCE 01:2%2017 01/20:2017 Corporate USD999997 NO=00004. CREATED 0.00 USD 0 C0 (13.922.05) (13.922.05) Action BY AMPSJDVDA MMF DWGI 147539670 UBISOFT ENTMT SA ADR ISINaUS90349R1023 01/18:2017 011212017 Sale 90348R102 AVERAGE UNIT (500.00) USD 6.40 31 793 30 31,70330 PRICE TRANSACTION YOUR BROKER ACTED AS AGENT BOEING CO COM UNSOL AVERAGE 01/17.2017 01/20:2017 Sale 097023105 UNIT PRICE (500 00) USD 157.66 78.770 28 78.770.28 'TRANSACTION YOUR BROKER ACTED AS AGENT TENCENT HLDGS LTD ADR 01/17:2017 01.20/2017 Sale 880320109 ISINSUSSS032Q1094 (4000D) USD 25.52 10,151 77 10,151 77 UNSOL AVERAGE UNIT PRICE Reporting Currency' USD Page 5 of 5 Generated on 0610/2017 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00059908 DB-SDNY-0022732 EFTA_00170452 EFTA01297033 Deutsche Bank Wealth Management J EPSTEIN VIRGIN ISLANDS FOUNDATION INC Value Date Account Transactions From January 03, 2017 To June 29, 2017 Market Value Accrued Income Total Value DBAB - Brokerage Account Base Currency USD DB Securities Inc. 06,29:211 7 5740,876.18 $26.54 5740,902.72 Grand Total For All Transaction Types from 01/03/2017 to 06/29/2017 Transaction Security Trade Date Settle Date Description Type Identifier links Local ccy Local Unk Price Amount in Local ccy Total Amount $0.00 Amount (USD) 01;1:'.:::017 01:11:2017 0112:2017 01!11:2007 Redemption Corporate Acuon Oaildend TRANSACTION YOUR BROKER ACTED AS AGENT DEUTSCHE GOVT USD999W7 CASH [NM MMF DWG: 147539(570 5000 SHRS DISNEY 254687106 WALT CO DISNEY COM RD 12512 PD O1/I1!17 0.00 000 USD USD O.CV 0 00 (30.10.001 3 €C1O 00 8.900 00 3.003 OG Total Amount (USD) 0.00 Reporting Currency' USD Page 6 of 5 Generated on 0510,2017 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_OOO599O9 DI3-SDNY-0022733 EFTA_00170453 EFTA01297034 Deutsche Bank Wealth Management Account/List/Relationship/Client Account Number :- Date Range From 01:0312017 To 06/29/2017 Currency Reporting Currency: USD Transaction Status SoMuci ,:(erxeling Currere.y. USD Account Transactions Selected Report Criteria Page 7 of 'a Generated on 06102017 0 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00059910 DB-SDNY-0022734 EFTA_00I 70454 EFTA01297035 Deutsche Bank Wealth Management FX Rates used for Currency Conversion corresponds to the date (s) of the activity within the selected reporting period. Account Transactions Disclaimer All values are reflected in local and selected reporting currency. Please note that the information presented is as of the most recent available value date for each account type. Total values appearing in each module may differ due to rounding variances. 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'This information could not be converted to your preferred currency because an FX rate was not available. If an '!" 'U' (underdetermined) appears for a majority of the data displayed, you may want to select another preferred currency from the "Settings" page or update your "Display currency as" at the top of the page. ,:exyling Currercy. USD Ganerated on 06'102017 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00059911 DB-SDNY-0022735 EFTA_00 170455 EFTA01297036