EFTA Document EFTA01297396

NAME SEARCHED' Jean Anne Brennan Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): gDc 0 No I iit • Not Requital I. RDC Results No RDC ales (Please sec attached) 0 Hit PCR 0 No Hit • Not Required II. PCR Results No PCR alert (Please see attached) 0 iit IMS 0 Yes (81 No 0 Not Required III. Negative Media There was no information found IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B vi me Not required Results? 0 Yes • No 0 Not Required Smartlinx Results? 2 Yes 0 No 0 Not Required VII. Smanlinx Result found(Please see attached) Court Cases U Review by Legal May be Required lEi No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Rccna Chandwani Date:07/17/2017 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Huhhellhttp://www.martindale.comkpfMartindalethome.xml 3. As needed, provide comment for any nerative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is >our confirmation that you have fully reviewed the research documents. For internal use only SONY_GM_00060486 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023310 EFTA_00171022 EFTA01297396 OFAC RESULTS RDC: 11605048 No Match Found KYC 01790820 PCR: Jean Anne Brennan Wiebracht Date of Country:UNITED STATES Birth: 9/2/196O C20170738261282 Jean Anne Brennan Wiebracht 12988486 NCA customised Auto-Closed No-Hit 15/07/2017 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: Date: 7/15/2017 Report processed by: DEUTSCHE BANK AGII Full Name WIEBRACHT. JEANNE 1 OF 1 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2017 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Address 6501 RED HOOK P12 STE 201 ST THOMAS. VI 00802-1373 ST. THOMAS COUNTY County Phone ST. THOMAS (340) 779-1736 For internal use only SDNY_GM_00060487 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023311 EFTA 00171023 EFTA01297397 Page 2 ADDITIONAL PERSONAL INFORMATION SSN DOB 150-46-XXXX 1960 (Age 57) Subject Summary Name Variations 1: BRENNAN, JEAN A 2: BRENNAN, JEANNE A 3: BRENNAN, JEANNE ANN 4: BRENNAN, JEANNE B 5: BRENNAN, JEANNE BRENNAN 6: BRENNAN, WIEBRACHT JEANNE 7: BRENNANWIEBRACHG, JEANNE A 8: WIEBRACHT, J B 9: WIEBRACHT. J BRENNAN 10: WIEBRACHT, JEANNE 11: WIEBRACHT, JEANNE B 12: WIEBRACHT, JEANNE BRENNAN SSNs Summary No. SSN 1- 150-46-XXXX DOBs Reported DOBs: 9/1960 7/1960 Gender State Iss. Date Iss. Warnings Most frequent SSN attributed to subject: New Jersey 1968-1969 Possible E-Mail Addresses MATHIASST©GMAIL COM JEBRENN©ATTGLOBALNET JWIEBRACHT@GMAIL COPI Others Using SSN - 5 records found # Full Name SSN DOS BRENNAN, JOAN A 150-46-XXXX 1960 2: BRENNAN, JOAN 150-46-XXXX 1960 3: BENNAN, JOAN A 150-46-XXXX 1960 11: WIEBRACHT, MATHIAS 150-46-XXXX 5/1962 12: WIEBRECHT, MATHIAS 150-46-XXXX 5/1962 LexID(sm) 000268311584 Address Summary - 9 records found No. Address 1: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY I Elementary or Secondary School 2: 6501 RED HOOK PLI STE 20 ST THOMAS, VI 00802.1373 ST. THOMAS COUNTY 3: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 MONMOUTH COUNTY For interna) use only SIDNY_GM_00060488 CONFIDENTIAL - PURSUANT TO FED. R.QPN(F IDENTIAL DB-SDNY-0023312 EFTA_00171024 EFTA01297398 Page 3 No. Address 4: STE 201 ST THOMAS. VI 00802 5: PO BOX 11299 ST THOMAS, VI 00801-4299 ST. THOMAS COUNTY 6: 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003-1722 D.0 COUNTY 7: ROSEMARIE WACHTER ST THOMAS. VI 00801 8: ROSEMARIE WACHTER CHARLOTTE AMALIE, VI 00801 9: 595 MAIN ST APT NEW YORK. NY 10044-0053 NEW YORK COUNTY Address Details 1: 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 Address Dates Phone 6501 RED HOOK PLZ STE 201 1/1997 - 7/2017 (340) 779-1736 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT. THOMAS Other Associates None Listed 2: 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 Address Dates Phone 6501 RED HOOK PLZ STE 20 9/2005 - 1f2017 ST THOMAS, VI 00802-1373 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS WIEBRACHT, THOMAS Other Associates None Listed 3: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 Address Dates Phone 4 FIELDGATE CT 11/1984 - 8/2006 (732) 671-5171 HOLMDEL, NJ 07733-1813 MONMOUTH COUNTY Census Data for Geographical Region Median Head of Household Age: 49 Median Income: $135,275 Median Home Value: $550,699 Median Education: 14 years Household Members BRENNAN, GEORGE G BRENNAN, GERRY G BRENNAN. JOAN A For internal use only SDNY_GM_00060489 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023313 EFTA_00I7 1025 EFTA01297399 Page 4 BRENNAN, JOAN ANN BRENNAN, KIM M BRENNAN, THOMAS S Other Associates None Listed 4: STE 201 ST THOMAS, VI 00802 Address STE 201 ST THOMAS, VI 00802 Household Members None Listed Other Associates None Listed Dates 1/1999 - 8/2000 Phone 5: PO BOX 11299 ST THOMAS, VI 00801.4299 Address Dates Phone PO BOX 11299 1/1988 - 1/1996 ST THOMAS, VI 00801-4299 ST. THOMAS COUNTY Household Members WIEBRACHT, MATHIAS Other Associates None Listed 6: 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003.1722 Address Dates Phone 1627 MASSACHUSETTS AVE SE APT 304 9/1993 - 9/1993 WASHINGTON, DC 20003-1722 D.0 COUNTY Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $94,286 Median Home Value: $405769 Median Education: 14 years Household Members BRENNAN, GEORGE G BRENNAN, JOAN A BRENNAN, JOAN ANN Other Associates None Listed 7: ROSEMARIE WACHTER ST THOMAS, VI 00801 Address Dates Phone ROSEMARIE WACHTER 9/1993 - 9/1993 ST THOMAS, VI 00801 Household Members None Listed Other Associates None Listed 8: ROSEMARIE WACHTER CHARLOTTE AMALIE, VI 00801 Address Dates Phone ROSEMARIE WACHTER 11/1991 - 12/1991 CHARLOTTE AMALIE, VI 00801 Household Members None Listed Other Associates For internal use only SDNY_GM_00060490 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023314 EFTA 00171026 EFTA01297400 Page 5 None Listed 9: 595 MAIN ST APT NEW YORK, NY 10044-0053 Address Dates Phone 595 MAIN ST APT 8/1986 - 8/1986 NEW YORK. NY 10044-0053 NEW YORK COUNTY Census Data for Geographical Region Median Head of Household Age: 34 Median Income: $71,875 Median Home Value: $75,000 Median Education: 11 years Household Members None Listed Other Associates None Listed Voter Registrations - 0 records found Driver Licenses - 0 records found Professional Licenses - 0 records found Health Care Providers - 0 records found Health Care Sanctions - 0 records found Pilot Licenses - 0 records found Sport Licenses - 0 records found Real Property - 0 records found Motor Vehicle Registrations -1 records found 1: Non-Governmental Vehicle Record Vehicle Information VIN: 4M2CU97128KJ28383 Class: PASSENGER CAR/LIGHT TRUCK Model Year: 2008 Make: Mercury Model: Mariner Series: PREMIER Body Style: 4 Dr Wagon Sport Utility Owner Information Name: BRENNAN, JEANNE DOB: 1960 Address: 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 MONMOUTH COUNTY Source Date First Seen: 9/5/2008 Source Date Last Seen: 6/27/2013 Source Information Data Source: NON-GOVERNMENTAL Boats - 0 records found Aircraft - 0 records found Bankruptcy Information - 0 records found Judgments/Liens - 0 records found UCC Liens - 1 records found tvi UCC LIEN FILING Debtor Information Debtor 1 Name: BRENNAN, JEANNE B For internal use only SDNY_GM_00060491 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023315 EFTA 00171027 EFTA01297401 Page 6 SSN: 150-46-XXXX Address: 6501 RED HOOK PLZ STE 301 ST THOMAS, VI 00802-1373 Debtor 2 Name: MATIAS, WIEBRACHT Address: 6501 RED HOOK PLZ STE 301 ST THOMAS, VI 00802-1373 Secured Party Information Name: BANK, NOVA SCOTIA Address: PO BOX 420 ST THOMAS. VI 00804-0420 Filing Information Filing Jurisdiction: VIRGIN ISLANDS Original Filing Number: C 2365/1995 Original Filing Date: 8/25/1995 Type: INITIAL FILING Date: 8/25/1995 Number: C 2365/1995 Filing Office Information Filing Agency: OFFICE OF THE LT GOVERNOR/UCC DIVISION Address: KONGENS GADE #18 CHARLOTTE AMALIE, VI 00802 Collateral Information Description: 08/25/1995 C 2365/1995 - VEHICLES Fictitious Businesses - 0 records found Notice Of Defaults - 0 records found Potential Relatives - 10 records found 1st Degree: 10 No. Full Name 1. WIEBRACHT. MATHIAS • AKA WIEBRECHT, MATHIAS • AKA WIEBRACHT, NATHIAS • AKA WIEBRACHT, MATHIAS • AKA WIEBRECHT, MATHIAS SSN:150-46-X,XXX DOB:5/1962 (Age: 55) 2. BRENNAN, JOAN A • MA BENNAN, JOAN A SSN:150-46-XXXX DOB:1960 (Age: 57) 3. WIEBRACHT, THOMAS 4. BRENNAN, JOAN ANN • AKA BRENNAN. JOAN A • MA BRENNAN, JEAN ANN Address/Phone 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 PO BOX 11299 ST THOMAS, VI 00801-4299 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 (732) 671-5171 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003-1722 6501 RED HOOK PLZ STE 201 ST THOMAS, VI 00802-1373 6501 RED HOOK PI2 STE 20 ST THOMAS, VI 00802-1373 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 (732) 671-5171 (732) 671-5109 For internal use only SDNY_GM_00060492 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023316 EFTA_00 I 7 1028 EFTA01297402 Page 7 No. Full Name • AKA BRENNAN. J • AKA BRENNAN, JOAN A 5. 6. SSN:082-34-XX)0( DOB:2/1938 (Age: 79) BRENNAN. GERRY G • AKA BRENNAN, GEORGE G • AKA BRENNAN. GEORGE C • AKA BRENNAN, G • AKA BRENNAN, G JR • AKA BRENNAN, GEORGE D • AKA BRENNEN, GERRY G • AKA BRENNAN. COERCE G SSN:150-46-XXXX DOB:10/1961 (Age: 55) BRENNAN, GEORGE G A Deceased • AKA BRENNAN, G G • AKA BRENNAN, GERRY G • AKA BRENNA GEORGE G • AKA BRENNAN, GEORGE G • AM BRENNAN. GEORGE G • AKA GBRENNAN, GEORGE SSN:078.26-XXXX DOB:11/1931 (Age: 85) BRENNAN. ROBERT FRANCIS • AKA BRENNER, ROBERT • AKA FRANCIS. BRENNAN ROBERT • AKA BRENN. ROBERT FREDERICK DOB:3/1964 (Age: 53) Address/Phone 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003-1722 595 MAIN ST APT 401 NEW YORK, NY 10044-0044 21 SWEET GUM RD HOWELL, NJ 07731-2935 (732) 363-9026 (732) 370-5660 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 (732) 671-5171 (732) 671-5109 29 BRIDGEWATER CT JACKSON, NJ 08527-4030 (732) 886-7190 (732) 363-9026 210 DENNIS DR BRICK, NJ 08724-3708 (732) 295-8739 (732) 671-5109 25 BRONIA ST HOWELL, NJ 07731-3805 (732) 206-1165 (732) 671-5109 4 FIELDGATE CT HOLMDEL. NJ 07733-1813 (732) 671-5171 (732) 458-1696 1627 MASSACHUSETTS AVE SE APT 304 WASHINGTON, DC 20003-1722 1627 ASSAVES NO 304 WASHINGTON, DC 20003 (732) 671-5109 1627 ASSAVES 304 N WASHINGTON. DC 20003 (732) 671-5109 2065 HIGHWAY A1A APT 1303 INDIAN HARBOUR BEACH, FL 32937-1811 7777 HENNESSY BLVD STE 7000 BATON ROUGE, LA 70808.0307 (225) 765-8829 (225) 766-0050 281 LANSING ISLAND DR INDIAN HARBOUR BEACH, FL 32937-5102 930 S HARBOR CITY BLVD FL 32901 For internal use only SDNY_GM_00060493 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023317 EFTA 00171029 EFTA01297403 Page 8 No. Full Name 8. BRENNAN, GERARDETTE M • AKA BONHAGE, GERARDETTE M • AKA BRENNAN, GERADETTE M • AKA BONHAGE. GERALDINE M • AKA BRENNAN. GERRI • MA BRENNAN, GERADETTE N • AKA GERADETTE, BRENNAN • AKA BRENNAN, GERALDINE M • AM BRENNAN, GERARDETT M • AKA BONHAGE, GERARDETTE BRENNAN • AKA BONHAGE, GERRI M • AKA BRENNAN, G • MA BONHAGE, GERARDETT B SSN:146.66-XXXX DOB:11/1968 (Age: 48) BRENNAN. KIM M • AKA ELLARD, KIM M • MA BRENNAN. KIM E • AKA BRENNEN, KIM M • AM BRENNAN, K • MA BRENNAN, KIMN • AKA KIM, BRENNAN SSN:156-54-XXXX DOB:6/1964 (Age: 53) 10. BRENNAN, THOMAS S • AKA OEMARIA, THOMAS • AKA THOMAS, BRENNAN • AKA BRENNAN, T S • MA BRENNAN, THOMAS S • MA BRENNAN. TS • AKA BRENNAN. THOMAS STEPHEN SSN' 152-46-XXXX DOB:8/1968 (Age: 48) Address/Phone MELBOURNE, FL 32901-1963 930 S HARBOR CITY BLVD FL 3 MELBOURNE, FL 32901-1963 (321) 725-5050 67 WARREN AVE BELLMAWR. NJ 08031-1719 (856) 933-2561 210 W CLINTON AVE OAKLYN, NJ 08107-1523 616 TAYLOR AVE OAKLYN, NJ 08107-1742 FLOOR 1ST CAMDEN, NJ 08108 1100 MILLER AVE GLOUCESTER CITY, NJ 08030-1325 (856) 456-1692 21 SWEET GUM RD HOWELL, NJ 07731-2935 (732) 363-9026 (732) 370-5660 29 BRIDGEWATER CT G1 JACKSON, NJ 08527-4030 (732) 363-9026 4 FIELDGATE CT HOLMDEL, NJ 07733-1813 (732) 671-5171 25 BRONIA ST HOWELL, NJ 07731-3805 (732) 206-1165 210 DENNIS DR BRICK. NJ 08724-3708 (732) 295-8739 25 ADAMS ST LEXINGTON, MA 02420-1835 (781) 862-3830 7002 MAIN CAMPUS DR LEXINGTON, MA 02421-8609 17 SAINT ANDREWS RD SEVERNA PARK, MD 21146-1419 (443) 388-9278 (410) 659-2733 4334 ROLAND AVE BALTIMORE, MD 21210.2745 For internal use only SDNY_GM_00060494 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023318 EFTA_00I 71030 EFTA01297404 Page 9 No. Full Name Address/Phone 4 FIELDGATE CT HOLMDEL. NJ 07733-1813 (732) 671-5171 Business Associates - 0 records found Person Associates - 0 records found Neighbors - 2 records found 6501 RED HOOK P12 STE 201 ST THOMAS, VI 00802-1373 Name Address CARTER-BIRNIE, JENNIFER A 6501 RED HOOK P12 STE 2 HACK, MEAGHAN M ST THOMAS, VI 00802-1373 LILES. WILLIAM I-I ROBERTSON, BRENT DAVIES. HALDANE F 3 6501 RED HOOK PLZ STE 20 ST THOMAS, VI 00802-1373 Employment Locator -1 records found 1: Company Name: SEE & SKI CORPORATION Name: WIEBRACHT. JEANNE B Title: OWNER Address: 6501 RED HOOK PL2 STE 237 ST THOMAS, VI 00802-1373 SSN: 150-46-XXXX Confidence: Medium Criminal Filings - 0 records found Cellular & Alternate Phones - 2 records found 1: 2: Personal Information Name: WIEBRACHT, JEANNE Address: 6501 RED HOOK PLZ STE 201 ST THOMAS. VI 00802-1373 Phone Number: (340) 690-1494 Phone Type: Mobile Carrier Information Carrier: NEW CINGULAR WRLS GA Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Personal Information Name: WIEBRACHT, JEANNE Address: 6501 RED HOOK PL2 APT 201 ST THOMAS. VI 00802-1373 Phone Number: (340)779-1736 Phone Type: Carrier Information Carrier: INNOVATIVE TELEPHONE Carrier City: CHARLOTTE AMALIE (SAINT T Carrier State: VI Sources - 46 records found All Sources Email addresses Historical Person Locator Motor Vehicle Registrations For internal use only Phone 46 Source Document(s) 7 Source Document(s) 18 Source Document(s) 1 Source Document(s) SDNY_GM_00060495 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0023319 EFTA_00I7103 I EFTA01297405 Page 10 Person Locator 1 14 Source Document(s) Person Locator 2 3 Source Document(s) PhonesPlus Records 2 Source Document(s) UCC Lien Filings 1 Source Document(s) Key AHigh Risk Indicator. These symbols may prompt you to investigate further. I Moderate Risk Indicator. These symbols may prompt you to investigate further. (General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by the EDA source. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is. Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright@ 2017 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. D& B: Not required LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00060496 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0023320 EFTA 00171032 EFTA01297406