EFTA Document EFTA01298883

VNAME SEARCHED : The 2007 Jeffrey E. Epstein Insurance Trust #3 PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC .:4 No Hit • Not Required I. RDC Results No RDC alert (Please sec attached) • I lit FIRCOSOFT fa No Hit 0 Not Required II. FIRCOSOFT Results No FIRCOSOFT alert (Please sec attached) E Hit BIS HI. Negative Media There was no information found • Yes - No ci Not Required IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B vi. D&B There was no information found Results? 0 Yes Cr No • Not Required Sinartlinx VII. Smanlinx There was no information found Results? 0 Yes CI No II Not Required Court Cases 0 Review by Legal May be Required El No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Recite Chandwani Datc:1 I/14/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the %NCI) link below for your convenience:Manindale-Hubbellhttp://nw.martintlak.com/sp/Martindak/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only S0NY_GM_00064267 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0027092 EFTA_00174773 EFTA01298883 OFAC RESULTS RDC: 11644022 No Match Found KYC 01977694 The 2007 Jeffrey E. Epstein (Global Search) Insurance Trust #3 FIRCOSOFT: Request ID Record ID Type Name Details Alert(s) ADM INT PEP SAE 35045760 WR_350457602182 Company The 2007 Jeffrey E. Epstein Insurance Trust #3 No Alert No Alert No Alert No Alert 35049341 WR_350493412182 Company The 2007 Jeffrey E. Epstein Insurance Trust #3 No Alert No Alert No Alert No Alert BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: There was no information found For internal use only For internal use only SDNY_GM_00064268 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0027093 EFTA_00174774 EFTA01298884 Page 2 No Documents Found aamoatt •nn found ior 6• 'earth toms sant. You w edt feu/ NM& cad by &pa. or son t. To ona yeu :may turn to try ono w SW* Of tin fellennnto • Chock fa •sating erten. • Raman ••m• •aarch • Ch•(itt**1&•4 NITA& C•••••50Y. Cesnl. 34•10M11..flit CO•4••••••••••• &Mittel £•Prilt Toast creoponyerla 1007 Minty I. Epstein Inswaste That 1) naus(113) D&B: There was no information found LEGAL RESULTS: Court Cases: There was no infommtion found For Internal use only For internal use only SDNY_GNI_00064269 CONFIDENTIAL — PURSUANT TO FED R.CON(F IDENTIAL DB-SDNY-0027084 EFTA_00174775 EFTA01298885