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efta-efta01299333DOJ Data Set 10CorrespondenceEFTA Document EFTA01299333
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Classification: For internal use only
fyi
Paul Morris
Managing Director
Deutsche Bank Asset & Wealth Management
New Y
---- Forwarded by Paul Morrisklb/dbcom on 05/15/2013 1215 PM ---
From
Chip Packard/db/dbcom
To:
Cc
Date
Subject
Paul Morris/db/dbcom.
Patrick Harns/db/dbcom
05/14/2013 06:42 PM
Epstein (I]
Classification: For internal use only
Spoke with both Caruso and Polizzotto. Neither suggest this requires rep risk and we can move ahead so
long as nothing further is identified through KYC and AML client adoption.
Chip Packard
Managing Director
Co-Head, Wealth Management Americas
Deutsche Asset and Wealth Management
Securities offered through Deutsche Bank Securities Inc.
SDNY_GM_00065251
CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL
DB-SDNY-0028076
EFTA_00 I 7575 I
EFTA01299333
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