EFTA Document EFTA01298881

Deutsche Bank O Account Holder Haws MIX LLC: Plan D. LLC fiCI3 a Watt anti Select reaeOri for NYC Re tab Rafter Case ill 1177014 1 I alsitsif f AS 1 v I fli f ili go li ,F. a 1 i 2if I Qi... a Li g:ail tiEll 1 1 tilt. ] iiiElgi al ji it i.PCi I a U f inaluells) Banking addition/ products Netball Value inlet Courayof Ullman* travail lean* Enter Country°, Reildencli US Vow Islands NE9. LLC (Accouit snider) • • e • • t, a ERNE TM» LLC Plan 0. LLC (Accourt Holder) a e y e a X x x xN x e x coismsNE Arrant Epelein (Sole Member ad NES& Mine LLC)(S* ometif Cif NES LW) X X X X a l a it Ix a sYNANAR basin K. lady's (AulhommetRametOty) a [ne a ten., N /INN NA *Maas 0 Assoccitoneic fOrgi Harry Bells (Ranted SMIIMOM) a as a g a a a ic a NNAMANA Lemont., Paul Metal ilf MUMMA or Plan 0 LLC1 a a i x 2 X a ENRIORNNAMR NA Legal Ellelence Catraeng Aomernent Comments (l)(2) (3) other i , ,i;fr, IC' („„ r „, noo. ca., i , . 2) IDs boa Jeerer. Harry' w..... 3) ROC alert rot Jeffrey Epee Signing Autlemtey Coma Resolutions Barx Account A S.gnevs MIIIIMMOStiliflablialvelli J Ccerabrg Are- - - • ocher Required Approvels/Documents include but not limited to: ABR Apprman noniUS clients wen indicts of US 'talus tutu: to Coign,' a uS podor..VS cvie.:Citanadj Statird to boon a di Midge Coe tgnalpy 0 nOn.l./ $ Out Ais • U S eckirese) (I AFC Ropulational Risk Approval (Rending nexus) MIL Compliance A BRM Approval Ida US pewee with an offshore PIC 0 ChM and.. U00 from EU (refer to Tab EU Country Lie) -add note lo cart Veda Client Risk Program (CRP) Form lot at flew loans (CRP forms are required at NYC -ay elcai.SC roan. do not go threogh Inds • RCN US CLEATS ONLY 0 Cross Border Approval 0 CRP Eeislatioll Body Approval- ExcAptiOnti to Meal as country let parmiled NO EXCEPTIONS for Global *sit countnes 0 ExCo Approval Oign Q4A KYCS Foe Nee fl eets MO Gents diacin(raded eon, otieddidn V rro5r4 AND or Even: Omen Rena) 0 FinCENA COO Rule Form German Bank Separation Act (GBEa( Questionnaire • requeed for ALL new cleft :GBSA *atom naten made fof cionts ozahno as ot A30 17 . MA NEEDS to be tecantsfec lor Covy Wit. ironed °ern) and any in between canted MN marectN own SOft of more Group Suits/inabilityApproval (env recent...al:soca: nth) 0 indiadry Rep Risk Escalation (htiptEnpa.elskiintranet dteCanters/apiRAPP•Mmil - defense Industry MD Approval (Men adoptions On ,V nee rat*, r Sub(ed to upcoming 035 approval Chairlgt4 . may be removed. Noma/get market Approval PEPPfmgative media escalation Applegate - Held WY AML Compliance 0 Venezuela Lino of business Approval to common*. NYC adoption process 0 RATIONALE MEMO stating tees for approving NYC NES & Plan D_ANC CM ABR 014C alit CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) General Notes. [ II ino nide in comeenie i iniorn itic, ie no: feu e0 in ciirrent Kit o• Customer Prot lc (enter cp.-cher in Ilea, L I5 W2ti one error.< to that number in the comments) es pinch in which NYC Cane or where In the Repos Cory the Information can be round (2) indicate If imonnetlem is missing t 3) If the aCCOialt holder IS a POP US intiNklual and Na a US Individual as PO& tar opens Pena Sherpa and Rich Largo. need to be Informed as the rs considered a US unchain FOORIOMS: (a) State Occupation. Employers Name and Address. Etta/late," income Net Worth ID) if there is any negative news. assure to summarize It In OBlorce. (c) Make sum the PEP determination captured a0Curately Id) Make sute the account Staffs am completed (I • account Illalliraer. account type. cuinincy. purpose Of aCCOun) (Maine sure the client meeting information le entered In 011 Force Are the booking center. referral source. Introduction detail and parteM retrocession question muted to this client entered In OBlotcs? CONFIDENTIAL SDNY_GNI_00064265 DB-SDNY-0027090 EFTA 00174771 EFTA01298881