EFTA Document EFTA01298462

Deutsche Bank El Account Holder Name Zorn, Man. merit LLC OCISI SZO331 Sect reason to KYC [Regular Review Cases 1977695 ZignI 5 siisia_es, etEi iglial§; Name el g 222 1:7 yr i, !NEI t I r=gati): te rTO I t i" 4 9 _ $ -2; z 32 , g:,;12: i r% z (ef a: VP i— A. itt. -:-_a: ‹ '.- .. i 8 8 g 4 %r is f, I" 3 Producl{s) frank no aosmno.i., ptock.cti Itcolint Value ‘T I MIA bre& COOLY ol t•MkcinSlXP USVI Enter Country ol Residence. Entitnypa USVI LLC Zeno Management LLC x x a x x NA'! x x x x x NA Jeffrey Epstein (Sole Member IS e.,.• • Shar odor x e x N ex t xdx x xY* x <antenna .......-....m... a x x x 25 x x x x x x xxxx 4 x x x kiC Ztxotnen.hlp Operating Agreement a X x x XXX x X X NA other Legal Existence other, Cerhhcate of Existence -- COMMIXESPien1 1) it/ kr Jebel EMWn attached n the case 2) iD tor in 'RentOrrot OCI 3) IDter SAZYChmentirCIOCI 4) ROC -, clearances case attached in 5) Futon, NI round on Darien lied) in th• Signing Authe(ibr - LLC Resolution House Accour= rat A enettrtion-g0IS Entity Rawest 'Structure I/ " 01 Ashocit tiescrs Acro o re Required Approvals/Documents Include but not Dr171(14 to: ABR APPrOval nOn•US (Jeentl with indit pa Of US stark" (47.n.US cinn; cna)m; Mew to Wsperne er US ormtserth Oen( cna)n7 stones to neccern a ,itTel -OS rer!oi.PCA ry a at ,ce.rocl agnate." rf .inn-C S bn, has a U S &Mears) AFC Roputanonal Risk Approval (garrVing nei.n) AML Compliance a, BRM Approval for US persons web an offshore PIC 0 Client and UE1O hem EU (rater to Tab S - EU Country UM) add note b dent probe 0 Client Risk Program (CRP) Fenn for et row loons (CRP tonne are required at KYC stage because loans do not go avow" India • NCN US CLIENTS ONLY 0 Cross Border Approval 0 CRP Escalation Body Approval • Exceptions laical exit courtry 1st penned. NO EXCEPTIONS IM Global exit countries ExCo Approval (NO Rent KYCs Fa New Chaffs AND Oen doengeaded nom lowerrikenbHiGH AND &Evora Dow, Revs.") 3 FinCElfs COO Rule Form 0 Getman Bank Separation Act (OSSA) Ouestionnalre - rovred for ALL new dents iG ESA datermnatrm made for clients errand as at 6,3O17. es f EEDS lobe (ewes:ea •a• met 509i• indroot cement and any in between entrees that rdrectly own ¶0% or more er Group Su112thatdlltY Approval (41MTOITTIPM•11.0,1ii rak) Industry Rep Risk Escalation Ihtrps:/MperrsiuMranet.db.conslarstapprAPP fitful) • defense induatrY MO Approval (nee ra5cotioris 079 rin ea hop )** Subject to upturning GSM approval changes this may be removed 0 Non-target market Approval 0 PEPtriegatree media esalatiOn Approvals -knead WM AML Compliance 0 Vona:mare. Line of business Approval to commence NYC adoption process RATIONALE MEMO stating bean for approving KYC Zero Ittreperrere. LIC_KKC CL, MIR Cl_. IN CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) General Notes: Mind/Cate in comments if information is not found in current KYC Or Customer Profile (onto number in nettle EIS W26 and reference to that number in th«omments). esplain III WhKh NYC Case or where in the Reposatory the information Can be round (2) Indicate if information is missing (3) It the account holder is a non US individual and has a US individual as POA, tax exports, Thema soiree and Rich lams). need to be informed as this is considered a US tridnia Footnotes: )al State O«vpaton. Employers Name and Address. Estimated Income. Net Worth (e) If there is any negative news, assure to summana it In OBI ate. (c) Make sure the PEP determination captured accurately. (d) Make sure the account details are completed (i.e. account manager. account type. currency. purpose of the account) (climax* sure the client meeting int ormabon is entered in DB FCRCO. Are the booking canter, referral source. introduction detail and payment retrocession due ten related to this client entered In OBI wee? CONFIDENTIAL SDNY_GM_00063066 DB-SDNY-0025891 EFTA_00 173574 EFTA01298462