EFTA Document EFTA01297055

NAME SEARCHED: Jeanne Brennan-Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated Search: Result: g No lin K Not Requited 0 Hit Click here for results: I. RUC Results RDC PCR 0 No Hit • Not Required II. PCR Results 0 Hit BIS 0 Yes N) No Not Required III. Negative Media IV. Non-Negative Media V. Other Language Media D8:6 Results? ID Yes 0 No Results? 9 Not Required D&B Smartlinx VII. Smartlinx Results? Yes 0 No 0 Not Required Court Cases Review by Legal May be Required re No Results 0 &arch not required VIII. Court Cases Prepared by: Akash latinar gomesh Date: 06/27/2017 Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We base attached the web link below for your convenience:Martindale-Hubbellhttp://w wn.martindale.com/sp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your INC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. Res IC.W.er Comments (as necessary): No RDC Alert No PCR Alert No information found Not required No information found Not required Information found(Please see attached) No information found Research Awl) st For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0022754 EFTA_00170474 EFTA01297055 Page 2 OFAC RESULTS RDC: NO Match 11603748 Eztal GCIS 00000487647 Jeanne Brennan- Wiebracht Date of Coon-, UNITED STATES Birth: 9/2/1960 PCR: C20170638043652 Jeanne Brennan-Wiebracht 12943760 NCA customised Auto-Closed No-Hit 27/06/2017 BIS RESULTS Negative Media: No information found Non-Negative Media: Not required Other Language Media: No information found Public Record: Date: 6/27/2017 Report processed by: DEUTSCHE BANK ASH Full Name WIEBRACHT, JEANNE 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Address 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY County Phone ST. THOMAS (340) 779-1736 For internal use only SDNY_GM_00059931 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0022755 EFTA_00170475 EFTA01297056 Page 2 ADDITIONAL PERSONAL INFORMATION SSN DOB 150-46-XXXX 1960 (Age 57) Subject Summary Name Variations 1: BRENNAN. JEAN A 2: BRENNAN, JEANNE A 3: BRENNAN, JEANNE ANN 4: BRENNAN. JEANNE B 5: BRENNAN, JEANNE BRENNAN 6: BRENNAN. WIEBRACHTJEANNE 7: BRENNANWIEBRACHG, JEANNE A 8: WIEBRACHT, J B 9: WIEBRACHT, J BRENNAN 10: WIEBRACHT, JEANNE 11: WIEBRACHT. JEANNE B 12: WIEBRACHT, JEANNE BRENNAN SSNs Summary No. SSN 1 150-46-XXXX DOBs Reported DOBs: 9/1960 7/1960 Gender State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: New Jersey 1968-1969 Possible E-Mail Addresses MATHIASST©GMAIL.COM JEBRENN@ATTGLOBAL.NET JWIEBRACHT@GMAIL.COM Others Using SSN - 5 records found # Full Name SSN DOB 1: BRENNAN, JOAN A 150-46-XXXX 1960 2: BRENNAN. JOAN 150-46-Y0OO( 1960 3: BENNAN, JOAN A 150.46-XXXX 1960 11 WIEBRACHT, MATHIAS 150-46-XXXX 5/1962 12: WIEBRECHT, MATHIAS 150.46-XXXX 5/1962 LexID(sm) 000268311584 Address Summary - 9 records found No. Address 1: 6501 RED HOOK PLZ STE 201 ST THOMAS. VI 00802-1373 ST. THOMAS COUNTY I Elementary or Secondary School 2: 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY 3: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 MONMOUTH COUNTY For internal use only SDNY_GM_00059932 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F 1DENTIAL DB-SDNY-0022756 EFTA_00 170476 EFTA01297057 Page 3 No. Address 4: STE 201 ST THOMAS, VI 00802 5: PO BOX 11299 ST THOMAS, VI 00801-4299 ST. THOMAS COUNTY 6: 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON. DC 20003-1722 D.0 COUNTY 7: ROSEMARIE WACHTER ST THOMAS. VI 00801 8: ROSEMARIE WACHTER CHARLOTTE AMALIE, VI 00801 9: 595 MAIN ST APT NEW YORK, NY 10044-0053 NEW YORK COUNTY Address Details 1: 6501 RED HOOK P12 STE 201 ST THOMAS, VI 00802-1373 Address 6501 RED HOOK P12 STE 201 ST THOMAS. VI 00802.1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed Dates Phone 1/1997 - 6/2017 (340)779-1736 2: 6501 RED HOOK P12 STE 20 ST THOMAS, VI 00802-1373 Address Dates 6501 RED HOOK PLZ STE 20 9/2005 - 1/2017 ST THOMAS. VI 00802-1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed Phone 3: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 Address Dates Phone 4 FIELDGATE CT 11/1984 - 82006 (732)671-5171 HOLMDEL. NJ 07733-1813 MONMOUTH COUNTY Census Data for Geographical Region Median Head of Household Age: 49 Median Income: $135,275 Median Home Value: $550,699 Median Education: 14 years Household Members BRENNAN. GEORGE G BRENNAN. GERRY G BRENNAN, JOAN A For internal use only SDNY_GM_000 59933 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0022757 EFTA_00170477 EFTA01297058 Page 4 BRENNAN. JOAN ANN BRENNAN, KIM M BRENNAN, THOMAS S Other Associates None Listed 4: STE 201 ST THOMAS, VI 00802 Address Dates Phone STE 201 1/1999 - 8/2000 ST THOMAS. VI 00802 Household Members None Listed Other Associates None Listed 5: PO BOX 11299 ST THOMAS, VI 00801-4299 Address Dates Phone PO BOX 11299 1/1988 - 1/1996 ST THOMAS. VI 008014299 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS Other Associates None Listed 6: 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003.1722 Address Dates Phone 1627 MASSACHUSETTS AVE SE APT 304 9/1993 - 9/1993 WASHINGTON, DC 20003-1722 D.0 COUNTY Census Data for Geographical Region Median Head of Household Age 34 Median Income: $94,286 Median Home Value: $405,769 Median Education: 14 years Household Members BRENNAN, GEORGE G BRENNAN, JOAN A BRENNAN, JOAN ANN Other Associates None Listed 7: ROSEMARIE WACHTER ST THOMAS, VI 00801 Address Dates Phone ROSEMARIE WACHTER 9/1993 - 9/1993 ST THOMAS, VI 00801 Household Members None Listed Other Associates None Listed 8: ROSEMARIE WACHTER CHARLOTTE AMALIE, VI 00801 Address Dates Phone ROSEMARIE WACHTER 11/1991 - 12/1991 CHARLOTTE AMALIE. VI 00801 Household Members None Listed Other Associates For internal use only SDNY_GM_00059934 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022758 EFTA_00 I 70478 EFTA01297059 Page 5 None Listed 9: 595 MAIN ST APT NEW YORK, NY 10044-0053 Address Dates Phone 595 MAIN ST APT 8/1986 - 8/1986 NEW YORK, NY 10044-0053 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age. 34 Median Income: $71,875 Median Home Value: $75.000 Median Education: 11 years Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 0 records found Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations -1 records found 1: Non-Governmental Vehicle Record Vehicle Information VIN: 4M2CU97128KJ28383 Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2008 Make: Mercury Model: Mariner Series: PREMIER Body Style: 4 Dr Wagon Sport Utility Owner Information Name: BRENNAN, JEANNE DOB: 1960 Address: 4 FIELDGATE CT HOLMDEL. NJ 07733-1813 MONMOUTH COUNTY Source Date First Seen: 9/5/2008 Source Date Last Seen: 6/27/2013 Source Information Data Source: NON-GOVERNMENTAL Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens -1 records found UCC LIEN FILING Debtor Information Debtor 1 Name: BRENNAN. JEANNE B For internal use only SDNY_GM_00059935 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0022759 EFTA_00I70479 EFTA01297060 Page 6 SSN: 150-46-XXXX Address: 6501 RED HOOK PLZ STE 301 ST THOMAS, VI 00802-1373 Debtor 2 Name: MATIAS, WIEBRACHT Address: 6501 RED HOOK PLZ STE 301 ST THOMAS, VI 00802-1373 Secured Party Information Name: BANK, NOVA SCOTIA Address: PO BOX 420 ST THOMAS, VI 00804-0420 Filing Information Filing Jurisdiction: VIRGIN ISLANDS Original Filing Number: C 2365/1995 Original Filing Date: 8/25/1995 Type: INITIAL FILING Date: 8/25/1995 Number: C 2365/1995 Filing Office Information Filing Agency: OFFICE OF THE LT GOVERNOR/UCC DIVISION Address: KONGENS GADE #18 CHARLOTTE AMALIE, VI 00802 Collateral Information Description: 08/25/1995 C 2365/1995 - VEHICLES Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 10 records found 1st Degree: 10 No. Full Name 1 WIEBRACHT, MATHIAS • AKA WIEBRECHT. MATHIAS • AKA WIEBRACHT. NATHIAS • AKA WIEBRACHT. MATHIAS • AKA WIEBRECHT, MATHIAS SSN:150-46-XXXX DOB:5/1962 (Age: 55) 2. BRENNAN. JOAN A • AKA BENNAN, JOAN A SSN:150-46-XXXX DOB:1960 (Age: 57) 3. WIEBRACHT, THOMAS 4. BRENNAN, JOAN ANN • AKA BRENNAN, JOAN A • AKA BRENNAN, JEAN ANN Address/Phone 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 PO BOX 11299 ST THOMAS, VI 00801.4299 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 (732) 671-5171 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003-1722 6501 RED HOOK PLZ STE 201 ST THOMAS. VI 00802-1373 6501 RED HOOK PI2 STE 20 ST THOMAS, VI 00802-1373 4 FIELDGATE CT HOLMDEL. NJ 07733-1813 (732) 671-5171 (732) 671-5109 For internal use only SDNY_GM_00059936 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0022760 EFTA_00 170480 EFTA01297061 Page 7 No. Full Name • AKA BRENNAN, J • AKA BRENNAN, JOAN A 5. 6. 7. SSN:082-34-XXXX DOB:2/1938 (Age: 79) BRENNAN, GERRY G • AKA BRENNAN. GEORGE G • AKA BRENNAN, GEORGE C • AKA BRENNAN, G • AKA BRENNAN, G JR • AKA BRENNAN, GEORGE D • AKA BRENNEN. GERRY G • AKA BRENNAN, GOERGE G SSN:150-46-XXXX DOB:10/1961 (Age: 55) BRENNAN. GEORGE G A Deceased • AKA BRENNAN, G G • AKA BRENNAN, GERRY G • AKA BRENNA, GEORGE G • AKA BRENNAN, GEORGE G • AKA BRENNAN. GEORGE G • AKA GBRENNAN, GEORGE SSN:078-26-XXXX DOB:11/1931 (Age: 85) BRENNAN, ROBERT FRANCIS • AKA BRENNER, ROBERT • AKA FRANCIS, BRENNAN ROBERT • AKA BRENN, ROBERT FREDERICK DOB:3/1964 (Age: 53) Address/Phone 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003-1722 595 MAIN ST APT 401 NEW YORK, NY 10044.0044 21 SWEET GUM RD HOWELL, NJ 07731-2935 (732) 363-9026 (732) 370-5660 4 FIELOGATE CT HOLMDEL, NJ 07733-1813 (732) 671-5171 (732) 671-5109 29 BRIDGEWATER CT JACKSON, NJ 08527-4030 (732) 886-7190 (732) 363-9026 210 DENNIS DR BRICK. NJ 08724-3708 (732) 295-8739 (732) 671-5109 25 BRONIA ST HOWELL, NJ 07731-3805 (732) 206-1165 (732) 671-5109 4 FIELOGATE CT HOLMDEL, NJ 07733-1813 (732) 671-5171 (732)458-1696 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003-1722 1627 ASSAVES NO 304 WASHINGTON, DC 20003 (732) 671-5109 1627 ASSAVES 304 N WASHINGTON, DC 20003 (732) 671-5109 2065 HIGHWAY A1 A APT 1303 INDIAN HARBOUR BEACH, FL 32937-1811 7777 HENNESSY BLVD STE 7000 BATON ROUGE, LA 70808-0307 (225) 765-8829 (225) 766-0050 281 LANSING ISLAND DR INDIAN HARBOUR BEACH, FL 32937-5102 930 S HARBOR CITY BLVD FL 32901 For internal use only SDNY_GM_00059937 CONFIDENTIAL - PURSUANT TO FED. R.C4M(F IDENTIAL DB-SONY-0022761 EFTA_00170481 EFTA01297062 Page 8 No. Full Name 8. 9. BRENNAN. GERARDETTE M • AKA BONHAGE, GERARDETTE M • AKA BRENNAN. GERADETTE M • AKA BONHAGE, GERALDINE M • AKA BRENNAN, GERRI • AKA BRENNAN, GERADETTE N • AKA GERADETTE, BRENNAN • AKA BRENNAN. GERALDINE M • AKA BRENNAN, GERARDETT M • AKA BONHAGE, GERARDETTE BRENNAN • AKA BONHAGE. GERRI M • AKA BRENNAN. G • AKA BONHAGE, GERARDETT B SSN:146-66-XXXX DOB:11/1968 (Age: 48) BRENNAN, KIM M • AKA ELLARD. KIM M • AKA BRENNAN, KIM E • AKA BRENNEN, KIM M • AKA BRENNAN, K • AKA BRENNAN, KIMN • AKA KIM, BRENNAN SSN:156-54-XXXX DOB:6/1964 (Age: 53) 10. BRENNAN, THOMAS S • AKA DEMARIA, THOMAS • AKA THOMAS, BRENNAN • AKA BRENNAN, T S • AKA BRENNAN, THOMAS S • AKA BRENNAN, TS • AKA BRENNAN, THOMAS STEPHEN SSN:152-46-XXXX DOB:8/1968 (Age: 48) Address/Phone MELBOURNE, FL 32901-1963 930 S HARBOR CITY BLVD FL 3 MELBOURNE, FL 32901-1963 (321) 725-5050 67 WARREN AVE BELLMAWR. NJ 08031.1719 (856) 933-2561 210 W CLINTON AVE OAKLYN, NJ 08107-1523 616 TAYLOR AVE OAKLYN. NJ 08107-1742 FLOOR 1ST CAMDEN, NJ 08108 1100 MILLER AVE GLOUCESTER CITY. NJ 08030-1325 (856)456-1692 21 SWEET GUM RD HOWELL, NJ 07731-2935 (732) 363-9026 (732) 370-5660 29 BRIDGEWATER CT G1 JACKSON, NJ 08527-4030 (732) 363-9026 4 FIELDGATE CT HOLMDEL. NJ 07733-1813 (732) 671-5171 25 BRONIA ST HOWELL, NJ 07731-3805 (732) 206-1165 210 DENNIS DR BRICK, NJ 08724-3708 (732) 295-8739 25 ADAMS ST LEXINGTON, MA 02420-1835 (781) 862-3830 7002 MAIN CAMPUS DR LEXINGTON, MA 02421-8609 17 SAINT ANDREWS RD SEVERNA PARK, MD 21146-1419 (443) 388-9278 (410) 659-2733 4334 ROLAND AVE BALTIMORE, MD 21210.2745 For internal use only SDNY_GM_00059938 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0022762 EFTA_00170482 EFTA01297063 Page 9 No. Full Name Address/Phone 4 FIELDOATE CT HOLMDEL. NJ 07733-1813 (732) 671-5171 Business Associates - 0 records found Person Associates - 0 records found Neighbors - 2 records found 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Name Address CARTER-BIRNIE, JENNIFER A 6501 RED HOOK PLZ STE 2 HACK, MEAGHAN M ST THOMAS, VI 00802-1373 LILES. WILLIAM H ROBERTSON, BRENT DAVIES, HALDANE F 3 6501 RED HOOK PL2 STE 20 ST THOMAS, VI 00802-1373 Employment Locator -1 records found 1: Company Name: SEE & SKI CORPORATION Name: WIEBRACHT, JEANNE B Title: OWNER Address: 6501 RED HOOK PLZ STE 237 ST THOMAS, VI 00802-1373 SSN: 150-464)OO( Confidence: Medium Criminal Filings - 0 records found Cellular & Alternate Phones - 2 records found 1: 2: Personal Information Name: WIEBRACHT, JEANNE Address: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Phone Number: (340) 690-1494 Phone Type: Mobile Carrier Information Carrier: NEW CINGULAR WRLS GA Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Personal Information Name: WIEBRACHT, JEANNE Address: 6501 RED HOOK PLZ APT 201 ST THOMAS. VI 00802-1373 Phone Number: (340) 779.1736 Phone Type: Carrier Information Carrier: INNOVATIVE TELEPHONE Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Sources - 46 records found All Sources Email addresses Historical Person Locator Motor Vehicle Registrations For internal use only Phone 46 Source Document(s) 7 Source Document(s) 18 Source Document(s) 1 Source Document(s) SDNY_GM_00059939 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0022763 EFTA_00I70483 EFTA01297064 Page 10 Person Locator 1 Person Locator 2 PhonesPlus Records UCC Lien Filings 14 Source Document(s) 3 Source Document(s) 2 Source Document(s) 1 Source Document(s) Key AHigh Risk Indicator. These symbols may prompt you to investigate further. I Moderate Risk Indicator. These symbols may prompt you to investigate further. (General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by the EDA source. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your OPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright. 2017 LexisNexis. a division of Reed Elsevier Inc. All rights reserved. D&B: Not required LEGAL RESULTS: Court Cases: No information found For internal use only SDNY_GM_00059940 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0022764 EFTA_00170484 EFTA01297065