EFTA Document EFTA01298110

NAME SEARCHED: Jean Anne Brennan Wiebracht PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click hem for results: Reviewer Comments (as necessary): RUC NI No lilt 0 Not Required Hit I. RDC Results No RDC Alert (Please See Attached) • FIRCOSOFT Cr No Hit U Not Required flit II. FIRCOSOFT Res-Mil No FIRCOSOFT Alert (Please See Attached) ID HIS 0 Yes (8] No 0 Not Required Ill. Negative Media No Information Found IV. Non-Negative Media No Information Found v. Other LanRtiage Media Not Required D&B rtmitir 0 Yes 0 No Not Required VI. DieS Not Required _i SNIARTLINX Retailts? VII. Smartlinx No Information Found (Please See Attached) E Yes No 0 Not Required COURT CASES U Required gk Review by Legal May be No Results Search not n:quired VIII. Court Cases No Information Found M Prepared by: Krishna Didhich Date: 08117/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-HubbellhttpaAvwxv.martindale.comhp/Manindaleillome.xml 3. As needed. provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL S0NY_GM_00062169 DB-SDNY-0024994 EFTA_00172679 EFTA01298110 Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age 11638375 No Match Found KYC 01977695 a lean Anne Brennan Wiebracht : ate U.S. .J, :r, :VIRGIN ISLANDS, of Birth 11638379 No Match Found KYC 01977695 3 Jean Anne Brennan Wiebracht • ' .:,-;untry:UNITED STATE: Date of iiii. FIRCOSOFT: Request ID Record ID Type Name Details Alert(s) ADM INT PEP SAE 24867183 WR 2413671832182 Individual Jean Anne Brennan Brennan VViebrach No Alert No Alert Alert No Alert 24867190 WR_248671902182 Individual Jean Anne Brennan Brennan VViebrachl No Alert No Alert Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: Not Required D&B: Not Required For Internal use only For internal use only SDNY_G11_00062170 CONFIDENTIAL - PURSUANT TO FED R.WNE I DENTIAL DB-SONY-0024995 EF1'A_00172680 EFTA01298111 Public Record: Search: Crnerr.int ronitratiOn4 vo POtS6ri RoDOr a > Sa*rch Remelts Tema: esn(ISO 46 ••46; stote(Alt) recce.- 3o) ( pie I:eve& i tlISSMISli ) Select for DelNew e , Ver. Cr ec,00 a Na 171 2. Sek. 74* It•Xul Make' Frae4) low tk11%-12-45.5 :1;.0,4v: Fleet, :,MY: II:W IENSCE-ESAS ean kfiln Oct fee (.06ebnel teerles etiktf& S'elta. AFT ZU ($11540e.at.t cCerr• 101 et /WNW; 61 tar. I erelien e•Sercenimv Seat • rte` Cart Cr 1,C 1 *007713 9.41 Prealttlti at" n. kr: meViailePV(Tt eke V In 11. Wee 0.61011 DC ina0.0.7( ofMrs!r••• 4 :Karr et riasas..watztists riehre>miCOLeay. Mincenerr. AV GfP tr. PAZ Mau REiniOGISP-Z1/11//1 ITT...WA. 'V 4•607.rtn • ,10 , 41 - .); I f.4nrn rat, ,f :restore Med Gliiefl12.14 (ste0. 4 WO:-4.141 St tleleASCO,Nre- d) No Documents Found No documents were found for the search terms entered. *bore see-t sawn DRZWIAN ;DM ;centre once ego»! 5P/Wish • Curt eft _ere Point. Too can edit your search and try again, or save it. To edit it, you may want to try one or more of the following: • Check for spelling errors. • Remove some search terms. • Check the "find slmilar-sounding last names" checkbox. Search: Smartlinxa Comprehensive Person Report ti Terms: first-name(3ean Anne) last-name(arennan Wiebracht) state(ALL) radios(30) yJ LEGAL REST 1. I's: Court Cases: No Information Found For Internal use only For internal use only Edit Search Nee i;.7c1;) SDNY_GM_00062171 CONFIDENTIAL - PURSUANT TO FED R.cONE I DENTIAL DB-SDNY-0024996 EFTA 00172681 EFTA01298112